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Thayarammal v. Pitty Kuppuswamy Naidu, M. Krishnammal By Her Power Agent By T. Balasubramia Pillai
Factual and Procedural Background
This matter was referred by Gentle, J. The court was asked to resolve three specific questions arising out of the conduct and claims of the respondent, who was the holder of a power-of-attorney from one Krishnammal (a widow). Krishnammal had filed suit in the Madras City Civil Court against her sister to obtain a half share in assets. Because Krishnammal was unable to stay in Madras she appointed the respondent as her agent under a power-of-attorney giving broad authority, including authority "to appear and plead in Court in person on my behalf" and "to engage advocates if necessary and to sign in their vakalats."
Dispute facts: In proceedings on the Original Side (T.O.S. No. 7 of 1935) a petition called on 16 November 1936 saw Mr. T.R. Srinivasa Aiyangar appear for Krishnammal with a vakalat. The respondent filed an affidavit (26 November 1936) asserting that Krishnammal had not revoked his power-of-attorney and alleging that she had engaged the vakalat to deprive him of remuneration. The respondent claimed that his power-of-attorney conferred the same force and validity as a vakalat and that, unless revoked by formal court proceedings, no orders could be made on the petition. Because of these claims the Master referred the matter to Gentle, J., who referred it to the bench delivering this opinion. The matter was argued by counsel for the petitioner, the Bar Council, the Advocates' Association and the Attorneys' Association, and the respondent was heard in person.
Legal Issues Presented
- Whether an agent with a power-of-attorney to appear and conduct judicial proceedings has the right of audience in Court.
- Whether the agent is entitled to notice if his principal wants to appear in person or appoints an advocate to appear for the principal.
- Whether the power-of-attorney agent can carry on business as a solicitor or attorney (e.g., drafting, engrossing and filing plaints, judges' summons, affidavits, issuing legal process and charging fees to the principal).
Arguments of the Parties
Respondent's Arguments
- The respondent asserted that his power-of-attorney authorised him to plead in Court and that, unless it was revoked by formal proceedings through Court, no order could be made on the petition in which he claimed rights.
- He claimed that the power-of-attorney was of the same force and validity as a vakalat (a practitioner's appointment) and therefore conferred the same rights as a legal practitioner who has been given a vakalat.
- He specifically asserted a right to the notice referred to in Question No. 2 (i.e., notice before the principal appointed an advocate to act) and by implication claimed a right of audience under Question No. 1. He also placed conduct before the Court which raised the matters in Question No. 3.
- As factual background to the claim, he swore that Krishnammal had neither orally nor in writing intimated that she did not wish him to appear, and he alleged the vakalat to Mr. T.R. Srinivasa Aiyangar was used to deprive him of remuneration.
Other Parties' Arguments
The opinion records that the matter was fully argued by counsel for the petitioner, the Bar Council, the Advocates' Association and the Attorneys' Association, but it does not provide a detailed account of their specific legal arguments in the text provided.
