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Suraj Mal And Others v. State Of U.P And Others
Judgment Summary — R.R.K Trivedi, J.
Factual and Procedural Background
Respondent No. 2, Brahma Singh, filed an application under Section 156(3) of the Code of Criminal Procedure before the Judicial Magistrate, Roorkee (filed as Annexure 1), alleging that when he attempted to lodge an FIR the officer-in-charge at Jhabrera police station refused to record his report. He alleged collusion between the petitioners and consolidation staff resulting in forgery of a "Parvana Amaldaramad" purportedly issued under Sections 34/35 of the Land Revenue Act, relating to agricultural land (Plot No. 102, area 1.321 acres, Khata No. 61) recorded in his name. He stated that the petitioners got their names recorded on the basis of the forged document, and that the Tahsildar's enquiries showed no such parvana had been issued; the Tahsildar advised correction of any entry made on its basis. Respondent No. 2 prayed that the S.H.O., Jhabrera, be directed to register a case and investigate offences for depriving him of property by fraud.
On 29.7.1992 the Judicial Magistrate passed an order under Section 156(3) directing the S.H.O., Jhabrara, to register a case under multiple sections of the Indian Penal Code (including Sections 167, 218, 219, 466, 467, 468, 471, 477-A, 474 read with Section 120-B) and to investigate and submit a report to the Court. The petitioners challenged the legality of that order by filing the present petition.
Legal Issues Presented
- Whether the Magistrate, when exercising powers under Section 156(3) Cr.P.C., could direct the police to register a case (i.e., cause an entry in the station diary / FIR book under Section 154(1)), in addition to directing investigation.
- Whether the application filed by respondent No. 2 should be treated as a "complaint" requiring the Magistrate to follow the procedure in Chapter XV (Sections 200–204) of the Code, including recording statements on oath under Sections 200 and 202.
- Whether the learned Magistrate impermissibly took cognizance of the offence or recorded a finding without recording statements on oath under Sections 200/202.
Arguments of the Parties
Petitioners' (Appellants') Arguments — as advanced by their counsel
- The learned Magistrate could direct police investigation under Section 156(3) Cr.P.C., but could not direct the police to register the case; reliance placed on Raghubir Singh v. State of Haryana.
- Reliance on the Full Bench decision Ramlal Yadava & Others v. State of U.P. & Others was placed in support of the petitioners' position.
- The learned Magistrate recorded a finding after noticing the statement of the complainant though no statement on oath was recorded; thus the procedure under Sections 200 and 202 was required before taking cognizance.
- Alternatively, the application should have been treated as a complaint and the Chapter XV procedure invoked rather than ordering police investigation under Section 156(3).
Respondent No. 2 (Applicant) — content of his application before the Magistrate
- He attempted to lodge an FIR but the police at Jhabrera refused to record his report, allegedly due to collusion.
- He is a handicapped person and the land (Plot No. 102, area 1.321 acres, Khata No. 61) is recorded in his name.
- He alleged that the petitioners, in collusion with consolidation staff, forged a Parvana Amaldaramad purportedly issued under Sections 34/35 of the Land Revenue Act (case No. 419 of 1991, dated 30.9.91) and on that basis got entries made; the Tahsildar's enquiries showed no such parvana was issued and advised correction.
- He prayed that the S.H.O., Jhabrara, be directed to register the case and investigate the offences specified.
