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Arup Bhuyan v. State Of Assam .

Supreme Court Of India
Aug 26, 2014
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Factual and Procedural Background

The Union of India and the State of Assam sought clarification and review of two earlier two-Judge Bench decisions—Arup Bhuyan v. State of Assam (2011 3 SCC 377) and Indra Das v. State of Assam (2011 3 SCC 380). In those cases the Court “read down” Section 3(5) of the Terrorist and Disruptive Activities (Prevention) Act, 1987 (TADA) by ruling that mere membership of a banned organisation is not an offence unless accompanied by violence, incitement to violence, or public disorder. The Union of India had not been a party to the original appeals.

After initial rejection of its applications for want of locus, the Union of India was permitted to be impleaded. Separate Criminal Miscellaneous Petitions and Review Petitions were thereafter filed in Criminal Appeal Nos. 889 of 2007 and 1383 of 2007. On 2 May 2014 the Court clubbed all applications and, by the present order, addressed their maintainability and substance.

Legal Issues Presented

  1. Whether the earlier reading down of Section 3(5) TADA—rendered without the Union of India being a party—should be reconsidered or clarified.
  2. Whether that interpretation adversely affects Section 10 of the Unlawful Activities (Prevention) Act, 1967 (UAPA) and similar statutory provisions aimed at combating terrorism.
  3. Whether reliance on United States First Amendment jurisprudence was appropriate when evaluating restrictions permitted under Articles 19(1)(c) and 19(4) of the Indian Constitution.
  4. Whether the matter raises questions of such constitutional and national importance that it should be placed before a larger Bench.

Arguments of the Parties

Union of India

  • The reading down of Section 3(5) TADA was done without impleading the Union of India, resulting in potential prejudice to national security interests.
  • The interpretation undermines Section 10 UAPA (inserted in 2004) and other anti-terror statutes that criminalise mere membership of a banned organisation.
  • Heavy reliance on foreign (U.S.) free-speech authorities overlooks the specific text of Articles 19(1)(c) and 19(4) of the Indian Constitution, which expressly permit restrictions to protect sovereignty, integrity, and public order.
  • Had the Union of India been heard, such reading down might not have been considered necessary.

State of Assam

  • Supports the Union of India, contending that the impugned interpretation will facilitate the spread of terrorism and hamper law-enforcement efforts.
  • Abuse of prosecutorial process, if any, does not justify reading down a statutory provision whose constitutional validity has not been challenged.

Respondent (Arup Bhuyan)

  • No objection to clarification of the law so long as his acquittal remains undisturbed.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Arup Bhuyan v. State of Assam (2011 3 SCC 377) Held that mere membership of a banned organisation is not an offence unless linked to violence; doctrine of reading down to preserve constitutionality. Central judgment whose interpretation is sought to be clarified/reviewed.
Indra Das v. State of Assam (2011 3 SCC 380) Adopted the same reading-down approach as Arup Bhuyan. Cited as another decision affected by the requested clarification.
Kedar Nath Singh v. State of Bihar (AIR 1962 SC 955) Example of limiting a penal provision (sedition) to incitement of violence to avoid unconstitutionality. Quoted in earlier judgments to justify narrowing Section 3(5) TADA.
R.M.D. Chamarbaugwalla v. Union of India (AIR 1957 SC 28) Principle that a statute should be interpreted to preserve validity by limiting its scope. Relied upon in earlier reasoning for reading down.
State of Kerala v. Raneef (2011 1 SCC 784) Observed that membership of a not-yet-banned organisation does not automatically imply criminal liability. Cited in Arup Bhuyan; Union submits it was distinguishable.
People's Union for Civil Liberties v. Union of India (2004 9 SCC 580) Upheld POTA provisions by reading in a mens rea requirement. Respondent refers to it to support inherent mens rea in anti-terror statutes.
State of Maharashtra v. Mayer Hans George (1965 1 Cri LJ 641) Illustrative precedent on inclusion/exclusion of mens rea. Mentioned in PUCL passage quoted to show interpretive approach.
Nathulal v. State of Madhya Pradesh (AIR 1966 SC 43) Addresses legislative intent regarding mens rea. Cited in PUCL paragraph reproduced.
Inder Sain v. State of Punjab (1973 2 SCC 372) Further authority on mens rea requirements. Cited in PUCL paragraph reproduced.

Court's Reasoning and Analysis

The Court noted that:

  • The Union of India’s grievance—that a statutory provision affecting national security was read down without its participation—raises a matter of constitutional significance.
  • The impugned interpretation potentially impacts Section 10 UAPA and similar provisions enacted “to protect the sovereignty and integrity of India.”
  • Questions were also raised about the propriety of using foreign jurisprudence when Article 19(4) expressly authorises the legislature to impose reasonable restrictions for national security.
  • Given the breadth of the issues and their implications for multiple anti-terror laws, determination by a larger Bench is warranted.

