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Gauri Maulekhi v. Union Of India

National Green Tribunal
Sep 16, 2020
Smart Summary (Beta)

Structured Summary of the Tribunal Opinion — Challenge to CPCB Guidelines on Poultry Farms

Factual and Procedural Background

This application challenges Central Pollution Control Board (CPCB) guidelines dated 20.10.2015 and a CPCB direction dated 29.02.2016 relating to poultry farms. The provisions complained of include:

  • The guideline that poultry farms handling 100,000 or more birds at a given time at a single location must obtain consent for operation under the Water (Prevention and Control of Pollution) Act, 1974 (i.e., farms below that threshold were thereby left outside that consent requirement).
  • A guideline stating that hatcheries of any size performing exclusive operation, feed mills of any capacity, and commercial poultry farms handling more than 5,000 birds at a single location need to be registered with local bodies.
  • The CPCB direction (dated 29.02.2016) categorizing commercial poultry farming as a "green" industry.

The applicant alleges that exemption of farms below 100,000 birds from statutory pollution-control consent requirements, and categorization as "green", is arbitrary and defeats the object of environmental regulation and sustainable development. The applicant relies on factual assertions about intensive battery-cage farming, pollution (odour, flies, pests), unsafe waste disposal, and the non-therapeutic use of antibiotics leading to antimicrobial resistance, supported by various studies and reports (including NEERI, Law Commission Report No. 269, and other articles and studies cited in the pleadings).

Procedural history (as stated in the opinion):

  • Application filed on 07.11.2017.
  • Tribunal issued notice to respondents including MoEF&CC, CPCB and Central Drug Standard Control Organization on 13.11.2017.
  • M.A. No. 1049/2018 (application by an association of poultry farms to be made party) was rejected on 25.07.2018, but the association was later permitted to intervene in light of a Supreme Court order dated 16.08.2019 in Civil Appeal No. 9154 of 2018.
  • Respondents filed replies; the CPCB's reply did not justify the exemption thresholds, and other ministries and agencies either did not address the central issue or said the matters fall within their respective statutory domains (e.g., Drugs and Cosmetics Act, Animal Husbandry, FSSAI standards, etc.).
  • The Tribunal heard counsel and considered pleadings before issuing the order summarized here.

Legal Issues Presented

  1. Whether the CPCB guideline exempting poultry farms with fewer than 100,000 birds from the consent requirements under the Water Act, 1974 and Air Act, 1981 is legally tenable in light of environmental protection obligations and the sustainable development principle.
  2. Whether categorizing commercial poultry farming as a "green" industry (per the direction dated 29.02.2016) is justified given the pollution potential described in the pleadings.
  3. Whether requiring registration with local bodies (for commercial farms above 5,000 birds) is an adequate substitute for statutory environmental regulation by State Pollution Control Boards/Committees (PCBs/PCCs) under the Water Act and the Air Act, and whether CPCB had authority to leave that field to local bodies.

Arguments of the Parties

Applicant's Arguments

  • The CPCB's exemption of poultry farms below 100,000 birds from statutory consent regimes is arbitrary and defeats the regulatory scheme designed to protect the environment and public health under the Water Act, Air Act and principles of sustainable development.
  • Poultry farming as practiced (large-scale battery-cage systems) creates severe environmental harms: concentrated fecal waste, odour, breeding of flies and pests, contamination of soil and groundwater from manure and waste, and associated nuisance and health hazards for nearby residents.
  • Intensive confinement conditions lead to routine administration of non-therapeutic antibiotics to birds; this contributes to antimicrobial resistance and risks to human health through food and environmental transmission.
  • Registration with local bodies (for farms with more than 5,000 birds) does not substitute for the statutory environmental jurisdiction and consent mechanisms of State PCBs/PCCs; CPCB cannot delegate its statutory responsibilities to local bodies to avoid regulation.
  • The NEERI report, Law Commission Report No. 269, and various published studies and news articles support the need for effective regulation and even recommend cage-free methods as a hygienic alternative.

