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S.K.M.R.M. Somasundaram Chettiar v. Rm. Ar. Ar. Rm. Arunachalam Chettiar

Madras High Court
Mar 3, 1932
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Structured Summary of the Opinion

Factual and Procedural Background

This is an application for leave to appeal in forma pauperis against a decree of the Sub‑Court of Devakottah in an original suit. The petition first came before Jackson, J., who called for a report from the Sub‑Court on the pauperism of the appellants (who are defendants in the original suit); the Sub‑Court's report was in the appellants' favour. The matter then came before Wallace, J., when the learned advocate for the respondent claimed that the respondent should be heard before the petition was disposed of. Because of the established practice of this Court not to hear the respondent at that stage, Wallace, J. referred the matter for disposal before a Bench of two Judges. The two‑Judge Bench heard the matter and decided whether the respondent is entitled, as of right, to be heard before leave to appeal in forma pauperis is granted.

Legal Issues Presented

  1. Whether, under the proviso to Order 44, Rule 1 of the Code of Civil Procedure, the respondent is entitled as of right to be heard before leave is granted to an appellant to file an appeal in forma pauperis.
  2. Whether Form No. 11 in Appendix G (the notice form) or the provisions applicable to pauper suits (Order 33, Rules 5 and 7), by force of Order 44, Rule 1, create a right in the respondent to be heard at the stage of admission of a pauper appeal.
  3. Whether the analogy relied upon from Krishnaswami Panikondar v. Ramaswami Chettiar (Privy Council) applies so as to require notice to the respondent before admission of a pauper appeal.

Arguments of the Parties

Respondent's Arguments

  • The respondent contended that at the stage when leave to appeal in forma pauperis is sought he is entitled, as of right, to be heard on whether the decree of the Lower Court is contrary to law, to usage having the force of law, or is otherwise erroneous or unjust.
  • Reliance was placed on two decisions said to support the right to be heard: Tilak v. Akil (A.I.R. 1931 Pat. 183 (F.B.)) and Basant Kuar v. Chandu Lal (A.I.R. 1929 Lah. 514), which were represented as disapproving the opposite practice and holding that the respondent must be heard before leave is granted.
  • The respondent relied on Form No. 11 in Appendix G (notice form) and argued that the form indicates the respondent should be given an opportunity to show cause why the applicant should not be allowed to appeal as a pauper.
  • It was argued that Order 44, Rule 1 makes provisions applicable to suits by paupers (Order 33) applicable to pauper appeals "in so far as those provisions are applicable," and that Order 33 Rules 5 and 7 entitle the respondent to be heard.
  • As an additional argument the respondent relied on Krishnaswami Panikondar v. Ramaswami Chettiar (Privy Council) — asserting an analogy that the respondent obtains a "valuable right" by virtue of the appellant's pauperism and therefore should be heard when the appeal is admitted.

Applicant/Appellant / Court's Counterarguments (as recorded)

