Login
  • Bookmark
  • PDF
  • Share
  • CaseIQ

Prem Nath Bali v. Registrar, High Court Of Delhi And Another

Supreme Court Of India
Dec 16, 2015
Important Paras
Please sign up to view Important Paras.
Smart Summary (Beta)

Factual and Procedural Background

The appellant joined the Office of the District & Sessions Court, Delhi as a Lower Division Clerk on 1 October 1965, was confirmed on 6 July 1976, and promoted to Upper Division Clerk on 26 July 1986. In May 1989 he became in-charge of the Copying Agency (Criminal Side) at Patiala House Courts, New Delhi.

On 23 January 1990 the appellant filed a written complaint against a window clerk, Smt Brij Bala, alleging dereliction of duty. The same day, Smt Brij Bala lodged a counter-complaint accusing the appellant of pressuring her to deliver uncertified copies and of using abusive language. A preliminary inquiry followed, and on 6 February 1990 the appellant was placed under suspension. A formal charge-sheet under Rule 14 of the Central Civil Services (Classification, Control and Appeal) Rules, 1965 (“CCS Rules”) was served on 18 July 1990.

The disciplinary proceedings lasted over nine years. The suspension was revoked on 1 March 1999, but whether that period would count as “duty” was deferred. On 27-28 October 1999 the District & Sessions Judge imposed the major penalty of compulsory retirement and limited the appellant’s emoluments for the suspension period to subsistence allowance already paid.

An appeal to the Administrative Judge of the Delhi High Court was rejected on 21 August 2000. The appellant’s writ petition (WP No. 2046 of 2001) was dismissed by the Delhi High Court on 21 August 2008. The present appeal was filed before the Supreme Court by special leave.

Legal Issues Presented

  1. Whether the departmental enquiry violated principles of natural justice, thereby vitiating the finding of guilt and the penalty of compulsory retirement.
  2. Whether the punishment of compulsory retirement was grossly disproportionate to the gravity of the proven charges and thus liable to judicial interference.
  3. Whether the nine-year suspension period (6 February 1990 – 1 March 1999) should be reckoned as qualifying service for the purpose of calculating the appellant’s pension and other retiral benefits.

Arguments of the Parties

Appellant's Arguments

  • The enquiry was conducted unfairly, denying him a reasonable opportunity to defend himself, and therefore violated natural justice.
  • Even if the charges were proved, compulsory retirement is excessive and not commensurate with the alleged misconduct.
  • The protracted suspension of 9 years 26 days was unjustified; exclusion of this period from pension calculations is unlawful, especially when the delay was not wholly attributable to him.

Respondents' Arguments

  • The departmental enquiry fully observed natural justice and the findings are unassailable.
  • The punishment of compulsory retirement is appropriate given the proven misconduct.
  • The enquiry was prolonged because the appellant sought repeated adjournments; consequently, the suspension period was rightly excluded when fixing pension.

Table of Precedents Cited

No precedents were cited in the provided opinion.

Court's Reasoning and Analysis

After examining the enquiry record, the Supreme Court concluded that procedural fairness was observed: the appellant received a detailed charge-sheet, replied to it, examined and cross-examined witnesses, and was afforded full opportunity to defend himself. Consequently, the first ground of challenge failed.

On the proportionality of punishment, the Court reiterated that the appointing authority has discretion to decide the penalty once charges are proved. Judicial interference is limited to cases where the punishment is shockingly disproportionate or violates rules, neither of which was demonstrated. Hence, compulsory retirement was upheld.

The Court found merit in the third issue. The suspension lasted more than nine years, an “unduly long” period, and the delay was as much the employer’s fault as the appellant’s. Citing the employer’s duty to conclude enquiries expeditiously (preferably within six months, and in any case within a year), the Court held that excluding the entire suspension period from qualifying service was inequitable. Accordingly, it directed the respondents to treat the suspension period as duty for pension purposes.