Respondents' and Intervenors' Arguments / Replies

  • CPCB: In its reply the CPCB did not provide justification in the record for exempting poultry farms below 100,000 birds; it stated that antibiotic use is within the purview of Animal Husbandry and Drug Control and Food Safety Departments.
  • Ministry of Environment, Forest & Climate Change (MoEF&CC): The reply did not give justification for the impugned action (categorization/exemption) in the manner contested by the applicant.
  • Ministry of Health and Family Welfare: Stated that use of antibiotics is governed by the Drugs and Cosmetics Act and the Antibiotic Policy of the Ministry.
  • Food Safety and Standards Authority of India (FSSAI): Filed a counter-affidavit indicating standards have been laid down for various types of foods but did not deal with the central regulatory issue raised.
  • Association of poultry farmers (intervenor): Emphasized the importance of poultry and eggs as a source of cheap protein, employment and livelihood in rural areas; asserted that farms are established far from residential areas and thus do not affect residents; defended the need for antibiotics. A Ministry of Agriculture Notification dated 29.04.2019 on responsibilities and registration for layer hens was placed on record. The Ministry of Animal Husbandry noted pending PILs in the Delhi High Court on compliance under the Prevention of Cruelty to Animals Act, 1960.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
(1996) 5 SCC 647 Sustainable development is part of the right to life. The Tribunal invoked this principle to affirm that State authorities are under an obligation to protect the environment and to enforce sustainable development as part of their duties; this supported the conclusion that regulatory exclusions inconsistent with environmental protection are impermissible.
(1997) 1 SCC 388 Public Trust Doctrine: responsibilities of the State towards protection of the environment. The Tribunal relied on the Public Trust Doctrine to emphasize the State's obligations to the environment, reinforcing that environmental regulatory duties cannot be circumvented by administrative exemptions.
(1999) 2 SCC 718 There is no discretion to exempt the mandate of the Water Act for activities having potential to cause water pollution. The Tribunal applied this principle to hold that activities with pollution potential (such as poultry farms, per the pleadings) cannot be lawfully excluded from statutory regulation under the Water Act, and by parity under the Air Act and related environmental laws.
(2001) 2 SCC 62 — A.P. Pollution Control Board v. Prof. M.V. Nayudu (Retd.) Reiterates that environmental laws (Water Act, Air Act, Environment (Protection) Act) impose obligations overriding other legislation and cannot be circumvented where pollution potential exists. The Tribunal used this precedent to support the conclusion that the CPCB/State PCBs cannot leave polluting activities unregulated by relying on other local or municipal frameworks; statutory environmental mandates are primary and enforceable.
O.A. No. 46/2018 (Order dated 08.07.2019) — Nuggehalli Jayasimha v. Government of NCT of Delhi Enforcement of environmental norms by pollution control authorities — municipal law overlap does not discharge statutory environmental responsibilities. The Tribunal relied on that order as a parallel authority: DPCC was directed to perform responsibilities under the Water Act and Air Act, rejecting the contention that municipal provisions suffice. This supported the present direction that State PCBs must enforce statutory environmental norms for poultry farms.

Court's Reasoning and Analysis

The Tribunal's analysis proceeded along legal and fact-driven lines explicitly stated in the opinion:

  1. The Tribunal accepted the applicant's factual premise that operation of poultry farms (as pleaded) has the potential to damage the environment — odour, pests, waste disposal issues, contamination risks for soil and groundwater, and public health risks from routine non-therapeutic antibiotic use were all noted in the pleadings and supporting reports.
  2. On legal grounds, the Tribunal invoked established environmental law principles:
    • Sustainable development is part of the right to life (citing (1996) 5 SCC 647).
    • The Public Trust Doctrine establishes State responsibilities for environmental protection (citing (1997) 1 SCC 388).
    • Environmental statutes such as the Water Act, Air Act and Environment (Protection) Act create overriding obligations on regulatory authorities and were enacted in response to international conventions; these enactments impose duties that cannot be circumvented by other legislation or administrative measures.
  3. The Tribunal relied on precedent establishing that there is no discretion to exempt the mandate of the Water Act for activities having the potential to cause water pollution (citing (1999) 2 SCC 718 and (2001) 2 SCC 62 — A.P. Pollution Control Board v. Prof. M.V. Nayudu (Retd.)). That principle was extended to the situation at hand: if poultry farms have pollution potential, they cannot be lawfully exempted from statutory consent/regulatory mechanisms.
  4. The Tribunal rejected the idea that registration requirements with local bodies for farms above 5,000 birds (and categorization as "green") were an adequate or lawful substitute for the statutory consent regime under the Air Act and Water Act. It drew an analogy to its decision in Nuggehalli Jayasimha (O.A. No. 46/2018) where municipal provisions were held not to discharge the environmental authorities of their statutory responsibilities.
  5. Because the CPCB had not provided a meaningful justification in its reply for exempting farms below 100,000 birds from the statutory regime, and given the pleaded pollution potential, the Tribunal found substance in the applicant's contention and concluded that CPCB should reconsider its guidelines.
  6. Accordingly, the Tribunal exercised its supervisory and remedial powers to direct administrative action: it ordered CPCB to revisit the guidelines and provided a compliance timeline and contingent directions to State PCBs/PCCs in the event CPCB did not issue fresh orders.

