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Raghunath v. Emperor
Summary of Judgment — King, J.
Factual and Procedural Background
This is an appeal by Raghunath and six other persons convicted under Section 304, Indian Penal Code. Two appellants, Kishan Sarup and Bishan Sarup, were sentenced to eight years' rigorous imprisonment; the other five appellants received six years' rigorous imprisonment.
The prosecution story, as found in the opinion, is that on 7 May 1932 Kishan Sarup and Bishan Sarup (zamindars and residents of Kanth) arrived at the village of Qasimpur with about 13 or 14 men to collect subscriptions for the defence of one Raghunath, then under trial. The party was armed with spears and lathis. They called for the village Padhan Girdhari (who was absent), then sent for his brother Kanhaiya. They demanded Rs. 15 as a subscription. Kanhaiya objected, attempted to retreat into his house, was followed and struck with a lathi by Kishan Sarup, and then Bishan Sarup allegedly ran him through with a spear. A general fight ensued between the villagers and the visiting party. Kanhaiya was taken to Kanth hospital and died the same day. The chaukidar reported to the police station that evening on information given by Ballu, Kanhaiya's nephew, and the first information report mentioned all appellants as among the rioters.
At trial, the Sessions Judge convicted the accused under Section 304 only. On appeal before King, J., the Court considered the evidence and arguments and addressed a legal question arising from the fact that the accused had not been convicted under Section 147 (rioting), despite being charged under it.
Legal Issues Presented
- Whether the omission by the trial Court to record a conviction under Section 147, IPC — or a failure to convict on that charge where the accused were expressly charged — must be treated as an acquittal of rioting, thereby preventing invocation of Section 149, IPC, to establish joint responsibility for the death.
- Whether, on appeal under Section 423 of the Criminal Procedure Code, the High Court (appellate Court) can alter the finding of the trial Court and record a conviction for an offence (such as rioting under S.147 or liability under S.149) which the trial Court either expressly acquitted or omitted to convict upon.
- Whether, on the facts found by the trial Court and as reviewed on appeal, the conduct of the accused amounted to rioting and, where fatal injury was a likely incident of the prosecution of their common object, whether they were liable under Section 304 read with Section 149, IPC.
- Whether the sentences imposed by the trial Court were appropriate for the different appellants (particularly the two alleged ringleaders versus the other five).
Arguments of the Parties
Appellants' Arguments
- The appellants argued that they were expressly charged with an offence under Section 147, IPC, but were convicted only under Section 304, IPC; because they were not convicted under S.147, it must be assumed they were acquitted of rioting.
- On that assumption of acquittal for rioting, Section 149, IPC, could not be invoked to establish joint responsibility for Kanhaiya's death.
- The appellants further argued that they could not be held jointly responsible under Section 34, IPC, because the finding was that they had no common intention to kill Kanhaiya; and, since none were found individually responsible for the death, they were entitled to acquittal.
- The appellants relied heavily on the Privy Council decision in Kisfian (Kishan) Singh v. Emperor to support the contention that an appellate or revisional court cannot convert an implied or express acquittal into a conviction.
Respondent / Government Pleader's Arguments
- The Government Pleader contended that under Section 423, CrPC, the appellate Court has power to alter the finding of the lower Court and can convict the appellant of an offence of which the lower Court had declined to convict or had acquitted.
- He relied on a trend of authorities (as cited in the opinion) holding that an appellate Court may, in an appeal from conviction, alter the trial Court's finding and record a conviction for an offence either omitted or for which the accused had been acquitted by the trial Court.
Note: The opinion records that arguments advanced on behalf of Kishan Sarup and Bishan Sarup by Mr. Kumuda Prasad were carefully considered; the opinion does not set out detailed point-by-point submissions of that counsel beyond the broad contest on leadership and participation.
