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Janet Jeyapaul v. Srm University And Others
Factual and Procedural Background
SRM University (“Respondent 1”) is a higher-education institution that has been declared a “Deemed University” under §3 of the University Grants Commission Act, 1956. Dr. Janet Jeyapaul (“appellant”) possesses an MSc and PhD in Applied Biology and was promoted to Senior Lecturer in the University’s Department of Biotechnology in May 2010.
Beginning in February 2012 the University issued a series of memos alleging that the appellant had failed to take scheduled classes and that students had complained about her performance. After receiving her explanations, the University constituted an enquiry committee. On 4-4-2012 the appellant was served with one month’s notice of termination, effective 4-5-2012.
• The appellant filed WP No. 12676/2012 before the Madras High Court. • On 8-4-2013 a Single Judge quashed the termination notice and ordered reinstatement. • Respondent 1’s Writ Appeal No. 932/2013 was allowed by a Division Bench on 4-7-2013, holding that SRM University was neither “State” nor “authority” under Article 12 and therefore not amenable to writ jurisdiction under Article 226. • The appellant obtained special leave and appealed to the Supreme Court.
Legal Issues Presented
- Whether SRM University, a “Deemed University” under the UGC Act, is an “authority” within the meaning of Article 12 and therefore amenable to the High Court’s writ jurisdiction under Article 226.
- If amenable, whether the Division Bench should have ruled on the merits of the appellant’s dismissal instead of directing her to an alternative forum.
Arguments of the Parties
Appellant / Amicus (Mr. Harish Salve)
- The correct test is whether the body performs a public function or owes a public duty; organisational form is irrelevant.
- Imparting education is inherently a public function; entities engaged in it are subject to Article 226.
- Respondent 1’s status as a “Deemed University” under §3 UGC Act subjects it to statutory regulation, satisfying both the “public function” and “source of power” tests.
- Precedent such as Andi Mukta and Zee Telefilms establishes that even non-statutory bodies may be reached by writ where public duties are involved.
Respondent (SRM University)
- Upholding writ jurisdiction would allow not only employees but all persons interacting with the University to invoke Article 226, opening “floodgates” of litigation.
- Even if maintainable, the appellant should be relegated to the Tribunal envisaged in para 231 of T.M.A. Pai Foundation.
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| Breen v. Amalgamated Engineering Union (1971) 2 QB 175 (CA) | Early recognition that judicial review may extend beyond statutory bodies. | Referenced to support the broader “public function” approach. |
| R v. Panel on Take-overs and Mergers, ex p Datafin (1987 QB 815) | Court may look at the nature of functions, not merely the source of power, to decide amenability to judicial review. | Cited as leading English authority endorsing the dual “source” and “function” tests adopted by the Supreme Court. |
| Evans v. Newton, 382 US 296 (1966) | Concept of state action where private entities perform public functions. | Used illustratively to show international consensus on the doctrine. |
| Andi Mukta Sadguru… v. V.R. Rudani (1989) 2 SCC 691 | Mandamus lies against private bodies performing public duties; Article 226 language is wider than Article 12. | Treated as binding authority demonstrating that aided educational institutions are amenable to writ jurisdiction. |
| Zee Telefilms Ltd. v. Union of India (2005) 4 SCC 649 | Private body performing public functions may be proceeded against under Article 226 even if not “State” under Article 12. | Relied upon to reinforce that public law remedies lie against such bodies. |
| Vaish Degree College v. Lakshmi Narain (1976) 2 SCC 58 | Illustrates circumstances where mandamus may not lie against purely private entities. | Discussed within Andi Mukta; distinguished on facts. |
| Dipak Kumar Biswas v. Director of Public Instruction (1987) 2 SCC 252 | Limits of mandamus against non-statutory bodies. | Also discussed in Andi Mukta; used to contrast current situation. |
| T.M.A. Pai Foundation v. State of Karnataka (2002) 8 SCC 481 | Directed creation of Educational Tribunals for service disputes in educational institutions. | Respondent relied on para 231; Court considered but declined to divert appellant in light of existing High Court judgment. |
Court's Reasoning and Analysis
The Supreme Court adopted the twin “source of power” and “public function” tests. It held that:
- Respondent 1 imparts higher education to the public, thereby discharging a quintessential public function.
