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Nando Lal Basak v. N.N. Mitter
Structured Summary of the Opinion
Factual and Procedural Background
This rule was granted to consider the legality of an order of the Chief Presidency Magistrate dated 20 April 1899, which refused the petitioner's application for sanction to prosecute Mr. N.N. Mitter, an Honorary Magistrate, under Sections 500 and 504 of the Indian Penal Code.
The petitioner is a pleader of the Judge's Court of the 24-Pergunnahs. On 7 April he appeared for the prosecution in the case of Chumroo Singh v. Beni Madhub Singh before a Bench of Honorary Magistrates chaired by Mr. N.N. Mitter. After the prosecution witnesses were examined, the Bench indicated a view that the case ought to be dismissed and discussed asking the prosecutor to show cause why he should not pay compensation. The accused's pleader suggested prosecuting the complainant under Section 211 of the Penal Code. The petitioner then sought to call the complainant's wife as a witness. During this exchange Mr. Mitter addressed the petitioner with several abusive and accusatory epithets (including "dishonest man", "disgrace to the legal profession", and accusations of tutoring witnesses), threatened to report him to the Chief Presidency Magistrate and said he should not be allowed to practise in that Court. There was no denial of these allegations in the record.
Following these events the petitioner applied to the Chief Presidency Magistrate for sanction under Section 197 of the Code of Criminal Procedure to prosecute Mr. Mitter for defamation and for provoking the petitioner by intentional insult to commit a breach of the peace. The Chief Presidency Magistrate refused the application on two grounds: (1) his view of the scope of Section 197, and (2) the asserted absolute judicial privilege of a Judge acting judicially. The present proceeding challenges the legality of that refusal.
Legal Issues Presented
- Whether the Chief Presidency Magistrate was correct in holding that the present case did not fall within the purview of Section 197 of the Code of Criminal Procedure, and therefore that prior sanction to prosecute Mr. N.N. Mitter was unnecessary.
- Whether the High Court sitting as a Revisional Court had power to review and interfere with the Chief Presidency Magistrate's refusal to grant sanction to prosecute under Section 197 (issues of jurisdiction and the scope of Sections 195, 435 and 439 of the Code of Criminal Procedure and other statutory authority).
- Whether a Judge (or an Honorary Magistrate) is absolutely privileged from civil or criminal proceedings for statements made while acting judicially (as advanced by the Chief Presidency Magistrate and supported by the Standing Counsel).
Arguments of the Parties
Standing Counsel / Respondent Supporting the Chief Presidency Magistrate
- Asserted that Section 197 relates only to acts or omissions by a Judge or public servant that are declared by statute to be offences when committed by them in their capacities as such, so the present case does not require sanction.
- Argued that a Judge is absolutely privileged when acting judicially — no statement made judicially, however malicious or untrue, should be the subject of civil or criminal proceedings.
- Questioned the competency of the High Court, sitting as a Court of Revision, to review the Chief Presidency Magistrate's order. Relied on Section 439 and Section 195 of the Code to contend that no power is given to interfere with a sanction under Section 197.
Petitioner's Arguments (including submissions attributed to Mr. Monier)
- Contended that the High Courts must have been given authority to grant or revoke all sanctions (including those under Section 197) when they were empowered to exercise the power of granting or revoking a sanction to prosecute conferred on a Court of Appeal by Section 195.
- Relied on Section 435 of the Code (power to call for and examine proceedings of all Subordinate Courts) as supporting the High Court's power to review and pass proper orders in such cases.
- Argued (as described by the Court) that changes in the statutory text since 1861 indicated an enlargement of the category of offences requiring prior sanction; relied on the case In re Ghulam Muhammad (1886) I.L.R. 9 Mad. 439 to support the contention that sanction was necessary when a Judge used defamatory language during trial.
