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Pampappa Ballalrao Desai, In Re

Bombay High Court
Feb 10, 1926
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Factual and Procedural Background

On or about 9 December 1925 the District Magistrate of Dharwar, Mr. Monteath, filed a complaint before the Sub‑Divisional Magistrate, Mr. Acott, against the applicant Pampappa Ballalrao Desai requesting that Pampappa be tried for an offence under Section 211 or Section 182 of the Indian Penal Code or "such other offence as the inquiry may disclose." Pampappa appealed to the Sessions Judge, Mr. Ferrers, for withdrawal of that complaint; the Sessions Judge dismissed the appeal on 11 January 1926. Pampappa then presented two applications to the High Court: No. 9 of 1926, for transfer of the proceedings, and No. 16 of 1926, praying that the complaint be withdrawn. The High Court first heard argument on the withdrawal application.

The underlying facts are that on 9 May 1925 a large number of mango grafts belonging to a Mango Joint Cultivation Society were destroyed. The Society's Secretary lodged a formal complaint via the patil to the Subordinate Magistrate, ultimately reaching the District Magistrate. Pampappa (Chairman of the Taluka Development Association and a Rao Saheb) and his pleader interviewed the District Magistrate on 10 May 1925; the District Magistrate was asked to intervene in respect of the destruction. The District Magistrate treated Pampappa's intervention as amounting to a formal charge and caused an inquiry to be made by the District Superintendent of Police, but did not examine Pampappa on oath nor reduce his statement to writing under Section 200 CrPC, nor record reasons under Section 202 CrPC for postponing process.

The formal complaint filed by the Society's Secretary proceeded and was dismissed on or about 20 August. On 19 October the District Magistrate called on the applicant to show cause why he should not be proceeded against under Sections 211 or 182 IPC; after hearing Pampappa's answer, the District Magistrate sent the complaint dated 9 December 1925. The High Court confined itself to the procedural issues concerning the Magistrate's complaint and the applicable procedure under the Code of Criminal Procedure and the Indian Penal Code provisions invoked.

Legal Issues Presented

  1. Whether the District Magistrate was entitled to treat the applicant's interview and statements as a "charge" within the meaning of Section 211 IPC and, if so, whether the Magistrate was obliged to follow the procedure applicable to complaints under Section 211 (including examination under Section 200 CrPC and compliance with Section 202 CrPC) before instituting proceedings for making a false charge.
  2. Whether the prosecution could properly proceed alternatively under Section 182 IPC (giving information to a public servant) instead of or in addition to Section 211, and whether the Magistrate's complaint could be confined or amended to proceed under Section 182.
  3. Whether the High Court had jurisdiction to entertain the applicant's challenge to the Sessions Judge's order (dismissing the appeal) by treating the application as an appeal under Section 423(c) (as read with Section 439 and related provisions) or by exercising inherent powers (including Section 561A) to prevent abuse of process or to secure the ends of justice.

Arguments of the Parties

Applicant's Arguments

  • The applicant contended that he never intended to make a "charge" so as to institute criminal proceedings under Section 211 IPC; his interview with the District Magistrate did not amount to making a formal charge within the meaning of Section 211.
  • Relying on the decision in Emperor v. Apaya Tatoba Munde, the applicant argued that if the facts clearly come under Section 211 then the procedure must follow that section and not Section 182, and that it was illegitimate for the prosecution to institute proceedings under Section 211 for making a false charge before the original proceedings in which that charge was made had been finally and properly determined according to law.
  • The applicant further argued that the District Magistrate failed to follow mandatory CrPC procedure: he did not examine the applicant on oath as required by Section 200 CrPC, did not take down the statement in writing, and did not record reasons for making an inquiry by the Superintendent of Police as required by Section 202 CrPC.
  • In substance, the applicant submitted that the Magistrate's complaint was founded on a notion of a definite "charge" and therefore should be treated as a Section 211 matter rather than Section 182; accordingly the Magistrate's procedure was irregular and the complaint should be withdrawn.

