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Das (P.N.L) v. Union Of India And Others

Orissa High Court
Sep 20, 1972
Smart Summary (Beta)

Factual and Procedural Background

The petitioner was appointed as a booking clerk by the South Eastern Railway in 1955 and confirmed in service two years later. A departmental proceeding was initiated against him and seven others for colluding to defraud the railway by issuing excess fare tickets and blank paper tickets. An inquiry committee was appointed by the Divisional Commercial Superintendent, initially comprising the Assistant Commercial Superintendent of Khurda Road and the Assistant Accounts Officer of Garden Reach.

The inquiry began in 1964, but due to transfers and promotions, the original members of the inquiry committee were replaced by their successors, Sri B.K. Patnaik and Sri B.B. Chatterji. The petitioner alleged bias and unauthorized continuation of the inquiry by these officers, seeking to quash the notice for the supplementary inquiry and restrain them from proceeding. The petitioner contended that the inquiry committee should consist only of the officers originally appointed to those posts.

The disciplinary authority for the petitioner was the Divisional Commercial Superintendent, while the General Manager was the disciplinary authority for the other delinquents. A supplementary inquiry was directed after representations by the other delinquents. Some of the other delinquents filed a suit for injunction against the proceeding, which was dismissed.

The writ petition challenges the continuation of the inquiry by officers who no longer hold the posts originally designated for the inquiry committee.

Legal Issues Presented

  1. Whether the continuation of a departmental inquiry by officers who no longer hold the posts originally designated for the inquiry committee is authorized.
  2. Whether the petitioner’s allegations of bias, mala fides, or prejudice against the officers conducting the supplementary inquiry have any legal foundation.
  3. Whether a change in the personnel of the inquiry committee during the course of inquiry necessitates restarting the inquiry de novo to avoid prejudice to the delinquent.

Arguments of the Parties

Petitioner's Arguments

  • The inquiry by Sri B.K. Patnaik and Sri B.B. Chatterji is unauthorized as they no longer hold the offices of Assistant Commercial Superintendent of Khurda Road and Assistant Accounts Officer of Garden Reach, respectively.
  • The officers conducting the inquiry bear grudge and ill-will against the petitioner, indicating bias and mala fides.
  • The inquiry committee was originally constituted with specific officers, and this composition should not be altered.

Opposite Parties' Arguments

  • The officers conducting the supplementary inquiry deny allegations of bias and ill-will.
  • The inquiry can be continued by officers who have succeeded to the original posts, despite changes in personnel and postings.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
General Manager, Eastern Railway v. Jawala Prosad Singh [1970-II L.L.J 279] The inquiry committee’s findings are not binding on the disciplinary authority; changes in inquiry committee personnel mid-inquiry do not violate natural justice if the inquiry record is maintained properly. The court relied on this precedent to hold that a change in personnel of the inquiry committee does not prejudice the delinquent nor violate principles of natural justice, as the disciplinary authority alone imposes penalty based on the inquiry record.
Union Of India v. H.C Goel [A.I.R 1964 S.C 364 : 1964—I L.LJ 38] The findings and recommendations of the inquiry committee are not binding on the Government/disciplinary authority. Cited within the Jawala Prosad Singh judgment to support the principle that the disciplinary authority independently considers the inquiry record and is not bound by the inquiry committee’s report.

Court's Reasoning and Analysis

The court examined the petitioner’s claim of bias and mala fides against the officers conducting the supplementary inquiry and found no sufficient foundation for such allegations. The petitioner’s counsel conceded the difficulty in substantiating the claim of bias on the record.

The court noted that the inquiry committee was originally constituted with officers holding specific posts, but those officers had since been promoted and transferred. The court found no compelling reason why the inquiry should continue with the officers who no longer hold those posts, especially given the age of the inquiry.

The court relied heavily on the Supreme Court decision in General Manager, Eastern Railway v. Jawala Prosad Singh, which clarified that the inquiry committee’s personal impressions do not bind the disciplinary authority and that changes in inquiry committee personnel do not violate natural justice. The disciplinary authority alone evaluates the inquiry record and decides on penalties.