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| Beg. v. Parshram Keshav (1870) 7 Bom. H.C. Cr., 61 | Consideration of the scope of the Circular (C.O. 20, 1864) and the section in the earlier Code; discussion whether section related only to offences specified in chapter IX or to offences declared in Penal Code when committed by a public servant. | The Court noted Beg. v. Parshram Keshav's modification of the Circular order and observed that while some language in Beg. might have overlooked scope of the corresponding earlier section, its criticism of the Circular was correct. The decision was discussed as part of the historical development of the law. |
| Imperatrix v. Lakshman Sakharam (1877) I.L.R., 2 Bom., 481 | Interpreted the Code of 1872 (Section 566) as extending prior sanction requirement to all acts ostensibly done by a public servant in his capacity as such. | The Court cited this case as following earlier principles and as part of the evolution of the law; West, J.'s statement that Section 466 (1872) extended to acts which had significance only as acts by a public servant was recorded and considered relevant to the historic treatment of sanction provisions. |
| Sreemanto Chatterjee (unreported, decided 9 December 1881) | Consideration of the construction of the first paragraph of Section 466 (Code of 1872) — whether offences contemplated were only those peculiar to the position of a public servant. | The Court referred to Pontifex and Field JJ.'s treatment of the section: Pontifex J. recognized an argument limiting the paragraph to offences peculiar to a public servant, but held sanction necessary by reference to the second paragraph (no longer re-enacted). Field J. felt the paragraph applied to offences which required a public servant as a necessary element. The Court used this to trace the line of authority and its relevance to the present law. |
| In re Ghulam Muhammad (1886) I.L.R., 9 Mad., 439 | Held (by Parker, J. sitting alone under the 1882 Code) that where a Judge was charged with using defamatory language to a witness during a trial, a Magistrate could not entertain the complaint without sanction under the corresponding provision. | The Court noted that Mr. Monier relied on this case, but observed that the reason given there — that the Judge was then acting in his official capacity — "can hardly be said to throw much light on the question." The case was considered but given limited weight in the Court's analysis. |
Court's Reasoning and Analysis
The Court addressed two preliminary questions before reaching the substantive point: (a) whether the High Court had jurisdiction to entertain the rule as a Court of Revision; and (b) whether the facts fell within Section 197 of the Code of Criminal Procedure.
Jurisdiction / Revisional Power
The Court observed that, though Section 439 of the Code (which confers revisional powers on High Courts and authorizes them to exercise powers conferred on a Court of Appeal by Section 195) does not itself authorize interference with orders made under Section 197, the High Court nevertheless had sufficient authority for the present purpose under Section 15 of the Charter Act (24 & 25 Vic., c. 104). The Court also stated its view that the contention of the learned Standing Counsel — that Section 439 did not extend to orders under Section 197 — was correct, but that the Court had other statutory authority to entertain the matter.
Substantive Construction of Section 197
The Court treated the question of whether the present facts fell within Section 197 as "somewhat greater difficulty" but ultimately agreed with the Chief Presidency Magistrate that sanction under Section 197 was unnecessary. The analysis proceeded through a careful historical and textual consideration:
- The Court traced the development of the law from the Code of 1861 through later Codes and relevant circulars and decisions, observing that changes in wording since 1861 were largely changes of phraseology rather than shifts in principle.
- The Court cited the Circular (C.O. 20, 1864) and the Bombay High Court's treatment in Beg. v. Parshram Keshav, noting criticisms and refinements but not a change in principle.
- It examined subsequent authority, including Imperatrix v. Lakshman Sakharam (1877) and the unreported Sreemanto Chatterjee (1881), which weighed on the understanding of whether Section provisions applied only to offences peculiar to public servants or more broadly; the Court found these authorities instructive in mapping the historical position.
- The Court considered In re Ghulam Muhammad (1886) but found the reasoning there (that the Judge was acting in an official capacity) to be of limited assistance to the present issue.
- Weighing the authorities, the Court concluded the weight of authority favoured the Chief Presidency Magistrate's construction: Section 197 is intended to apply where the offence charged involves, as an element, that it was committed by a person in the character of a Judge or public servant — i.e., offences that arise from the position held, not merely ordinary offences committed by such persons in the course of proceedings which do not have that character as an essential element.
- The Court gave practical reasons for this interpretation: if Section 197 were read to require sanction in all cases where a public servant (including irremovable public servants) committed acts that could amount to ordinary offences, it would lead to anomalous results and place broad control over prosecutions in the hands of Government (through the second clause of Section 197), an outcome the Court considered unlikely to have been intended by the Legislature.
- The Court further noted that an order made under Section 197 has the effect of superseding certain High Court powers of transfer under Section 526 (sub-section 7), underscoring the special nature and consequences of a Section 197 order.
On this basis, and having given careful consideration to precedent and statutory language, the Court agreed that the Magistrate was correct to hold that Section 197 did not apply to the present complaint about Mr. Mitter's language, and therefore sanction to prosecute was unnecessary.
Scope of Judicial Privilege
Although the Chief Presidency Magistrate had also relied on an asserted absolute judicial privilege (that no statement made judicially could be the subject of civil or criminal proceedings), the Court did not decide this broader question. The Court expressly stated it was unnecessary and undesirable to go into the further question of judges' immunity from criminal liability for acts done in the exercise of their judicial powers.