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| C.M.P. No. 498 of 1911 (unreported Bench decision of this High Court; Benson and Sundaram Aiyar, JJ.) | Held that a right to appear for a principal given to a recognised agent by Order 3, Rules 1 and 2, Civil Procedure Code, does not include a right to plead; an agent can only take proceedings to submit to jurisdiction; High Court has power under Letters Patent and the Legal Practitioners Act and under Sections 119 and 122, Civil Procedure Code, to make rules as to who shall plead. | The court treated this unreported decision as directly in point on Question No. 1 and relied on it to support the conclusion that recognised agents do not have a right to plead in Court for their principals. |
| Hurchand Ray Gobourdhon Das v. The Bengal-Nagpur Railway Co. (1914) 19 C.W.N. 64 | Considered a power-of-attorney agent's claim to plead in Court under Order 3, Rule 1, Civil Procedure Code; held that the agent had no right of audience. | The court cited this decision to demonstrate that a recognised power-of-attorney agent does not have a right of audience and to support answering Question No. 1 in the negative. |
| In re Eastern Tavoy Minerals Corporation, Ltd. (1933) I.L.R. 61 Cal. 324 | Applied the ruling in Hurchand Ray Gobourdhon Das where a director holding a power-of-attorney authorising him to appear claimed a right of audience; held he had no right of audience. | The court relied on this Calcutta High Court decision, together with the others, to show the consistent treatment that recognised agents do not have the right to plead in High Court proceedings, supporting the negative answer to Question No. 1. |
| Ainsworth; In re The Law Society; Ex parte (1905) 2 K.B. 103 | English authority where an unqualified person performed an act (giving notice of appearance) and was held to be acting as a solicitor; even one isolated act was held sufficient to constitute "acting as a solicitor" for purposes of the Solicitors Act (contempt/liability). | The court used this case to illustrate that an isolated act may suffice to constitute carrying on business as a solicitor and to support the proposition that a power-of-attorney agent cannot "carry on business" as a solicitor or attorney (Question No. 3 answered in the negative). |
Court's Reasoning and Analysis
The court proceeded question by question and applied statutes, Letters Patent provisions, High Court rules and the cited authorities to reach its conclusions. The reasoning in the opinion can be summarized in the following steps as stated in the text:
- Right of audience (Question No. 1): The court found that the unreported C.M.P. No. 498 of 1911 and two Calcutta High Court decisions establish that Rules 1 and 2 of Order 3, Civil Procedure Code, do not give a recognised agent any right to plead in Court on behalf of his principal. The court further relied upon Section 119 of the Civil Procedure Code (quoted in the opinion) which provides that nothing in the Code authorises any person on behalf of another to address the Court in its original civil jurisdiction except when authorised by the Court's Charter. The court also invoked Clauses 9 and 10 of the Letters Patent, which restrict appearance and pleading before the High Court to advocates, vakils or attorneys admitted by the High Court and give the High Court power to make rules for their admission and discipline. Section 8 of the Indian Bar Councils Act was cited as equally definitive: no person is entitled as of right to practise in any High Court unless his name is entered in the roll of advocates (with an exception for attorneys of the High Court). On these bases the court concluded that an agent under a power-of-attorney has no right of audience in Court and answered Question No. 1 in the negative.
- Entitlement to notice (Question No. 2): The respondent relied on provisions in Order 39 of the Original Side Rules (and analogous Appellate Side rules) relating to vakalats and the position of pleaders on record to claim that, because his power-of-attorney had not been revoked, Krishnammal could not appoint a vakalat for another practitioner. The court rejected this contention for two principal reasons: first, because an agent under a power-of-attorney has no right of audience, the supposed authorization to plead is ineffective; and second, the court reasoned that the procedural rules (e.g., Order 39) relate specifically to pleaders (those who have a right to plead) and do not put a power-of-attorney given to a recognised agent in the same category as a vakalat granted to a legal practitioner. Accordingly, Question No. 2 was answered in the negative.
- Carrying on business as solicitor or attorney (Question No. 3): The court reasoned that to "carry on business" as a solicitor or attorney is to "practise." While the Indian Bar Councils Act does not define "practise" exhaustively, the court accepted that it must include everything a legal practitioner does in the High Court such as drafting and filing plaints, judges' summons, affidavits, issuing legal process and charging fees. The court observed that whether an agent is "carrying on business" would depend on facts, including habitual conduct, taking business premises or holding himself out as a law agent for remuneration. The English authority (Ainsworth) was cited to show that even a single isolated act may constitute acting as a solicitor. On this basis the court concluded that a power-of-attorney agent cannot carry on business as a solicitor or attorney and answered Question No. 3 in the negative.
- General observations: The court emphasized that the respondent's claimed rights would, if allowed, place him on the same footing as admitted members of the legal profession—who are subject to admission rules, professional conduct rules, professional etiquette and disciplinary control—whereas the respondent need not possess any specified qualifications, be bound by professional rules, or be subject to disciplinary control. The court pointed to the respondent's admission that his remuneration was contingent on success as an example of conduct that would expose an admitted practitioner to disciplinary action for speculative litigation, illustrating the potential evils of allowing the respondent's claim.
Holding and Implications
Holding: The court answered all three questions in the negative and rejected the respondent's claims. In precise terms: All three questions were answered in the negative.