Given this legal framework, the court rejected the petitioner’s submission that the inquiry must be continued by the original officers or restarted de novo due to personnel changes. However, it directed that the supplementary inquiry should be conducted by officers currently holding the designated posts to maintain procedural propriety and expedite conclusion.

Holding and Implications

The court held that the supplementary inquiry pending against the petitioner shall be conducted by the officers currently holding the posts of Assistant Commercial Superintendent, Khurda Road, and Assistant Accounts Officer, Garden Reach.

The court negated the petitioner’s allegations of bias and mala fides and declined to quash the notice or prohibit continuation of the inquiry. The proceeding, being very old, was directed to be concluded expeditiously in accordance with law. No costs were ordered.

This decision directly affects the parties by clarifying that changes in inquiry committee personnel do not invalidate inquiry proceedings, provided the inquiry record is properly maintained and the disciplinary authority independently adjudicates the matter. The court did not set any new precedent but applied established Supreme Court principles to the facts.

Show all summary ...

Misra, J.:— The petitioner was appointed as a booking clerk by the South Eastern Railway in 1955. Two years thereafter he was confirmed in service. A departmental proceeding was started against him along with seven others on the allegation that they had colluded together to defraud the railway in issue of excess fare tickets and blank paper tickets. The Divisional Commercial Superintendent—the disciplinary authority of the petitioner—appointed an inquiry committee consisting of the Assistant Commercial Superintendent, Khura Road, and the Assistant Accounts Officer, Garden Reach.

2. In 1964, the inquiry started. Sri S, K. Julhe, the then Assistant Commercial Superintendent, was transferred. Therefore, his sucessor Sri B.K Patnaik and Sri B.B Chatterji, the Assistant Accounts Officer, continued the proceeding. The petitioner made several allegations against the inquiring officers. However, ultimately, the report of inquiry was furnished finding the petitioner as also the other delinquents guilty of the charges. The petitioner's disciplinary authority was the Divisional Commercial Superintendent while the General Manager was the disciplinary authority in regard to the remaining delinquents. The disciplinary authority of the petitioner issued a second notice calling upon the petitioner to show cause why he may not be dismissed from service. The General Manager on the representations of the other delinquents directed a supplementary inquiry into the proceeding and consequently the Divisional Commercial Superintendent also directed similar opportunities to be given to the petitioner and a supplementary inquiry to be held.

3. In April 1967, notice of the supplementary inquiry was given. By then Sri B.K Patnaik had been promoted as the Divisional Commercial Superintendent and was posted at Kharagpur while Sri B.B Chatterji had been promoted to the post of Divisional Accounts Officer and was posted at Adra. Some of the other delinquents, we are told at the Bar, filed a suit for injunction and other reliefs against the proceeding which, as is stated at the Bar, has, in the meantime, been dismissed.’ The petitioner contends that the inquiry by these two officers is unauthorized and they borne grudge and ill-will against the petitioner, and as such, the supplementary inquiry should not be conducted by them. It is further contended that the inquiry committee was to consist of the Assistant Commercial Superintendent of Khurda Road and the Assistant Accounts Officer, Garden Reach. As such, Sri Patnaik and Sri Chatterji who have now ceased to hold such offices are not entitled to continue the inquiry. We have been asked in this writ petition to quash the notice issued by those two officers to carry on the supplementary inquiry and to issue a writ of mandamus to them not to proceed in the matter.

4. A detailed counter-affidavit has been filed by opposite party 2—the Divisional Commercial Superintendent—and two separate affidavits have been given by Sri Patnaik and Sri Chatterji—opposite parties 3 and 4, respectively, denying the allegations of bias and ill-will.

5. After hearing counsel, we are satisfied that no good foundation has been laid for the plea of mala fides, bias or prejudice of opposite parties 3 and 4, Sri Mohanti for the petitioner also conceded that on the materials on record, it may be difficult for him to persuade us to hold in favour of the petitioner in regard to such allegations.