Prosecution / Advocate-General's Position

  • The Advocate‑General acknowledged that if the Magistrate was correct in thinking a "charge" had been laid, then the procedure adopted by the Magistrate was irregular.
  • As a preliminary point, the Advocate‑General argued that no appeal lay from the Sessions Judge's order to the High Court under earlier Section 195(6) (which was omitted in the amended Code) and observed that Section 476B provided a direct right of appeal to a superior Court from admission or rejection of a complaint in an inferior Court; there were also submissions about the omission of old Section 195 in the revision powers of the High Court and limits on altering the Sessions Judge's order under Section 428.
  • The Advocate‑General thus raised jurisdictional arguments challenging the High Court's power to entertain the appeal/application, which the Court considered in light of Sections 423(c), 439, 476B and the inherent power under Section 561A.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Emperor v. Apaya Tatoba Munde Where a case clearly falls under Section 211 IPC, the procedure to be followed should be under Section 211 and not under Section 182. The Court applied this principle to conclude that, since the District Magistrate proceeded on the basis that a "charge" had been made, the proper course was to treat the complaint as one under Section 211 rather than Section 182 and that the Magistrate's procedure was irregular.
In re Ningappa Rayappa It is improper for a Magistrate to call upon a complainant to show cause why he should be prosecuted under Sections 211 or 182 IPC if the Magistrate did not first examine the complainant under Section 200 CrPC and the original complaint had not been properly dismissed according to law. The Court relied on this decision to support the conclusion that the District Magistrate could not lawfully lodge a complaint for making a false charge until the original complaint had been investigated and disposed of according to law.
Imperatrix v. Jijibhai Govind Where the accused has been finally heard and convicted, irregularities in earlier procedure may not necessarily result in setting aside the conviction unless they occasioned a failure of justice under Section 537 CrPC. The Court distinguished this authority because in that case the accused had been heard and convicted; here different considerations applied because the original complaint had not been properly dealt with.
Somabhai v. Aditbhai Interpreted as recognising that a High Court has jurisdiction under Section 423(c) (as read with other provisions) to alter or reverse certain orders, though that jurisdiction should be sparingly exercised. The Court relied on the reading of Somabhai to conclude that there was jurisdiction under Section 423(c) to treat the present application as an appeal from the Sessions Judge's order and to "alter or reverse such order" and make incidental orders under sub‑section (d).

Court's Reasoning and Analysis

The Court proceeded by focusing strictly on the procedural and legal questions raised rather than on collateral allegations between the applicant and the police. The analysis followed these discrete steps:

  1. Assessment of the Magistrate's approach to the applicant's interview: the District Magistrate apparently treated Pampappa's visit and statements as amounting to a "charge" that a named person (the Sub‑Inspector Sumant) had destroyed mango grafts. The Court noted that, if so, the Magistrate should have followed the statutory complaint procedure (Sections 200 and 202 CrPC) but had not done so — he did not examine the applicant on oath, did not reduce the statement to writing, nor record reasons for the inquiry by the Superintendent of Police.
  2. Consideration of precedents: the Court applied Emperor v. Apaya to hold that where the facts amount to a Section 211 charge, the procedure must follow Section 211 (and not Section 182). The Court also relied on In re Ningappa Rayappa to underline that it is impermissible to proceed for making a false charge under Section 211 if the original complaint has not been properly determined after due process (including examination under Section 200).
  3. Examination of Section 182 alternative: the Court accepted that, on a particular view of the facts, the matter might fall under Section 182 (information to a public servant) rather than Section 211. In that event a different set of elements would have to be established (falsity of information and mens rea concerning causing use of lawful powers to injury or annoyance). The Court observed, however, that the Magistrate had not specifically applied his mind to framing the complaint strictly within Section 182.
  4. Jurisdictional analysis: the Advocate‑General contended there was no right of appeal; the Court considered statutory provisions (including Sections 423, 428, 439, 476B and the omission of old Section 195) and concluded that there is jurisdiction under Section 423(c) to treat the application as an appeal from the Sessions Judge's order and to "alter or reverse such order," with power under sub‑section (d) to make incidental orders. The Court also noted Section 561A preserving inherent High Court powers to prevent abuse of process and secure the ends of justice, though the learned judge expressed caution about invoking inherent powers lightly.
  5. Remedial determination: given that the Magistrate had proceeded on the basis that a "charge" was made and had not complied with the complaint procedure, the Court concluded that the proper course — consistent with precedent and the protection of procedural rights in criminal matters — was to direct the complaint to be withdrawn rather than to permit the irregular proceedings to continue or merely to amend them. The Court allowed the District Magistrate the liberty to institute a fresh complaint under Section 182 if, upon proper consideration and by a separate document, he concluded facts supporting that offence existed.
  6. Practical admonition: the Court emphasized the importance of restricting statements made to judicial officers to matters relevant and admissible in evidence to avoid prejudicing accused persons and to ensure fairness in judicial proceedings.