- The conferment of “Deemed University” status through a Central Government notification under §3 UGC Act brings the institution within a statutory framework governing universities.
- Consequently, Respondent 1 qualifies as an “authority” under Article 12 and is amenable to writ jurisdiction under Article 226.
- The Division Bench erred by treating organisational form as decisive and by declining to hear the writ appeal on merits.
- Although T.M.A. Pai contemplates specialised tribunals, the procedural posture—where a Single Judge had already decided the merits—made remand to the High Court a more appropriate course than redirecting the appellant to a tribunal.
Holding and Implications
APPEAL ALLOWED; DIVISION BENCH JUDGMENT SET ASIDE; WRIT APPEAL RESTORED FOR MERITS HEARING.
Implications: The Court reaffirmed that deemed universities and other non-statutory bodies performing public functions fall within the ambit of Article 226. The ruling does not finally resolve the appellant’s service dispute but ensures that her challenge will be adjudicated on the merits by the High Court. No new constitutional test was created; the decision consolidates existing jurisprudence on public function amenability.
Abhay Manohar Sapre, J.— Leave granted. This appeal is filed by the appellant in person against the judgment and order dated 4-7-2013 passed by the High Court of Judicature at Madras in S.R.M. University v. Janet Jeyapaul 2013 SCC OnLine Mad 3887 whereby the Division Bench of the High Court allowed the writ appeal filed by the respondents herein against the order dated 8-4-2013 passed by the Single Judge of the High Court in Janet Jeyapaul v. SRM University WP No. 12676 of 2012 and, in consequence, dismissed the writ petition filed by the appellant herein as being not maintainable.
2. In order to appreciate the controversy involved in this appeal, which lies in a narrow compass, it is necessary to set out the relevant facts.
3. SRM University, Respondent 1 herein is the Institution engaged in imparting higher education in various subjects. The Central Government has, therefore, on the advise of the University Grants Commission (in short “UGC”) declared Respondent 1 as “Deemed University” by issuing a Notification under Section 3 of the University Grants Commission Act, 1956 (in short “the UGC Act”). Respondent 1 is, therefore, subjected to ensuring compliance with all the provisions of the UGC Act in its functioning.
4. The appellant is holding MSc and PhD in Applied Biology. She was appointed as a Lecturer in the Department of Biotechnology in the Faculty of Sciences and Humanity in SRM University, Respondent 1. By order dated 5-5-2010, she was promoted as Senior Lecturer w.e.f. 1-4-2010.
5. On 14-2-2012, the appellant was served with a memo calling upon her to show cause as to why disciplinary action should not be taken against her for the alleged failure to take classes of the students of BSc third year degree course and MSc first year degree course. The appellant submitted her replies on 15-2-2012 and 20-2-2012 denying the allegations and claiming that she took classes for both the courses.
6. Thereafter, another memo dated 22-2-2012 was issued by the Registrar in charge of the University referring certain complaints given against her by the students. Refuting the charges, the appellant submitted her reply on 29-2-2012.
7. Dissatisfied with the explanation given by the appellant, Respondent 1, SRM University constituted an Enquiry Committee and the appellant appeared before the said Committee on 2-3-2012 and stated that she was not furnished the documents and the copies of the complaints. Thereafter she submitted a detailed explanation on 26-3-2012.
8. Thereafter the appellant received a notice dated 4-4-2012 mentioning therein that the same shall be treated as one month's notice and she would be relieved from the services w.e.f. 4-5-2012. According to the appellant, she received the notice on 16-4-2012.
9. Challenging the said notice, the appellant filed Writ Petition No. 12676 of 2012 before the High Court. By order dated 8-4-2013 WP No. 12676 of 2012, the Single Judge of the High Court allowed the writ petition, quashed the termination notice and directed the respondents to reinstate the appellant into service.
