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Ram Chandra Prasad Sahi and others v. State of Bihar and others

Patna High Court
Aug 12, 1964
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Factual and Procedural Background

The opinion concerns two petitions filed in this Court in form under Article 227 but in substance under Article 226 of the Constitution challenging the election of Shri Jagannath Prasad Singh (respondent No. 3) as Mukhiya of Morsand Gram Panchayat, Muzaffarpur.

M.J.C. No. 551 of 1961: The sole petitioner in this matter was a candidate for Mukhiya. He filed his nomination on 31 May 1961 and, after depositing security, his nomination was accepted. On 3 June 1961 (the due date for withdrawal), a withdrawal purportedly on the petitioner’s behalf was filed and, according to the petitioner, was fraudulently submitted without complying with Rule 24 of the Bihar Panchayat Election Rules, 1959. The Elections Officer accepted the withdrawal on 3 June, leaving respondent No. 3 as the only candidate, who was accordingly declared elected under Rule 26. On 4 June the petitioner filed an application repudiating the withdrawal; the Elections Officer rejected that application on the ground that the withdrawal had been endorsed by the Gram Sewak and that repudiation was beyond the date of withdrawal. Respondent No. 3 asserted that the petitioner himself filed the withdrawal on 3 June. The Court noted that the outcome depended on disputed questions of fact (whether the withdrawal was signed by the petitioner and whether it was filed personally) and observed that the petitioner’s remedy lay before the Election Tribunal under the statutory scheme.

M.J.C. No. 552 of 1961: Three petitioners (voters) challenged the election on two principal grounds set out in the petition: (a) that the Gram Panchayat had been established by notification dated 9 December 1959 (published 17 February 1960), and that the first general election was held pursuant to programme published 20 May 1961 beyond the four-month period prescribed by Rule 3 of the Rules as it then stood; and (b) facts concerning the alleged withdrawal of another candidate and the declaration of respondent No. 3 as Mukhiya (similar to the allegations in the other petition). At the hearing, the petitioners limited their attack to the point that the election was held in breach of Rule 3. Respondent No. 3 averred that the District Magistrate had extended the time under the proviso to Rule 3, but that contention was not pressed at hearing; the Court for present purposes assumed, in the petitioners’ favour, that no extension had been granted. The Court considered whether holding the first election beyond the four-month period rendered the election illegal and void.

Legal Issues Presented

  1. Whether the election of Shri Jagannath Prasad Singh as Mukhiya was vitiated by an allegedly fraudulent withdrawal of the petitioner’s nomination (non-compliance with Rule 24) and whether the High Court should quash the election on that ground where disputed questions of fact exist.
  2. Whether holding the first election of the Gram Panchayat beyond the four-month period prescribed by Rule 3 of the Bihar Panchayat Election Rules, 1959 (absent an extension in writing by the District Magistrate), renders that election illegal and void — i.e., is Rule 3 mandatory or directory?
  3. Whether the High Court should exercise its writ jurisdiction under Articles 226/227 where an alternative statutory remedy (before the Election Tribunal and under section 84B of the Bihar Panchayat Raj Act, 1947) is available and disputed facts require resolution.

Arguments of the Parties

Petitioners' Arguments

  • (M.J.C. 551) The petitioner alleged that the withdrawal purportedly filed on 3 June 1961 was fraudulent, was not filed personally by him, and did not comply with Rule 24; therefore the acceptance of withdrawal and subsequent declaration of respondent No. 3 were illegal and void.
  • (M.J.C. 552) The petitioners contended that the first election was held beyond the four-month period mandated by Rule 3 and that there was no written extension by the District Magistrate under the proviso; they also challenged the retrospective deletion of Rule 3 (by a 1963 notification) as ultra vires, relying on earlier authorities to submit that Rule 3 was mandatory and that the election should be declared void.