Direct consequences for the parties (implications):
- The respondent, as a holder of a power-of-attorney, has no right of audience in Court and cannot plead for his principal in the High Court.
- The respondent is not entitled, by virtue of his power-of-attorney, to prevent his principal from appearing in person or appointing an advocate; the procedural protections and rules concerning vakalats and pleaders do not equate a recognised agent's power-of-attorney with a vakalat held by a legal practitioner.
- The respondent cannot carry on business as a solicitor or attorney (i.e., cannot "practise" as a legal practitioner by drafting, filing, issuing legal process and charging fees in that capacity) without violating the statutory and rule-based framework governing who may practise.
The opinion does not announce any novel legal rule beyond applying existing Letters Patent provisions, Civil Procedure Code provisions, the Indian Bar Councils Act and cited authorities to the facts; it resolves the three questions against the respondent and highlights the regulatory and disciplinary protections that attend legal practice in the High Court.
1. This matter has been referred to us by Gentle, J.
2. The following questions have been raised, namely:
(1) Whether an agent with a power-of-attorney to appear and conduct judicial proceedings has the right of audience in Court;
(2) Whether the agent is entitled to notice if his principal wants to appear and conduct the proceedings himself in person or appoints an advocate to appear for him; and (3) Whether the power-of-attorney agent can carry on business as a solicitor or attorney, drafting, engrossing and filing plaint, judge's summons, affidavits and generally issuing legal process and charge fees to the principal.
3. That all three questions stand to be answered in the negative seems to us to be clear; but as the respondent has definitely asserted a right to the notice specified in Question No. 2 and certainly by strong implication if not by his conduct to the right of audience stated in Question No. 1 and the matters in Question No. 3 also arise both out of his conduct and claim, we consider that this matter which is of course of extreme importance to the legal profession should be fully discussed by us.
4. The matter arises in the following way. The respondent is the holder of a power-of-attorney given to him by one Krishnammal, a widow. Krishnammal had filed a suit in the Madras City Civil Court against her sister Thayarammal to get her half share in the assets of one Palla Kuppammal deceased and it was necessary to apply for a search and get copies of the records in O.P. No. 58 of 1935 (T.O.S. No. 7 of 1935) on the file of the High Court and to take further proceedings therein. Being unable to stay in Madras she appointed the respondent as agent:
To search the records and apply for copies thereof in tile above matter, to file into and receive from Court all papers relating thereto, to swear affidavits, to file necessary petitions and to verify and sign the same, to appear and plead in Court in person on my behalf, to engage advocates if necessary and to sign in their vakalats, to do all acts necessary in the conduct of the above proceedings and in furtherance thereof.
5. In the before-mentioned litigation (T.O.S. No. 7 of 1935) a petition was posted on 16th November, 1936, before the Master and on that date, when the petition was called on, Mr. T.R. Srinivasa Aiyangar appeared on behalf of Krishnammal having been given a vakalat by her. The petition was adjourned and the respondent filed an affidavit on the 26th November, 1936, stating that Krishnammal had neither orally nor in writing intimated to him that she did not wish him to appear in the litigation and without revoking his power-of-attorney (which he marked as an exhibit) had engaged Mr. T.R. Srinivasa Aiyangar and he further stated that Krishnammal did this in order to deprive him of the remuneration due to him payable by her, and he claimed that the power-of-attorney was of the same force and validity as that of a vakalat and that, unless it was revoked by formal proceedings through Court, no orders could be passed on the petition. Therefore, by reason of the authority given to him in the power-of-attorney, he claimed the same right as a legal practitioner who has been given a vakalat; and since the power-of-attorney authorises him to plead in Court it follows that he claims that right; and indeed we are informed that either in these proceedings or in some other Lakshmana Rao, J., allowed him to address the Court. In view of the claim put forward by the respondent in the affidavit referred to, the Master posted the matter before Gentle, J., for orders and he has referred the matter to us and it has been fully argued here by by the learned