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| Raghubir Singh v. State of Haryana (1990 1 Crimes p. 600) | Relied upon by petitioners for proposition that a Magistrate under Section 156(3) can send a complaint to police for investigation but cannot direct registration of the case. | The Court found this case distinguishable on facts and expressed respectful disagreement with the proposition relied upon for the present facts, holding that registration could be directed or was in any event obligatory on police when investigation ordered under Section 156(3). |
| Ramlal Yadava & Others v. State of U.P. & Others (1989 26 ACC 181) (Full Bench) | Relied upon by petitioners (Full Bench decision of the High Court was cited). | The Court examined the decision and concluded it did not assist the petitioners in challenging the order under Section 156(3). |
| Devarapalli Lakshminarayana Reddy v. Narayana Reddy (1976 A.C.C 230 S.C.) | Supreme Court observation (para 17) that an order under Section 156(3) is a peremptory reminder/intimation to police to exercise their plenary investigative powers under Section 156(1); investigation under Section 156(3) embraces the continuous process from collection of evidence to report/charge-sheet under Section 173. | The Court quoted para 17 extensively and relied on it to conclude that Section 156(3) investigation is a pre-cognizance investigatory process and that directing police investigation under Section 156(3) does not amount to the Magistrate taking cognizance in the Chapter XV sense. |
| Nirmaljeet Singh Hoon v. State of West Bengal (1973 A.C.C 181 S.C.) | Authority for proposition that investigation ordered under Section 156(3) is of same nature and character as investigation under Sections 156(1) and (2); police act under statutory powers and are not delegates of the Magistrate. | The Court relied on these observations to hold the police must investigate as if the offence were reported under Section 154(1) and that the officer-in-charge is under obligation to reduce the information in writing (i.e., register the case) when investigation is ordered under Section 156(3). |
| King Emperor v. Khwaja Nazir Ahmad (71 Ind. App. 203 = AIR 1945 PC 18) | Cited in Nirmaljeet Singh Hoon as authority concerning statutory right of the police to investigate cognizable offences. | The Court reproduced the chain of authorities (via Nirmaljeet) to support the proposition that police have statutory power and right to investigate and that the Magistrate cannot limit or prescribe how police should conduct such statutory investigations ordered under Section 156(3). |
| R.R. Chari v. State of U.P. (1951 SCR 312 p. 320-321) | Authority supporting that a Magistrate takes cognizance for the purpose of Chapter XV only when he applies his mind for proceeding under Section 200 and subsequent sections; applying mind merely to order investigation under Section 156(3) is not taking cognizance. | The Court cited this authority to conclude that the learned Magistrate had not taken cognizance in the Chapter XV sense but had applied his mind only to direct police investigation under Section 156(3). |
| Jamuna Singh v. Bhadai Sah (cited: AIR 1951 SC 207; also references in text) | Cited in support of the proposition (with R.R. Chari) that ordering investigation under Section 156(3) does not amount to taking cognizance under Section 190(1)(a) and commencing Chapter XV proceedings. | The Court relied on these authorities to reinforce that hearing the applicant orally and applying mind to order an investigation does not convert the application into a complaint requiring Chapter XV procedure. |
Court's Reasoning and Analysis
The Court proceeded through a structured analysis based strictly on the facts and the statutory scheme:
- Characterization of the Applicant's Filing: The Court examined the application filed by respondent No. 2 and concluded it sought a direction to the police to register and investigate the matter because the police had refused to record his report under Section 154. On this basis the Court held the filing was not a "complaint" in the sense that would require invocation of Chapter XV procedures; thus Chapter XV (Sections 200/202) did not apply.
- Distinction from Authorities Relied on by Petitioners: The petitioners' reliance on Raghubir Singh was addressed: the Court found that Raghubir Singh arose out of a complaint case and was therefore distinguishable. The Court expressed respectful disagreement with Raghubir Singh's view to the extent it prevented a Magistrate from directing registration when ordering an investigation under Section 156(3).
- Interpretation of Section 156(3) via Supreme Court Authority: The Court closely examined the Supreme Court's decision in Devarapalli Lakshminarayana Reddy and quoted para 17, which treats an order under Section 156(3) as a peremptory intimation to the police to exercise their plenary investigation powers under Section 156(1), covering the process through to a report/charge-sheet under Section 173. The Court concluded that ordering an investigation under Section 156(3) occurs at a pre-cognizance stage and is distinct from post-cognizance orders under Section 202.