10. Against the said order, Respondent 1 herein filed Writ Appeal No. 932 of 2013 before the High Court. By the impugned judgment dated 4-7-2013 2013 SCC OnLine Mad 3887, the Division Bench of the High Court allowed the appeal. It was held that the writ petition filed by the appellant against Respondent 1 was not maintainable as according to the Division Bench, Respondent 1 is neither a State nor an authority within the meaning of Article 12 of the Constitution of India and hence it cannot be subjected to writ jurisdiction of the High Court under Article 226 of the Constitution to examine the legality and correctness of the dismissal order. The Division Bench, therefore, did not examine the merits of the case made out by the appellant successfully before the Single Judge. The Division Bench, however, granted liberty to the appellant to approach the Tribunal for ventilating her grievance on merits.
11. Aggrieved by the said judgment, the appellant has preferred this appeal by way of special leave before this Court.
12. Heard the appellant in person and Mr Sanjay R. Hegde, learned Senior Counsel for the respondents.
13. Since the appeal involved a legal issue and the appellant had no legal assistance, we requested Mr Harish Salve, learned Senior Counsel, who was present in Court, to assist the Court to enable us to properly appreciate and decide the issues arising in the case.
14. We record our deep sense of appreciation for the valuable assistance rendered by Mr Harish Salve with his usual fairness and industry and also for submitting his written note on the conclusion of the case on our request.
15. Submissions of Mr Harish Salve were manifold. According to him, while deciding the question as to whether the writ lies under Article 226 of the Constitution of India against any person, juristic body, organisation, authority, etc., the test is to examine in the first instance the object and purpose for which such body/authority/organisation is formed so also the activity which it undertakes to fulfil the said object/purpose.
16. Pointing out from various well-known English commentaries such as de Smith's Judicial Review, 7th Edn.; H.W.R. Wade and C.F. Forsyth's Administrative Law, 10th Edn.; Michael J. Beloff in his article “Pitch, Pool, Rink,……Court?: Judicial Review in the Sporting World”, 1989 Public Law 95; English decisions in Breen v. Amalgamated Engg. Union (1971) 2 QB 175, (1971) 2 WLR 742, (1971) 1 All ER 1148 (CA); Reg. v. Panel on Take-overs and Mergers, ex p Datafin Plc. 1987 QB 815, (1987) 2 WLR 699, (1987) 1 All ER 564 (CA); Evans v. Newton 1966 SCC OnLine US SC 1, 382 US 296 (1966); and of this Court in Andi Mukta Sadguru Shree Muktajee Vandas Swami Suvarna Jayanti Mahotsav Smarak Trust v. V.R. Rudani (1989) 2 SCC 691 and Zee Telefilms Ltd. v. Union of India (2005) 4 SCC 649, Mr Harish Salve submitted that perusal of these authorities/decisions would go to show that there has been a consistent view of all the learned authors and the courts all over the world including in India that the approach of the Court while deciding such issue is always to test as to whether the body concerned is formed for discharging any “public function” or “public duty” and if so, whether it is actually engaged in any public function or/and performing any such duty.
17. According to the learned counsel, if the aforesaid twin test is found present in any case then such person/body/organisation/authority, as the case may be, would be subjected to writ jurisdiction of the High Court under Article 226 of the Constitution.
18. The learned Senior Counsel elaborated his submission by pointing out that the expression “any person or authority” used in Article 226 is not confined only to statutory authorities and instrumentalities of the State but may in appropriate case include any other person or body performing “public function/duty”. The learned counsel urged that emphasis is, therefore, always on activity undertaken and the nature of the duty imposed on such authority to perform and not the form of such authority. According to Mr Harish Salve, once it is proved that the activity undertaken by the authority has a public element then regardless of the form of such authority it would be subjected to the rigor of writ jurisdiction of Article 226 of the Constitution.
19. The learned counsel then urged that in the light of several decisions of this Court, one cannot now perhaps dispute that “imparting education to students at large” is a “public function” and, therefore, if any body or authority, as the case may be, is found to have been engaged in the activity of imparting education to the students at large then irrespective of the status of any such authority, it should be made amenable to writ jurisdiction of the High Court under Article 226 of the Constitution.