Holding and Implications

Appeal allowed in part. The findings of guilt and the penalty of compulsory retirement are sustained, but the respondent authorities must:

  • Recalculate the appellant’s pension by counting the suspension period from 6 February 1990 to 1 March 1999 as qualifying service.
  • Pay arrears of the revised pension within three months of receiving the Court’s order and continue payment at the recalculated rate thereafter.

The decision affords the appellant monetary relief but sets no new legal precedent beyond reinforcing the employer’s obligation to complete departmental inquiries within a reasonable timeframe.

Show all summary ...

Abhay Manohar Sapre, J.— This appeal is filed against the final judgment and order dated 21-8-2008 of the High Court of Delhi at New Delhi in Prem Nath Bali v. High Court of Delhi 2008 SCC OnLine Del 959 , (2008) 153 DLT 150 whereby the High Court dismissed the petition filed by the appellant herein.

2. In order to appreciate the issue involved in this appeal, which lies in a narrow compass, it is necessary to set out the relevant facts in brief infra.

3. On 1-10-1965, the appellant joined the Office of District & Sessions Court, Delhi as Lower Division Clerk. He was confirmed w.e.f. 6-7-1976. Thereafter on 26-7-1986, he was promoted as Upper Division Clerk (UDC). In May 1989, he was posted as UDC as in-charge of Copying Agency (Criminal Side) at Patiala House Court, New Delhi.

4. While working as UDC and in-charge of Copying Agency (Criminal) at Patiala House Court, on 23-1-1990, the appellant submitted a written complaint against one Window Clerk, namely, Smt Brij Bala, to the officer in charge of the Copying Agency, Patiala House Courts stating therein that she is not discharging her duty effectively and she often used to close the counter of the Copying Agency before the prescribed time and after lunch also she used to resume her duty after the prescribed time. Therefore, the litigants had occasion to make a complaint to the appellant and he had to depute other official to attend the work. The appellant requested for her transfer.

5. On the same day, Smt Brij Bala also made a statement to the superior officer that on 22-1-1990 after closing the application register at 1.00 p.m., she came to know that some applications, which were not even entered in the register on that day, were entered in CD2/Dak register subsequently and the certified copies were got prepared of those applications on the same date. She was also pressurised to deliver the copies on the same date at 2.30 p.m. When she refused to deliver the copy, the appellant quarrelled with her and used unwanted words in the office, which were uncalled for.

6. The officer-in-charge forwarded the aforesaid statement of Smt Brij Bala to the District Judge. On the basis of the said complaint, a preliminary enquiry was made. Thereafter a departmental enquiry was also held against the appellant. On 6-2-1990, the appellant was placed under suspension.

7. A memorandum dated 18-7-1990 was served on the appellant by the Office of the District & Sessions Judge, Delhi that the authority proposes to hold an enquiry against him under Rule 14 of the Central Civil Services (Classification, Control and Appeal) Rules, 1965 (in short “the CCS Rules”) which included the statement of articles of charges and other relevant documents.

8. The disciplinary proceedings, which commenced on 18-7-1990, continued for more than nine years. Pending disciplinary proceedings, the appellant sought revocation of suspension order but such representation made by the appellant was not considered. Subsequently, vide order dated 1-3-1999, the then District & Sessions Judge, exercising the powers conferred under clause (c) of sub-rule (5) of Rule 10 of the CCS Rules revoked the order of suspension with immediate effect. The issue, whether the period of suspension is to be reckoned as period on duty, was not decided and directed to be taken up after conclusion of the disciplinary proceedings.

9. The District & Sessions Judge, Delhi passed two orders dated 27-10-1999 and 28-10-1999 imposing a major penalty of compulsory retirement on the appellant. It was also ordered that the appellant will not be entitled to any amount more than the allowances already paid during the period of suspension.