Holding and Implications

Holding: The High Court ordered that the complaint made by the District Magistrate be directed to be withdrawn and that the order of the Sessions Judge (dismissing Pampappa's appeal) be discharged.

Implications:

  • Direct effect on the parties: the specific complaint filed by the District Magistrate on 9 December 1925 was withdrawn by direction of the High Court and the Sessions Judge's order discharging Pampappa's appeal was set aside. The District Magistrate was given liberty to institute a fresh complaint under Section 182 IPC, if he considered that to be appropriate, by filing a separate document that specifically frames the charge under the appropriate section.
  • Procedure emphasised: the decision reinforces that where a Magistrate treats a matter as a formal charge within Section 211 IPC, he must follow the complaint procedure mandated by the Code of Criminal Procedure (including Sections 200 and 202). Irregular failure to do so can justify withdrawal of the defective complaint until proper procedure is followed.
  • Broader precedent: the Court's order rested on application of existing authorities and statutory interpretation (as recited) rather than on an attempt to lay down a novel rule; the decision confined itself to directing withdrawal and to procedural guidance for future action by the Magistrate.

Order: the High Court directed the complaint to be withdrawn and discharged the Sessions Judge's order. The opinion included a cautionary note to judicial and executive officers to restrict statements to matters relevant and admissible in evidence.

Show all summary ...

Marten, J.:— On or about December 9, 1925, Mr. Monteath, the District Magistrate of Dharwar, filed a complaint before Mr. Acott, the Sub-Divisional Magistrate of Dharwar, against the present applicant, Pampappa Ballalrao Desai, requesting that Pampappa be tried for an offence under S. 211 or S. 182 of the Indian Penal Code or such other offence as the inqiry may disclose during the trial.

2. Pampappa presented an appeal to Mr. Ferrers, the Sessions Judge, praying that this complaint might be directed to be withdrawn. On January 11, 1926, the Sessions Judge dismissed that appeal. Pampappa has now presented two applications to this Court, viz., No. 9 of 1926, for a transfer of the proceedings, and No. 16 of 1926, praying that the complaint may be directed to be withdrawn. I will deal with the latter application first, as it is the only one which has so far been argued before us. The facts leading up to the above complaint are shortly as follows: Pampappa, the applicant, appears to be the Chairman of the Taluka Development Association, and a share-holder in the Mango Joint Cultivation Society of Aminbhav, Taluka Dharwar. He is also a Rao Saheb. On May 9, 1925, a large number of mango grafts on the lauds of the Society were destroyed. The next day, viz., Sunday, May 10, action was taken by the Secretary of the Society, and also by the Rao Saheb. The Secretary lodged a formal complaint before the patil which was sent the same day to the Subordinate Magistrate and was subsequently transferred to the file of the District Magistrate. The applicant himself interviewed the District Magistrate the same day at the latter's bungalow accompanied by his pleader. It is stated that the Rao Saheb only knows Kanarsse, and that he did not know exactly what his pleader stated to the Magistrate. Admittedly, however, the Magistrate's intervention was requested in respect of the destruction of these mango grafts.

3. The applicant states that he never in tended that this should constitute a “charge” by him, or amount to the institution of any criminal proceeding within the meaning of S. 211 of the Indian Penal Code. The District Magistrate on the other hand took the view as appears from the above complaint, that the applicant was making a formal charge of destruction, and that the person accused of that destruction was the Sub-Inspector of Police, Mr. Sumant. It is however clear that the District Magistrate did not examine the applicant; on oath, nor did he take down the applicant's statement in writing as be should have done under Section 200 of the Cr PC. What the District Magistrate did do was to cause an inquiry to be made into the matter by the District Superintendent of Police. But there again the learned Magistrate does not appear to have recorded his reasons for postponing the issue of process and making that enquiry as he should have done under S. 202 if the case was treated as being a formal complaint under the Code.

4. What happened next was that the formal complaint filed by the Secretary of the Association was proceeded with, and eventually it was dismissed on or about August 20. Then next, on October 19, the applicant was called on by the District Magistrate to show cause why he should not be proceeded with under Ss. 211 or 182 of the Indian Penal Code he made his answer, but after that had been heard the District Magistrate sent in the above complaint on December 9.

