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Shanti Devi v. Union Of India, Through The General Manager .
Structured Summary of the Court Opinion
Factual and Procedural Background
The appellants — Shanti Devi, Manoj Ray, Biru Ray and Balmukund Ray — filed Claim Case No. OA(IIU)/RNC/74/2017 before the Railway Claims Tribunal, Ranchi Bench, Ranchi. The learned Member (Technical) dismissed the claim by order dated 26.07.2018, holding that the deceased, Shyam Lal Ray, was not a bonafide passenger. That Tribunal decision relied in part on the judgment of the Supreme Court in Union of India v. Rina Devi (reference to paragraph 29).
The appellants appealed to this Court. Their case relied on oral testimony from A.W.-1 (Shanti Devi) and A.W.-3 (Balmukund Ray), which the appellants' counsel said established that the deceased was a bonafide passenger. The appellants also argued entitlement to higher compensation (Rs. 8 lakhs) by reference to the Railway Accidents and Untoward Incidents (Compensation) Rules, 2016, noting the application was filed on 18.05.2017.
The Railways filed a counter-affidavit and defended the Tribunal's decision. The Railways relied on documentary material (Exhibits R-1 to R-11) said to be reports of the Divisional Manager produced under Rule 12 of the Railway Passengers (Manner of Investigation of Untoward Incidents) Rules, 2003, and contended those records were public documents under Section 74(1)(iii) of the Evidence Act. Relying on those documents the Tribunal had concluded the deceased was not a bonafide passenger and that the accident fell within exceptions (a)–(e) of Section 124-A of the Railways Act.
This Court heard learned counsel for the appellants and for the Railways, reviewed the lower court record (LCR), the oral testimonies and the exhibits, and ultimately allowed the Miscellaneous Appeal, set aside the Tribunal's order dated 26.07.2018 and directed the Railways to indemnify Rs. 4 lakhs with simple interest at 9% from the date of filing of the claim application until actual payment. The lower court records were ordered to be sent down.
Legal Issues Presented
- Whether the deceased, Shyam Lal Ray, was a bonafide passenger within Section 2(29) of the Railways Act.
- Whether the documents relied upon by the Railways (Exhibits R-1 to R-11) constituted admissible public documents under Rule 12 (Railway Rules) and Section 74(1)(iii) of the Evidence Act such that the Tribunal could rely on them to displace the claimants' evidence.
- Whether the incident fell within Section 123(c)(2) and the ambit of Section 124-A of the Railways Act (i.e., whether strict/no-fault liability applied), and consequently whether the proviso exceptions (a)–(e) applied.
- What quantum of compensation was payable and which legal authorities govern the assessment of compensation in railway untoward incidents.
Arguments of the Parties
Appellants' Arguments
- The deceased was a bonafide passenger; this is supported by the evidence of A.W.-1 (Shanti Devi) — particularly paragraphs 3 and 4 of her testimony — and the testimony of A.W.-3 (Balmukund Ray).
- In cross-examination, the railway did not ask relevant questions about tickets; instead, it suggested the police final report attributed death to the deceased's own negligence, which the witness denied.
- Relying on Union of India v. Rina Devi (paragraph 29), the initial onus was on the claimants and once discharged the burden shifts to the Railways to disprove bonafide passenger status; the Railways failed to meet that burden.
- The incident falls under Section 123(c)(2) of the Railways Act per Union of India v. Prabhakaran Vijaya Kumar, and because the claim application was filed on 18.05.2017 after the 2016 compensation rules took effect, appellants contended entitlement to Rs. 8 lakhs under the amended Rules.
Respondent (Railways) Arguments
- The Tribunal correctly rejected the claim application — the Railway relied on the counter-affidavit and maintained that the impugned order was justified.
- Exhibits R-1 to R-11 are reports of the Divisional Manager and documents created under Rule 12 of the Railway Passengers (Manner of Investigation of Untoward Incidents) Rules, 2003; such documents are public documents under Section 74(1)(iii) of the Evidence Act and may be relied upon.
- On the basis of those documents, the deceased was not a bonafide passenger and the accident fell within exceptions (a)–(e) of Section 124-A of the Railways Act, so no compensation was payable under Section 124-A.
