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(The) State Of Gujarat v. Jayantilal Maganlal Patel .
Case Summary — Letter Patent Appeal (B.N. Kirpal, C.J.)
Factual and Procedural Background
The appeal was filed against an order of the learned Single Judge who allowed a writ petition under Article 226 of the Constitution and directed release of the respondent on parole for 20 days. The respondent had been convicted under Section 302, IPC and sentenced to life imprisonment; an appeal against conviction was pending in this Court. The respondent obtained parole initially from 12 July 1995 to 31 July 1995. Around 25 July 1995 an application for extension of parole was made; no decision was taken; on 1 August 1995 the respondent filed a petition under Article 226 seeking a further extension of parole for 20 days, citing his wife's illness (angina and high blood pressure) and producing a medical certificate from Dr. K.T. Patel. The respondent had surrendered on the same day and sought extension. At the Single Judge's hearing the appellants argued that, because the respondent had surrendered, the prayer for extension could not survive. The Single Judge allowed an oral amendment without giving the appellants time to respond and directed release on parole for 20 days. This Letters Patent Appeal was filed challenging that order.
Legal Issues Presented
- Whether a Letters Patent Appeal is maintainable where the Single Judge has granted relief in proceedings brought under Article 226 of the Constitution but the relief concerns a convicted person (i.e., whether the Single Judge was exercising criminal jurisdiction such that the LPA would be barred).
- Whether the High Court, in proceedings under Article 226, may interfere with a prison/administrative authority's factual decision refusing an extension of parole (i.e., the standard and scope of interference with administrative decisions on parole).
- Whether the executive/administration may grant parole to a convicted person while his appeal is pending before the Appellate Court, or whether such relief is exclusively within the power of the Appellate Court under Section 389(1) of the Code of Criminal Procedure, 1973.
Arguments of the Parties
Appellant's Arguments
- The appellants argued that because the respondent had already surrendered, the prayer for extension of parole could not survive.
- It was submitted that the Single Judge entertained an oral amendment and did not give appellants time to deal with the amended petition; counsel for the appellants did not wish time to verify the contents of the medical certificates produced.
- On the merits, the appellants contended that the authority had considered the medical certificate and reasonably concluded that the facts did not justify a further extension of parole.
Respondent's Arguments
- The respondent contended that the Letters Patent Appeal was not maintainable because the Single Judge had passed the order while exercising criminal jurisdiction (and therefore the LPA jurisdiction was ousted).
- Reliance was placed (by Ms. Sharma) on a Division Bench judgment arising out of Special Civil Application No. 244 of 1980 (decided 30 April 1981) where a Letters Patent Appeal was held not maintainable because the substance of the matter invoked criminal jurisdiction despite invocation under Article 226.
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| Division Bench, Special Civil Application No. 244 of 1980 (decided 30 April 1981) | The principle that where, in substance, criminal jurisdiction is being invoked (even if styled under Article 226), the Single Judge's order may be regarded as passed in exercise of criminal jurisdiction and a Letters Patent Appeal may be held not maintainable. | The Court distinguished this precedent on the facts: in that case the petition had been converted into a Special Criminal Application (indicating exercise of CrPC jurisdiction, possibly under Section 482). The present petition was filed and decided under Article 226, so the Letters Patent Appeal was held maintainable. |
| K.M. Nanavati v. State of Bombay, AIR 1961 SC 112 | Harmonisation of executive clemency/pardon powers and judicial powers under the Code of Criminal Procedure: where the judiciary has power to pass a particular order in a pending appeal (old Section 426 / present Section 389), that judicial power limits the executive's power to act in respect of the same period. | The Court relied on this Supreme Court decision to conclude that the administration's power (e.g., to grant parole under prison rules) is limited while an appeal is pending: if the Appellate Court is seised and empowered under Section 389, the Appellate Court's power to release on bail/suspend execution takes precedence. |
| Jayant Veerappa Shetty v. State of Maharashtra, 1985 Criminal Law Reports (Maharashtra) 598 | Application of the principle from K.M. Nanavati: the Prisons (Bombay Furlough and Parole) Rules, 1959 do not apply to grant of parole to a convicted person while his appeal is pending before the Appellate Court empowered under Section 389. | The Court followed this Bombay High Court decision and held that the administration cannot exercise the power to grant parole where the convict's appeals are pending; such releases can be ordered only by the Appellate Court under Section 389(1) CrPC. |
Court's Reasoning and Analysis
The Court's reasoning proceeded in two stages: (A) maintainability of the Letters Patent Appeal and (B) merits/substantive legal principles governing parole while appeals are pending.