The Court therefore refrained from adjudicating the merits of the clarification or review petitions at this stage.

Holding and Implications

REFERRED TO A LARGER BENCH

The Registry was directed to place the papers before the Hon’ble Chief Justice of India for constitution of an appropriate larger Bench. No final pronouncement on the validity or interpretation of Section 3(5) TADA or Section 10 UAPA was made; the immediate effect is that the issues remain open for authoritative resolution, and the acquittals of the individual respondents are undisturbed pending further hearing.

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Order

1. Crl. MPs Nos. 18711 and 18712 of 2012 have been filed in Criminal Appeal No. 1383 of 2007 and Crl. MP No. 18713 of 2012 has been filed in Criminal Appeal No. 889 of 2007. These applications have been filed by the Union of India. Review Petitions (Crl.) Nos. 426 and 417 of 2011 have been preferred in Crl. A No. 889 of 2007 and Crl. A No. 1383 of 2007, respectively by the State of Assam for review of the decision in the criminal appeals mentioned hereinabove.

2. Initially the applications seeking permission to file an application for review by the Union of India were not registered on the ground that the Union of India was not a party to the criminal appeals. The said order was challenged in appeal i.e Crl. MP No. 22124 of 2011 in Crl. A No. 1383 of 2007 and Crl. MP No. 22122 of 2011 in Crl. A No. 889 of 2007 wherein the learned Chamber Judge on 9-12-2011 had passed the following order.

“Mr Mohan Parasaran, learned Additional Solicitor General, prays for withdrawal of Criminal Miscellaneous Petitions Nos. 22124 and 22122 of 2011 with liberty to the applicant Union of India to renew the applications, if necessary, later on. Criminal Miscellaneous Petitions Nos. 22124 and 22122 of 2011 are dismissed as withdrawn with liberty as aforesaid.”

On the basis of the aforesaid observation, the present applications for clarification along with applications for impleadment have been filed by the Union of India. The applications for impleadment have already been allowed in both the appeals.

3. When these applications were listed on 2-5-2014, the following order came to be passed:

“Crl. MP No. 18713 of 2012 in Crl. A No. 889 of 2007

This is an application for clarification of the judgment passed in Arup Bhuyan v. State of Assam (2011) 3 SCC 377 on 3-2-2011. It is submitted by Mr Mohan Parasaran, learned Solicitor General appearing for the Union of India, that the Division Bench has opined with regard to the constitutional validity of Section 3(5) of the Terrorist and Disruptive Activities (Prevention) Act, 1987 by reading down the provisions. He has referred to the paragraph which reads as under:
‘In our opinion, Section 3(5) cannot be read literally otherwise it will violate Articles 19 and 21 of the Constitution. It has to be read in the light of our observations made above. Hence, mere membership of a banned organisation will not make a person a criminal unless he resorts to violence or incites people to violence or creates public disorder by violence or incitement to violence.’
The learned counsel appearing for the respondent, namely, Arup Bhuyan, very fairly stated that he has nothing to do with the clarification as long as the judgment of acquittal is not disturbed. Mr Parasaran conceded that he does not intend to question the acquittal as the Union of India is only concerned with the interpretation placed by this Court to save the constitutional validity of the provisions by adopting the doctrine of reading down in the absence of the Union of India.
Ordinarily we would have proceeded to deal with the matter but Mr Jaideep Gupta, learned Senior Counsel appearing for the State of Assam, submitted that he has filed an application for review of the judgment on the ground that the interpretation of Section 3(5) of the Terrorist and Disruptive Activities (Prevention) Act, 1987 has adversely affected the interpretation of Section 10 of the Unlawful Activities (Prevention) Act, 1967. In view of the aforesaid, it would be appropriate if this application is listed along with the application for review.
List Crl. MPs Nos. 18711-12 of 2012 in Crl. A No. 1383 of 2007 along with Crl. MP No. 18713 of 2012 in Crl. Appeal No. 889 of 2007.”

4. Mr Ranjit Kumar, learned Solicitor General appearing for the Union of India, has submitted that in Arup Bhuyan v. State of Assam (2011) 3 SCC 377 this Court has read down the provision to the detriment of the interest of the Union of India when it was not a party before it. He has also invited our attention to the decision in Indra Das v. State of Assam (2011) 3 SCC 380. In Arup Bhuyan case (2011) 3 SCC 377 as well as in Indra Das case (2011) 3 SCC 380, the two-Judge Bench has referred to many authorities of the Supreme Court of United States of America and thereafter quoted a passage from Kedar Nath Singh v. State of Bihar AIR 1962 SC 955, (1962) 2 Cri LJ 103 and relied on State of Kerala v. Raneef (2011) 1 SCC 784 and eventually opined thus: (Kedar Nath Singh case AIR 1962 SC 955, (1962) 2 Cri LJ 103, AIR p. 969, para 27)