  • The long‑standing practice of the Court (for at least 32 years) has been not to hear the respondent at this preliminary stage; this practice is prima facie evidence of correctness and has been adhered to.
  • Order 44, Rule 2 specifically provides for an inquiry into pauperism and states that if the applicant has already been allowed to sue or appeal as a pauper a further inquiry is unnecessary; where a notice is given with reference to pauperism the respondent's opportunity is to show that the applicant is not a pauper, not to argue the merits of the decree under the proviso.
  • Form No. 11 should not be allowed to extend or alter the meaning of the Code's rules; it pertains to cases where notice is given about pauperism and does not enlarge the respondent's right to be heard on the proviso's subject‑matter.
  • Rules 5 and 7 of Order 33 (applicable to suits by paupers) are not directly applicable to pauper appeals; the proviso to Rule 1 of Order 44 is a complete and self‑contained provision addressing the admission of pauper appeals and provides the analogous protection in appeals that Order 33 provides for suits.
  • The Privy Council decision relied upon (Krishnaswami Panikondar) concerns a materially different context (excusing delay in filing appeals and the vested rights arising at the end of prescribed periods) and is not analogous to the present question.
  • The Court may, as an indulgence, hear the respondent if it chooses, but the respondent is not entitled as of right to be heard at this stage; grant of leave does not amount to a final conclusive determination that the decree is erroneous or contrary to law, and the respondent will have the opportunity to contest the appeal at its hearing.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Tilak v. Akil, A.I.R. 1931 Pat. 183 (Full Bench) Held that respondent is entitled to be heard as of right before leave is granted (disapproved earlier Patna practice). The Court noted the decision and explicitly stated it was not inclined to accept the reasoning of the Patna Full Bench; the Court disagreed that Tilak v. Akil establishes a right to be heard at this stage.
Basant Kuar v. Chandu Lal, A.I.R. 1929 Lah. 514 Reached the same conclusion as the Patna Full Bench (that respondent should be heard before leave is granted). The Court observed the Lahore decision but held that it did not persuade it to change the established practice; the Court rejected the contention that these decisions create a right to be heard in all cases.
Veerappa Chatty v. Ma Tin, A.I.R. 1925 Rang. 250 Authority cited for the proposition that at the preliminary stage the rest of the record ought not to be seen beyond the judgment and decree. The Court relied on this authority to support the plain reading of the proviso's instruction to "peruse" only the application and the judgment and decree appealed from at the admission stage.
Parasuramudu v. Raraanna (Ramanna), (1925) 49 M.L.J. 353 Expressed the view that the respondent does not have locus standi to require to be heard at this preliminary stage. The Court cited this decision in support of its conclusion that the respondent is not entitled as of right to be heard before the admission of a pauper appeal.
In re Chennamma, (1929) I.L.R. 53 Mad. 245 : 58 M.L.J. 195 Held that Order 44, Rule 1 does not contemplate a definite and final conclusion at the leave stage; it is enough that the applicant shows prima facie a good case to obtain leave. The Court relied on this decision to show that the rule contemplates only a prima facie consideration and therefore does not confer a right on the respondent to be heard to obtain a final determination at the leave stage.
Krishnaswami Panikondar v. Ramaswami Chettiar, (1917) L.R. 45 I.A. 25 : I.L.R. 41 M. 412 : 34 M.L.J. 63 (Privy Council) Privy Council observed that before excusing delay in filing appeals, notice should go to the respondent because the respondent acquires a vested right; relied upon by respondent for an analogy. The Court held the analogy inapplicable to pauper appeals: the circumstances differ and the Privy Council observations on delay and vested rights do not bear on the question of hearing the respondent before admission of a pauper appeal.

Court's Reasoning and Analysis

The Court conducted a textual and contextual analysis of the proviso to Rule 1 of Order 44 and related provisions:

  1. The Court began from the language of the proviso to Rule 1 of Order 44 which requires that "the Court shall reject the application unless, upon a perusal thereof and of the judgment and decree appealed from, it sees reason to think that the decree is contrary to law ... or is otherwise erroneous or unjust." The Court read the word "perusal" to mean that the Court is to form its view on the documents specified (the application, judgment and decree) without necessarily admitting further material or hearing the respondent as a matter of right at that stage.
  2. The Court emphasized that Order 44, Rule 2 expressly provides for an inquiry into pauperism and that when an applicant has already been allowed to sue or appeal as a pauper, further inquiry is unnecessary. Thus, where notice is issued in relation to pauperism, the respondent's opportunity is to contest pauperism, not to obtain a substantive hearing on the merits under the proviso.
  3. The Court rejected the contention that Form No. 11 (Appendix G) should be read so as to alter the substantive rules in the Code. The Court held that a form in the Appendix cannot be read to enlarge or modify statutory provisions — the Form relates to notice about pauperism and does not create a right to be heard on the proviso's merits question.
  4. The Court examined Order 33 (provisions for suits by paupers) — in particular Rules 5 and 7 — and concluded that those rules are not directly applicable to pauper appeals. The Court reasoned that the proviso to Rule 1 of Order 44 itself supplies the analogous procedure for appeals and is a complete provision; therefore it is not necessary or proper to import into the proviso the full operation of Order 33 Rules 5 and 7.
  5. The Court addressed precedents relied upon by the respondent. It noted the Patna Full Bench decision (Tilak v. Akil) and the Lahore decision (Basant Kuar) but declined to follow them, on the ground that the textual reading of the proviso and the self‑contained nature of the admission procedure for pauper appeals do not support a right to be heard as of right. The Court also found the Privy Council decision relied upon to be inapposite on its facts and principle.
  6. The Court acknowledged that it may, as a matter of indulgence, hear the respondent if it chooses; but it concluded that the respondent is not entitled to insist on being heard at this stage and that the grant of leave does not amount to a final and binding determination that the lower decree is erroneous — the respondent will have the opportunity at the hearing of the appeal to show that the decree is correct.
  7. The Court supported its approach by reference to two earlier decisions of the same Court (Parasuramudu v. Raraanna and In re Chennamma) which were cited as supporting the conclusion that a prima facie case suffices at the leave stage and that the respondent does not possess a right to be heard for a final determination at that stage.