- Nature of Police Investigation under Section 156(3): Relying on Nirmaljeet Singh Hoon (and authorities cited therein), the Court held that an investigation ordered under Section 156(3) is to be conducted by the police in their statutory capacity (as under Sections 154 and 156) and not as a delegated or subordinate proceeding of the Magistrate. Therefore, the police, when ordered to investigate under Section 156(3), are obliged to act as if the matter had been reported under Section 154(1), including the officer-in-charge's duty to reduce the information to writing and register the case.
- Registration of the Case: The Court found no provision in the Code that prohibits directing registration when directing investigation under Section 156(3). It concluded that even if the Magistrate did not expressly direct registration, the officer-in-charge is statutorily obliged to register the case to carry out the investigation as contemplated by Sections 154/156/157/173. Accordingly, the Court rejected the petitioners' contention that the Magistrate could not direct registration.
- Clarification Regarding Section 202: The Court clarified that the position may be different when an investigation is ordered under Section 202 (which is part of Chapter XV and occurs post-cognizance), but that distinction did not assist petitioners because the present order was under Section 156(3).
Holding and Implications
Core Holding: The petition challenging the Magistrate's order under Section 156(3) is DISMISSED. The impugned order directing the S.H.O., Jhabrara, to register and investigate the offences and submit a report stands.
Direct consequences:
- The Magistrate's order under Section 156(3) is upheld; the police are to investigate and were, in law, obliged to register the information for investigation in the station records as if it had been reported under Section 154(1).
- The petition was dismissed "for want of force" and "No order as to costs" was made; the panel recorded "Petition Dismissed."
Additional clarifications made by the Court (as recorded): the Court respectfully disagreed with the view attributed to Raghubir Singh on this point and emphasized that the position may differ where investigation is ordered under Section 202 (Chapter XV) rather than Section 156(3).
Petition Dismissed.
R.R.K Trivedi, J.:— We have heard learned counsel for petitioners and learned Standing Counsel.
2. In this petition, petitioners have questioned the legality of the order dated 29.7.1992 passed by Judicial Magistrate, Roorkee, by which he was directed the S.H.O Jhabrara, district Hardwar to register a case under Secs. 167/218/219/466/467/468/471/477-A/474 read with Sec. 120-B, I.P.C and to investigate the offences and to submit his report to the Court. This order has been passed by the learned Magistrate under Sec. 156(3) of the Code of Criminal Procedure (hereinafter referred to as the Code).
3. The facts giving rise to the aforesaid order are that respondent No. 2 Brahma Singh filed an application before the Judicial Magistrate which has been filed as Annexure 1 to this petition, under Sec. 156(3) of the Code with the prayer that the S.H.O Jhabrera be directed to register the case at the police station and to investigate the offence. In the application he has stated that he attempted to lodqe a F.I.R and with this purpose he went to the police station Cabrera but the police being in collusion refused to record his report. His grievance, as stated in the application, appears to be that he is an handicapped person. Agricultural land viz. plot No. 102 with area 1.321 acres is recorded in his name in Khata No. 61. It has been alleged by him that the petitioners in collusion with the consolidation staff forged a parvana Amaldaramad purporting to have been issued under Secs. 34/35 of the Land Revenue Act from the Court of Tahsildar, Roorkee, bearing case No. 419 of 1991, dated 30.9.91 On the basis of this forged parvana Amaldaramad, petitioners got their names recorded and thereafter on 13.5.1992, the Parvana Amaldaramad was returned to the Tahsildar after compliance. The Tahsildar, however, enquired into the matter and it has been found that no such Parvana was issued either from his court or from any court of Naib Tahsildar. The Tahsildar intimated to the consolidation authorities that Pravena Amaldaramad was forged and any entry made on the basis of the same should be corrected. On these allegations it has been stated that the petitioners have knowingly forged the document and used the same as genuine for depriving the respondent. No. 2 of his property and for wrongful, gain fraudulently and they are liable to be prosecuted for the offences mentioned above. On receipt of this application the learned Magistrate passed the impugned order.