10. Challenging the said order, the appellant filed an appeal before the Administrative Judge of the High Court of Delhi. Vide order dated 21-8-2000, the Administrative Judge dismissed the appeal. Against the said order, the appellant filed WP No. 2046 of 2001 before the High Court. The High Court, by the impugned judgment dated 21-8-2008 2008 SCC OnLine Del 959 , (2008) 153 DLT 150, dismissed the petition.

11. Aggrieved by the said order, the appellant filed this appeal by way of special leave before this Court.

12. The appellant appeared in person. Mr Wasim Qadri, learned counsel appeared for the respondents. Since the appellant had no legal assistance, he was appearing in person. We requested Mr Sreegesh, learned counsel, who was present in Court, to appear for the appellant to enable us to decide the appeal.

13. Heard Mr Sreegesh, learned counsel for the appellant and Mr Wasim A. Qadri, learned counsel for the respondents.

14. We record our appreciation for Mr Sreegesh, learned counsel, who on our request argued the case ably with fairness for the appellant and rendered his valuable assistance on every date of hearing. Submissions of Mr Sreegesh were threefold:

14.1. In the first place, he contended that no case whatsoever is made out against the appellant for imposing the punishment of compulsory retirement. He also made attempt to find fault in the departmental enquiry proceedings and contended that the manner in which the proceedings were held would indicate that the appellant did not get fair opportunity to meet the charges and, therefore, the departmental proceedings are rendered bad in law having been conducted in violation of principles of natural justice.

14.2. In the second place, the learned counsel contended that in any event the punishment of compulsory retirement imposed on the appellant was not commensurate with the gravity of charge and being wholly disproportionate to the nature of charges, this Court should interfere in the quantum of punishment and reduce it to make the same in tune with the gravity of the charges.

14.3. In the third place, the learned counsel contended that the appellant was kept under suspension for a long period of 9 years and 26 days (6-2-1990 to 1-3-1999) without any justifiable cause on the part of the respondents and yet the respondents excluded this period while calculating the appellant's pension, which according to him was not justified and, therefore, a direction be issued to the respondents to count the period of suspension for determining the appellant's pension and other retiral benefits.

15. In reply, the learned counsel for the respondents supported the impugned order. As regards the last submission of the learned counsel for the appellant, his reply was that since the departmental proceedings were delayed due to the appellant's seeking frequent adjournments from time to time and hence he is not entitled to claim the benefit of period of suspension for fixing his pension which, according to him, was rightly fixed after excluding the suspension period.

16. Having heard the learned counsel for the parties and on perusal of the record of the case, we find force only in the third submission of the appellant's counsel whereas the first two submissions are concerned, we find no substance.

17. We have perused the record of the departmental proceedings and find that the inquiry officer fully observed principle of natural justice while conducting the departmental proceedings. It is not in dispute that the appellant was served with detailed charge-sheet along with the documents referred to therein. He filed reply to the charge-sheet. The parties were then given full opportunity to adduce evidence and which they availed of by examining witnesses in their support and by cross-examining each of them. What more, in our opinion, is then required in any departmental proceedings? The writ court examined this issue in detail and rightly recorded the finding that the inquiry officer observed the principle of natural justice in the departmental proceedings and found no fault in the proceedings so as to entitle the court to interfere in writ jurisdiction.

18. We find no good ground to take a different view on this issue and reject this submission being devoid of any merit.

19. This takes us to the next question as to whether the punishment of compulsory retirement inflicted on the appellant was justified or not? It was the submission of the learned counsel for the appellant that the punishment of compulsory retirement was not justified. However, in our view, it was rightly inflicted.

20. It is a settled principle of law that once the charges levelled against the delinquent employee are proved then it is for the appointing authority to decide as to what punishment should be imposed on the delinquent employee as per the Rules. The appointing authority, keeping in view the nature and gravity of the charges, findings of the inquiry officer, entire service record of the delinquent employee and all relevant factors relating to the delinquent, exercised its discretion and then imposed the punishment as provided in the Rules.