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| Union Of India v. Rina Devi (2019) 3 SCC 572 (paragraph 29) | The legal position that mere presence on railway premises is not conclusive as to bonafide passenger status; mere absence of a ticket is not determinative; initial burden on claimant can be discharged by affidavit and then shifts to the Railways to disprove the claimant's case. | The Court relied on paragraph 29 to hold that the appellants discharged the initial burden and that the Railway failed to rebut the claim. Applying this authority, the Court concluded the deceased was a bonafide passenger under Section 2(29) of the Railways Act. |
| Union of India v. Prabhakaran Vijaya Kumar (2008) 9 SCC 527 | A purposive interpretation of "accidental falling of a passenger" in Section 123(c) and the principle that Section 124-A imposes strict/no-fault liability on the Railway; explanation that the expression should not be given an unduly restrictive meaning so as to deny compensation to bona fide passengers. | The Court used this authority to interpret the incident as falling within Section 123(c)(2) and to treat Section 124-A as attracting strict liability; this supported the Court's conclusion that the incident was compensable notwithstanding fault. |
| Rathi Menon v. Union Of India (2001) 3 SCC 714 (paragraphs 29–30) | Authority considered in relation to assessment of compensation in railway accidents (as per the opinion's statement that the Court perused this judgment for compensation issues). | The Court perused this authority when addressing the quantum of compensation to be awarded. |
| Thazhathe Purayil Sarabi v. Union of India (2009) 7 SCC 372 (paragraphs 36–40) | Authority considered in relation to assessment of compensation in railway accidents (referenced by the Court in considering compensation). | The Court perused this authority when addressing compensation; it formed part of the jurisprudential material the Court considered in fixing the award. |
| Union Of India v. Radha Yadav (2019) 3 SCC 410 (paragraph 11) | Authority considered by the Court in relation to compensation principles (referenced explicitly alongside other compensation authorities). | The Court referred to and perused this judgment in its consideration of the appropriate compensation to be awarded to the claimants. |
Court's Reasoning and Analysis
The Court's reasoning proceeded in identifiable steps based on the record and authorities cited in the opinion.
- Review of evidence: On perusal of the Lower Court Records (LCR) and the testimonies of A.W.-1 (Shanti Devi) and A.W.-3 (Balmukund Ray), the Court found the appellants' contention — that the deceased was a bonafide passenger — to be correct. The Court explicitly referred to paragraphs of A.W.-1 and A.W.-3 testimony and the fact that cross-examination did not elicit effective contradiction on ticket-related facts.
- Admissibility and weight of Railway documents: The Railways relied on Exhibits R-1 to R-11 said to be reports of the Divisional Manager under Rule 12. The Court examined these exhibits and found that none had been issued by the Divisional Railway Manager such as to render them public documents for the purposes relied upon by the respondent. Consequently, the Court rejected the Railway's submission that those exhibits were public documents under Section 74(1)(iii) of the Evidence Act.
- Burden of proof and Rina Devi: Applying paragraph 29 of Union of India v. Rina Devi, the Court reiterated that mere absence of a ticket does not negate bonafide passenger status and that the initial burden is on the claimant (which may be discharged by affidavit or evidence), after which the burden shifts to the Railways. The Court held the appellants had discharged the initial burden and that the Railway had not produced evidence sufficient to displace the appellants' evidence.
- Characterisation of the incident and application of Prabhakaran: Considering the testimony of A.W.-3 and the relevant authorities (Union of India v. Prabhakaran Vijaya Kumar), the Court held the incident came within Section 123(c)(2) of the Railways Act and therefore fell within the scope of Section 124-A. The Court noted the Supreme Court's teaching that a purposive interpretation is appropriate and that Section 124-A imposes strict/no-fault liability; where Section 124-A applies, fault is irrelevant.
- Compensation assessment: For the determination of quantum, the Court perused several Supreme Court authorities (Rathi Menon, Thazhathe Purayil Sarabi, Union of India v. Radha Yadav) and used these precedents as the jurisprudential basis to assess compensation. The Court ultimately fixed Rs. 4 lakhs as the indemnity payable by the Railways, with simple interest at 9% from the date of filing of the claim application until actual payment.
- Disposition: On these bases the Court allowed the Miscellaneous Appeal, set aside the Tribunal's order dated 26.07.2018 and directed payment as above. The Court also ordered that the lower court records be sent down.
Holding and Implications
Holding: The Miscellaneous Appeal is allowed; the impugned judgment dated 26.07.2018 is set aside.
Direct consequences for the parties:
- The Court directed the Railways to indemnify the appellants to the tune of Rs. 4,00,000 (Rupees Four Lakhs) with simple interest at 9% per annum from the date of filing of the claim application until the date of actual payment to the claimants.
- The lower court records were ordered to be sent down forthwith.
Broader implications: The opinion relies upon existing Supreme Court authorities (including Rina Devi and Prabhakaran) for burden allocation, the definition of "passenger" and the strict/no-fault character of Section 124-A. The opinion does not purport to lay down a new legal principle; it applies established precedents to the facts and fixes compensation accordingly.
Kailash Prasad Deo, J.:— Heard, learned counsel for the appellants, Mr. Shashi Kant Thakur and learned counsel for the respondent, Mr. Gautam Rakesh.