20. The learned counsel further pointed out that the case in hand clearly shows that Respondent 1, a juristic body, is engaged in imparting education in higher studies and what is more significant is that Respondent 1 is conferred with a status of a “Deemed University” by the Central Government under Section 3 of the UGC Act. These two factors, according to Mr Harish Salve, would make Respondent 1 amenable to writ jurisdiction of the High Court under Article 226 because it satisfies the twin test laid down for attracting the rigor of writ jurisdiction of the High Court.
21. In reply, Mr Sanjay R. Hegde, learned Senior Counsel for Respondent 1 while supporting the impugned order 2013 SCC OnLine Mad 3887 contended that if this Court holds that Respondent 1 is amenable to writ jurisdiction then apart from employees even those who are otherwise dealing with Respondent 1 would start invoking writ jurisdiction which, according to the learned counsel, would open the floodgate of litigation in courts.
22. Having heard the learned counsel for the parties and on perusal of the record of the case, we find force in the submissions urged by Mr Harish Salve.
23. To examine the question urged, it is apposite to take note of what De Smith, a well-known treatise, on the subject “Judicial Review” has said on this question [See de Smith's Judicial Review, 7th Edn., p. 127 (3-027) and p. 135 (3-038)].
“amenability test based on the source of power
The courts have adopted two complementary approaches to determining whether a function falls within the ambit of the supervisory jurisdiction. First, the court considers the legal source of power exercised by the impugned decision-maker. In identifying the ‘classes of case in which judicial review is available’, the courts place considerable importance on the source of legal authority exercised by the defendant public authority. Secondly and additionally, where the ‘source of power’ approach does not yield a clear or satisfactory outcome, the court may consider the characteristics of the function being performed. This has enabled the courts to extend the reach of the supervisory jurisdiction to some activities of non-statutory bodies (such as self-regulatory organisations). We begin by looking at the first approach, based on the source of power.”
“judicial review of public functions
The previous section considered susceptibility to judicial review based on the source of the power: statute or prerogative. The courts came to recognise that an approach based solely on the source of the public authority's power was too restrictive. Since 1987 they have developed an additional approach to determining susceptibility based on by the type of function performed by the decision-maker. The ‘public function’ approach is, since 2000, reflected in the Civil Procedure Rules: Rule 54.1(2)(a)(ii), defines a claim for judicial review as a claim to the lawfulness of ‘a decision, action or failure to act in relation to the exercise of a public function’. (Similar terminology is used in the Human Rights Act, 1998 Section 6(3)(b) to define a public authority as ‘any person certain of whose functions are functions of a public nature’, but detailed consideration of that provision is postponed until later). As we noted at the outset, the term ‘public’ is usually a synonym for ‘governmental’.”
(emphasis supplied)
24. The English Courts applied the aforesaid test in Reg. v. Panel on Take-overs and Mergers, ex p Datafin Plc. 1987 QB 815, (1987) 2 WLR 699, (1987) 1 All ER 564 (CA), wherein Sir John Donaldson, MR speaking for three-Judge Bench of Court of Appeal (Civil Division), after examining the various case laws on the subject, held as under: (All ER p. 564g-h)
“In determining whether the decisions of a particular body were subject to judicial review, the court was not confined to considering the source of that body's powers and duties but could also look to their nature. Accordingly, if the duty imposed on a body, whether expressly or by implication, was a public duty and the body was exercising public law functions the court had jurisdiction to entertain an application for judicial review of that body's decisions.”
25. In Andi Mukta case (1989) 2 SCC 691, the question before this Court arose as to whether mandamus can be issued at the instance of an employee (teacher) against a Trust registered under the Bombay Public Trusts Act, 1950 which was running an educational institution (college). The main legal objection of the Trust while opposing the writ petition of their employee was that since the Trust is not a statutory body and hence it cannot be subjected to the writ jurisdiction of the High Court. The High Court accepted the writ petition and issued mandamus directing the Trust to make payments towards the employee's claims of salary, provident fund and other dues. The Trust (Management) appealed to this Court.