21. Once such discretion is exercised by the appointing authority in inflicting the punishment (whether minor or major) then the courts are slow to interfere in the quantum of punishment and only in rare and appropriate case substitutes the punishment. Such power is exercised when the court finds that the delinquent employee is able to prove that the punishment inflicted on him is wholly unreasonable, arbitrary and disproportionate to the gravity of the proved charges thereby shocking the conscience of the court or when it is found to be in contravention of the Rules. The Court may, in such cases, remit the case to the appointing authority for imposing any other punishment as against what was originally awarded to the delinquent employee by the appointing authority as per the Rules or may substitute the punishment by itself instead of remitting to the appointing authority.

22. The learned counsel for the appellant was not, however, able to show us with reference to the facts of the case that the case of the appellant satisfies any of the aforementioned grounds so as to entitle this Court to interfere in the quantum of punishment and hence, in our considered view, the punishment of compulsory retirement inflicted upon the appellant by the appointing authority having regard to the nature of proved charges appears to be just and proper and does not call for any interference.

23. This takes us to the last submission of the learned counsel for the appellant, which in our considered view, deserves serious consideration.

24. One cannot dispute in this case that the suspension period was unduly long. We also find that the delay in completion of the departmental proceedings was not wholly attributable to the appellant but it was equally attributable to the respondents as well. Due to such unreasonable delay, the appellant naturally suffered a lot because he and his family had to survive only on suspension allowance for a long period of 9 years.

25. We are constrained to observe as to why the departmental proceeding, which involved only one charge and that too uncomplicated, have taken more than 9 years to conclude the departmental enquiry. No justification was forthcoming from the respondents' side to explain the undue delay in completion of the departmental enquiry except to throw blame on the appellant's conduct which we feel, was not fully justified.

26. Time and again, this Court has emphasised that it is the duty of the employer to ensure that the departmental enquiry initiated against the delinquent employee is concluded within the shortest possible time by taking priority measures. In cases where the delinquent is placed under suspension during the pendency of such inquiry then it becomes all the more imperative for the employer to ensure that the inquiry is concluded in the shortest possible time to avoid any inconvenience, loss and prejudice to the rights of the delinquent employee.

27. As a matter of experience, we often notice that after completion of the inquiry, the issue involved therein does not come to an end because if the findings of the inquiry proceedings have gone against the delinquent employee, he invariably pursues the issue in court to ventilate his grievance, which again consumes time for its final conclusion.

28. Keeping these factors in mind, we are of the considered opinion that every employer (whether State or private) must make sincere endeavour to conclude the departmental enquiry proceedings once initiated against the delinquent employee within a reasonable time by giving priority to such proceedings and as far as possible it should be concluded within six months as an outer limit. Where it is not possible for the employer to conclude due to certain unavoidable causes arising in the proceedings within the time-frame then efforts should be made to conclude within the reasonably extended period depending upon the cause and the nature of inquiry but not more than a year.

29. Now coming to the facts of the case in hand, we find that the respondent has fixed the appellant's pension after excluding the period of suspension (9 years and 26 days). In other words, the respondents while calculating the qualifying service of the appellant for determining his pension did not take into account the period of suspension from 6-2-1990 to 1-3-1999.

30. Having regard to the totality of the facts and the circumstances, which are taken note of supra, we are of the view that the period of suspension should have been taken into account by the respondents for determining the appellant's pension and we accordingly do so.

31. In view of the foregoing discussion, the appeal succeeds and is allowed in part only to the extent indicated above in relation to fixation of the appellant's pension. The respondents are accordingly directed to redetermine the appellant's pension by taking into account the period of suspension (6-2-1990 to 1-3-1999) and then pay to the appellant arrears of the difference amount from the date he became eligible to claim pension and then to continue to pay the appellant redetermined pension regularly in future as per the Rules. It is to be done within three months from the date of receipt of this order. No costs.