2. The claimants namely, Shanti Devi, Manoj Ray, Biru Ray and Balmukund Ray are the appellants before this Court. Their claim application vide Claim Case No. OA(IIU)/RNC/74/2017 has been dismissed vide order dated 26.07.2018 by learned Member (Technical), Railway Claims Tribunal, Ranchi Bench, Ranchi holding that victim deceased Shyam Lal Ray was not a bonafide passenger, though the learned Tribunal has mentioned in this regard the judgment passed by the Hon'ble Apex Court in the case of Union Of India v. Rina Devi . passed in Civil Appeal No. 4945 of 2018 as reported in (2019) 3 SCC 572 (Paragraph-29).
3. Learned counsel for the appellants has submitted that the deceased was a bonafide passenger which shall be apparent from perusal of the evidence of A.W.-1, Shanti Devi particularly paragraphs-3 and 4, which is reproduced herein below:
4. After cross-examination suggestion was given by Railway, which are as follows:—
5. Similarly A.W.-3, Balmukund Ray at paragraph-3 has stated that -
6. In the cross-examination, the railway never asked any question with regard to the ticket rather asked question that police has stated in the final report that your deceased father died due to his own negligence while crossing the Railway line, what can you say about this?
7. Answer given by the witness is - Sir the story given by the police in the final report is false.
8. Learned counsel for the appellants has submitted that in view of the judgment passed by the Hon'ble Apex Court in the case of Rina Devi (Supra) (Paragraph-29), the onus was upon the railway to prove that deceased, Shyam Lal Ray, was not a bonafide passenger. Further, the incident was under Section 123(c)(2) of the Railways Act in view of the judgment passed by the Hon'ble Apex Court in the case of Union of India v. Prabhakaran Vijaya Kumar reported in (2008) 9 SCC 527, as such, appellants are entitled for compensation amount of Rs. 8 lacs as the application has been filed on 18.05.2017 and the new amended Rules i.e. the Railway Accidents and Untoward Incidents (Compensation) Rules, 2016 came into force on 01.01.2017.
9. Learned counsel for the Railways, Mr. Gautam Rakesh has referred the counter affidavit and has submitted that the claim Tribunal has rightly rejected the claim application of the claimants.
10. Learned counsel for the railway has submitted that Exhibit-R-1 to R.-11 are report of the Divisional Manager along with other documents in view of Rule 12 of the Railway Passengers (Manner of Investigation of Untoward Incidents) Rules, 2003, which is quoted hereunder:
“12. Communication of order - Final orders passed on the report by the Divisional Railway Manager shall be communicated to the Station Superintendent who shall maintain the records and make necessary entries in the Station Diary to this effect.”
11. Learned counsel for the Railway has thus submitted that in view of Section 74(1)(iii) of the Evidence Act, documents forming the acts, or records of the acts of Public officers, legislative, judicial and executive of any part of India or of the Commonwealth, or of a foreign country, is a public document.
12. Learned counsel for the Railway has thus submitted that the learned Tribunal has rightly repudiated the claim of the appellants relying upon the public document holding that the deceased Shyam Lal Ray was not a bonafide passenger and he died in an accident, which falls under exception (a) to (e) of Section 124A of the Railways Act, 1989, as such, this Court may not interfere with the same.
13. Heard, learned counsel for the appellants and learned counsel for the Railway. From perusal of the Lower Court Records and the evidence of A.W.-1-Shanti Devi and A.W.3-Balmukund Ray, this Court has found the contention of learned counsel for the appellants to be correct.
14. This Court has perused the Exhibit-R/1 to R/11 from the LCR, none of the documents have been issued by Divisional Railway Manager so as to consider the same to be a public document, as such the submission of learned counsel for the respondent is rejected.
15. Under the aforesaid circumstances, in view of evidence of A.W.-1 Shanti Devi as referred above and considering the judgment passed by the Hon'ble Apex Court in the case of Union Of India v. Rina Devi . (supra), this Court holds that the deceased Shyam Lal Ray was a bonafide passenger as comes under Section 2(29) of the Railways Act and railway has also not brought anything on record to disbelieve the same. Paragraph-29 of the said judgment is reproduced hereinbelow:—
“29. We thus hold that mere presence of a body on the railway premises will not be conclusive to hold that injured or deceased was a bona fide passenger for which claim for compensation could be maintained. However, mere absence of ticket with such injured or deceased will not negative the claim that he was a bona fide passenger. Initial burden will be on the claimant which can be discharged by filing an affidavit of the relevant facts and burden will then shift on the Railways and the issue can be decided on the facts shown or the attending circumstances. This will have to be dealt with from case to case on the basis of facts found. The legal position in this regard will stand explained accordingly.”