Holding and Implications

Core Holding: Application allowed. The Tribunal held that the CPCB must revisit and reconsider its guidelines that exempted poultry farms (below certain thresholds) from statutory regulation and the categorization of poultry farming as "green."

Direct orders and practical consequences imposed by the Tribunal (as set out in the opinion):

  • The CPCB is directed to revisit the guidelines concerning categorization of poultry farms as "green" and the exemptions from regulation under the Air Act, Water Act and Environment (Protection) Act, and to issue fresh appropriate orders within three months from the date of the order.
  • If the CPCB does not issue further orders within that period, then, from 01.01.2021 onwards, all State PCBs/PCCs are required to enforce the consent mechanism under the Air Act, Water Act and the EP Act for all poultry farms above 5,000 birds in the same manner as it is being done for farms having more than 100,000 birds.
  • Until such time as formal consent mechanisms are in place, the State PCBs/PCCs are empowered and directed to strictly enforce environmental norms and to take appropriate remedial action against any violation of statutorily laid down water, air and soil standards.

Broader implications (as stated or reasonably confined to the opinion's text):

  • The order enforces the established principles that sustainable development and the Public Trust Doctrine impose enforceable duties on State authorities to protect the environment; regulatory exemptions inconsistent with those duties are liable to be set aside or revisited.
  • The decision requires a substantive reconsideration of administrative categorization (green category) and thresholds that previously exempted many poultry farms from statutory environmental oversight, potentially extending pollution-control consent requirements to smaller commercial farms (above 5,000 birds) if CPCB does not act to justify retention of the exemptions.

Note: The Tribunal's order is remedial and administrative in nature: it directs reconsideration and prescribes implementation steps rather than laying down a new statutory interpretation beyond the cited precedents and principles recorded in the opinion.

Show all summary ...

1. Grievance in this Application is against the CPCB guidelines dated 20.10.2015 regarding poultry farms. Objection of the applicant is to the following part of the Guidelines:—

“The poultry farms which are handling 1,00,000 or more birds at a given time in single location need to approach State Pollution Control Board to obtain necessary consent for operation under the Water (Prevention and Control of Pollution) Act, 1974”

…. ….. ….

“The hatcheries of any size which are performing the exclusive operation, feed mills of any capacity and the commercial poultry farms which are handling more than 5,000 birds at a given time on any single location need to be got registered with local bodies”

Further grievance is against the direction dated 29.02.2016 issued by the CPCB to categorize commercial poultry farming as green industry.

2. Basis of the grievance is that poultry farms with less than one lac birds have been wrongly left out of the regulatory regime of the Stat PCBs/PCCs against the concept of sustainable principle and to that extent defeating the object of setting up of such regulatory mechanism. Classifying poultry farms as ‘green’ is arbitrary, based on no possible logic.

3. Case of the applicant is that chickens destined for the egg industry are artificially incubated and hatched at commercials hatcheries. At the age of approximately 16 weeks, most hens are then transferred into small, barren wire cages called ‘battery cages’ placed side by side. Every layer contains thousands of cages, lined in multiple rows, stacked 3-5 tiers high. The battery cages are so small that the hens are unable even to spread their wings. The floor space available to each hen is 450 cm which is less than the area of a single sheet of A4 size paper. Battery cages prevent all forms of natural behavior including perching and roosting, scratching and foraging, comfort behavior and exploring.