(A) Maintainability of the Letters Patent Appeal
- The Court rejected the respondent's contention that the Letters Patent Appeal was not maintainable on the ground that the Single Judge had exercised criminal jurisdiction. The petition was filed under Article 226 and the Single Judge expressly recorded that he was doing substantial justice and permitted amendment. The Court explained that the "criminal jurisdiction" referred to in the Letters Patent Clause (Clause 15) concerns the High Court's appellate/revision powers under the Code of Criminal Procedure, not powers exercised under Article 226.
- The Court distinguished the cited Division Bench decision (SCA No.244/1980) on the basis that in that case the petition effectively became a Special Criminal Application (suggesting exercise of CrPC jurisdiction, e.g., Section 482), whereas in the present matter the proceedings remained Article 226 writ proceedings. Therefore the present Letters Patent Appeal was maintainable.
(B) Merits — Scope for Interference with Administrative Decisions on Parole and the Proper Authority to Grant Parole When an Appeal Is Pending
- The Court reiterated the applicable statutory and regulatory framework: the Prisons (Bombay Furlough and Parole) Rules, 1959 apply and Rule 19 empowers the competent authority to release a prisoner on parole in cases such as serious illness of a family member or any other sufficient cause; Home Department guidelines set out what may constitute sufficient cause.
- The Court emphasized the limited scope of a writ court under Article 226 when reviewing factual decisions of the competent authority: the High Court does not sit as a fact-finding appellate body to re-evaluate discretionary decisions taken by competent prison authorities. Interference is warranted only where relevant facts were not taken into account, or where the decision was perverse or one which no reasonable person could have arrived at.
- Applying these principles to the facts, the Court found no justification for further extension of parole. The respondent had already been granted parole of 20 days; the medical certificate showed the wife was an outdoor patient with angina and high blood pressure. The Court observed that chronic or lifelong illnesses like angina/hypertension, without hospitalization, danger to life, or need for surgery, would not by themselves constitute sufficient cause for parole.
- The Court further noted procedural defects at the Single Judge stage — an oral amendment was entertained and appellants were not given adequate opportunity to take instructions or file a reply — but held that even on merits the Single Judge was wrong to reverse the administrative decision.
- Finally, addressing the broader legal question, the Court considered Section 389(1) CrPC (which empowers an Appellate Court to suspend execution of sentence and release the appellant on bail pending appeal) alongside the executive's power to grant parole. Relying on K.M. Nanavati and the Bombay High Court decision in Jayant Veerappa Shetty, the Court concluded that where an appeal is pending and the Appellate Court is seised and empowered under Section 389, the administration's power under the parole rules cannot be exercised to release the convict; relief of that nature must be granted by the Appellate Court under Section 389(1). The administrative power is exercisable only after the period when the Appellate Court is no longer seised (i.e., during the remainder of the period after conviction).
Holding and Implications
Holding: The appeal is allowed and the order of the learned Single Judge releasing the respondent on parole for 20 days is set aside. APPEAL ALLOWED; the Single Judge's order is set aside.
Implications:
- Direct effect on the parties: The respondent's release on parole pursuant to the Single Judge's order is vacated; the administrative decision refusing extension of parole stands.
- Legal principle applied and consequences: Where a convict's appeal is pending before an Appellate Court empowered under Section 389(1) CrPC, the power to release that convicted person on bail/suspend execution of sentence lies with the Appellate Court; the administrative power under prison/parole rules cannot be exercised to grant parole in such circumstances. The administration's parole powers operate primarily for the period after the Appellate Court is no longer seised, consistent with K.M. Nanavati and the Bombay High Court authority cited.
- Procedure: The Court also reinforced that High Courts exercising writ jurisdiction should not routinely re-evaluate factual discretionary decisions of prison authorities unless such decisions are perverse or were taken without considering relevant facts; additionally, procedural fairness (opportunity to be heard/respond to amendments) is important in such applications.
No other precedents or party submissions were relied upon beyond what is summarized above. This summary is confined exclusively to the material contained in the provided opinion.
B.N Kirpal, C.J:— This is a Letter Patent Appeal against the judgment of the learned Single Judge, who allowed the writ petition filed by the respondent and allowed the release of the respondent on parole for a period of 20 days.