Holding and Implications

Holding:

Leave to appeal in forma pauperis is granted.

Implications and consequences:

  • The Court held that the respondent is not entitled, as of right, to be heard before the admission of an appeal in forma pauperis under the proviso to Order 44, Rule 1; the Court may, however, hear the respondent as a matter of indulgence if it chooses.
  • The grant of leave at this preliminary stage does not amount to a final or conclusive determination that the decree appealed from is erroneous or contrary to law; the respondent retains the opportunity to contest the appeal at its hearing and to argue that there is no substance in the appeal.
  • The Court rejected the respondent's attempt to derive a right to be heard from Form No. 11 and from the full application to appeals of Order 33 Rules 5 and 7; it treated the proviso to Order 44, Rule 1 as a self‑contained provision governing admission of pauper appeals.
  • The opinion relied on and reaffirmed previous decisions of this Court (Parasuramudu and In re Chennamma) to the extent of supporting the view that a prima facie showing suffices at the leave stage and that a respondent has no automatic right to a hearing before admission of a pauper appeal.

Note: This summary is strictly confined to the matters stated in the provided opinion. No information has been added beyond what appears in the text.

Show all summary ...

1. This is an application for leave to appeal in forma pauperis against the decree of the Sub-Court of Devakottah in an original suit. This petition originally came on before our brother Jackson, J., who called for a report from the Sub-Court on the pauperism of the appellants who are defendants in the original suit. The report was in their favour. The matter next came on before our brother Wallace, J., when it was claimed by the learned advocate for the respondent that he should be first heard before the petition is disposed of. Having regard to the practice of this Court not to hear the respondent at this stage, the learned Judge referred the matter for disposal before a Bench of two Judges. This is how it conies on before us.

2. Undoubtedly the practice of this Court has been for at least the last 32 years, during which period I have been in touch with it, not to hear the respondent on the question whether the decree of the Court below is "contrary to law or to some usage having the force of law, or is otherwise erroneous or unjust," as provided for in the proviso to Order 44, Rule 1. I do not mean to say that a practice ought to be adhered to merely because it is of long standing, even though we now find it to be erroneous; but I think it may be said that a long-standing practice is prima facie proof that it is really correct; for otherwise some learned advocate of this Court would have objected to it and would have claimed to be heard. Anyhow, we have now to consider the question on the merits.

3. The learned advocate for the respondent relied upon two decisions, Tilak v. Akil A.I.R. 1931 Pat. 183 (F.B.) and Basant Kuar v. Chandu Lal A.I.R. 1929 Lah. 514. In the first of these decisions a Full Bench of the Patna High Court dissented from an earlier decision of Dawson Miller, C.J., and another learned Judge and disapproving the practice of that Court came to the conclusion that the respondent was entitled to be heard as of right before leave was granted. In the second case the Lahore High Court had previously come to the same conclusion at a time when the Patna High Court followed the opposite practice. In what follows, the arguments in these two decisions will be noticed among others. In the first place it must be observed that Order 44, Rule 2 provides for an inquiry into the pauperism of the applicant and also provides that if the applicant was allowed to sue or appeal as a pauper, such further inquiry is unnecessary. Accordingly the practice of this Court has been to give notice to the respondent in cases where the appellant had not already been found to be a pauper so as to give him an opportunity to show that the applicant is not a pauper. Order 44 does not provide for a notice to be given to the respondent in all cases. The proviso to Rule 1 says, The Court shall reject the application unless, upon a perusal thereof and of the judgment and decree appealed from, it sees reason to think....

