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Vipul Gupta v. State And Others
Structured Summary of the Opinion
Factual and Procedural Background
The impugned judgment dated 14-6-2012 is a dismissal by a Single Judge of Delhi High Court of three writ petitions: WP (C) Nos. 3470/2012, 3471/2012 and 3472/2012. The writ petitions were filed by the appellants (who are accused in the underlying criminal matters) challenging (i) a communication dated 13-12-2011 from the Director of Prosecution, Delhi to the Principal Secretary (Home) seeking instructions whether the Additional Public Prosecutor (APP) should press applications under Section 321 CrPC for withdrawal from prosecution in respect of FIRs No. 90/2000, 99/2002 and 148/2002 (Connaught Place and Defence Colony police stations), and (ii) an order dated 15-12-2011 of the Lieutenant Governor of Delhi agreeing with that communication and directing that the APP should not press the applications and that the trials be allowed to proceed on merits.
The appellants subsequently filed intra-court Letters Patent Appeals impugning the Single Judge's dismissal of their writ petitions. Those appeals were accompanied by applications seeking condonation of delay of 340 days in refiling. Notice on the condonation applications alone was issued. The original complainant filed a detailed reply opposing condonation. At a hearing on 16-1-2014 the Court, without prejudicing the delay aspect and in light of the Full Bench decision in C.S. Agarwal, directed counsel for the appellants to satisfy the Court on the maintainability of the appeals. The Court heard senior counsel for both sides on maintainability and on the delay applications.
Legal Issues Presented
- Whether the writ petitions invoked the High Court's "criminal jurisdiction" (as opposed to its "original/civil jurisdiction") for the purposes of the Letters Patent Appeal rule — i.e., whether the Single Judge was exercising criminal jurisdiction so that intra-court Letters Patent Appeals are not maintainable (this follows the Full Bench reference in C.S. Agarwal).
- Whether, applying the test in C.S. Agarwal (and the authorities it discusses), the particular writ petitions before the Single Judge in these facts concerned pending criminal proceedings that could result in sentences (and thus were proceedings in the criminal domain).
- Whether the applications for condonation of 340 days' delay in refiling the appeals should be allowed.
Arguments of the Parties
Appellants' Arguments
- The writ petitions did not seek quashing of FIRs; instead they challenged an administrative decision (the Lieutenant Governor's order revoking withdrawal) and thus were distinct from proceedings in criminal jurisdiction.
- Relying on Sheonandan Paswan v. State of Bihar, the appellants contended that challenging an administrative order is different from challenging criminal proceedings and that the Single Judge did not exercise criminal jurisdiction in deciding the writ petitions.
- The absence of a Letters Patent Appeal in matters that are alleged to be "criminal" would amount to an ouster of jurisdiction; therefore "criminal matters" should be strictly construed so as to allow LPAs where appropriate.
- The consequences flowing from the challenge to the administrative order (i.e., the practical effect) should not be determinative of the character of the writ petition.
Complainant's (Respondent's) Arguments
- The proposition that an administrative act can never be of criminal nature is incorrect; the consequences of an administrative act are relevant to determine the nature of proceedings. Here the executive functions of the prosecutor concern criminal law and criminal consequences.
- Even though the challenge was to an administrative order, the effect of non-grant of relief would be to allow criminal proceedings to continue and potentially lead to conviction and sentence; this functional consequence supports treatment as criminal jurisdiction (relying on the Full Bench judgment).
- On delay/condonation, the complainant contended the appellants had voluntarily pursued revision petitions before the Sessions Court and thereby elected to abandon the present appeals; they also identified infirmities and alleged mala fides in the condonation applications (e.g., number of days left blank and filled by hand later; inconsistent explanations such as files being misplaced vs. having preferred revision petitions), suggesting that the condonation applications were made in a cavalier and dishonest manner.