Counsel for the petitioner, Krishnammal, the Bar Council, the Avocates' Association and the Attorneys' Association; and we have also heard the respondent in person. We may say at once that there is an unreported Bench decision of this High Court directly in point on the first question in C.M.P. No. 498 of 1911 where it was held by Benson and Sundaram Aiyar, JJ., that a right to appear in Court for his principal given to a recognised agent by Order 3, Rules 1 and 2, Civil Procedure Code, does not include a right to plead, that it means simply that one can take proceedings to submit oneself to jurisdiction, that the High Court has under the Letters Patent and the Legal Practitioners Act and under Sections 119 and 122, Civil Procedure Code, power to make rules as to who shall plead for parties before the High Court in its original and appellate jurisdiction and in the lower Courts, that Section 10 of the Letters
6. Patent makes provision with regard to who alone can plead before the High Court and that others such as recognised agents cannot have the right to plead. There are also two decisions of the Calcutta High Court upon this point, namely,
7. Hurchand Ray Gobourdhon Das v. The Ben gal-Nagpur Railway Co. (1914) 19 C.W.N. 64 and In re Eastern Tavoy Minerals Corporation, Ltd. (1933) I.L.R. 61 Cal. 324 In the former, a recognised power-of-attorney agent claimed a right to plead in Court on behalf of his principal under Order 3, Rule 1, Civil Procedure Code, but it was held by Jenkins, C.J., and Chatterjee, J., that he had no right of audience; and in the latter case, a director of a company holding a power-of-attorney authorising him to appear for and on behalf of the company, to conduct and represent the company, in the proceedings claimed the right of audience on behalf of the company, and, applying the ruling in the former case, it was held that he had no right of audience. It is plain from these three cases that Rules 1 and 2 of Order 3, Civil Procedure Code, do not give the recognised agent any right to plead in Court on behalf of his principal either in the appellate or original sides of the High Court and, even if it could be contended successfully that Order 3 gives a right to a recognised agent to plead in Court on the appellate side, it is clear that he can have no such right of audience on the original side because of Section 119 which provides that:
Nothing in this Code shall be deemed to authorise any person on behalf of another to address the Court in the exercise of its original civil jurisdiction, or to examine witnesses, except where the Court shall have in the exercise of the power conferred by its Charter authorised him so to do, or to interfere with the power of the High Court to make rules concerning advocates, vakils and attorneys.
8. The respondent certainly has not been authorised by the High Court to do so. In this connection els. 9 and 10 of the Letters Patent are important. Clause 9 relates to the powers of the High Court as to the admission of advocates, vakils and attorneys; and such advocates, vakils and attorneys as have been approved, admitted and enrolled by the High Court are authorised to appear for suitors in the High Court and plead or act for them according as the High Court may by its rules and directions determine and subject to such rules and directions; and Clause 10 gives the High Court power to make rules for the qualifications and admission of proper persons to be advocates, vakils and attorneys, and empowers the High Court to remove or suspend from practice on reasonable cause advocates, vakils or attorneys, and enacts thus:
No person whatsoever but such advocates, vakils or attorneys shall be allowed to act or to plead for, or on behalf of any suitor in the said High Court, except that any suitors shall be allowed to appear, plead or act on his own behalf or on behalf of a co-suitor.
9. These two clauses are sufficient to dispose of the respondent's claim and in addition, Section 8 of the Indian Bar Councils Act is equally definite. It is as follows:
No person shall be entitled as of right to practise in any High Court, unless his name is entered in the roll of the advocates of the High Court maintained under this Act:
Provided that nothing in this sub-section shall apply to any attorney of the High Court.
10. Section 9 empowers the Bar Council with the previous sanction of the High Court to make rules to regulate the admission of persons to be advocates of the High Court. It must be observed that Section 8 is not limited to the right to "plead" but to the right to "practise". The Legal Practitioners Act is similarly decisive as regards the mofussil Courts. The answer to Question No. 1 is so clear that no further reference to statutes or decided cases is necessary and it must be in the negative.