4. On the face of it this suggests that the Court should come to its conclusion about the erroneous nature of the Lower Court's decree on a perusal of the application and the judgment and decree appealed against. At this stage even the rest of the record ought, not to be seen. Vide Veerappa Chatty v. Ma Tin A.I.R. 1925. Rang. 250. If it was intended by the Legislature that the Court should issue a notice to the respondent before granting leave, this proviso would have expressly referred to it. It would have run:

Upon a perusal thereof and of the judgment and decree appealed from, and upon hearing the respondent alter notice, etc. or some words to that effect. Prima facie, therefore, a notice to the respondent is not contemplated by the rule, and it cannot be said that at least in those cases where notice has gone in respect of the pauperism the respondent has a claim to be heard. This will introduce an anomaly that in one set of cases the respondent has got a right to be heard before leave is granted and in another set he has no such right, the difference merely arising out of the fact that the applicant has or has not been previously found to be a pauper. To avoid this anomaly the learned advocate for the respondent contends that the respondent is entitled to be heard in all cases, and in support of this proposition he relies on Form No. 11 in Appendix G to the Civil Procedure Code. In the Form the notice is thus described:

Notice is hereby given to you that if you desire to show cause why the applicant should not be allowed to appeal as a pauper, etc.

5. It seems to me that the Form appended to the Code should not be allowed to extend the meaning of the sections and the rules in the Code. The Form has to be construed with reference to Order 44, Rule 1 and not that Order 44, Rule 1 should be construed with reference to the Form. In my opinion, Form No. 11 only refers to cases where notice is given with reference to Rules 1 and 2 and the respondent is given an opportunity; and as the notice is given only with reference to pauperism, the Form itself only gives an opportunity to the respondent to show that the applicant is not a pauper. It has nothing to do with reference to the question mentioned in the proviso.

6. The learned advocate next argued that in the first part of Rule 1 all provisions applicable to suits by paupers are extended to appeals in so far as those provisions are applicable; and that Order 33 which is applicable to pauper suits shows that a pauper application should be rejected if the allegation in the plaint do not show a cause of action. Rule 7, Clause (2) which refers us to Rule 5 shows that if the plaintiff's allegations do not show a cause of action, the pauper application should be rejected. But reading Rules 7 and 5, it is clear that the provisions of these rules are not directly applicable to pauper appeals. They are applicable only if the language of these rules can be altered. In my opinion, these rules are not applicable to appeals and because these rules are not applicable and the Appellate Court cannot address itself to the question whether the plaint shows a cause of action, the Legislature proceeded to enact a provision analogous in the proviso, viz., that the Appellate Court should address itself to the question whether the Lower Court's decision is erroneous or unjust. The insertion of the proviso is practically an additional argument that Rules 5 and 7 are inapplicable to appeals. The applicability of Rules 5 and 7 is one of the main grounds for the conclusion of the Patna High Court. But for the reasons mentioned above, I am unable to agree with the decision of that Court.

7. It is true that both in the case of pauper suits and pauper appeals the Legislature thought it necessary to impose some limitation on the right of suit or appeal in forma pauperis for the protection of the litigant opposed to the pauper from frivolous suits or appeals. Such protection in the case of suits appears in Order 33, Rule 5. This rule not being applicable to appeals, analogous protection in the case of appeals is mentioned in the proviso. Once the proviso is there, I do not think we can fall back upon Order 33, Rules 5 and 7. The proviso being complete by itself, we cannot import into it the idea that apart from the rule the respondent is, as a matter of general principle, entitled to notice before leave is given. It is true that an order passed without notice to the respondent ought not to be binding upon him; but nobody says that leave once having been given the order granting leave is conclusive, that the judgment appealed against is erroneous or contrary to law; and at the actual hearing of the appeal the respondent would have an opportunity of showing that the decree appealed against is in accordance with law and is not erroneous or unjust. So that, I do not agree with the Lahore High Court in thinking that if leave is granted it amounts to an order binding on the respondent without his having been heard. Mr. Patanjali Sastri relied on the analogy of a decision in Krishnaswami Panikondar v. Ramaswami Chettiar (1917) L.R. 45 I.A. 25 : I.L.R. 41 M. 412 : 34 M.L.J. 63 (P.C.) where the Privy Council observed that before excusing the delay in the filing of appeals, notice should always go to the respondent in the first instance. That relates to an entirely different matter and I do not see any analogy between the two proceedings. At the end of the period prescribed for filing an appeal the respondent gets a vested right in the judgment and that right ought not to be lightly disturbed and therefore notice ought to go to him before the delay is excused. But apart from that consideration the real ground for the observation of the Privy Council was that there should be no uncertainty about the question of the delay in filing the appeal until the final hearing of the appeal and until heavy costs are incurred.

