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Ashwini Kumar Upadhyay Petitioner(S) v. Union Of India And Another (S).

Supreme Court Of India
Aug 10, 2021
Smart Summary (Beta)

Factual and Procedural Background

The Supreme Court, sitting through video-conferencing, is monitoring the expeditious disposal of criminal cases pending against sitting and former Members of Parliament and Legislative Assemblies (MPs/MLAs). Earlier directions dated 10 September 2020, 16 September 2020, 6 October 2020 and 4 November 2020 required the Union of India to file status reports regarding these cases and directed High Courts to register suo-motu writ petitions for ongoing supervision. At the present hearing the Solicitor General sought a further two weeks to comply with those directions, which the Court granted. Meanwhile, the Court considered the 13th Report (dated 9 August 2021) filed by the learned amicus curiae, Mr. Vijay Hansaria, identifying several systemic issues. In this order the Court takes up the two issues it regarded as most urgent: (i) misuse of prosecutorial power under Section 321 of the Criminal Procedure Code to withdraw prosecutions against legislators, and (ii) continuity of tenure for judicial officers presiding over Special Courts or CBI Courts handling such cases.

Legal Issues Presented

  1. Whether, and under what safeguards, prosecutions against sitting or former MPs/MLAs may be withdrawn under Section 321 Cr.P.C.
  2. How to ensure continuity of judicial officers presiding over Special Courts/CBI Courts so that trials involving legislators progress expeditiously.

Arguments of the Parties

Amicus Curiae

  • Drew attention to multiple instances in which State Governments invoked Section 321 Cr.P.C. to withdraw serious criminal cases against legislators, allegedly for political or extraneous reasons.
  • Emphasised that withdrawal powers under Section 321 are held in trust for the public and must conform to the principles laid down by the Supreme Court in State of Kerala v. K. Ajith, 2021 SCC OnLine SC 510.
  • Highlighted the need for continuity of judicial officers to avoid delay, citing the Court’s earlier order of 16 September 2020 requiring a minimum two-year tenure.

Union of India (Solicitor General)

  • Sought an additional two weeks to file the comprehensive status report and affidavit in compliance with the Court’s earlier directions.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
State of Kerala v. K. Ajith, 2021 SCC OnLine SC 510 Enumerated guiding principles governing prosecutorial withdrawal under Section 321 Cr.P.C., including the need for bona-fide public interest, independent application of mind by the Public Prosecutor, and judicial scrutiny. The Court adopted these principles to direct that no prosecution against legislators shall be withdrawn without High Court leave and that past withdrawals since 16 September 2020 be examined in light of those guidelines.

Court's Reasoning and Analysis

1. Misuse of Section 321 Cr.P.C. – The Court reiterated that prosecutorial withdrawal is permissible only when it serves the “broad ends of public justice” and that courts must supervise such decisions. Relying on the detailed tests set out in K. Ajith, the Bench considered the amicus report’s examples of politically motivated withdrawals sufficient cause for immediate curative directions.

2. Accordingly, it held that from 16 September 2020 onwards, and prospectively, no prosecution involving a sitting or former MP/MLA may be withdrawn without prior leave of the concerned High Court in its suo-motu writ petition. High Courts were also requested to scrutinise any withdrawals already effected since that date against the K. Ajith benchmarks.

3. Continuity of Judicial Officers. Recognising that the COVID-19 pandemic disrupted normal court functioning, the Court reaffirmed its earlier direction for minimum two-year postings. It sought detailed data from all High Courts on the tenure and docket of each designated Special/CBI Court judge and, to prevent further disruption, ordered that current presiding officers continue in post “until further orders”, subject only to superannuation, death, or specific leave granted by the Supreme Court upon application.

4. The Court considered the Solicitor General’s request reasonable and granted two additional weeks for compliance with earlier reporting obligations.

