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McKerr (Northern Ireland), Re

United Kingdom House of Lords
Mar 11, 2004
Smart Summary (Beta)

Factual and Procedural Background

In November 1982 three unarmed men, including the Deceased, were shot dead by officers of The Police Force in The City, Northern Ireland. Subsequent criminal proceedings against three officers ended in directed acquittals. Two external police inquiries (the “Stalker/Sampson” investigations) reported in 1986–1987, but no further prosecutions were brought. A coroner opened an inquest in 1984, yet repeated adjournments, public-interest-immunity claims, and the non-compellability of key witnesses led to its abandonment in 1994.

The Deceased’s widow, and after her death his son (“Respondent”), petitioned the European Court of Human Rights (“ECtHR”). On 4 May 2001 the ECtHR found that the United Kingdom had violated the procedural obligation implicit in Article 2 of the European Convention on Human Rights (“ECHR”) by failing to conduct an effective investigation. The Respondent was awarded monetary compensation.

Relying on the Human Rights Act 1998 (“HRA”) and common law, the Respondent commenced judicial-review proceedings on 30 January 2002 seeking (i) declarations that the continuing failure to investigate was unlawful, (ii) a mandatory order compelling a new Article 2-compliant inquiry, and (iii) damages. The High Court dismissed the claim; the Court of Appeal allowed it in part, issuing only a declaration. The Secretary of State for Northern Ireland (“Appellant”) appealed to the House of Lords.

Legal Issues Presented

  1. Whether section 6 of the HRA applies to deaths occurring before the Act’s commencement, so that a post-Act failure to investigate constitutes unlawful conduct (“retrospectivity issue”).
  2. Whether the Respondent ceased to be a “victim” under section 7 HRA once the ECtHR awarded and the Government paid compensation.
  3. Whether, irrespective of the HRA, the common law imposes a freestanding duty on the State to conduct an effective investigation into such a death.
  4. Whether, as a factual matter, a further investigation would now be impossible or futile.

Arguments of the Parties

Appellant's Arguments

  • The HRA is not retrospective; section 6 cannot render unlawful a failure to investigate a death that occurred before 2 October 2000.
  • Any procedural obligation under Article 2 is ancillary to the substantive right to life and is likewise confined to post-Act deaths.
  • The Respondent is no longer a “victim” because the ECtHR awarded just satisfaction, which the Government paid.
  • Common law does not impose an overriding investigative duty where Parliament has legislated comprehensively in the field of inquests.
  • Practical and legal impediments render any fresh investigation ineffective.

Respondent's Arguments

  • The duty to carry out an Article 2-compliant investigation is continuing; the Government’s post-2000 refusal therefore breaches section 6 HRA.
  • Receipt of compensation did not remove “victim” status because fundamental questions about the death remain unanswered.
  • The common law, reflecting the sanctity of life, should recognise an independent right to an effective investigation.
  • An investigation is still possible: extensive documentary material exists and statutory changes now permit compulsion of witnesses.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
McKerr v United Kingdom (2002) 34 EHRR 20 Article 2 requires an effective investigation into state-related deaths Provided factual backdrop; confirmed prior violation but not determinative of HRA scope
McCann v United Kingdom (1995) 21 EHRR 97 Recognition of a procedural obligation inherent in Article 2 Explained nature of the investigative duty
R (Amin) v Secretary of State (2003) UKHL 51 Domestic content of Article 2 investigative duty post-HRA Illustrated post-Act operation; distinguished as involving a post-Act death
Wilson v First County Trust (No 2) [2003] UKHL 40 Non-retrospectivity of the HRA Cited to support finding that section 6 is not retrospective
Finucane v United Kingdom (2003) 37 EHRR 29 Limits of mandating fresh investigations after long delays Referenced in assessing practicality of new inquiry
R v Lambert [2002] 2 AC 545 General bar on retrospective application of HRA Reinforced statutory interpretation
R v Kansal (No 2) [2002] 2 AC 69 Further authority on non-retrospectivity Supported Appellant’s position
R v Lyons [2003] 1 AC 976 Domestic courts cannot create common-law rights overriding legislation Used to reject proposed common-law investigative duty
Jordan v United Kingdom (2003) 37 EHRR 2 Set standards for effective investigations Guided discussion of what Article 2 requires
R (Khan) v Secretary of State for Health [2003] EWCA Civ 1129 Contrasting view on continuing Article 2 duty House of Lords declined to follow; distinguished

Court's Reasoning and Analysis

1. Interpretation of Section 6 HRA: The Act is not retrospective. The obligation to investigate is triggered by the death itself; where the death predates 2 October 2000, section 6 cannot apply. Treating investigatory duties separately from the underlying death would fragment Parliament’s intended scheme.

2. Victim Status: Even if the Act applied, the House doubted that payment of ECtHR compensation automatically ends victim status; however, this point became moot given the ruling on retrospectivity.

3. Common-Law Duty: Creating a freestanding common-law obligation would intrude into a field comprehensively regulated by statute and contradict Parliament’s decision not to give the HRA retrospective effect. Precedent (e.g., R v Lyons) counsels judicial restraint.

4. Practical Impossibility: Although the Appellant argued a fresh investigation was now futile, the House found it unnecessary to resolve the factual dispute because no enforceable duty arose in domestic law.

Holding and Implications

Appeal ALLOWED. The application for judicial review is dismissed. No obligation enforceable in domestic law requires the Appellant to conduct a further investigation into the 1982 death.

Implications: The decision confirms that section 6 HRA does not impose investigative duties concerning deaths occurring before 2 October 2000 and that courts will not craft a parallel common-law right to circumvent Parliament’s choice. While international obligations under the ECHR remain, remedies for historic deaths must be sought through Strasbourg or political processes rather than domestic litigation.