8. I do not mean to say that if the Court is inclined to hear the respondent before making the order it may not hear. I do not suggest that there is anything illegal if the Court hears the respondent. All that I intend to lay down is that the respondent is not entitled to be heard as a matter of right and the Court is not bound to hear him. In my opinion the present practice is salutary and the opposite practice will either lead to double expenditure of time or to injustice. Above all, this conclusion of mine is supported not only by the plain language of the proviso which vises the word "perusal" but also two decisions of our Court. Vide Parasuramudu v. Raraanna (1925) 49 M.L.J. 353 and In re Chennamma (1929) I.L.R. 53 Mad. 245 : 58 M.L.J. 195. In this particular case we think leave to appeal as a pauper ought to be granted. I accordingly give leave.

Madhavan Nair, J.

9. I entirely agree. The question is whether the long-established practice of this Court not to hear the respondent when leave is granted to the appellant to file his appeal in forma pauperis is in consonance with the provisions of the Code of Civil Procedure relating to pauper appeals. The respondent has come before us in response to the notice issued to him in connection with the inquiry into the pauperism of the appellant. He now contends that at this stage he is entitled as of right to be heard on the question whether the decree of the Lower Court is contrary to law or to some usage having the force of law or is otherwise erroneous or unjust.

10. The answer to the point raised by the respondent is, in my opinion, to be found in the proviso to Rule 1 of Order 44 which relates to the procedure on the application made by a pauper for the admission of his appeal. The proviso runs thus:

Provided that the Court shall reject the application unless, upon, a perusal thereof and of the judgment and decree appealed from, it sees reason to think that the decree is contrary to law or to some usage having the force of law, or is otherwise erroneous or unjust.

11. Prima facie there is nothing in this proviso to show that the respondent should be heard before the admission of the appeal filed by a pauper. It states that the Court shall peruse the application, and the judgment and the decree appealed therefrom and shall reject the application unless it sees reason to think that the "decree is contrary to law...unjust". It is clear from this that the Code enjoins upon the Court to make up its mind by itself regarding the admission or rejection of the appeal without any help from outside, i.e., without hearing the respondent. It shall peruse the application and the judgment and the decree appealed therefrom and then decide the question. Of course the Court as a matter of indulgence may, if the respondent is present, allow him to help it in making up its mind, but I do not think the respondent can at this stage insist that he should be heard. If the Legislature thought that the respondent should be heard it might well have embodied a provision to that effect in this proviso.

12. Two main grounds are urged by the respondent in support of his contention that he has a right to be heard before leave is granted to the appellant. First, he relies on Form No. 11 in Appendix G to the Code of Civil Procedure which describes the notice of appeal in forma pauperis under Order 44, Rules 1 and 2. The notice is in these terms:

Notice is hereby given to you that if you desire to show cause why the applicant should not be allowed to appeal as a pauper an opportunity will be given to you of doing so on the aforementioned date.

13. In my opinion this Form should not be interpreted in a way which will modify the provision of the Code already referred to which is very explicit. As pointed out by my learned brother this Form refers to cases where notice is given to the respondent with respect to the inquiry relating to the pauperism of the appellant and in such cases the respondent may argue that the applicant is not a pauper. It should be remembered that the respondent has no right to receive notice in all cases. I do not think that because notice is issued to the respondent in connection with the inquiry into the pauperism of the appellant, he has a right to take advantage of this opportunity to argue that the appeal should not be admitted. If this privilege is accorded to him then the scope of the proviso to Rule 1 of Order 44 is considerably extended.

14. The next argument of the respondent has reference to Rule 1 of Order 44. This rule states that pauper appeals are ...subject in all matters, including the presentation of such application, to the provisions relating to suits by paupers, in so far as those provisions are applicable.