2. Briefly stated, the facts are that, the respondent was convicted of an offence and sentenced under Section 302, IPC for life imprisonment. It is stated that an appeal against the conviction is still pending disposal in this Court. During the pendency of this appeal, an application was filed by the respondent herein before the Government for the grant of parole. This permission was granted initially on 12th July 1995 till 31st July 1995. According to the respondent, on or about 25th July 1995, an application was made for extension of parole. When no decision was taken on this application, the respondent, on 1st August 1995, filed a petition under Article 226 of the Constitution wherein the prayer was that parole be further extended for a period of 20 days. It appears that, on the very same day, the respondent had surrendered and he also made an application for the extension of parole. The reason which was given for extension of parole was that his wife was under treatment for angina and high blood pressure and certificate of one Dr. K.T Patel was produced.
3. At the time of hearing of the petition, after notice had been issued by the learned Single Judge, it was submitted by the appellant herein that, as the respondent had already surrendered, the prayer for extension of parole could not survive. The learned Single Judge entertained an oral prayer for amendment of the writ petition and did not grant time to the appellants to deal with the amended petition. In fact, no amended petition was filed, but after noting that the Counsel for the appellant herein did not want to take time to verify the contents of the medical certificates which had been produced, the learned Single Judge came to the conclusion that, having regard to the ailment which the respondent's wife was suffering, the authority was directed to release the respondent on parole for 20 days.
4. On the appeal being filed, a contention has been raised by the Counsel for the respondent that because the learned Single Judge has passed the order while exercising criminal jurisdiction, the Letters Patent Appeal is not maintainable. We do not agree with this argument for the simple reason that the petition by the respondent was under Article 226 of the Constitution and the learned Single Judge, in terms, has observed in the impugned order that, in proceedings under Article 226 of the Constitution, he was doing substantial justice and the request of the respondent's Counsel for permission to amend the writ petition was granted. It is, no doubt, true that the exercise of power related to a person who had been convicted of a crime, but the criminal jurisdiction which is referred to in Clause 15 of the Letters Patent Clause, would be with regard to the exercise of powers of Appeal or Revision by the High Court under the relevant provisions of the Code of Criminal Procedure and not in exercise of powers under Article 226 of the Constitution. Therefore, the Letters Patent Appeal is maintainable.
5. Ms. Sharma relied upon the judgment of a Division Bench of this Court given in a Letter Patent Appeal, decided on 30th April, 1981 and arising out of Special Civil Application No. 244 of 1980. In that case, the petitioner had sought a direction to the Police Officer in charge of a police station to arrest an alleged offender. On that petition being dismissed, the petitioner therein had filed the Letters Patent Appeal. In that case, the Appeal Court dismissed the Letters Patent Appeal, holding that the Letters Patent Appeal was not maintainable, it observed, in clear terms, as follows:
“… It is thus clear that though the petitioner sought to base his relief under Articles 14 and 16 of the Constitution, in fact and substance there was invoking of criminal jurisdiction of this High Court and it was therefore in the fitness of things that, after the petition was filed as a Special Civil Application, it was converted into a Special Criminal Application. The Letters Patent Appeal is not maintainable since the order which was passed by the learned Single Judge was passed in the exercise of criminal jurisdiction though it was invoked under Article 226 of the Constitution. Under these circumstances, the Letters Patent Appeal is not maintainable and it is dismissed since it is not maintainable….”
6. In the aforesaid case, the conversion of the Special Civil Application to Special Criminal Application possibly meant that the High Court exercised jurisdiction under Section 482 of the Code of Criminal Procedure and not under Article 226. Thus, the facts in that matter and the present matter are quite different. In the present case, it cannot, in any way, be said that the petitioner had invoked the criminal jurisdiction, under the provisions of the Code of Criminal Procedure, of the High Court when he had, in fact, filed the Special Civil Application under Article 226 of the Constitution before the Single Judge. Hence, the present Letters Patent Appeal will have to be held as maintainable.
7. On the facts of this case, it is difficult to agree with the conclusions arrived at by the learned Single Judge. Firstly, the High Court does not sit in appeal over a decision which is taken on facts by the concerned authority. It is not in dispute that the Prisons (Bombay Furlough and Parole) Rules, 1959 are applicable for the grant of furlough and parole. Under Rule 19, the competent authority may release a person on parole in cases of serious illness or death of any member of the prisoner's family or of his nearest relatives or for any other sufficient cause. General guidelines have been issued by the Home Department where circumstances have been set out which are to be regarded as sufficient cause for the grant of parole. Admittedly, serious illness of the prisoner's wife is a circumstance which can be considered sufficient for the grant of parole. The authority, in the instant case, did take into consideration the medical certificate, but came to the conclusion that this was not a sufficient cause for further extension of parole. It is to be borne in mind that the respondent had already enjoyed a parole of 20 days and the High Court in exercise of its jurisdiction under Article 226 of the Constitution does not sit in appeal over a decision of the competent authority. Where, however, relevant facts are not taken into consideration or the decision of the competent authority can be said to be perverse or one which no reasonable person could have arrived, then the High Court can certainly reverse the decision and order the grant of parole. In the present case, however, we find there was no justification for any further extension of time. What is sufficient cause will depend upon the facts of each case, but a lifelong illness like angina and high blood pressure would by itself not be a sufficient cause for the grant of parole. If the wife of the respondent had been hospitalised or there was danger to her life or surgery was to be performed, then certainly parole should have been granted. In the present case, however, the medical certificate which was produced showed that the respondent's wife was an outdoor patient and even if she had angina and high blood pressure, that by itself would not be a reason for the grant be parole.