4. We have heard Shri Devendra Swarup, learned counsel for the petitioners, and also pursued the impugned order, learned counsel for petitioners assailed the order on the grounds that the learned Magistrate though could direct investigation by police under Sec. 156(3) of the Code, however, he could not direct to register the case. Learned counsel for petitioners has placed reliance on a case Raghubir Singh v. State of Haryana . 1990 1 Crimes p. 600..
5. Learned counsel for the petitioner has also relied on a Full Bench judgment of this Court Ramlal Yadava & Others v. State Of U.P & Others. . 1989 26 ACC 181.. It has been further submitted that learned Magistrate was not justified in recording a finding after noticing the statement of the complainant, respondent No. 2, as no statement on oath was recorded.
6. Lastly, it has been submitted that cognizance could not be taken without proceeding further and without recording the statements on oath under Secs. 200 and 202 of the Code. Learned counsel further submitted that the learned Magistrate ought to have treated the application filed by respondent No. 2 as a complaint and should have adopted the procedure provided under Chapter XV of the Code.
7. We have considered the submissions made by the learned counsel for petitioners and in our opinion none of the submissions made by the learned counsel can be accepted in the facts and circumstances of the present case. A perusal of the application moved by respondent No. 2 clearly shows that his grievance before the learned Magistrate was against the police as on being approached, his report was not recorded under Sec. 154 of the Code. After stating the injustice caused to him be prayed before the learned Magistrate that police be directed to register his case and investigate the same. The contention of the learned counsel far petitioners that the application moved by the respondent No. 2 was a complaint thus is not correct. As it was not a complaint, there was no occasion for the learned Magistrate to adopt the procedure provided under Chapter XV of the Code.
8. Learned counsel for the petitioners seriously questioned the power of the learned Magistrate while directing investigation under Sec. 156(3) of the Code, to register the esse. Learned counsel placed reliance on the case of Raghubir Singh v. State of Haryana mentioned above. We have already found that the application moved by respondent No. 2 could not be termed as a complaint in view of the relief sought and the allegations made therein. Respondent No. 2 did not pray the Court to punish the petitioners. He only prayed for a direction to the police to register the case and investigate the offences. The case relied on by the learned counsel is distinguishable as it had arises out of a complaint case.
9. Further, in case of Raghubir Singh reliance has been placed on two earlier cases decided by the same court wherein it was held that the learned Magistrate terms of Sec. 156(3) of the Code of Criminal Procedure, 1973, can send the complaint to the police for investigation and not for registration of the case. It has been further observed that view taken in those cases is based on observations of Hon'ble Supreme Court in case: Devarapalli Lakshminarayana Reddy v. Narayana Reddy . 1976 A.C.C 230 S.C..
10. We have qone through the judgment of Hon'ble Supreme Court in the case of Devarapalli Lakshminarayan Reddy and in our opinion, there is nothing in the judgment of Hon'ble Supreme Court on which basis it could be said that while directing the police to investigate into an offence under Sec. 156(3) of the Code, registration of the case could not be directed on the other hand, Hon'ble Supreme Court in para 17 of the judgment has observed that an order under sub-sec. (3) of Sec. 156 is in the nature of peremptory reminder or intimation to the police to exercise their plenary powers of investigation under Sec. 156(1). Such an investigation embraces the entire continuous process which begins with the collection of evidence under Sec. 156 and ends with a report or charge-sheet under Sec. 173, para 17, of the judgment can be gainfully quoted below:
“17. Sec. 156(3) occurs in Chapter XII under the caption “Information to the police and their powers to investigate”, while Sec. 202 is in Chapter XV which bears the heading “of complaints to Magistrate”. The power to order police investigation under Sec. 156(3) is different from the power to direct investigation conferred by Sec. 202(1). The two operate in distinct spheres at different stages. The first is exercisable at the pre-cognizance stage, the second at the post cognizance stage when the Magistrate is in seizing of the case. That is to say in the case of a cognizable offence, the power under Sec. 156(3) can be invoked by the Magistrate before he takes cognizance of the offence under Sec. 190(1)(a). But if he once takes such cognizance and embarks upon the procedure in Chapter XV he is not competent to switch back to the pre-cognizance stage and avail of Sec. 156(3). It may be noted further that an order made under sub-sec. (3) of Sec. 156 is in the nature of peremptory reminder or intimation to the police to exercise their plenary powers of investigation under Sec. 156(3). Such an investigation embraces the entire continuous process which begins with the collection of evidence under Sec. 156 and ends with a report or charge-sheet under Sec. 173. On the other hand, Sec. 202 comes in at a state when some evidence has been collected by the Magistrate in proceedings under Chapter XV but the same is deemed insufficient to take a decision as to the next step in the prescribed procedure. In such a situation, the Magistrate is empowered under Sec. 202 to direct, within the limits circumscribed by that section, an investigation “for the purpose of deciding whether or not there is sufficient ground for proceeding”. Thus the object of an investigation under Sec. 202 is not to initiate a fresh case on police report but to assist the Magistrate in completing proceedings, already instituted upon a complaint before him.”