26. This Court examined the legal issue in detail. K. Jagannatha Shetty, J. speaking for the Bench agreed with the view taken by the High Court and held as under: (Andi Mukta case (1989) 2 SCC 691 & 700, paras 11-12, 15 & 20)
“11. Two questions, however, remain for consideration: (i) the liability of the appellants to pay compensation under Ordinance 120-E and (ii) the maintainability of the writ petition for mandamus as against the management of the college. …
12. The essence of the attack on the maintainability of the writ petition under Article 226 may now be examined. It is argued that the management of the college being a trust registered under the Bombay Public Trusts Act is not amenable to the writ jurisdiction of the High Court. The contention in other words, is that the trust is a private institution against which no writ of mandamus can be issued. In support of the contention, the counsel relied upon two decisions of this Court: (a) Vaish Degree College v. Lakshmi Narain (1976) 2 SCC 58 and (b) Dipak Kumar Biswas v. Director of Public Instruction (1987) 2 SCC 252, (1987) 3 ATC 505. In the first of the two cases, the respondent institution was a Degree College managed by a registered cooperative society. A suit was filed against the college by the dismissed principal for reinstatement. It was contended that the Executive Committee of the college which was registered under the Cooperative Societies Act and affiliated to Agra University (and subsequently to Meerut University) was a statutory body. The importance of this contention lies in the fact that in such a case, reinstatement could be ordered if the dismissal is in violation of statutory obligation. But this Court refused to accept the contention. It was observed that the management of the college was not a statutory body since not created by or under a statute. It was emphasised that an institution which adopts certain statutory provisions will not become a statutory body and the dismissed employee cannot enforce a contract of personal service against a non-statutory body.
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15. If the rights are purely of a private character no mandamus can issue. If the management of the college is purely a private body with no public duty, mandamus will not lie. These are two exceptions to mandamus. But once these are absent and when the party has no other equally convenient remedy, mandamus cannot be denied. It has to be appreciated that the appellants trust was managing the affiliated college to which public money is paid as government aid. Public money paid as government aid plays a major role in the control, maintenance and working of educational institutions. The aided institutions like government institutions discharge public function by way of imparting education to students. They are subject to the rules and regulations of the affiliating University. Their activities are closely supervised by the University authorities. Employment in such institutions, therefore, is not devoid of any public character. So are the service conditions of the academic staff. When the University takes a decision regarding their pay scales, it will be binding on the management. The service conditions of the academic staff are, therefore, not purely of a private character. It has super-added protection by University decisions creating a legal right-duty relationship between the staff and the management. When there is existence of this relationship, mandamus cannot be refused to the aggrieved party.
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20. The term ‘authority’ used in Article 226, in the context, must receive a liberal meaning unlike the term in Article 12. Article 12 is relevant only for the purpose of enforcement of fundamental rights under Article 32. Article 226 confers power on the High Courts to issue writs for enforcement of the fundamental rights as well as non-fundamental rights. The words ‘any person or authority’ used in Article 226 are, therefore, not to be confined only to statutory authorities and instrumentalities of the State. They may cover any other person or body performing public duty. The form of the body concerned is not very much relevant. What is relevant is the nature of the duty imposed on the body. The duty must be judged in the light of positive obligation owed by the person or authority to the affected party. No matter by what means the duty is imposed, if a positive obligation exists, mandamus cannot be denied.”
27. This issue was again examined in great detail by the Constitution Bench in Zee Telefilms Ltd. v. Union of India (2005) 4 SCC 649 wherein the question which fell for consideration was whether the Board of Control for Cricket in India (in short “BCCI”) falls within the definition of “State” under Article 12 of the Constitution. This Court approved the ratio laid down in Andi Mukta case (1989) 2 SCC 691 but on facts of the case held, by majority, that BCCI does not fall within the purview of the term “State”. This Court, however, laid down the principle of law in paras 31 and 33 as under: (Zee Telefilms Ltd. case (2005) 4 SCC 649)
“31. Be that as it may, it cannot be denied that the Board does discharge some duties like the selection of an Indian cricket team, controlling the activities of the players and others involved in the game of cricket. These activities can be said to be akin to public duties or State functions and if there is any violation of any constitutional or statutory obligation or rights of other citizens, the aggrieved party may not have a relief by way of a petition under Article 32. But that does not mean that the violator of such right would go scot-free merely because it or he is not a State. Under the Indian jurisprudence there is always a just remedy for the violation of a right of a citizen. Though the remedy under Article 32 is not available, an aggrieved party can always seek a remedy under the ordinary course of law or by way of a writ petition under Article 226 of the Constitution, which is much wider than Article 32.