4. Poultry farms cause extensive pollution to the areas that surround them. As poultry farms have thousands of birds in intensive confinement in each farm, the level of waste is high. This waste is seldom disposed of scientifically, in accordance with law. Pests such as flies, ticks, lice, mites, maggots, scavenging birds and even stray dogs are routinely attracted to the poultry farms. There is an intense odor that emanates from these farms which affects the entire neighborhood and is a source of blatant nuisance.

5. The built up fecal matter in the battery cage facilities makes for an environmental hazard and a health hazard for both people and the birds which are constantly exposed to pathogens. In order to keep these birds alive in such intensive and filthy environs, the poultry farm owners regularly administer non-therapeutic antibiotics. The administration of these non-therapeutic antibiotics causes antibiotic resistance in the human beings who consume eggs or meat of such birds.

6. Poultry farms impact the ecology and standard of living of those who surround the farms. Pests which are attracted to the farms make it difficult for the people living in the vicinity to such farms to eat, work or to perform their day-to-day activities. There are several instances where poultry farms situated near various establishments have made it difficult for the residents of those establishments to live normal lives.

7. In support of its averments, the applicant has relied upon several Newspaper and other Articles, article published on 07.05.2017 in “The Tribune” titled ‘Children can't eat, study here, courtesy houseflies-Poultry Farm adjacent to Zirakpur school makes their stay miserable, an article published on 29.04.2011 in “The Hindu” titled “Unhygienic conditions in poultry farms result in fly menace”, an article published in “The Indian Express” on 01.07.2016 titled “Flies in the face of a Karnal village”, an article published in Poultry, Fisheries and Wildlife sciences, volume 1, issue 1 titled “Environmental Impacts of Poultry Production” and an article published in “Indian Journal of Community Medicine” titled “Association of Poultry Farms with Housefly and Morbidity : A comparative Study from Raipur Rani, Haryana”. In short, findings in the said articles are that breeding of houseflies takes place in the poultry farms in the dumped waste. Poor manure management is not only a major cause of pollution of soil and water but it is also a source of highly offensive odor and houseflies and is capable of affecting the life of people living in the vicinity. Extensive use of antibiotics on regular basis adversely affects health of the persons living around the farms, in violation of the Drugs and Cosmetic Act, 1940. Antibiotic resistance has become a big issue as per several studies, a National Action Plan on Antimicrobial Resistance (NAP-AMR) 2017-2021, a study of Antibiotic Resistance in Poultry Environment, Spread of Resistance from Poultry Farm to Agricultural Field, a study dated 20.07.2017 done by Bloomberg //www.bloomberg.com/news/articles/2017-07-20/poultry-farms-in-india-resemblesuperbug-reservoirs-studyfinds# article titled “Indian Poultry Farms Are Breeding Drug Resistant Superbugs” by Natalie Obiko Pearson, highlights that the Indian poultry farms have become a breeding ground for drug resistant superbugs, a study dated 20.07.2017 titled the Prevalence of Extended - Spectrum Beta-Lactamase-Producing Multidrug-Resistant Escherichia Coli in Poultry Chickens and variation according to farming practices in Punjab, India, a report on “Environmental Status of Some Poultry Farms in India” by CSIR-National Environmental Engineering Research Institute (NEERI), Delhi Zonal Centre, Ministry of Science and Technology and 269 Law Commission Report on Transportation and House-keeping of egg-laying hens (layers) and broiler chickens dated July, 2017. Further, reference has been made to the report by CSIR-National Environment Engineering Research Institute (‘NEERI’) titled ‘Environmental Status of Some Poultry Farms in India’, recommending cage free farming for hygienic environment.