8. It is further to be seen that, in the instant case, even the amended writ petition had not been filed and sufficient opportunity was not granted to the appellants herein to take instructions and file a reply. But that apart, on merits, we do not think the teamed Single Judge was right in reversing the decision of the authorities concerned.
9. Before we part with the matter, there is one aspect of the power to grant parole to which we must advert. The present case is one where the jail authorities/governmental authorities had initially granted parole to the convict and had later on declined to extend the same. This is was in a case where the appeal of the convict (respondent herein) is pending in this Court. The parole is granted under Rule 19 of the Prisons (Bombay Furlough and Parole) Rules, 1959, which rule reads as follows:
“A prisoner may be released on parole for such period as the Competent Authority referred to in Rule 18 in its discretion may order, in case of serious illness or death of any member of the prisoner's family or of his nearest relatives or any other sufficient cause.”
10. As against that, Section 389(i) of the Code of Criminal Procedure, 1973 governs the release of an appellant on bail. The said Section 389(i) reads as follows:
“Pending any appeal by a convicted person,’ the Appellate Court may, for reasons to be recorded by it in writing, order that the execution of the sentence or order appealed against be suspended and, also, if he is in confinement, that he be released on bail, or on his own bond.”
11. Therefore the question arises as to whether the administration can exercise this power of granting parole in situations where there is a specific provision empowering the judiciary to deal with the same. In K.M Nanavati v. State Of Bombay , AIR 1961 SC 112, the general power to grant pardon, etc. vested in the executive, i.e the Governor, under Article 161 of the Constitution and the powers conferred on the judiciary to pass a particular order in a pending case as envisaged by the old Section 426 of the Code of Criminal Procedure (present Section 389 of the 1973 Code) fell for consideration before the Supreme Court The Supreme Court found that there was no conflict between the two and held that so long as the judiciary had the power to pass a particular order in a pending case, to that extent, the power of the executive will have to be held limited in view of the, words either of Section 401 (now Section 432 of the 1973 Code) and Section 426 (now Section 389 of the 1973 Code). Then the Supreme Court observed:
“They can be harmonised without any difficulty. If Section 426 is held to deal with a special case restricted to the period while the appeal is pending before an Appellate Court while Section 401 deals, with the remainder of the period after conviction. We see no difficulty in adopting this interpretation nor is there any diminution of powers conferred on the executive by Section 401 by this interpretation. The words “at any time” emphasise that the power under Section 401 can be exercised without limit of time, but they do not necessarily lead to the inference that this power can also be exercised while the court is seized of the same manner under Section 426.”
12. The aforesaid judgment has been followed by the Bombay High Court in the case of Jayant Veerappa Shetty v. State of Maharashtra, reported in 1985 Criminal Law Reports (Maharashtra), page 598. In the facts of that case, the Court had to cancel the parole on the application of an aggrieved party due to the convict indulging into another crime when his appeal against conviction had been pending before the High Court Following the judgment of the Supreme Court in K.M Nanavati's case, the Division Bench of the Bombay High Court, in terms held in the above referred) matter that “The Prisons. (Bombay Furlough and Parole) Rules, 1959 would not apply to the grant of parole, to a convicted person whose appeal is pending before the Appellate Court and when the Appellate Court is in seisin of the matter and is empowered under Section 389 of the Code of Criminal Procedure, 1973 to pass appropriate orders.” We are in agreement with the aforesaid view. We, therefore, hold that the power of grant of parole cannot be exercised by the administration where the appeals of the convict concerned are pending and such persons can be released on bail only by the Appellate Court under Section 389(1) of the Code of Criminal Procedure and not by the administration. The power of the administration will be exercisable only during the remainder of the period after conviction as held by the Supreme Court in K.M Nanavati's case (supra). For the aforesaid reasons, this appeal is allowed and the order of the learned Single Judge is set aside.
13. Appeal allowed.
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