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McNamee & Anor, Re Judicial Review

Court of Appeal in Northern Ireland
Sep 6, 2011
Smart Summary (Beta)

Factual and Procedural Background

On 18 November 2009, the Appellants applied for leave to issue judicial review proceedings challenging a decision made by the Police Service of Northern Ireland (PSNI) on 27 October 2009. On 9 December 2009, the High Court judge granted leave on some grounds but refused it on others. The Appellants lodged a notice of appeal on 16 December 2009 against the refusal grounds. The judge subsequently ruled that leave was required before such an appeal could be pursued, rendering the notice of appeal a nullity. The judge then granted leave to appeal so that the Court of Appeal could decide whether leave was necessary in these circumstances. A further notice of appeal was lodged on 1 March 2010. The Court of Appeal allowed the appeal on certain grounds at the hearing on 25 May 2010. This judgment addresses solely whether leave is required to appeal the refusal of leave to issue judicial review proceedings.

Legal Issues Presented

  1. Whether the determination of an application for leave to issue judicial review proceedings constitutes a final or interlocutory order for the purposes of appeal.
  2. Whether leave is required to appeal a refusal of leave to issue judicial review proceedings under Section 35 of the Judicature (Northern Ireland) Act 1978 and related court rules.
  3. Whether the Appellants fall within any exceptions to the requirement for leave to appeal, particularly under Order 53 Rule 10(a) of the Rules of the Court of Judicature.

Arguments of the Parties

Appellant's Arguments

  • The application for leave to issue judicial review proceedings is a distinct, free-standing application, and the order granting or refusing leave is an order of the High Court subject to appeal.
  • Even if granted leave, it is a separate decision for the applicant whether to commence judicial review proceedings, making the leave application interlocutory.
  • The Appellants rely on Order 53 Rule 10(a), which they argue provides that leave is not required to appeal from an order refusing leave to issue judicial review proceedings, even if refusal is only on some grounds.
  • They contend they fall within the exception under Section 35(2)(g)(vi) of the Judicature Act, supported by relevant procedural rules allowing appeals without leave in such circumstances.

Respondent's Arguments

  • The Respondent submits that leave to appeal is required unless an exception applies.
  • They argue that Order 53 Rule 10(a) only applies where the application for leave is refused on all grounds, not where refusal is partial.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Salaman v Warner [1891] 1 QB 734 Distinction between final and interlocutory orders using the "application approach". The court agreed the leave application was interlocutory because it did not finally determine the matter in litigation.
Re Downes' Application [2006] NICA 24 Granting leave to apply for judicial review on additional grounds despite no leave to appeal below. Supported the view that the Court of Appeal could grant leave to appeal even if none was granted below.
Re Hills' Application [2007] NICA 1 Similar to Re Downes' Application; Court granted leave despite no leave to appeal below. Indicated the issue was not raised but showed inconsistency in approach.
Re Kirk Session of Sandown Free Presbyterian Church's Application Leave to appeal was required and granted by the lower court. The Court expressed that leave to appeal was necessary and allowed appeal on some grounds.
Kemper Reinsurance v Minister of Finance [2000] 1 AC 1 Order 59 Rule 14(3) provides appellate procedure for ex parte applications refused below. Confirmed that applications to the Court of Appeal after refusal below are appellate in nature and governed by statutory powers.
Smith v Parole Board [2003] EWCA 1014 Allows revisiting unsuccessful challenges at substantive hearings. The court clarified that the present ruling does not limit the High Court's ability to revisit challenges substantively.
Re Drummond's Application [2006] NIQB 69 Similar to Smith v Parole Board regarding substantive hearings. Supported the principle that refusal of leave does not preclude substantive reconsideration.

Court's Reasoning and Analysis

The Court began by examining the statutory framework under Section 35 of the Judicature (Northern Ireland) Act 1978, which governs appeals to the Court of Appeal. It noted that the Court has no inherent power to hear appeals of its own motion and that appeals from interlocutory orders require leave either from the High Court judge or the Court of Appeal, except in limited statutory exceptions.

The Court adopted the "application approach" from Salaman v Warner, concluding that the grant or refusal of leave to issue judicial review proceedings is interlocutory because it does not finally determine the matter in litigation. The substantive challenge to the lawfulness of the PSNI decision remains unresolved at this stage.

Regarding whether leave to appeal is required, the Court agreed with the High Court judge that leave is generally required unless an exception applies. The Appellants relied on Order 53 Rule 10(a) of the Rules of the Court of Judicature, which states that leave is not required to appeal from an order refusing leave to apply for judicial review. The Respondent contended that this rule applies only where leave is refused on all grounds.

The Court reviewed previous authorities showing inconsistent approaches but ultimately found the Appellants’ interpretation correct for four main reasons:

  • Since the leave application is interlocutory, Order 53 Rule 10(a) must be read as an exercise of the statutory power allowing appeals without leave in certain interlocutory cases.
  • Order 59 Rule 14(3) permits an application to the Court of Appeal after refusal below, reinforcing that such appeals are recognized and do not require leave.
  • There is no logical reason to limit the appeal right only to cases where all grounds are refused; partial refusals should also permit appeal without leave.
  • Requiring leave to appeal would create a redundancy because the test for granting leave to appeal mirrors the test applied at first instance, making leave refusals almost inevitable and thus pointless.

Therefore, the Court concluded that the Appellants did not require leave to appeal the refusal of leave to issue judicial review proceedings on additional grounds. The Court emphasized that this ruling does not restrict the High Court’s ability to revisit unsuccessful challenges at substantive hearings, consistent with established case law.

Holding and Implications

The Court held that the Appellants did not require leave to appeal the refusal of leave to issue judicial review proceedings on additional grounds.

The direct effect of this decision is to allow appellants greater procedural access to appeal refusals of leave to issue judicial review proceedings without the hurdle of obtaining leave to appeal. No new precedent limiting the High Court’s discretion at substantive hearings was established, preserving the existing procedural framework for judicial review challenges.