Respondent No. 3's Arguments

  • (M.J.C. 551) Respondent No. 3 averred in his counter-affidavit that the petitioner himself had filed the withdrawal on 3 June 1961 and that there was no infraction of Rule 24.
  • (M.J.C. 552) Respondent No. 3 stated that the District Magistrate had extended the time for elections under the proviso to Rule 3; however, that assertion was not pressed at the hearing and the Court assumed for argument the petitioners' position that no extension had been made.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Strawboard Manufacturing Co., Ltd. v. Guttu Mill Workers' Union, AIR 1953 SC 95 Relied upon by petitioners to support the contention that retrospective rule-making or amendments may be ultra vires (argument about retrospective omission of Rule 3). The Court recorded that petitioners placed reliance on this authority but did not decide the ultra vires point; instead the Court proceeded on the assumption that Rule 3 existed and addressed whether it was mandatory or directory.
India Sugars and Refineries Ltd., Hospet v. State of Mysore, AIR 1960 Mys 326 Relied upon by petitioners in support of the contention that retrospective deletion of Rule 3 was ultra vires. The Court noted the reliance but did not decide the validity of the retrospective omission; it proceeded to hold Rule 3 directory on other grounds.
Mahesh Prasad Sinha v. Manjay Lal, AIR 1964 Pat 53 Set out guiding principles for deciding whether statutory requirements are directory or mandatory; Court used the reasoning and quotations from this Bench's decision to govern the present analysis. The Court applied the principles and quotations cited in that decision (including authorities on statutory construction) to conclude that Rule 3 is directory and not mandatory.
State of U.P. v. Manbodhan Lal Srivastava, AIR 1957 SC 912 Quoted for the proposition that whether a provision is mandatory or directory depends on legislative intent, ascertainable from phraseology, nature, design, and consequences. The Court cited the passage with approval and used the principle to examine Rule 3’s nature and purpose and to conclude it is directory.
Parmeshwar Mahaseth v. State of Bihar, AIR 1958 Pat 149 Authority on availability of alternative remedy and whether that bars a writ petition challenging an election. The Court observed that following this Bench decision, previous single-judge decisions were concerned with whether availability of alternative remedy barred writ relief; the Court distinguished those unreported decisions on the facts of the present petitions.
Lakhan Singh v. Chandeshwar Singh, M.J.C. No. 787 of 1958 (Pat) — unreported Unreported single-judge decision relied upon by petitioners (argued as supporting that election in breach of Rule 3 is void). The Court noted these decisions but observed they were decided on the assumption that Rule 3 was mandatory and that they did not discuss the guiding principles; therefore the Court did not treat them as laying down correct law for Rule 3’s interpretation.
Hidayanarain v. Indrajit Singh, M.J.C. No. 79 of 1961 (Pat) — unreported Unreported single-judge decision relied upon by petitioners. Same treatment as above: the Court recorded reliance but criticised the lack of discussion of guiding principles and considered them not to lay down the correct principle for interpreting Rule 3.
Mahendra Pathak v. S.D.O. Begusarai, M.J.C. No. 487 of 1961 (Pat) — unreported Unreported single-judge decision relied upon by petitioners. The Court similarly observed that these single-judge decisions assumed Rule 3 mandatory and did not adequately engage the statutory-construction principles applied by this Bench.

Court's Reasoning and Analysis

The Court divided its analysis according to the two petitions and the principal legal questions raised.

M.J.C. No. 551 of 1961

  1. The Court identified two disputed questions of fact central to this petition: (i) whether the withdrawal application was signed by the petitioner; and (ii) whether it was filed personally by him before the Elections Officer.
  2. Given these disputed factual issues, the Court held that the petitioner’s appropriate remedy was to invoke the Election Tribunal to determine the alleged voidness of the election, taking into account the provisions of section 84B of the Bihar Panchayat Raj Act, 1947.
  3. The Court reiterated its settled approach that where disputed questions of fact are involved and an alternative statutory remedy exists, it will not ordinarily exercise writ jurisdiction under Articles 226 or 227 to quash an election.
  4. On that basis, the petition failed and was dismissed.