11. The respondent's contention regarding Question No. 2 is based on the claim that because of his power-of-attorney he stands in the same position as that of an advocate holding a vakalat by reason of Order 39 of the Original Side Rules. Rule 1 of that order prohibits a pleader from appearing, pleading or acting in any suit unless he has filed his vakalat in Court in accordance with the rules and his. appointment continues under Rule 2 until the death of his client or it is revoked under Rule 3, which provides that the appointment may be revoked by an order upon a Master's Summons in Chambers. Under Rule 2-A if there is already a pleader on record a pleader proposing to file an appointment in the suit may not do so unless he produces the written consent of the pleader on record or unless, where the consent of such pleader is refused, he obtains the special permission of the Court; and Rule 5 prevents a party who has filed an appointment of a pleader from appearing before the Court except in the absence of his pleader or to make any application or do any act in person so long as the appointment is in force; and there are similar provisions in the Appellate Side Rules. By reason of these rules the respondent claims that as his power-of-attorney authorising him to appear in Court and plead on behalf of Krishnammal has not been revoked, she is not entitled to give an appointment to Mr. T.R. Srinivasa Aiyangar to act for her. But as an agent under a power-of-attorney has no right of audience in Court, it follows that the power-of-attorney authorising him to plead is of no force whatsoever and upon that ground alone his contention must fail. But quite apart from that difficulty, there is no warrant whatever for putting a power-of-attorney given to a recognised agent to conduct proceedings in Court in the same category as a vakalat given to a legal practitioner, though probably the latter may also be described as a power-of-attorney. The very rules upon which the respondent relies show that such a power-of-attorney or appointment as it is called is confined only to pleaders, that is, those who have a right to plead in Courts; and Question No. 2 must, therefore, also be answered in the negative.
12. Question No. 3 raises some important points and, as it is drafted, does not present any difficulty. Obviously a power-of-attorney agent cannot carry on " Business " as a solicitor or attorney. To carry on business in such capacity is to practise. What exactly the word " practise " used in Section 8 of the Indian Bar Councils Act means is not defined in the Act but it certainly must be taken to mean and include everything that a legal practitioner does as such in the High Court such as Question No. 3 refers to, namely, drafting, engrossing and filing plaints, Judges' summons, affidavits, generally issuing legal process, and although it is not necessary to say what would constitute carrying on a " business", and each case would depend upon its facts, a clear case of it would be where an agent has made a habit of doing so, though even one instance, might be sufficient or if an agent were to take business premises and to hold himself out as a law agent prepared to act in such matters for remuneration. Even one isolated act has, in England, been held to constitute "acting as a solicitor" rendering persons guilty of such conduct liable to be dealt with under Section 26 of the Solicitors Act of 1860 for contempt of Court. (Ainszuorth, In re: The Law Society, Ex parte (1905) 2 K.B. 103.) In that case, an unqualified person gave as agent for the defendant in an action the notice of appearance to the writ required by Order 12, Rule 9, of the Supreme Court Rules, to be given by the defendant to the plaintiff or his solicitor and he was held to be acting in contravention of section 2 of the solicitors act of 1843 which prohibits any unqualified person from "acting as a solicitor" or "carrying on any proceeding" in the superior Courts. There, the unqualified person does not appear to have done this for remuneration at all and there does not seem to be any reason why even one isolated instance here should not suffice to constitute carrying on business or practising. As it stands, therefore, Question No. 3 has clearly to be answered in the negative also. In conclusion, we would add the following general observations with regard to what the claim put forward by the respondent really amounts to. It is that he should be accorded all the rights and privileges which are enjoyed by members of the legal profession whose qualifications for admission to its ranks are laid down in the rules made by the Bar Council with the sanction of the High Court, and whose professional conduct thereafter is regulated by rules of practise and professional etiquette and who are subject to the disciplinary control of the High Court; whereas the respondent need possess no qualifications whatsoever as regards education and character and is not bound by any rules of professional conduct or etiquette and is not subject to the disciplinary control of the High Court or of any one; and there can be no better example than this case itself affords of the highly objectionable result such a claim may lead to and actually has led to here, because the respondent claims to be remunerated by his principal for his services in question and before us stated that the condition regulating his payment is that he is to receive it only if the result of the proceedings is successful but not otherwise. On his own admission, this is a transaction which, if entered upon by a legal practitioner, would at once render him liable to strong disciplinary action, for to engage in speculative litigation is a grave breach of professional conduct. Yet his claim is that he is free to undertake such business and this is only one example of probable resultant evils.
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