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| C.S. Agarwal v. State (Full Bench of the Court) | The Full Bench answered the reference whether writ petitions under Article 226 read with Section 482 CrPC for quashing an FIR amount to invoking "original jurisdiction" or should be treated as invoking "criminal jurisdiction". It held that the character (civil/original vs. criminal) depends on the nature of the right violated and the relief sought; where the petition concerns criminal proceedings that could result in sentences, it is to be treated as invoking 'criminal jurisdiction' and Letters Patent Appeals would not lie. | The Court relied on the Full Bench's wide test and language to determine that, even though the present writ petitions challenged an administrative decision, they fell within the Full Bench's described ambit of "criminal jurisdiction". The Full Bench authority was applied to hold these Letters Patent Appeals not maintainable. |
| S.A.L. Narayan Row v. Ishwarlal Bhagwandas (Supreme Court) | The Constitution Bench held that whether proceedings under Article 226 are 'civil' depends on the nature of the right violated and the relief sought; a criminal proceeding is usually one which, if carried to conclusion, may result in sentences (death, imprisonment, fine, forfeiture). The nature of the proceedings thus depends on the substantive nature of the rights and reliefs sought. | The Full Bench (in C.S. Agarwal) relied on this principle; this Court cited and relied on the same principle to assess the nature of the writ petitions and to conclude that they related to criminal proceedings because the practical effect could be continuation of prosecution and imposition of sentences. |
| Sheonandan Paswan v. State of Bihar | The appellants relied on this case for the proposition that challenging an administrative order is distinct from challenging criminal proceedings (i.e., that an administrative decision does not necessarily convert the writ into a criminal jurisdiction matter). | The Court recorded the appellants' reliance on this authority but found the appellants' submissions insufficient to distinguish these writ petitions from the test laid down in the Full Bench decision; the Court was not persuaded that Sheonandan Paswan precluded treating the present petitions as invoking criminal jurisdiction. |
Court's Reasoning and Analysis
The Court began by identifying and applying the test laid down by the Full Bench in C.S. Agarwal (which itself relies on S.A.L. Narayan Row) to determine whether the writ petitions invoked the High Court's criminal jurisdiction. That test asks whether the petition relates to criminal proceedings pending at the time of institution and whether not granting relief could lead to criminal consequences (e.g., filing of challan, framing of charge, conviction and sentence).
The Court summarized the appellants' factual case: the appellants were accused under multiple IPC provisions in three FIRs; they submitted representations alleging mala fides and conversion of civil dispute into criminal case; initially a Government committee recommended withdrawal of prosecution and the Lieutenant Governor ordered withdrawal; the APP filed withdrawal applications; before those were decided the Director of Prosecution opined that evidence was sufficient and sought directions on whether the APP should press withdrawal; the Lieutenant Governor then, by the 15-12-2011 order, accepted the proposal to continue prosecution and revoke the earlier decision for withdrawal. The writ petitions challenged that revocation/administrative decision.
Applying the Full Bench test, the Court observed that although the writs did not directly seek quashing of the FIRs, the challenged administrative order directly related to ongoing prosecution. The Court concluded that the practical and direct effect of dismissal of the writ petitions would be continuation of the prosecution against the appellants, which could result in imposition of sentences (including imprisonment, fine, etc.). Consequently, the petitions concerned rights in the criminal-law domain and the Court, when dealing with those petitions, was exercising criminal jurisdiction.
On the condonation application, the Court proceeded to a merits review (although it observed it need not have done so given the maintainability conclusion). The Court found dishonesty and inconsistency in the appellants' explanations for the delay: the appellants had given differing reasons in different documents (preference for revision petitions before Sessions Court vs. files having been tied with other files/misplaced), had not denied supplying inconsistent applications to the complainant's counsel, and had thus given unrealistic and conflicting explanations. The Court also observed that the appellants had elected to pursue revision petitions, which were not connected to the grounds in the writ petitions, and thereby effectively abandoned the remedy by way of these appeals.
Having found no sufficient cause for condonation and having concluded the appeals were not maintainable because the Single Judge exercised criminal jurisdiction, the Court dismissed the appeals on both grounds (not maintainable and barred by time).
Holding and Implications
Core Ruling: The appeals are dismissed. The Court held that the Single Judge was exercising the High Court's criminal jurisdiction when deciding the writ petitions; therefore the Letters Patent Appeals were not maintainable. The Court also refused to condone the 340-day delay in refiling the appeals and dismissed the appeals as barred by time.
Direct consequences for the parties:
- The Single Judge's dismissal of the writ petitions dated 14-6-2012 stands.
- The continuation of prosecution against the appellants remains effective (as the administrative revocation of withdrawal was upheld by the Single Judge and the appeals challenging that judgment have been dismissed as not maintainable and time-barred).
- Each party is to bear its own costs.
Broader implications:
This opinion applies the Full Bench test in C.S. Agarwal to conclude that challenges to administrative decisions that directly relate to ongoing prosecutions can amount to petitions invoking the High Court's criminal jurisdiction (because of their practical consequences). The opinion does not purport to set out any new binding precedent beyond applying the existing Full Bench and Supreme Court authorities; it primarily resolves maintainability and the condonation application on the facts before the Court.