8. The decision of the CPCB exempting the poultry farms with less than one lakh birds from registration with the Pollution Control Boards under Section 21 of the Air (Prevention and Control of Pollution) Act, 1981 (Air Act, 1981) and Section 25 of the Water (Prevention and Control of Pollution) Act, 1974 (Water Act, 1974) has been questioned as not being conducive to the clean environment which is part of right to life. The exemption is hit by ‘sustainable development’ concept to be enforced by this Tribunal under Section 20 read with Section 15 of the National Green Tribunal Act, 2010. It is submitted that poultry farms are a source of odor, attract flies, rodents and other pests that carry disease. The emissions therefrom include gases like ammonia, volatile organic compounds (VOCs), and Hydrogen Sulphide (H2S) that affect the life of the people living in that vicinity. The poultry farms use large quantity of pesticides and antibiotics in their feeds that contaminate the soil and ground water thereby compromising public health. The reports show that unregulated poultry farming causes pollution of soil and groundwater. The intensive battery cage factory farming facilities pose unacceptable risks to public health and the environment. The studies show that the crowded, stressful and unsanitary conditions of these facilities give rise to disease, including avian influenza. Use of antibiotics is so rampant that they are being administered as a precautionary measure rather than as a last resort in the case of medical needs. Misuse of antibiotics in poultry farms is leading to multi-drug resistant bacteria, which is spreading into the environment through unsafe disposal of poultry litter and waste in agricultural fields, with the potential of spreading drug resistant infections to humans. Giving of non-therapeutic antibiotics in poultry farms is leading to drug resistance amongst the consumers of such meat and eggs and is causing tremendous financial loss to the nation. Non-therapeutic antibiotics are only needed to be given in poultry farms because the housing conditions of birds in poultry farms are so unhygienic. If better and more hygienic cage free methods of farming were utilized, as recommended by NEERI-CISR, then there would be no need to administer non-therapeutic antibiotics to the animals. The only way to ensure cleanliness is to give the animals space and keep the facilities clean. Unhygienic conditions in the poultry industry is a major health hazards for both humans and animals and has serious negative implications on the animal's health and also on humans who work and live in and near such unhygienic conditions. This certainly calls for effective regulation and not exempting regulatory mechanism provided for such farms with more than one lac birds.

9. The application was filed on 07.11.2017. On 13.11.2017 the Tribunal issued notice to Respondents, including MoEF&CC, CPCB and Central Drug Standard Control Organization. M.A. No. 1049/2018 was filed by an association of poultry farms for being party which was rejected on 25.07.2018. However, in the light of orders of the Hon'ble Supreme Court dated 16.08.2019 in Civil Appeal No. 9154 of 2018, the said association was permitted to intervene.

10. Response has been filed by the CPCB. In the said reply no justification has been shown as to why poultry farms with less than one lakhs birds have been exempted from the ambit of the Water Act, 1974 and the Air Act, 1981. However, it is stated that the use of antibiotics is an issue under the purview of Animal Husbandry and the Drug Control and Food Safety Departments. Reply filed by the MoEF&CC also does not in any manner give any justification for the impugned action. The reply of the Ministry of Health and Family Welfare also does not deal with the issue except to state that use of antibiotics is governed by the Drugs and Cosmetics Act and Antibiotic Policy of the Ministry. Food Safety and Standards Authority of India (‘FSSAI’) has also filed a counter affidavit which does not deal with the central issue, except to say that standards have been laid down for various types of foods. The association of poultry farmers have highlighted the importance of eggs and poultry and need for antibiotics. It is stated that the poultry farms are established far away from the residential areas and, thus, residents are not affected by the activities of the poultry farms. Such activities help the rural areas by providing jobs and source of livelihood. Cheap source of protein is provided by eggs and chickens. A copy of Notification dated 29.04.2019 issued by the Ministry of Agriculture and Farmers Welfare has been placed on record which deals with responsibilities of the poultry farm owners to comply with the rules as per given environmental conditions for the welfare of layer hens which require registration with the Department of Animal Husbandry, Dairying and Farming. Ministry of Animal Husbandry has also filed an affidavit to the effect that PILs are pending before the Delhi High Court on the subject of compliance of the provisions of the prevention of Cruelty Animals Act, 1960 and Rules framed thereunder.

11. We have considered the above pleadings and also heard learned counsel for the parties who have mainly relied upon the pleadings referred to above at length.