6. The inquiry committee as constituted was to consist of the Assistant Commercial Superintendent of Khurda Road and the Assistant Accounts Officer at Garden Reach. Admittedly, opposite parties 3 and 4, who held those posts at the time when the committee was constituted have ceased to hold such offices. The venue of inquiry is Khurda Road. These two officers have now been posted at places far away from Khurda Road. The inquiry is a very old one. In the circumstances, we really do not see any basis as to why the inquiry should be continued by these two officers.

7. Sri Pal's explanation seems to be plausible. Some High Courts have taken the view that if the personnel of the inquiry committee would change in the midst of the inquiry, the delinquent is likely to be prejudiced unless the proceeding starts de novo. The position is now set at rest by a decision of their lordships of the Supreme Court in the case of General Manager, Eastern Railway v. Jawala Prosad Singh [1970-II L.LJ 279]. It has been indicated thus by their lordships:

“In our opinion, the above procedure does not leave any scope for the guidance of a member of an inquiry committee consisting of more than one person by the impression formed by him about the truthfulness or otherwise of a particular witness examined during the inquiry. From the stage antecedent to the framing of the charges everything is recorded in writing the allegations on which the charges are based are made known to the railway servant and he is called upon to file his written statement after looking into all the relevant records. The oral evidence of all the witnesses tendered during the enquiry is recorded in writing. Whereas here the oral evidence is recorded in the presence of three persons constituting the inquiry committee, any impression created by the demeanour of a particular witness on the mind of any one member cannot affect the conclusion afterwards arrived at jointly by them. It cannot be suggested that all the three persons would record their impressions separately about the demeanour of a witness and it is quite possible that a particular witness may appear to one member of the committee to be untruthful without his being considered so by the others. The members of the inquiry committee cannot record their findings separately, but it is their duty to record findings on each of the charges together with the reasons therefor. It is to be noted that the duty of the inquiry committee ends with the making of the report. The disciplinary authority has to consider the record of the inquiry and arrive at its own conclusion on each charge. Whatever may be the impression created by a particular witness on the mind of one member of the committee, the same is never translated into writing and the disciplinary committee merely goes by the written record after giving a personal hearing to the railway servant if he asks for it. Even if the inquiry committee makes a report absolving the railway servant of the charges against him, the disciplinary authority may, on considering the entire record come to a different conclusion and impose a penalty. This is amply borne out by a judgment of this Court in Union Of India v. H.C Goel.) [A.I.R 1964 S.C 364 : 1964—I L.LJ 38] where it was said that neither the findings nor the recommendations of the inquiry committee are binding on the Government.

In such a state of affairs a change in the personnel of the inquiry committee after the proceedings are begun and some evidence recorded cannot make any difference to the case of the railway servant. The record will speak for itself and it is the record consisting of the documents and the oral evidence as recorded which must form the basis of the report of the inquiry committee. The committee is not the punishing authority and the personal impression of a member of the committee cannot possibly affect the decision of the disciplinary authority. In a state of affairs like this, we cannot see any reason for holding that any known principles of natural justice is violated when one member of the committee is substituted by another”.

After the law has been so indicated, there is really no basis as to why the inquiry should be continued by opposite parties 3 and 4, more so when they have ceased to hold the offices with reference to which the inquiry committee had been constituted. In view of the aforesaid decision of the Supreme Court, Sri Pal's stand loses force.

8. In the circumstances stated above, we would while negativing several other contentions of the petitioner raised in the writ application, direct the supplementary inquiry which is pending against the petitioner shall be conducted by the officers holding the posts of Assistant Commercial Superintendent, Khurda Road, and the Assistant Accounts Officer, Garden Reach. The proceeding has become very old. We would, therefore, direct that the same should be concluded in accordance with law at an early date. We make no order as to costs.

9. K.B Panda, J.:— I agree.