“27. We may also consider the legal position, as it should emerge, assuming that the main Section 124-A is capable of being construed in the literal sense in which the Judicial Committee of the Privy Council has construed it in the cases referred to above. On that assumption, is it not open to this Court to construe the section in such a way as to avoid the alleged unconstitutionality by limiting the application of the section in the way in which the Federal Court intended to apply it? In our opinion, there are decisions of this Court which amply justify our taking that view of the legal position. This Court, in R.M.D Chamarbaugwalla v. Union of India AIR 1957 SC 28 has examined in detail the several decisions of this Court, as also of the Courts in America and Australia. After examining those decisions, this Court came to the conclusion that if the impugned provisions of a law come within the constitutional powers of the legislature by adopting one view of the words of the impugned section or Act, the Court will take that view of the matter and limit its application accordingly, in preference to the view which would make it unconstitutional on another view of the interpretation of the words in question. In that case, the Court had to choose between a definition of the expression ‘Prize Competition’ as limited to those competitions which were of a gambling character and those which were not. The Court chose the former interpretation which made the rest of the provisions of the Act, Prize Competitions Act 42 of 1955, with particular reference to Sections 4 and 5 of the Act and Rules 11 and 12 framed thereunder, valid. The Court held that the penalty attached only to those competitions which involved the element of gambling and those competitions in which success depended to a substantial degree on skill were held to be out of the purview of the Act. The ratio decidendi in that case, in our opinion, applied to the case in hand insofar as we propose to limit its operation only to such activities as come within the ambit of the observations of the Federal Court, that is to say, activities involving incitement to violence or intention or tendency to create public disorder or cause disturbance of public peace.”

5. It is submitted by Mr Ranjit Kumar that such reading down of a provision should not have been done without impleading the Union of India as a party and moreover, when the constitutional validity was not called in question. He has drawn our attention to Section 10 of the Unlawful Activities (Prevention) Act, 1967. It reads as follows:

“10. Penalty for being member of an unlawful association, etc.—Where an association is declared unlawful by a notification issued under Section 3 which has become effective under sub-section (3) of that section—
(a) a person, who—
(i) is and continues to be a member of such association; or
(ii) takes part in meetings of such association; or
(iii) contributes to, or receives or solicits any contribution for the purpose of, such association; or
(iv) in any way assists the operations of such association,
shall be punishable with imprisonment for a term which may extend to two years, and shall also be liable to fine; and
(b) a person, who is or continues to be a member of such association, or voluntarily does not act aiding or promoting in any manner the objects of such association and in either case is in possession of any unlicensed firearms, ammunition, explosive or other instrument or substance capable of causing mass destruction and commits any act resulting in loss of human life or grievous injury to any person or causes significant damage to any property—
(i) and if such act has resulted in the death of any person, shall be punishable with death or imprisonment for life, and shall also be liable to fine;
(ii) in any other case, shall be punishable with imprisonment for a term which shall not be less than five years but which may extend to imprisonment for life, and shall also be liable to fine.”

6. The aforesaid provision was inserted by way of amendment with effect from 21-9-2004. Relying upon the said provision, it is contended by him that if the view expressed in Arup Bhuyan (2011) 3 SCC 377 and Indra Das (2011) 3 SCC 380 is allowed to remain in the field various laws in other enactments would be affected. It was further urged by him that the Court has erroneously referred to its earlier judgment in Raneef's case wherein the basic fact was different, namely, the Social Democratic Party of India (SDPI) was not a banned organisation. The learned Solicitor General would impress upon us that once an organisation is banned, Section 10 of the 1967 Act would come into play. The learned Solicitor General has also drawn our attention to certain paragraphs in Raneef's case wherein it has been opined even assuming the PFI is an illegal organisation, yet it remains to be considered whether all the members of the organisation can be categorically held to be guilty. It is put forth by him that the said judgment did not affect the provisions in other enactments inasmuch as the PFI was not a banned organisation, but after the decisions in Arup Bhuyan (2011) 3 SCC 377 and Indra Das (2011) 3 SCC 380, the trial courts and the High Courts are relying on the said decisions by giving emphasis on the facet of mens rea. The submission in essence, is that had the Union of India been impleaded as a party it could have put forth its stand before the Court and then possibly such reading down of the provision would not have been required.

7. Mr Jaideep Gupta, learned Senior Counsel appearing for the State of Assam, supporting the stand put forth by the Union of India has urged that if such an interpretation is allowed to stand terrorism would spread and it will be difficult on the part of the State to control the said menace. It is further canvassed by him that abuse of process of law would not affect the constitutional validity and that too when it is not under assail.