12. Main contention on behalf of the applicant is that unregulated disposal of waste and operation of poultry farms is detrimental to the environment. Waste generated in the natural course on account of fecal matter etc. harms the environment unless safeguards are adopted and use of pests antibiotics has great potential for diseases among the animals and the humans as mentioned in the study undertaken by the NEERI, referred to above and observations made by the Law Commission in its 269 Report. Thus, leaving the field of poultry farm below one lakhs birds unregulated is failure to protect environment, as required under the Water Act, 1974 and the Air Act, 1981. Mere requirement for poultry farms with more than 5000 birds to register with the local bodies could be no substitute for the said statutory regulation nor CPCB has any statutory Authority to delegate its powers to the local bodies. The categorization of poultry industry as green by the MoEF&CC is also arbitrary and not based on any logic. Reference has been made to the report of the NEERI as follows:—

“Poultry production is associated with a variety of environmental pollutants, including oxygen-demanding substance, ammonia, solids, besides the poultry attracts flies, rodents, dogs and other pest that create local nuisances and carry diseases. Poor management of manure, litter and waste water etc. adversely affects the living in the vicinity. Odour is generated for fresh and decomposed waste products such as manures, carcasses, feathers and bedding litter. Furthermore, intensive poultry production may be responsible for green houses gasses, acidification and eutrophication.”

13. It was submitted non-therapeutic use of antibiotics and antimicrobial resistance to keep birds alive, overcrowded and unsanitary conditions build up drug-resistant bacteria in the birds which transmits to the consumers to the poultry products.

14. In view of such serious ramifications and potential for deteriorating the environment, it is imperative that the CPCB reconsiders this Policy and require applicability of consent mechanism under the Air Act, 1981 and Water Act, 1974, instead of exempting it. Reliance has been placed on an order of this Tribunal dated 08.07.2019 in O.A. No. 46/2018, Nuggehalli Jayasimha v. Government of NCT of Delhi dealing with compliance of environmental norms by dairies. The Tribunal directed the DPCC to perform its responsibility under the Water Act, 1974 and the Air Act, 1981 of enforcing environmental norms against the dairies, rejecting the plea that there is provision in the Municipal laws to address the issue. The Tribunal held that overlapping provisions in the Municipal laws do not discharge the environmental authorities of their statutory responsibilities.

15. There is no meaningful response to the above contentions on behalf of the applicant either in the pleadings or in oral submissions.

16. On due consideration of the matter, we find substance in the submissions of the applicant. Sustainable development is part of right to life. (1996) 5 SCC 647 The State Authorities are under obligation to protect environment as per sustainable development concept. Responsibilities of the States to the environment are by Public Trust Doctrine (1997) 1 SCC 388. The Water Act, the Air Act, and the Environment (Protection) Act have been enacted in the wake of international conventions and override all other legislations. They create obligation on the regulatory authorities to enforce the environmental measures. There is no discretion to exempt the mandate of mandate of Water Act for activities having potential to cause water pollution (1999) 2 SCC 718 and (2001) 2 SCC 62 A.P. Pollution Control Board v. Prof. M.V. Nayudu (Retd.). It has not been disputed that the operation of poultry farms has potential to damage to the environment which needs to be regulated. Leaving out poultry farms below one lakh birds unregulated by the State PCB and merely requiring registration with the local bodies or treating them at par with the agricultural farms will be against the mandate of sustainable development, which principle is to be enforced by this Tribunal. Likewise, in view of pollution potential in operation of poultry farms except small ones, say upto 5000 birds cannot fall in the ‘Green’ category as has been done by the CPCB.

17. Accordingly, we allow this application and direct the CPCB to revisit the guidelines for categorizing the poultry farms as green category and exempting their regulation under the Air Act, Water Act and the EP Act. The CPCB may issue fresh appropriate orders within three months and in if no further order is issued, all the State PCBs/PCCs will require enforcement of consent mechanism under the above Acts after 01.01.2021 for all poultry farms above 5000 birds in the same manner as is being done for farms having more than one lac birds. Till then, even without such consent mechanism, the State PCB/PCCs may strictly enforce the environmental norms and take appropriate remedial action against the any violation of water, air and soil standards statutorily laid down.