1. These intra-court appeals impugn the common judgment dated 14-6-2012 of a learned Single Judge of this Court of dismissal of WP (C) Nos. 3470 of 2012, 3471 of 2012 & 3472 of 2012 preferred by the appellants respectively. The said writ petitions were filed by the respective appellants assailing, (i) the communication dated 13-12-2011 of the Director of Prosecution, Delhi to the Principal Secretary (Home), seeking instructions whether the concerned Additional Public Prosecutor (APP) has to press the application filed before the Court of the learned Additional Chief Metropolitan Magistrate (ACMM), Delhi under Section 321 of the Code of Criminal Procedure, 1973 (CrPC) for withdrawal from prosecution in case FIRs No. 90 of 2000, 99 of 2002 and 148 of 2002 registered at police station Connaught Place and Defence Colony; and, (ii) the order dated 15-12-2011 of Hon'ble the Lieutenant Governor, Delhi agreeing with the proposal in the said communication dated 13-12-2011 not to press the applications for withdrawal of the aforesaid cases and to allow the trial thereof to proceed on merits.
2. These appeals are accompanied with applications for condonation of 340 days delay in refiling thereof. Notice of the said applications only was issued. A detailed reply opposing the condonation of delay has been filed by the original complainant at whose instance the appellants were being prosecuted.
3. The matters came up before us on 16-1-2014 when, without prejudice to the aspect of delay, and in the light of the judgment of the full Bench of this Court in C.S Agarwal v. State, we asked the counsel for the appellants to satisfy us as to the maintainability of these appeals. On the request of the counsel for the appellants, the matter was adjourned for hearing on this aspect. We have heard the senior counsels for the appellants as well as the senior counsel for the original complainant on the aspect of delay as well as of maintainability of these appeals.
4. The Full Bench of this Court, in C.S Agarwal case, was constituted to answer the following reference:
“Whether the writ petition filed under Article 226 of the Constitution of India read with Section 482 of the Code of Criminal Procedure for quashing a FIR amount to invoking ‘original jurisdiction’ or these proceedings are to be treated as invoking ‘criminal jurisdiction’.”
5. The aforesaid question assumed importance because, if the writ petitions had invoked original jurisdiction, the Letters Patent Appeal (LPA) would be competent; on the other hand if the writ petitions were to be treated as invoking criminal jurisdiction, then the intra-court appeal under the Letters Patent of this Court was not maintainable.
6. The Full Bench, after examining a number of precedents, held:
“19. No doubt, as per the aforesaid pronouncements explaining the nature of power conferred under Article 226 of the Constitution, the High court in such proceedings exercises original jurisdiction. At the same time, it is also clarified that the said jurisdiction is not to be confused with the ‘original civil jurisdiction’ of the High Court. Further, proceedings under Article 226 of the Constitution would be treated as original civil proceedings only when it concerns civil rights. A fortiori, if it concerns a criminal matter, then such proceedings would be original criminal proceedings. Letters Patent would lie when the Single Judge decides the writ petition in proceedings concerning civil rights. On the other hand, if these proceedings are concerned with rights in criminal law domain, then it can be said that the Single Judge was exercising his ‘criminal jurisdiction’ while dealing with such a petition filed under Article 226 of the Constitution. 20. For this reason, we cannot agree with the extreme position taken by the Appellants that the exercise of powers under Article 226 of the Constitution would never tantamount to exercising criminal jurisdiction, irrespective of the nature of proceedings. We, further, are of the opinion that if such a petition relates to criminal proceedings while dealing with this petition under Article 226 of the Constitution, the Court would be exercising ‘criminal jurisdiction’. In this context, it would be relevant to refer to the judgment of the Supreme Court in S.A.L Narayan Row v. Ishwarlal Bhagwandas3. In that case, proceedings were initiated under the Income Tax Act, 1922. At the conclusion of proceedings before the High Court under Article 226, a certificate for fitness was sought under Article 131(1)(c) read with Article 132(1) of the Constitution. The question before the Supreme Court was as to whether the proceedings before the High Court under Article 226 are ‘civil proceedings’. The Constitution Bench opined that whether the proceedings are civil or not depends upon the nature of the right violated and the appropriate relief which may be claimed and not upon the nature of the Tribunal which is invested with authority to grant relief. In the process, following pertinent observations were made which are apposite in our context: ‘A criminal proceeding on the other hand is ordinarily one in which if carried to its conclusion it may result in the imposition of sentences such as death, imprisonment, fine or forfeiture of property.’ The Court was, thus, categorical that even in a petition under Article 226 of the Constitution when the High Court is exercising extraordinary jurisdiction, the nature of proceedings, whether civil or criminal, would depend upon the nature of right violated and the nature of relief sought in the said petition. 29. It would be necessary to clarify here that it cannot be said that in any of the cases under Article 226 of the Constitution, the Court is exercising ‘criminal jurisdiction’. It would depend upon the rights sought to be enforced and the nature of relief which the Petitioner seeks in such proceedings. For example, if a writ petition seeking writ of habeas corpus is filed, while dealing with such a petition, the Court is not exercising criminal jurisdiction as no criminal proceedings are pending. In fact, the order of preventive detention is made without any trial under the criminal law. Likewise, when a person is convicted and sentenced after the conclusion of criminal trial and such an order of conviction has attained finality and he files writ petition under Article 226 of the Constitution challenging the orders of the Government refusing to grant parole while dealing with such a petition, the Single Judge is not exercising criminal jurisdiction, as no criminal proceedings are pending. 32. The test, thus, is whether criminal proceedings are pending or not and the petition under Article 226 of the Constitution is preferred concerning those criminal proceedings which could result in conviction and order of sentence. 33. When viewed from this angle, it is clear that if the FIR is not quashed, it may lead to filing of Challan by the investigating agency; framing of charge; and can result in conviction of order of sentence. Writ of this nature filed under Article 226 of the Constitution seeking quashing of such an FIR would therefore be ‘criminal proceedings’ and while dealing with such proceedings, the High Court exercises its ‘criminal jurisdiction’”.
7. Having noticed the law as laid down by the Full Bench of this Court, we now proceed to determine whether the writ petitions from which these appeals arise, were filed invoking the ‘criminal jurisdiction’ of this Court and in which case these appeals would not be maintainable or the ‘original jurisdiction’ of this Court, and in which case these appeals would be maintainable.
8. The case of the appellants/writ petitioners, in the writ petitions from which these appeals arise, was:
(a) that each of the appellants/writ petitioners had been arrayed as accused in the FIRs aforesaid under Sections 420/406/409/468/471/477-A/120-B of the Penal Code, 1860 (IPC); (b) during investigation in the FIRs, the appellants/writ petitioners had submitted various representations before the Investigating Officer and to his superior officers regarding the mala fide intention of M/s V.L.C Finance Ltd. at whose instance the FIRs aforesaid had been registered and that a civil dispute had been converted into a criminal case with malicious intentions; (c) that the Investigating Officer however, without considering the said representations, filed the charge-sheet; (d) on further representations from the appellants/writ petitioners, a Committee constituted by the Government of National Capital Territory of Delhi (GNCTD), recommended withdrawal of prosecution in the aforesaid three FIRs; (e) that Hon'ble the Lieutenant Governor of Delhi after receiving the recommendation of the Committee aforesaid ordered withdrawal of prosecution; (f) that the APP accordingly filed applications for withdrawal of the cases in the three FIRs aforesaid; (g) however before a decision could be taken on the aforesaid applications, the Director of Prosecution vide letters aforesaid opined that there was sufficient evidence on record against the accused i.e the appellants/writ petitioners and requested for necessary orders and directions whether the APP has to press the aforesaid applications or not; and, (h) that Hon'ble the Lieutenant Governor vide order dated 15-12-2011 in a hush manner accepted the proposal for continuation of the prosecution and for revocation of the earlier decision for withdrawal from prosecution. The writ petitions were thus filed impugning inter alia the order dated 15-12-2011 of Hon'ble the Lieutenant Governor of Delhi.
9. The learned Single Judge, in the impugned judgment, for reasons which are not relevant for present purposes, has upheld the decision of Hon'ble the Lieutenant Governor of revoking the earlier decision for withdrawal of the prosecution and for continuation with the prosecution.
10. We have thus enquired from the senior counsels for the appellants, whether not the writ petitions, from which these appeals arise, in the facts and circumstances aforesaid, (i) concerned a criminal matter; (ii) were concerning rights in criminal law; (iii) related to criminal proceedings which were at the time of institution of the writ petitions pending; and (iv) whether not non-grant of relief in the writ petitions may result in the imposition of sentences such as death, imprisonment, fine or forfeiture of property.