5. The papers before us introduce many matters which to my mind are irrelevant or inadmissible, and I think it is essential for the Court to confine its attention to the precise points before it, and not to wander off into the allegations and counter-allegations which have, been made by the applicant against the Sub-Inspector of Police and vice versa as to matters prior to the date of the destruction of the mango grafts. The argument of the applicant amounts in affect to this: On the ‘Magistrate's own showing the applicant was making a “charge” within the meaning of S. 211. That being so the complaint could only be laid under S. 211 and not under S. 182: see Emperor v. Apaya Tatoba Munde(1). But it was not legitimate for the prosecution to institute proceedings under S. 211 for making a false charge before the proceedings in which that charge was actually made had been finally and properly determined accord to law. Accordingly, it was not open to the District Magistrate to direct an enquiry in the way in which he did, and to disregard the provisions of the Code of Criminal Procedure, namely, not to examine the applicant on oath, nor to take down his statement in writing, nor to give the Magistrate's reasons for the enquiry by the District Superintendent of Police. It was further argued that S. 211 is the main charge laid in the Magistrate's complaint, and that though S. 182 is mentioned it has really no more weight than the other sections referred to in general words by the Magistrate, in substance the charge was one under S. 211.

6. As regards the decisions of this Court it has been held in Emperor v. Apaya Tatoba Munde that if a case come clearly under S. 211, the procedure to be followed should be under that section and not under S. 182. Thus, as regards the lodging of a complaint for making a false charge before the original proceedings have been properly determined there is a recent decision of the Chief Justice and Mr. Justice Shah reported in In re Ningappa Rayappa(2). There, a Magistrate without examining a complainant as he was bound to do under Section 200 of the Cr PC, dismissed a complaint, and then called upon the complainant to show cause why he should not be prosecuted under S. 211 or S. 182. The Court held that this could not be done as the original complaint had never been properly dismissed according to law.

7. And if one considers the underlying principles, then surely Sections 200 and 208 of the Cr PC are perfectly intelligible. They merely lay down the elementary principle that before you decide against a litigant you shall first hear him. If, on the other hand, the Magistrate merely reads a complaint, and then proceeds to dismiss it without hearing what the complainant may have to say, then that may be said to be in general a denial of elementary justice.

8. We recognize that in In re Ningappa Rapappa Ghotadki another authority in Imperatrix v. Jijibhai Govind(3) does not appear to have been cited to the Court. But there, as pointed out by Sir Thomas Strangman, the case has been finally decided, and the accused heard and convicted. Consequently, different considerations would then arise, and mere irregularities in the earlier procedure would not necessarily result in the conviction being set aside, unless the Court came to the conclusion under Section 537 of the Cr PC that they had occasioned a failure of justice.

9. The Advocate General was really unable to dispute the all argument that if the Magistrate was correct in thinking that a “charge” had been laid before him, then the procedure actually adopted by the Magistrate for dealing with that complaint was irregular. Accordingly in our judgment the contention of the applicant, so far as it refers to S. 211, is correct, and consequently it was not open to the District Magistrate to lodge a complaint for making a false charge until he had first investigated according to law the original complaint, which the applicant had made, I should here mention that, as a preliminary point, the Advocate-General argued that no appeal would lie to us from Mr. Ferrer's order as regards either S. 211 or S. 182. It was pointed out that the old Section 195(6) of the Cr PC has been omitted in the amended Code, and that there is now a view S. 476(B) which gives a direct right to appeal to a superior Court from either admission or the rejection of a complaint in an inferior Court.

10. It is further pointed out that in the sections giving the High Court certain powers in revision— I refer to S. 489(1) —the old S. 195 has been omitted. It is further argued that although this Court is by S. 439 given all the powers conferred on a Court of appeal by S. 423 (amongst other sections) yet S. 428 would not enable this Court to alter or vary Mr. Ferrer's order. But, after listening to an interesting argument, we think that there is jurisdiction under S. 423(c) to treat the present application as an appeal from Mr. Ferrer's order, and in the words of that section “to alter or reverse such order,” and further that we have power under sub-section (d) to make “any incidental order that may be just and proper.” As we read the decision of the Chief Justice and Mr. Justice Shah in Somabhai v. Aditbhai(4) they agree that the jurisdiction exists although it has to be sparingly exercised.

11. Further, there is a new S. 561(A) which provides that nothing in the Code is to limit or affect the inherent power of the High Court to make such orders as may be necessary to give affect to any order under this Code, or to prevent abuse of the process, of any Court or otherwise to secure the ends of justice.