15. Order 33 contains the provisions relating to suits by paupers. Rule 5 of this Order specifies the various grounds on which a Court shall reject as application to sue as a pauper one of which is where the allegations in the suit do not show a cause of action. If the petition is not rejected then the Court shall fix a day of which notice will be given to the Government Pleader and the opposite party for receiving evidence as to the pauperism of the applicant (see Rule 6). On the day so fixed, after taking the evidence produced before it, Sub-rule (2) of Rule 7 says that the Court shall also hear any argument which the parties may desire to offer on the question whether, on the face of the application and of the evidence (if any) taken by the Court as herein provided, the applicant is or is not subject to any of the prohibitions specified in Rule 5.

16. Under these provisions it is clear that when the pauperism of the applicant is enquired into the respondent has a right to be heard on the question whether the applicant is or is not subject to any of the prohibitions contained in Rule 5 It has been held by the Patna High Court that by force of Order 44 Rule 1, Rules 5 and 7 of Order 33 are applicable to pauper appeals, and as under these rules the respondent is as a matter of right entitled to be heard, so he has a right to be heard when leave to appeal in forma pauperis is granted to the appellant. This decision is strongly relied on by the respondent in support of his contention. It seems to me that having regard to the language of Rules 5 and 7 the provisions of those rules cannot be applied to pauper appeals. Further, special provision with regard to the procedure to be adopted for the admission of pauper appeals is enacted in the proviso to Rule 1 of Order 44. This shows clearly that the Legislature never intended that Rules 5 and 7 of Order 33 should be applied to pauper appeals. A procedure for the admission of the pauper appeals complete in itself having been provided for in the proviso to Rule 1, there is no need to refer to other provisions of the Code to supplement that procedure. For these reasons I am, with great respect, not inclined to accept the reasoning in Tilak v. Akil A.I.R. 1931 Pat. 183 (F.B.). The fact that the appellant is allowed to appeal in forma pauperis does not mean that the respondent is precluded from arguing at a later stage that there is no substance in the appeal and that it should be dismissed.

17. Lastly, it was urged having regard to the decision of the Privy Council in Krishnaswami Panikondar v. Ramaswami Chettiar (1917) L.R. 45 I.A. 25 : I.L.R. 41 M. 412 : 34 M.L.J. 63 (P.C.) that as in the case of the successful party in a time-barred appeal who has obtained the "valuable right" of a final decree in his favour by mere effluxion of time, the respondent here has also acquired "the valuable right" of a final decree in his favour on account of the "pauperism" of the appellant, and that therefore as in the other case the respondent in this case also should be heard at the time when the appeal is admitted. It is clear to my mind that the two cases are not at all similar and that the observations of the Privy Council in Krishnaswami Panikondar v. Ramaszvami Chettiar (1917) L.R. 45 I.A. 25 : I.L.R. 41 M. 412 : 34 M.L.J. 63 (P.C.) have no bearing on the question before us which in my opinion should be decided with reference to the special rules provided for the purpose in the Code itself.

18. The view that I have taken of the proviso to Rule 1 of Order 44 is supported by two decisions of this Court. In Parasuramudu v. Ramanna (1925) 49 M.L.J. 353 Srinivasa Aiyangar, J., expressed the opinion that he was not satisfied that "he (the respondent) has got any locus standi to appear at this stage and require to be heard..." In In re Chennamma (1929) I.L.R. 53 Mad. 245 : 58 M.L.J. 195 it was held that Order 44, Rule 1 of the Civil Procedure Code does not contemplate that, before granting leave to appeal in forma pauperis, the Court should arrive at a definite and final conclusion that the decree complained against is contrary to law or otherwise erroneous or unjust; it is enough if the applicant shows that he has prima facie a good case, and if he does so, leave to appeal should be granted. (See the head-note.)

19. This decision shows by implication that the respondent has not under Order 44, Rule 1 a right to be heard, for, if he has such a right the Court would be in a position to arrive at a definite and final conclusion on the question whether the decree complained against is contrary to law or to some usage having the force of law or is otherwise erroneous or unjust, which according to this decision is not contemplated by the rule.

20. For the above reasons I would overrule the respondent's arguments that he has a right to be heard at this stage.

21. I agree with my learned brother that in this case leave to appeal as a pauper should be granted.