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33. Thus, it is clear that when a private body exercises its public functions even if it is not a State, the aggrieved person has a remedy not only under the ordinary law but also under the Constitution, by way of a writ petition under Article 226.”
28. It is clear from a reading of the ratio decidendi of the judgment in Zee Telefilms Ltd. (2005) 4 SCC 649 that firstly, it is held therein that BCCI discharges public duties and secondly, an aggrieved party can, for this reason, seek a public law remedy against BCCI under Article 226 of the Constitution of India.
29. Applying the aforesaid principle of law to the facts of the case in hand, we are of the considered view that the Division Bench of the High Court erred in holding that Respondent 1 is not subjected to the writ jurisdiction of the High Court under Article 226 of the Constitution. In other words, it should have been held that Respondent 1 is subjected to the writ jurisdiction of the High Court under Article 226 of the Constitution.
30. This we say for the reasons that firstly, Respondent 1 is engaged in imparting education in higher studies to students at large. Secondly, it is discharging “public function” by way of imparting education. Thirdly, it is notified as a “Deemed University” by the Central Government under Section 3 of the UGC Act. Fourthly, being a “Deemed University”, all the provisions of the UGC Act are made applicable to Respondent 1, which inter alia provides for effective discharge of the public function, namely, education for the benefit of the public. Fifthly, once Respondent 1 is declared as “Deemed University” whose all functions and activities are governed by the UGC Act, alike other universities then it is an “authority” within the meaning of Article 12 of the Constitution. Lastly, once it is held to be an “authority” as provided in Article 12 then as a necessary consequence, it becomes amenable to writ jurisdiction of the High Court under Article 226 of the Constitution.
31. In the light of the foregoing discussion, we cannot concur with the finding rendered by the Division Bench and accordingly while reversing the finding we hold that the appellant's writ petition under Article 226 of the Constitution against Respondent 1 is maintainable.
32. This takes us to the next argument urged by the learned counsel for the respondents. Placing reliance on para 231 of the decision of this Court in T.M.A. Pai Foundation v. State of Karnataka (2002) 8 SCC 481 the learned counsel contended that even assuming that the appellant's writ petition is maintainable, yet it should not be entertained for hearing on merits and instead the appellant be granted liberty to approach the District Judge/Additional District Judge of the District concerned which is designated as Tribunal till formation of regular Tribunal for redressal of her grievances as directed by the Constitution Bench in para 231 of T.M.A. Pai case (2002) 8 SCC 481.
33. In normal course, we would have been inclined to accept this submission made by the learned counsel for the respondents and would have also granted liberty to the appellant to approach the Tribunal in terms of the directions given by the Constitution Bench of this Court. But since in this case, the Single Judge not only entertained the appellant's writ petition but he allowed the writ petition on merits whereas the Division Bench held 2013 SCC OnLine Mad 3887 the writ petition as not maintainable and thus declined to examine the merits of the controversy involved in the writ petition.
34. We do not consider it proper to direct the appellant at this stage to approach the Tribunal and file a dispute before the Tribunal. Instead, we consider it just and proper to remand the case to the Division Bench of the High Court to decide the respondent's appeal on merits on the question as to whether the Single Judge was justified in allowing the writ petition on merits.
35. Before parting, we consider it apposite to state that we have not examined the controversy raised by the appellant in her writ petition on merits and confined our examination to the question whether the writ petition against Respondent 1 was maintainable or not.
36. In view of the foregoing discussion, the appeal succeeds and is allowed. The impugned order 2013 SCC OnLine Mad 3887 is set aside. Writ Appeal No. 932 of 2013 out of which this appeal arises is restored to its original number. The Division Bench is requested to decide the appeal expeditiously on merits in accordance with law without being influenced by any of our observations.
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