Holding and Implications
Holding: The Court held that the Chief Presidency Magistrate was correct in concluding that sanction to prosecute under Section 197 of the Code of Criminal Procedure was unnecessary in the present case, and accordingly the rule is discharged.
Implications:
- Direct effect: The petitioner's application for sanction to prosecute Mr. N.N. Mitter (an Honorary Magistrate) under Section 197 was refused and the rule challenging that refusal was discharged.
- The Court affirmed the longstanding interpretation, as reflected in earlier decisions and practice in the Presidency Courts, that Section 197 is concerned with offences in which the status of the accused as a Judge or public servant is an essential element of the offence, rather than applying broadly to all ordinary offences allegedly committed by such persons while exercising judicial functions.
- The Court did not address and did not decide the separate question of absolute judicial privilege or the broader immunity of judges from criminal liability for acts done in the exercise of judicial powers; that matter was left undetermined by this opinion.
- The opinion emphasizes that an order under Section 197 has significant consequences (including superseding certain High Court transfer powers under Section 526(7)), and the Court's analysis is therefore cautious and rooted in historical statutory construction and existing authority.
End of summary — based exclusively on the content of the provided opinion.
1. This rule was granted for the purpose of considering the legality of an order passed by the Chief Presidency Magistrate on the 20th April 1899, by which he refused, on the application of the petitioner before us, to accord sanction for the prosecution of Mr. N.N. Mitter, an Honorary Magistrate, under Sections 500 and 504 of the Indian Penal Code.
2. If appears from the affidavit and petition put in by the petitioner in support of the rule that he is a pleader of the Judge's Court of the 24-Pergunnahs, and that on the 7th April last he appeared on behalf of the prosecution in the case of Chumroo Singh v. Beni Madhub Singh, which was brought on for trial on that date before a Bench of Honorary Magistrates, of which Mr. N.N. Mitter was Chairman. When the examination of the complainant and of the witnesses for the prosecution who were present in Court had been concluded, Mr. Mitter intimated to the petitioner that he and his colleagues were agreed in thinking that the case ought to be dismissed, and were considering the propriety of calling on the prosecutor to show cause why he should not pay compensation to the accused. It was, thereupon, suggested by the pleader for the accused that instead of being required to pay compensation, the complainant should be prosecuted under Section 211 of the Penal Code, and Mr. Mitter then asked the petitioner whether he had anything to submit to the Court on this question. After this some discussion took place as to the calling of further evidence on behalf of the prosecution, and the petitioner stated, in view of the adverse opinion which had been expressed by the Court, that he considered it his duty to call the complainant's wife as a witness, where upon Mr. Mitter addressed the petitioner as follows: "You have not properly considered the matter. The application for postponement is made simply to multiply your fees." At this stage the complainant, who was not present when the petitioner proposed to call his wife as a witness, returned to the Court and was asked by Mr. Mitter if he would call his wife as a witness, to which he replied "why should she come?" Then the petitioner went to the complainant and informed him of the opinion expressed by the Court during his absence as to the merits of the case and explained to him the necessity for calling his wife, on which the complainant informed the Court that he now thought it necessary to call his wife. The pleader for the accused then intervened and submitted to the Court that it was highly improper that the complainant should on his pleader's advice unsay what he had already said to the Court, and thereupon Mr. Mitter addressed the petitioner to the following effect: You are a dishonest man. You are a disgrace to the legal profession. You tutor witnesses. You do not know good manners; when you can tutor witnesses in the presence of three Honorary Magistrates, I do not know how much you tutor behind the back of the Court. You deal in dishonesty and chicanery. I am going to report your conduct to the Chief Presidency Magistrate; you should not be allowed, dishonest fellow as you are, to practise in this Court any longer." It is unnecessary to pursue the incident further, though it does appear that Mr. Mitter afterwards in according pardon to the petitioner when "his fit of anger was past," again addressed him as a "dishonest pleader." There is no denial of any of these allegations, and it was under these circumstances and in respect of the language so used by Mr. Mitter that the petitioner applied to the Chief Presidency Magistrate for sanction under Section 197 of the Code of Criminal Procedure to prosecute Mr. Mitter for the offences of defamation and of provoking the petitioner by intentional insult to commit a breach of the peace.