(emphasis supplied)
16. So far the incident, which has been wrongly considered by the learned Tribunal under exception (a) to (e) of Section 124A of the Railways Act, this Court perused the judgment passed by the Hon'ble Apex Court in the case of Union of India v. Prabhakaran Vijaya Kumar (supra). Paragraphs-14 to 17 and 22 to 24 are quoted hereunder:—
“14. In our opinion, if we adopt a restrictive meaning to the expression “accidental falling of a passenger from a train carrying passengers” in Section 123(c) of the Railways Act, we will be depriving a large number of railway passengers from getting compensation in railway accidents. It is well known that in our country there are crores of people who travel by railway trains since everybody cannot afford travelling by air or in a private car. By giving a restrictive and narrow meaning to the expression we will be depriving a large number of victims of train accidents (particularly poor and middle class people) from getting compensation under the Railways Act. Hence, in our opinion, the expression “accidental falling of a passenger from a train carrying passengers” includes accidents when a bona fide passenger i.e. a passenger travelling with a valid ticket or pass is trying to enter into a railway train and falls down during the process. In other words, a purposive, and not literal interpretation should be given to the expression.
15. Section 2(29) of the Railways Act defines “passenger” to mean a person travelling with a valid pass or ticket. Section 123(c) of the Railways Act defines “untoward incident” to include the accidental falling of any passenger from a train carrying passengers. Section 124-A of the Railways Act with which we are concerned states:
“124-A. Compensation on account of untoward incidents.—When in the course of working a railway an untoward incident occurs, then whether or not there has been any wrongful act, neglect or default on the part of the railway administration such as would entitle a passenger who has been injured or the dependant of a passenger who has been killed to maintain an action and recover damages in respect thereof, the Railway Administration shall, notwithstanding anything contained in any other law, be liable to pay compensation to such extent as may be prescribed and to that extent only for loss occasioned by the death of, or injury to, a passenger as a result of such untoward incident:
Provided that no compensation shall be payable under this section by the Railway Administration if the passenger dies or suffers injury due to—
(a) suicide or attempted suicide by him;
(b) self-inflicted injury;
(c) his own criminal act;
(d) any act committed by him in a state of intoxication or insanity;
(e) any natural cause or disease or medical or surgical treatment unless such treatment becomes necessary due to injury caused by the said untoward incident.
Explanation.—For the purposes of this section, ‘passenger’ includes—
(i) a railway servant on duty; and
(ii) a person who has purchased a valid ticket for travelling by a train carrying passengers, on any date or a valid platform ticket and becomes a victim of an untoward incident.”
(emphasis supplied)
16. The accident in which Smt. Abja died is clearly not covered by the proviso to Section 124-A. The accident did not occur because of any of the reasons mentioned in clauses (a) to (e) of the proviso to Section 124-A. Hence, in our opinion, the present case is clearly covered by the main body of Section 124-A of the Railways Act, and not its proviso.
17. Section 124-A lays down strict liability or no fault liability in case of railway accidents. Hence, if a case comes within the purview of Section 124-A it is wholly irrelevant as to who was at fault.”
22. Strict liability focuses on the nature of the defendants’ activity rather than, as in negligence, the way in which it is carried on. There are many activities which are so hazardous that they may constitute a danger to the person or property of another. The principle of strict liability states that the undertakers of these activities have to compensate for the damage caused by them irrespective of any fault on their part. As Fleming says “permission to conduct such activity is in effect made conditional on its absorbing the cost of the accidents it causes, as an appropriate item of its overheads”.
23. Thus in cases where the principle of strict liability applies, the defendant has to pay damages for injury caused to the plaintiff, even though the defendant may not have been at any fault.
24. The basis of the doctrine of strict liability is two fold (i) The people who engage in particularly hazardous activities should bear the burden of the risk of damage that their activities generate and (ii) it operates as a loss distribution mechanism, the person who does such hazardous activity (usually a corporation) being in the best position to spread the loss via insurance and higher prices for its products.
17. Further, in view of evidence of A.W.-3 Balmukund Ray particularly the suggestion made during cross-examination of A.W.3, this Court held that the incident comes under the preview of Section 123(c)(2) of the Railways Act.
18. So far the compensation is concerned, this Court has perused the judgment passed by the Hon'ble Apex Court in the case of Rathi Menon v. Union Of India . reported in (2001) 3 SCC 714 (paragraphs-29 and 30), Thazhathe Purayil Sarabi v. Union of India reported in (2009) 7 SCC 372 (paragraph-36 to 40) as well as the judgment passed by the Hon'ble Apex Court in the case of Union Of India v. Radha Yadav . reported in (2019) 3 SCC 410 (paragraph-11).
19. This Court allowed the Miscellaneous Appeal by setting aside the impugned judgment dated 26.07.2018 passed by Member (Technical), Railway Claims Tribunal, Ranchi Bench with a direction to the Railways to indemnify Rs. 4 lacs with simple interest @ 9% from the date of filing of claim application till the date of actual payment to the claimants.
20. Accordingly, the instant Miscellaneous Appeal is hereby allowed. The Lower Court Records be sent down forthwith.
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