11. In the instant case, the Magistrate has only applied his mind for satisfaction that the facts alleged disclosed cognizable offences and required to be investigated by the police. It cannot be said in any manner that the learned Magistrate took cognizance of the case merely because he also heard respondent No. 2 orally in support of the application. The satisfaction thus reached was not for purpose of taking cognizance of the offence but for passing an order under Sec. 156(3) of the Code directing the police to investigate the matter.
12. Now the question arises whether an order under Sec. 156(3) of the Code could be for registering the case also. In our opinion, there is no provision anywhere in the Code from which an inference could be drawn that from a peremptory reminder or intimation to the police to exercise their plenary powers of investigation under Sec. 156(1) the case could not be registered under Sec. 154. It cannot be denied that the investigation of the case is anexecutiveaction and its supervision lies with the State. While investigating into the offence under Sec. 156(1) under the orders of 156(3) police does not act as a delegate of the Magistrate. The investigation thus carried out is not an investigation by or on behalf of the Magistrate. The observations of Hon'ble Supreme Court in case Nirmaljeet Singh Hoon v. State of West Bengal . 1973 A.C.C 181 S.C. while repelling the argument” that the investigation by the police under the orders passed under Sec. 156(3) of the Code was part of the proceeding of the Court” can be gainfully quoted here:—
“…. Such a proposition does not appear to be correct. Firstly, the Police authorities have under Secs. 154 and 156 of the Code of statutory right to investigate into a cognizable offence without requiring any sanction from a judicial authority of King Emperor v. Khwaja Nazir Ahmad . 71 Ind. App. 203=AIR 1945 PC 18. and even the High Court has no inherent power under Section 561-A of the Code to interfere with the exercise of that statutory power. It is true that the Chief Presidency Magistrate had under Sec. 156(3) ordered in the present case an investigation by the police. But, once that was done, the inquiry by the police was of the same nature and character as the one which the police had power to conduct under sub-secs. (1) and (2) of that a section; Indeed sub-sec. (3) expressly states that an investigation ordered by a Magistrate would be an investigation” as above mentioned”, i.e, an investigation made by a police officer in his statutory right under sub-sec. (1) and (2). That being so, once an investigation by the Police is ordered by a Magistrate, the Magistrate cannot place any limitations on or direct the officer conducting it as to how to conduct it. Secondly, it is well settled that before a Magistrate can be said to have taken cognizance of an offence under Sec. 190(1)(a) of the Code, he must have not only applied his mind to the contents of the complaint presented before him, but must have done so for the purpose of proceeding under Sec. 200 and the provisions following that Section. But where he has applied his mind only for ordering an investigation under Sec. 156(3) or issuing a warrant for purposes of investigation, he cannot be said to have taken cognizance of the offence. (See R.R Chari v. State of U.P . 1951 SCR 312 p. 320-321. also Jamuna Singh v. Bhadai Sah . AIR 1951 SC 207; 1964 5 SCR 37; AIR 1964 SC 1541.. The Chief Presidency Magistrate having not even taken cognizance of the offence but having applied his mind for the purpose only of directing a police investigation, under Sec. 156(3), no proceeding could be said to have commenced before him, of which the inquiry by the Police could be said to be part and parcel. Further, it cannot be said that the police officer acting under Sec. 156(3) was a delegate of the Chief Presidency Magistrate or that the investigation by him was an investigation by or on behalf of the Magistrate. Production of the receipt by Hoon in the course of such an investigation was therefore not production in a proceeding before the Chief Presidency Magistrate so as to attract the by under Sec. 195(1)(c). The first limb of Mr. Chagla's argument therefore cannot be accepted.