12. It may, therefore, be argued that if the original complaint by the accused was dealt with in a wholly irregular way by the judicial officer before whom it was laid, then we ought to have power to prevent any further proceedings being taken until that complaints has been regularly disposed of. But, speaking for myself, I am always rather chary of invoking the inherent powers of the Court and none the leas so when we have had no opportunity of reconsidering the Supreme Court Charter of 1823, which may have some bearing on the powers we possess as successors of the Supreme Court. But, as regards the form of the order asked for, viz., to direct the withdrawal of the complaint, Sir Thomas Strangman has pointed out that these very words are to be found in S. 476(B) as being one of the power conferred on an appellate Court.

13. Turning next from S. 211 to S. 182 the real crux of the argument before us has been whether the prosecution are entitled to rely in the alternative on S. 182, Now, I, can quite see that on a certain view of this case the facts might fall within S. 182 and not within S. 211, viz., if the applicant only gave certain information to a public servant within the meaning of S. 182, but did not in any way institute a charge under S. 211. If that were so, then it would be necessary for the prosecution to show that the information so given was false, and further that it was given with the intention of causing such public servant to do or omit certain matters mentioned in sub-S. (a) of S. 182, or alternatively to use his lawful powers to the injury or annoyance of some person under sub-S. (b). Further, the Magistrate has referred in his complaint to S. 182 specifically and it may be that it would be possible to confine the complaint by amendment or otherwise to S. 182. But here we have a different question of jurisdiction, because we have not on that hypothesis a complaint similar to that for which a direct appeal is given by S. 476B to the appellate Court. S. 476(1) only applies to offences referred to in S. 195(1)(b) or (c), and though an offence under S. 211, I.P.C is within sub-S. (b). an offence under S. 182, I.P.C, is referred to in sub-Section (a).

14. Apart from that we feel the fores of the argument for the applicant that in substance this complaint by the District Magistrate is founded on the view that there was a definite “charge” made by the applicant, and that the Magistrate has proceeded on that basis. On the whole, then we think it better to treat the complaint on the lines which the Magistrate himself has stated, viz., that in his view there was a charge. Consequently, under the decision in Emperor v. Apaya, the proper course to take would be to treat the case as one under S. 211 and not under S. 182. That being so, we think the better course is to direct the whole of this complaint to be withdrawn. Then, if the Magistrate so thinks fit, he will be at liberty by some separate document to institute a fresh complaint under S. 182, and to found it on such facts as in his view, if at all, support a charge under S. 182. At present the Magistrate has really not applied his mind to the exact lasts of the case so as to bring it precisely within S. 182. In this particular case then and more especially as it is a criminal one, we think it safer on the whole to order that the present complaint be withdrawn in preference to it being amended, so that when any complaint comes eventually to be heard it will be directed specifically to the particular section under which the applicant can (it at all) be legitimately charged.

15. I wish to add this: In my opinion the District Magistrate would be well advised if, when he is making applications or complaints to judicial officers, he confines his statements strictly to matters which are relevant and which are admissible in evidence. There is a great distinction between, for instance, what one police officer may say to another about a case and what a judicial officer may say. Necessarily, much information that passes between police officers is of a character that is inadmissible in Courts of law and similar observations may apply to executive officers.

16. But when we come to the Courts of law, then it is essential that the accused should not be prejudiced by matters being introduced which it would be wholly inadmissible to tender in evidence, and in our judgment this applies no less to statements furnished to the Subordinate Magistrate than to statements furnished to the Sigh Court. Speaking for myself, I have felt a strong objection to the way in which the two applications to this High Court for withdrawal and for transfer have been overburdened with a large amount of heterogeneous material which has little or no bearing on the dispute which we actually have to decide, viz., whether we should allow this present complaint to go forward, and if so whether we should direct a transfer. Counsel, however, in their excellent arguments have confined their attention to the relevant points at issue. In the result we order that the complaint in question which has been made by the District Magistrate be directed to be withdrawn, and that the order of the Sessions Judge be discharged.

17. Coyajee, J.:— I am of the same opinion. The reasons for the order which we are now making have been so fully explained in the judgment now delivered by my learned brother that I have nothing to add. Bub I desire to associate myself in the observations made by my learned brother regarding the advisability of confining the statements in applications and complaints made to judicial officers and in petitions made to this Court, strictly to matters which are relevant and which are Admissible in evidence.

18. Order accordingly.