8. Mr Aseem Mehrotra, learned counsel had already made a statement on the other occasion that as long as the acquittal is not disturbed he would have no objection if any clarification is made. However, while assisting the Court he has drawn our attention to the authority in People's Union for Civil Liberties v. Union of India (2004) 9 SCC 580 especially to paras 46 and 49. The said paragraphs read as under:

“46. The petitioners assailed Sections 20, 21 and 22 mainly on the ground that no requirement of mens rea for offences is provided in these sections and the same is liable to misuse, therefore, it has to be declared unconstitutional. The learned Attorney General argued that Section 21 and its various sub-sections are penal provisions and should be strictly construed both in their interpretation and application; that on a true interpretation of the Act having regard to the well-settled principles of interpretation, Section 21 would not cover any expression or activity which does not have the element or consequence of furthering or encouraging terrorist activity or facilitating its commission; that support per se or mere expression of sympathy or arrangement of a meeting which is not intended or designed and which does not have the effect to further the activities of any terrorist organisation or the commission of terrorist acts are not within the mischief of Section 21 and hence is valid.
***
49. Mens rea by necessary implication could be excluded from a statute only where it is absolutely clear that the implementation of the object of the statute would otherwise be defeated. Here we need to find out whether there are sufficient grounds for inferring that Parliament intended to exclude the general rule regarding mens rea element. (See State of Maharashtra v. Mayer Hans George AIR 1965 SC 722, (1965) 1 Cri LJ 641 and Nathulal v. State of M.P AIR 1966 SC 43, 1966 Cri LJ 71, Inder Sain v. State of Punjab (1973) 2 SCC 372 for the general principles concerning the exclusion or inclusion of mens rea element vis-à-vis a given statute.) The prominent method of understanding the legislative intention, in a matter of this nature, is to see whether the substantive provisions of the Act require mens rea element as a constituent ingredient for an offence. Offence under Section 3(1) of POTA will be constituted only if it is done with an ‘intent’. If Parliament stipulates that the ‘terrorist act’ itself has to be committed with a criminal intention, can it be said that a person who ‘professes’ (as under Section 20) or ‘invites support’ or ‘arranges, manages, or assists in arranging or managing a meeting’ or ‘addresses a meeting’ (as under Section 21) has committed the offence if he does not have an intention or design to further the activities of any terrorist organisation or the commission of terrorist acts? We are clear that it is not. Therefore, it is obvious that the offence under Section 20 or 21 or 22 needs positive inference that a person has acted with intent of furthering or encouraging terrorist activity or facilitating its commission. In other words, these sections are limited only to those activities that have the intent of encouraging or furthering or promoting or facilitating the commission of terrorist activities. If these sections are understood in this way, there cannot be any misuse. With this clarification we uphold the constitutional validity of Sections 20, 21 and 22.”

9. Relying upon the same it is propounded by him that these kinds of provisions are to be read down as mens rea in such provisions is inherent being in consonance with criminal jurisprudence. Be it stated, in the case of People's Union for Civil Liberties (2004) 9 SCC 580 the constitutional validity was called in question and the Court read down the provisions to sustain the constitutionality. That was in the context of the Prevention of Terrorism Act, 2002.

10. The crux of the matter as submitted by Mr Ranjit Kumar, learned Solicitor General for the Union of India, is that when any provision in Parliamentary legislation is read down, in the absence of the Union of India it is likely to cause enormous harm to the interest of the State as in many cases certain provisions have been engrafted to protect the sovereignty and integrity of India.

11. The learned Solicitor General would contend that the authorities which have been placed reliance upon in both the judgments (2011) 3 SCC 377, (2011) 3 SCC 380 by the two-Judge Bench are founded on Bill of Rights which is different from Article 19 of the Constitution of India. He has referred to Articles 19(1)(c) and 19(4) of the Constitution. Article 19(1)(c) reads as follows.

“19. (1)(c) to form associations or unions;”

The said article is further restricted by Article 19(4) which is as follows:

“19. (4) Nothing in sub-clause (c) of the said clause shall affect the operation of any existing law insofar as it imposes, or prevent the State from making any law imposing, in the interests of the sovereignty and integrity of India or public order or morality, reasonable restrictions on the exercise of the right conferred by the said sub-clause.”

Relying upon the same it is highlighted by the learned Solicitor General that the Court has not kept this aspect in view while placing heavy reliance on the foreign authorities which are fundamentally not applicable to the interpretative process of the provisions which have been enacted in consonance with the provisions of the Constitution of India.

12. Regard being had to the important issue raised by the learned Solicitor General and Mr Jaideep Gupta, learned Senior Counsel for the State of Assam, we think it appropriate that the matter should be considered by a larger Bench. Let the Registry place the papers before the Hon'ble the Chief Justice of India for appropriate orders.

Court Master