3. The Chief Presidency Magistrate refused the application on two grounds: firstly, because he considered "that Section 197 relates only to those acts or omissions by a Judge or public servant which are declared by any Act or Statute relating to India to be offences when they are committed by a Judge or public servant in their capacities as such;" and, secondly, because in his opinion a "Judge is absolutely privileged when acting judicially, and no statement that he may make in a case, however malicious or untrue it may be, can be made the subject of any proceeding against him, either civilly or criminally."
4. Before us the order of the Chief Presidency Magistrate was supported by the learned Standing Counsel, who showed cause on the above two grounds, and he also raised the question of the competency of this Court sitting as a Court of Revision to review the order. He relied upon the language of Section 439 of the Code of Criminal Procedure, where the revisional powers of the Court are specified, and pointed out, that while all the powers of a Court of Appeal under section 195 of the code are conferred on the High Courts, there is no power given to interfere in any way with a sanction granted under Section 197. To this it was replied that the Legislature, in giving the High Courts authority to exercise the power of granting or revoking a sanction to prosecute conferred on a Court of Appeal by Section 195, must be taken to have given the power to grant or revoke all such sanctions without limitation--a general power, that is, of reviewing the action of a Subordinate Court, whether the case be one that falls under Section 195 or Section 197 of the Code, and it was contended that since the High Court is empowered by Section 435 to call for and examine the proceedings of all Subordinate Courts for the purpose of considering the legality and propriety of such proceedings, it is empowered implicitly to pass proper orders therein.
5. The question does not appear to us to be of any very great importance, for we entertain no doubt that whether the provisions of Section 439 of the Code of Criminal Procedure are or are not wide enough to authorize our interference in the present case, we have quite sufficient authority for that purpose under Section 15 of the "Charter Act" (24 and 25 Vic, 104). We may, however, say that in our opinion the contention of the learned Standing Counsel is correct. Section 439 of the Code of Criminal Procedure gives the High Courts, as Revisional Courts, authority to exercise any of the powers conferred on a Court of Appeal by Section 195 among other sections of the Code. The powers in this respect--Appellate and Revisional--are clearly co-extensive, and Section 195 does not confer on an Appellate Court any authority in respect of an order made by a Subordinate Court under Section 197. So far, therefore, as concerns the revisional powers conferred by the Code we have not this power.
6. The next question, namely, whether the learned Magistrate was right in holding that the present case does not fall within the purview of section 197 of the code, is one of somewhat greater difficulty. But having given the matter careful consideration we are of opinion that the view of the learned Magistrate is correct, and that he was consequently right in refusing to grant sanction for the prosecution of Mr. Mitter.
7. The law relating to the prosecution of Judges and public servants, now embodied in Section 197 of the Code of Criminal Procedure, has undergone modification more than once since the introduction of the Code of 1861. We do not think it necessary to refer more particularly to these changes at present, but we are unable to agree with Mr. Monier in his contention that they are indicative of an alteration of policy, or principle, on the part of the Legislature in the direction of an enlargement of the category of offences in respect of which the protection of a previous sanction to prosecute is afforded to the servants of Government. The changes upon which Mr. Monier commented appear to us to be changes of phraseology merely and not to involve any modification of principle, and we think, speaking generally, that in point of substance the scope and intention of the law as it was enacted in 1861, and as it now exists, are the same; under the Code of 1861 a Circular order was issued by this Court (C.O. 20, 1864) for the guidance of inferior Courts as to the scope of Section 167 of that Code, the section corresponding to Section 197 of the Code of 1898. It was then pointed out that the section related to offences which could be committed by public servants as such, and which are specified in chapter IX of the Penal Code. This explanation of the law was adopted by the Bombay High Court in the case of Beg. v. Prshram Keshav (1870) 7 Bom. H.C. Cr., 61, with a modification not, however, involving any matter of principle. The learned Judges said in relation to this Circular order: "If the Circular referred to be correctly quoted we cannot fully concur in it, for it seems to us impossible to hold that Section 167 does not relate to such offences as those specified in Sections 217 to 223 of the Indian Penal Code, which are not contained in chapter IX of the Code. But we agree with the view which was no doubt intended to be expressed in the Circular, namely, that Section 167 relates only to those acts and omissions which are declared in the Penal Code to be offences when they are committed by a public servant": This criticism of the Circular order is no doubt correct. The case of Beg. v. Parshram Keshav was decided in the year 1870, and in the year 1877, the question again came before the Bombay Court. In the meantime the Code of 1861 had been superseded by that of 1872, which by Section 566 altered the law by rendering it necessary to procure the previous sanction of the specified authorities, not only in the ca3e of offences punishable under the Penal Code, but in the case of all offences committed by a public servant in his capacity of a public servant. In the case of 1877, Imperatrix v. Lakshman Sakharam (1877) I.L.R., 2 Bom., 481, the principle laid down in the earlier case was followed substantially. West, J., in delivering the judgment of the Court said: "We are of opinion that the scope of Section 466 extends to all acts ostensibly done by a public servant, i.e., to acts which could have no special signification except as acts done by a public servant." It may be remarked that in the observations, which immediately precede this passage in the judgment, where the learned Judge refers to the case of Beg. v. Parshram Keshav, the scope of Section 167 of the Code of 1861 appears to have been overlooked, but this consideration is not really material to the present question.