11. The senior counsels for the appellants have contended that the challenge in the writ petitions was not to the FIRs but to the administrative decision revoking the earlier decision for withdrawal of the prosecution and to continue with the prosecution. It is further contended that questioning the said decision is distinct from questioning the criminal proceedings. Reliance in this regard is placed on Sheonandan Paswan v. State of Bihar. It is further contended that the writ petitions questioned an administrative order and not any order of the Court in exercise of criminal jurisdiction. It is yet further contended that the learned Single Judge in deciding the writ petitions has not exercised any criminal jurisdiction. It is yet yet further contended that since non-availability of LPA in writs pertaining to criminal matters amounts to ouster of jurisdiction, “criminal matters” have to be strictly construed. It is yet yet further contended that the consequences flowing from the challenge to the administrative order would not be determinative.
12. Per contra, the senior counsel for the complainant has argued that the premise that an administrative act can never be of criminal nature is itself wrong and the consequences flowing from an administrative act would be relevant to determine the nature of the proceedings. He has further, besides relying on the judgment aforesaid of the Full Bench, contended that the executive functions of the prosecutor are in the realm of criminal law and concern criminal law and has invited attention to the prayer made in these appeals also to contend that the effect thereof would be to avoid consequences of criminal proceedings.
13. The senior counsel for the complainant has also invited attention to the applications filed for condonation of delay of 340 days in refiling the appeal, giving the reason of pendency of revision petitions preferred by the appellants to the Sessions Court against the order passed by ACMM and has argued that the appellants having elected to pursue the revision petitions and not these appeals, had exercised a choice and are deemed to have abandoned the remedy by way of present appeals. It is contended that even the applications for condonation of delay have been filed in a cavalier manner with even the number of days of delay having been left blank and having been filled subsequently in hand. It is yet further argued that the appellants previously took a stand that the papers of these appeals upon being returned with objections, had been misplaced and which again shows the mala fides of the appellants and the appellants for this reason alone are not entitled to exercise of any discretion in their favour.
14. We have considered the rival contentions. Though undoubtedly the writ petitions were not filed for quashing of FIR, as in C.S Agarwal case and were also not with respect to any order in prosecution cases against the appellants but the test laid down by the Full Bench in the judgment supra to determine whether the writ petition is invoking “original jurisdiction” or “criminal jurisdiction” is very wide, as the language of the passages of the judgment of the Full Bench quoted by us hereinabove would show and the senior counsels for the appellants have not been able to satisfy us as to how the writ petitions preferred by the appellants would not fall within the ambit of the said language. Even though the challenge in the writ petitions was to a decision of Hon'ble the Lieutenant Governor but the said decision was relating to the prosecution already underway of the appellants and the direct effect of the dismissal of the writ petitions is of continuation of the prosecution which may result in imposition of sentences such as death, imprisonment, fine or forfeiture of property, of the appellants. We are thus of the view that this Court while dealing with the writ petitions was exercising its criminal jurisdiction. It cannot be also lost sight of that the writ petitions were intended to avoid the consequences of criminal proceedings initiated under the Code of Criminal Procedure and concerned with rights in criminal law domain. We have thus no doubt that the learned Single Judge, in dealing with the writ petitions was exercising “criminal jurisdiction” and these Letters Patent Appeals are not maintainable.
15. Though in view of the aforesaid, there is no need to adjudicate the applications for condonation of 340 days delay in refiling the appeal but for the sake of completeness, we proceed to consider the same. This Court is ordinarily liberal in condoning delays, particularly in refiling but it pains us to note that the appellants have indulged in falsehood in giving the reasons for condonation of delay. Though in the applications filed before us for condonation of delay, the reason given is of the appellants having preferred revision petitions before the Sessions Court against the order of the ACMM, the complainant along with its reply has filed a copy of the application for condonation of delay supplied by the appellants to the respondents in which the reason given for condonation of delay is of the files having been mistakenly tied with a different set of files. The appellants have not denied having supplied such applications to the counsel for the complainants. It is thus evident that the appellants have been giving out reasons as per their convenience and neither of which is true. There is also merit in the contention of the senior counsel for the complainant, of the appellants, as per the reason now given by them, having abandoned the reliefs claimed in the writ petition. The revision petitions which the appellants opted to pursue in preference to these appeals, were not connected with the grounds on which the reliefs were claimed in the writ petitions. When a litigant has several remedies and opts to, after invoking two or more of those, to pursue any one, he cannot, without any justification, at his whim and fancy be permitted to pursue the remedy which he had given up. We thus do not find any sufficient cause for condonation of delay in refiling the appealing.
16. The appeals are thus dismissed, as not maintainable as well as barred by time, leaving the parties to bear their own costs.
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