13. From the observations of Hon'ble Supreme Court in the aforesaid two cases it is clear that the police has to investigate the offence in the same manner as if the offence was actually reported to the police under Sec. 154(1) of the Code. It is not that the proceedings are still pending before the Magistrate in one way or the other. The officer-in-charge of a police station is under a statutory obligation to reduce in writing any information given to him in writing. In the facts of the present case if the report disclosing the cognizable offence has been received from the Magistrate with an order under Sec. 156(3) of the Code, the person giving information is not changed. The informant continued to be respondent No. 2 and the police was bound to register the offence in the book contemplated under Sec. 154(1) of the Code. After a close scrutiny of the provisions contained in Chapter XII of the Code it could be said that while investigating into an offence under the orders under Sec. 156(3) of the Code, the officer-in-charge of the police station was obliged to register the case in the book meant for the same. In our opinion, even if there was no direction by the Magistrate to register the case, the officer-in-charge of the police station is under a legal obligation to register the case for the purpose of investigation in the same way as if it was reported to him under Sec. 154(1). Thus the objection of the learned counsel that the registration of the case in the police station could not be directed by the learned Magistrate is not correct and we express off respectful disagreement to the case of Raghubir Singh aforesaid relied on by the learned counsel for petitioners. We would like to clarify it here that the position may be different when the investigation is ordered by the Magistrate under Sec. 202 of the Code which is in the process of deciding whether or not there is sufficient ground for proceeding further. Under Sec. 202 the proceedings before the Court remain pending but the position under Sec. 156(3) is entirely different where the investigation by the Police is Magistrate.
14. We have also perused the Full Bench decision of this Court in Ramlal Yadava & Others v. State Of U.P & Others. (supra) mentioned and in our opinion, this judgment does not help the petitioners in any manner.
15. A comparison of Sec. 154(3) and 156(3) of the Cods will also be relevant for appreciating and resolving the contra very in the present case. The legislature under Sec. 154(3) of the Code has given power to the Superintendent of police to order investigation on being approached by a person aggrieved by refusal to record the information. The Superintendent of Police on being satisfied that information disclosed the commission of cognizable offence could investigate into the offence himself or could depute any police officer. Under Sec. 156(3) the only thing mentioned is that any Magistrate empowered under Sec. 190 Cr. P.C can direct Investigation which means that a Magistrate should be competent to take congizance of the offence under Sec. 190 and if he comes across any information disclosing commission of a cognizable offence, he could direct investigation. The information may reach him in any manner, including through a person aggrieved by refusal on the part of an officer-in-charge of the police station to record the information as in the present case. The power of the Magistrate to order investigation under Sec. 156(3) is thus much wider than the Superintendent of Police contemplated under Sec. 154(3) for ??? investigation. But, in all such case recording of if format ??? in the ??? in the police station or registration if ??? necessary step for investigation case under Sec. 156(2) and 157 Cr. P.C when the investigation is Erected ??? under Sec. 154(3) or 156(3), the informant ??? the same. The report informant ??? comes to the ??? of the police station with the ??? of ??? authority or the ??? ??? rate to ??? such officer in investigate into the offence. The ??? behind both the a for said envisions appears to be to provide ??? to the public and a special ??? respect of the victims of cognizable offences and not to leave the investigation of such offences at the whim and sweet-will of the officer-in-charge of the police station.
16. For the reasons recorded above, in our opinion, this petition has no force and is accordingly dismissed. No order as to costs.
Petition Dismissed.
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