M.J.C. No. 552 of 1961

  1. The Court set out the text of Rule 3, including the proviso empowering the District Magistrate to extend the four-month period "at any time by order in writing, under intimation to the Director of Gram Panchayats."
  2. Although petitioners argued that the retrospective omission of Rule 3 (by notification dated 26 August 1963) was ultra vires, the Court declined to decide that specific point and instead assumed for argument that Rule 3 existed at the time of the election.
  3. The Court applied established principles of statutory construction (as discussed in Mahesh Prasad Sinha and other authorities quoted) to determine whether Rule 3's requirement was mandatory or directory. The Court quoted authoritative statements that the character of a provision (mandatory vs directory) depends on legislative intent, the nature and design of the provision, and consequences of construing it one way or the other.
  4. Applying those principles, the Court concluded that the requirement of Rule 3 related to the performance of a public duty and was a matter of convenience rather than substance. It observed that strictly enforcing the four-month limit by declaring elections void would work serious general inconvenience and injustice to persons who have no control over public officers charged with holding elections and would not promote the main object of the Act (to establish Gram Panchayats and hold elections as soon as possible).
  5. The Court also relied on the proviso to Rule 3 — which empowered the District Magistrate to extend the period "at any time by order in writing" (the Court observed that this language contemplates extension even after the expiry of the four months) — as an additional reason to treat the provision as directory.
  6. Accordingly, the Court held that the requirement of Rule 3 was directory; an election held beyond the four-month period could not be set aside merely on that ground.
  7. The Court considered but distinguished earlier single-judge, unreported decisions on which petitioners relied, noting that those decisions assumed Rule 3 to be mandatory without discussing the guiding principles; the Bench did not accept those unreported decisions as laying down the correct principle for interpreting Rule 3.

Holding and Implications

Holding: Both petitions were dismissed. The Court ordered that M.J.C. No. 551 of 1961 and M.J.C. No. 552 of 1961 fail and are dismissed, each "but without costs." (The short concurring note by Ramaswami, C.J. states: "I agree.")

Implications:

  • Direct effect on the parties: the challenges to the election of Shri Jagannath Prasad Singh as Mukhiya in these petitions were rejected; the petitions did not result in setting aside that election on the grounds raised in these writ proceedings.
  • On the issue of deadlines for the first election under Rule 3: the Court held — on the application of principles of statutory construction quoted in the opinion — that the four-month requirement in Rule 3 is directory and not mandatory; therefore, an election held beyond that period cannot be impugned solely for that reason.
  • On the Court's exercise of writ jurisdiction: the judgment underscores that where disputed questions of fact arise and an alternative and adequate statutory remedy (here, the Election Tribunal and the scheme under section 84B of the Bihar Panchayat Raj Act) exists, the High Court will generally refrain from exercising its supervisory writ jurisdiction to quash an election.
  • The Court did not decide the separate contention regarding the validity of the retrospective omission of Rule 3 by the 1963 notification and therefore did not reach a conclusion on the ultra vires point relied upon by the petitioners.
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JUDGMENT

Untwalia, J.

1. In both these application filed, on their face, under Article 227, but in substance, under article 226 of the constitution of india, the election of Shri Jagannath Prasad Singh, respondent No. 3, as Mukhfya of Morsand Gram Panchayat in the district of Muzaffarpur, has been challenged as ultra vires, illegal and void by different petitioners, but the attack made at the time of the argument of the oases by learned counsel for the petitioner is on different grounds to be stated hereinafter.