8. Then, in the year 1881, there was the unreported case of Sreemanto Chatterjee in this Court (decided 9th December 1881), in which Pontifex and Field, JJ., seem to have considered the construction placed on the first paragraph of Section 466 by the Bombay Court to be correct. Pontifex, J., there said: "Now with respect to the first paragraph of Section 466 it would seem that there is room for the argument that the offences contemplated by that paragraph are only the special offences which can be committed by a public servant in his capacity of a public servant, that is, offences which are peculiar to his position as a public servant, and in that view if the first paragraph only of the section were applicable the contention of the present petitioner might be correct that a sanction would not be necessary before proceeding within his particular complaint." The learned Judge then proceeded to comment on the second paragraph of the section, and by virtue of it he held that sanction was, in the particular case, necessary. The second paragraph of the section has not, however, been re-enacted either in the Code of 1882 or in that of 1898, and so far as the present question is concerned the law, as it now stands, corresponds in substance with the first paragraph of Section 466 of the Code of 1872. Field, J., was of opinion that "the first paragraph of Section 466 was intended to apply to those cases in which the offence charged is an offence which can be committed by a public servant only, cases, that is, in which the a public servant is a necessary element in the offence."
9. We are not aware of any other cases of this Court or of the Bombay Court, in which the question now before us has been dealt with. Mr. Monier, however, relied on the case In re Ghulam Muhammad (1886) I.L.R., 9 Mad., 439, in which Parker, Jeo, sitting alone, held under the Code of 1882, which corresponds in material particular with the present law, that, where a Judge was charged with using defamatory language to a witness during the trial of a suit, the complaint could not, under section 197 of the code, be entertained by a Magistrate without sanction, the reason assigned being that the Judge was then acting in his official capacity. That however with every deference to the learned Judge, appears to us to be a reason which can hardly be said to throw much light on the question.
10. The weight of authority, as is obvious from this examination of the cases, is decidedly in favour of the view taken by the Chief Presidency Magistrate,' and it is no doubt the View which has controlled the action of the Courts both in this and the Bombay Presidencies for a long series of years. We should hesitate, therefore, even if we were disposed to take a contrary view, to disturb an interpretation of the law so long recognized. But we should ourselves, in the absence of authority, have arrived at the same conclusion. The "language of the section" is accused as such Judge," etc., seems to us sufficient to indicate that the offence charged must involve, as one of its elements, that it was committed by a person filling that character, and it is not apparent why, in cases outside that category, the sanction provided for by the section should be required. It is to be observed, moreover, that all public servants, who are irremoveable from office without the sanction of the Government of India or Local Government, are placed on precisely the same footing as Judges. If they are to be exempted from criminal liability for all acts amounting to offences done by them, while acting in their official capacity, unless the sanction for which the section provides can be obtained, it would lead to results which cannot, we think, have been contemplated or intended by the Legislature. There is also the consideration arising from the practically unlimited control reserved to Government by the second clause of the section over the proceedings. The clause applies equally to all cases coming within the purview of the first clause, but we think it would be unreasonable to suppose that in a case such as the present, for example, it was the intention of the Legislature that the Government should determine not only the tribunal and manner of trial, but also the offence for which the trial is to take place. The existence of the power given by this clause, which, it may be remarked, is of wider scope than the corresponding clause of the earlier Codes, militates in our opinion strongly against the view for which the petitioner contends.
11. We would add that an order passed under Section 197 supersedes all powers of transfer conferred on the High Court by Section 526(see Sub-section 7 of that section.)
12. We are then of opinion, as we have already stated, that the learned Magistrate was right in holding that sanction to prosecute under section 197 of the code was unnecessary in the present case, and the rule must consequently be discharged.
13. It is unnecessary, and we think undesirable, that we should go into the further question dealt with by the Magistrate as the immunity of judges from criminal liability for acts done in the exercise of their judicial powers.
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