Holding and Implications

ORDERED:

  • No criminal prosecution against sitting or former MPs/MLAs may be withdrawn under Section 321 Cr.P.C. without prior leave of the concerned High Court in the suo-motu writs instituted pursuant to the order dated 16 September 2020.
  • High Courts shall review all such withdrawals, past or pending since 16 September 2020, in light of the principles set out in State of Kerala v. K. Ajith.
  • Judicial officers presiding over Special/CBI Courts handling legislators’ cases shall continue in their present postings until further orders, subject to normal superannuation or specific directions from this Court.
  • The Union of India is granted two weeks to file the outstanding status report/affidavit, with an advance copy to the amicus curiae within ten days.
  • The matter is listed for further hearing on 25 August 2021 to address the remaining issues (jurisdictional questions, witness facilities, etc.).

Implications: The order tightens judicial oversight on the withdrawal of politically sensitive prosecutions and stabilises the tenure of judges handling such matters, thereby aiming to enhance transparency and expedition. It does not establish new precedent but reinforces and operationalises the principles previously laid down in K. Ajith and earlier supervisory orders.

Show all summary ...

1. The Court is convened through Video Conferencing.

2. At the commencement of hearing, Mr. Tushar Mehta, learned Solicitor General appearing on behalf of the Union of India seeks further time to comply with the directions passed by this Court on 10.09.2020, 16.09.2020, 06.10.2020 and 04.11.2020 regarding filing of Status Report regarding pending cases against the legislators(sitting or former).

3. Finally, two weeks' time is granted to the learned Solicitor General to file response/affidavit in compliance of the directions given by this Court vide orders dated 10.09.2020, 16.09.2020, 06.10.2020 and 04.11.2020 with a copy in advance to the learned amicus curiae within ten days.

4. We have heard Mr. Vijay Hansaria, learned amicus curiae, Mr. Tushar Mehta, learned Solicitor General as also the learned counsel for the parties.

5. At the outset we may note that the learned Amicus has filed his 13 Report dated 09.08.2021. The Report, inter alia, addresses various concerns which are broadly indicated as under:

(I) Misuse of the Prosecutor's power to withdraw cases under Section 321, Cr.P.C.

(II) Continuity of tenure of Judicial Officers

(III) Jurisdiction of Special Court (M.P./M.L.A.) to try cases against legislators elected from other States

(IV) Jurisdiction of Special Courts with respect to cases triable by Magistrates

(V) Trial of cases where an M.P./M.L.A. is the complainant

(VI) Safe and secure witness examination facility

6. We are inclined to address the first two issues by this order as these issues are of immediate concern and may be easily disposed of. It may not be out of context to state that issues no. 3 and 4 give rise to substantive question of law which may require some elaborate arguments, which will be taken up on a subsequent date.

Misuse of Prosecutor's Power u/s 321 of Cr.P.C.

7. Learned amicus has drawn our attention to various instances across the country, wherein various State Governments have resorted to withdrawal of numerous criminal cases pending against M.P./M.L.A. by utilising the power vested under Section 321, Cr.P.C. It merits mentioning that the power under Section 321, Cr.P.C. is a responsibility which is to be utilized in public interest, and cannot be used for extraneous and political considerations. This power is required to be utilized with utmost good faith to serve the larger public interest. Recently, this Court in State of Kerala v. K. Ajith, 2021 SCC OnLine SC 510, held as under:

“The principles which emerge from the decisions of this Court on the withdrawal of a prosecution under Section 321 of the CrPC can now be formulated:

(i) Section 321 entrusts the decision to withdraw from a prosecution to the public prosecutor but the consent of the court is required for a withdrawal of the prosecution;

(ii) The public prosecutor may withdraw from a prosecution not merely on the ground of paucity of evidence but also to further the broad ends of public justice;

(iii) The public prosecutor must formulate an independent opinion before seeking the consent of the court to withdraw from the prosecution;