M. J. C. 551/61.

2. The sole petitioner in the case was a candidate for election to the office of the Mukhiya of the Gram Panchayat aforesaid. He along with other candidates filed his nomination on 31st of May, 1861. After security his nomination paper was accepted. According to his case, on the 3rd of June, 1961, the due date for withdrawal of nominations, a withdrawal petition purporting to be on behalf of the petitioner was fraudulently filed before the Elections Officer (respondent No. 2) by some interested individual but without complying with the requirements of rule 24 of the bihar panchayat election rules, 1959, hereinafter referred to as the Rules. In violation of that rule, the Elections Officer passed an order on 3rd of June, 1961, accepting the withdrawal of the petitioner's candidature along with others. After withdrawal, the only candidate left in the field for the office of the Mukhiya was respondent No. 3, and, consequently, he was declared duly elected as Mukhiya and respondent No. 2 under rule 26 of the rules

On the 4th of June, 1961, the petitioner filed an application repudiating the purported withdrawal of his candidature and drawing the pointed attention of the Elections Officer to the fact that the alleged application of withdrawal had not been filed by the petitioner in person and, in fact, he had not withdrawn. A copy of that petition is Annexure A to the petition. But the Elections Officer, by his order dated the 4th of June, 1961, a copy of which is Annexure A/1 to the application, illegally and wrongly rejected the petitioner's application on the ground that the withdrawal had been endorsed by the Gram Sewak and the repudiation had been made beyond the date of withdrawal. The declaration of election of respondent No. 3, therefore, has been challenged as illegal and void

3. In the counter-affidavit of respondent No. 3, it has been stated that the petitioner himself had filed the petition on 3-6-1961 before the Elections Officer, and there was no infraction of rule 24 of the rules. It is obvious that the decision of this case depends upon determination of two disputed questions of fact, namely, (i) whether the application for withdrawal was signed by the petitioner; and (ii) whether it was filed personally by him before the Elections Officer. The petitioner's remedy, therefore, was to file an application before the Election Tribunal to challenge the allegedly void election of respondent No. 3 to the office of the Mukhiya of the Gram Panchayat. It has been held ay this Court in several cases that, in view of the provisions of section 84b of the bihar panchayat raj act, 1947, and also in view of the general principles governing the exercise of powers under articles 226 and 227 of the constitution of india, and specially, when disputed questions of fact are involved, this Court will not exercise its powers either under Article 226 or of the Constitution and quash the election when the petitioner has not availed of the alternative and better remedy for deciding the disputed questions of fact. In my opinion, M.J.C. 551 of 1961 has got to fail on this simple ground. It is accordingly dismissed but without costs M. J. C. 552 of 1961.

4. In this case, there are three petitioners who claim to be voters of the Gram Panchayat aforesaid. Their case is that the Gram Panchayat was established under section 3 of the bihar panchayat raj act, 1947, hereinafter referred to as the act, under notification No. PEL-11917 G.P., dated 9-12-1959, published in the Bihar Gazette, dated 17-2-1960. The first general election of the Gram Panchayat was purported to be held in accordance with the election programme published on 20-5-1961 beyond the period of four months prescribed under rule 3 of the rules, as it then existed. It has further been stated in the petition that the District Magistrate had not, by any order in writing, extended the said period of four months in exercise of his powers under the proviso to the said rule Later on, in this petition also the facts relating to the alleged withdrawal of Shri Ram Chandra Prasad Sahi, petitioner in the other case and respondent No. 4 in this case, and the declaration of election of Shri Jagannath Prasad Singh, respondent No. 3, to the office of the Mukhiya have been stated, and the election has been challenged not only on the ground of infraction of Rule 3 but also on facts similar to the ones alleged in the other petition. At the time of argument, however, the attack on the election was only on the ground of violation of the requirements of rule 3 of the rules, as it stood at the relevant time.

5. In the counter-affidavit of respondent No. 3, it has been stated that the District Magistrate in exercise of his powers under the proviso to Rule 3 had extended the time for election to the various offices of the Gram Panchayat from time to time. But the statements in the counter-affidavit were not pressed for our consideration at the time of the hearing of the case by the learned counsel for respondent No. 3. I shall, therefore, assume in favour of the petitioners that the time was not extended by the District Magistrate. The question, however, arises whether the election can be said to be illegal and void merely because it was held beyond the period of four months from the date of the publication of the notification under Section 3 of the Act establishing the Gram Panchayat.

6. rule 3 of the rules read as follows:

"The first election of the Mukhiya, the Sarpanch, the elected Panchas and the elected members of the Executive Committee shall take place within a period of four months from the date of the publication of the notification under sub-section (1) or (3) of section 3 of the said rules (Act):

Provided that the District Magistrate may, at any time by order in writing, under intimation to the Director of Gram Panchayats, extend such period".

By the notification No. 10327-G.P., dated 26th August, 1963, published in an Extraordinary issue of the Bihar Gazette, dated August 28, 1963 the said rule was omitted retrospectively stating in the amending notification--

"...Rule 3 shall be omitted and shall be deemed always to have been omitted";

Mr. Shreenath Singh, learned counsel for the petitioners, firstly, submitted that the deletion of Rule 3 with retrospective effect was ultra vires the State Government in exercise of their powers under Section 80 of the Act, as, the said Section by itself or reading it with section 24 of the bihar general clauses act did not empower the State Government to make or amend the rules with retrospective effect.

In support of this contention, counsel placed reliance upon the decision of the Supreme Court In the Strawboard Manufacturing Co., Ltd. v. Guttu Mill Workers' Union AIR 1953 SC 95 and of the Mysore High Court in India Sugars and Refineries Ltd Hospet v. State of Mysore AIR 1960 Mys 326 and, then, secondly, he submitted that the requirement of rule 3 of the rules to the effect that the first election shall take place within a period of four months from the date of the establishment of the Gram Panchayat is mandatory and the election in question having been held beyond that period must be held to be illegal and void. The first point urged on behalf of the petitioners is attractive and seems to have force, but I do not propose to decide this question in the case as, in my opinion, even assuming in favour of the petitioners that Rule 3 in fact and in law existed at the time of the election in question, for the reasons to be presently stated. I am definitely of the view that the requirement of the said rule was directory and not mandatory, and the first selection held beyond the period of four mouths from the date of the establishment of the Gram Panchayat cannot be assailed and held to be void on that account.

7. In Mahesh Prasad Sinha v. Manjay Lal AIR 1964 Pat 53 this Bench had the occasion to consider the salient and guiding principles for determining whether the requirement of a Statute or statutory Rule is directory or mandatory. Out of the various quotations from various authorities and authoritative books given in that decision, I would only quote here a few ones which govern the instant case. At page 56 (column 1) occur the following lines from page 515 in Section 261 of the Crawford's Statutory Construction--

".... if the provision involved relates to some immaterial matter, where compliance is a matter of convenience rather than substance or directs certain actions with a view to the proper, orderly, and prompt conduct of public business, the provision may be regarded as directory, but where it directs acts or proceedings to be done in a certain way and indicates that a compliance with such provisions is essential to the validity of the act or proceedings, or requires some antecedent and prerequisite conditions to exist to the exercise of the power, or be performed before certain oilier powers can be exercised, the statute may be regarded as mandatory".

In the same book at page 516 is a passage which has been quoted with approval by the Supreme Court of India in State Of U.P v. Manbodhan Lal Srivastava, (S) AIR 1957 SC 912 which runs thus--

"The question as to whether a statute is mandatory or directory depends upon the intent of the legislature and not upon the language in which the intention is clothed. The meaning and intention of the legislature must govern, and these are to be ascertained, not only from the phraseology of the provision, but also by considering its nature, its design, and the consequences which would follow from construing it the one way or the other......"

In Article 656 of the Halsbury's Laws of England, 3rd Edition, Volume 36 at page 435, it is stated--

"No universal rule can be laid down for determining whether provisions are mandatory or directory; in each case the intention of the legislature must be ascertained by looking at the whole scope of the statute and, in particular, at the importance of the provision in question in relation to the general object to be secured. ...............