(iv) While the mere fact that the initiative has come from the government will not vitiate an application for withdrawal, the court must make an effort to elicit the reasons for withdrawal so as to ensure that the public prosecutor was satisfied that the withdrawal of the prosecution is necessary for good and relevant reasons;

(v) In deciding whether to grant its consent to a withdrawal, the court exercises a judicial function but it has been described to be supervisory in nature. Before deciding whether to grant its consent the court must be satisfied that:

(a) The function of the public prosecutor has not been improperly exercised or that it is not an attempt to interfere with the normal course of justice for illegitimate reasons or purposes;

(b) The application has been made in good faith, in the interest of public policy and justice, and not to thwart or stifle the process of law;

(c) The application does not suffer from such improprieties or illegalities as would cause manifest injustice if consent were to be given;

(d) The grant of consent sub-serves the administration of justice; and

(e) The permission has not been sought with an ulterior purpose unconnected with the vindication of the law which the public prosecutor is duty bound to maintain;

(vi) While determining whether the withdrawal of the prosecution subserves the administration of justice, the court would be justified in scrutinizing the nature and gravity of the offence and its impact upon public life especially where matters involving public funds and the discharge of a public trust are implicated; and

(vii) In a situation where both the trial judge and the revisional court have concurred in granting or refusing consent, this Court while exercising its jurisdiction under Article 136 of the Constitution would exercise caution before disturbing concurrent findings. The Court may in exercise of the well-settled principles attached to the exercise of this jurisdiction, interfere in a case where there has been a failure of the trial judge or of the High Court to apply the correct principles in deciding whether to grant or withhold consent.”

8. In view of the law laid down by this Court, we deem it appropriate to direct that no prosecution against a sitting or former M.P./M.L.A. shall be withdrawn without the leave of the High Court in the respective suo-motu writ petitions registered in pursuance of our order dated 16.09.2020. The High Courts are requested to examine the withdrawals, whether pending or disposed of since 16.09.2020, in light of guidelines laid down by this Court.

Continuity of Tenure for Judicial Officer

9. This Court vide order dated 16.09.2020 had recorded the submissions of the learned amicus curiae as under:—

“The High Courts would designate a judicial officer for all such cases, who shall try these cases on priority basis. The judicial officer can be allotted other work depending on the workload, number and nature of criminal cases against MPs/MLAs. The judicial officer so designated shall have continuity of tenure for a minimum period of two years.”

10. It may be noticed that during the intervening period, we faced a pandemic which scuttled many Courts in effectively conducting trials, or recording evidence or hearing applications. In this context, the Registrar Generals of all High Courts are directed to furnish the following information in form of the following table:

NAME OF THE JUDGE PLACE/COURT OF POSTING DATE OF PRESENT POSTING NO. OF DAYS/YEARS IN THE PRESENT POSTING NUMBER OF CASES DISPOSED DURING CURRENT POSTING NUMBER OF PENDING CASES BEFORE HIM/HER (DETAILS) STAGE OF PENDING CASES (DETAILS) DETAILS OF ORDERS/JUDGMENTS RESERVED

11. In the meanwhile, to ensure expeditious disposal of pending cases, it is necessary for this Court to direct the officers presiding over Special Courts or CBI Courts involving prosecution of MPs or MLAs to continue in their present posts until further orders. This direction, barring transfer of Judicial Officers, will be subject to their superannuation or death. If any further necessity or emergency arises, the Registrar General of the High Courts are at liberty to make an application before us for retention or to relieve those officers.

12. List the matter on 25.08.2021 for arguments on other issues indicated above.

13. In the meantime, the Registry is directed to serve copies of the IAs immediately to the learned amicus curiae, which have been filed recently and not been served to him.

14. Liberty is granted to Ms. Kamini Jaiswal, learned counsel appearing on behalf of the applicant in I.A. Nos. 51582/2021, 51586/2021 and 51587/2021 in WP(C) No. 699/2016 to make request to the High Court of Gujarat to adjourn the case which is stated to be listed for hearing on 23.08.2021.