Although no universal rule can be laid down, provisions relating to the steps to be taken In the parties to legal proceedings in the widest sense have been construed with some regularity as mandatory; and it has been observed that the practice has been to construe provisions as no more than directory, if they relate to the performance of a public duty, and the case is such that to hold null and void acts done in neglect of them would work serious general inconvenience, or injustice, to persons who have no control over those entrusted with the duty, without at the same time promoting the main object of the legislature".

8. Judging the requirement of Rule 3. In the light of the above principles, it is clear that the requirement relates to the performance of a public duty and is a matter of convenience rather than substance. The failure of the public authorities to adhere to the said requirement strictly would not make the election null and void, as to hold it so for acts done in neglect of requirement of the rule would work serious general inconvenience or injustice to persons who have no control over those entrusted with public duty and that, at the same lime, would not promote the main object of the Act or the Rules, which is to establish the Gram Panchayat and to hold the elections as soon as possible. It is further to be noted that under the proviso to the rule, the District Magistrate has been empowered to extend, at any time by order in writing--which would mean even after the expiry of the period of four months--under intimation to the Director of the Gram Panchayats, the period for holding the election. In my opinion, the requirement of Rule 8 is merely directory and gives a direction to the public authorities to hold the ejection as soon as possible preferably within a period of four months from the date of establishment of the Gram Panchayat under Section 3 of the Act. The people of the Gram Panchayat cannot be made to suffer by declaring the elections held beyond the period of four months as ultra vires and illegal.

9. It is now undisputed that in the case of Statutes or Statutory Rules that are said to be mandatory or imperative, the Courts have decided that if it is not done, the whole thing fails and the proceedings that follow upon it are all void;

on the other hand, when the Courts hold a provision to be directory, they say that although such provision may not have been complied with, the subsequent proceedings do not fail.

10. Learned counsel for the petitioners placed reliance upon three unreported decisions of three learned Judges of this Court, given by each of their Lordships sitting singly, namely, Lakhan Singh v. Chandeshwar Singh, M.J.C. No. 787 of 1958 decided by Sahai, J., on the 15th of May, 1959 (Pat), Hidayanarain v. Indrajit Singh, M.J.C No. 79 of 1961 decided by Misra, J., on the 16th of November, 1961 (Pat) and Mahendra Pathak v. S.D.O. Begusarai, M.J.C. No. 487 of 1961 decided by Choudhary, J., on 14th December 1961 (Pat). In all these cases, it would be noticed that the main point, which was canvassed and decided was as to whether there bring an alternative remedy available, the election could be challenged by filing a writ application in the High Court. Following the Bench decision of this Court in Parmeshwar Mahaseth v. State of Bihar AIR 1958 Pat 149, it was decided in these cases that, if the whole election was challenged as being ultra vires, illegal and void, the availability of an alternative remedy is no bar to the grant of relief by this Court in exercise of its powers under article of the constitution of india.

I may observe that, on this point, these cases are against the petitioners as they have not challenged the whole election of the Gram Panchayat in this case. On reading their petition as a whole, it would appear that they have endeavoured to challenge the election of respondent No. 3 only, who was elected as Mukhiya. In regard to the question, however, as to whether the election held in violation of the provisions contained in rule 3 of the rules without there being an extension of time by the District Magistrate is void or not, these cases, no doubt, support the contention put forward on behalf of the petitioners that such an election is void. The point does not seem to have been well argued and discussed and I venture to observe with great respect to the learned Judges that it has been decided on the assumption that the rule is mandatory without any discussion of the guiding principles for determination of such a question. In my opinion, they do not lay down the correct principle of law as to the interpretation of rule 3 of the rules.

11. In the result, M.J.C. No. 552 of 1961 also fails and is dismayed but without costs.

Ramaswami, C.J.

12. I agree.