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| Kisfian Singh v. Emperor (Privy Council) | Held that where an accused charged with murder (S.302) was convicted under S.304, the trial Court must be taken to have acquitted him of murder; the High Court in revision converting that acquittal into a conviction was contrary to law (interpretation of revisional powers under S.439, CrPC). | The Court distinguished this case on facts and on jurisdictional basis: Kisfian Singh concerned revisional powers (S.439), whereas the present matter is an appeal (S.423). The Court therefore concluded Kisfian Singh did not control the present exercise of appellate powers and did not preclude altering the conviction under S.304 to S.304 read with S.149. |
| Queen-Empress v. Jabanulla | Authority for the proposition that the appellate Court, under Section 423, CrPC, can alter the finding of the lower Court and find the appellant guilty of an offence of which he was acquitted by that Court. | The Court relied on this authority to support the proposition that an appellate court may convert an acquittal (or an omission to convict) into a conviction under its powers on appeal. |
| Emperor v. Sardar | Held that an appellate Court can, under Section 423, alter the lower Court's finding and convict of an offence which the lower Court declined to convict the accused of. | The Court followed this authority as part of the trend supporting the appellate power to alter findings and convict on offences omitted by the trial Court. |
| Golla Hanumappa v. Emperor (Madras High Court) | Expressed the same view that an appellate Court under S.423 may alter a finding and convict for an offence which the trial Court did not convict upon. | Used as part of a line of authorities favouring the appellate power to record convictions for offences omitted or where the lower Court declined conviction. |
| Janki Prasad v. Emperor | A Single Judge decision adopting the view that an appellate Court can, under S.423, alter the lower Court's finding and convict of an offence not recorded by the trial Court. | The Court relied on this decision as part of the consistent trend of authorities permitting appellate alteration of findings under S.423. |
Court's Reasoning and Analysis
The Court proceeded in two principal stages: (1) factual assessment of participation and leadership; and (2) legal analysis of whether the omission of a conviction under S.147 prevented the Court from invoking S.149 or converting the conviction on appeal.
Factual assessment:
- The Court reviewed the evidence and accepted the trial Court's factual conclusion that Kishan Sarup and Bishan Sarup were among the rioters and were the leaders. The Court found that the other five appellants were also participants in the fight, even though they had weaker connections to the two leaders and no specific acts of violence were shown against them individually.
- The Sessions Judge's own summary was quoted and treated as supporting a finding that the party came armed, demanded subscriptions, a fight occurred, and Kanhaiya was killed "in the course of the fight, probably by Bishan Sarup." The Sessions Judge had also observed that the armed appearance and objective made fighting and mortal injuries a foreseeable incident.
Legal analysis:
- The appellants argued that omission to convict under S.147 constituted an acquittal of rioting and thus defeated reliance on S.149. The Court considered this submission and the Privy Council decision in Kisfian (Kishan) Singh v. Emperor relied upon by the appellants.
- The Court distinguished Kisfian (Kishan) Singh on two grounds:
- Factual / inferential distinction: In Kishan Singh the trial Court had to and did apply its mind to the murder charge (S.302) and, by convicting under S.304, must be taken to have acquitted of S.302. By contrast, in the present case the Sessions Judge's judgment consistently treated the conduct as rioting; the judge simply did not record the formal conviction under S.147, probably by oversight. The Court found the trial Judge's findings amounted to a conviction under S.147 as well as S.304.
- Jurisdictional distinction: Kishan Singh concerned revisional powers under Section 439, CrPC, and the Privy Council held that a revisional Court could not convert an acquittal into a conviction. The present proceeding is an appeal under Section 423, CrPC, and the appellate Court has different powers (including the power to alter findings while maintaining the sentence).
- The Court noted a consistent trend of authorities (including Queen-Empress v. Jabanulla, Emperor v. Sardar, Golla Hanumappa, and Janki Prasad) supporting the Government Pleader's contention that the appellate Court under S.423 may alter findings and convict an appellant of an offence of which the lower Court had declined to convict or had omitted to convict.
- Applying these authorities and the facts, the Court concluded that it was open to it on appeal to alter the conviction under S.304 into a conviction under S.304 read with S.149, IPC, because the offences causing Kanhaiya's death and other injuries were incidents in the prosecution of the common object of the unlawful assembly and were likely to be committed in pursuit of that object.
- The Court expressly stated it was unnecessary to record a formal separate conviction and pass a concurrent sentence under S.147, IPC, but that the findings amounted to guilt under that provision as well.
- On sentencing, the Court analyzed roles: the two leaders (Kishan Sarup and Bishan Sarup) were influential and clearly ringleaders who used or intended force to extort subscriptions; their eight-year sentences were held not to be excessive. The other five appellants, who acted as retainers with no shown personal interest and without evidence of specific acts of violence, were subject to somewhat excessive sentences; accordingly, their terms were reduced.
Holding and Implications
Holding:
- The Court altered the conviction: the conviction under Section 304, IPC, was read as conviction under Section 304 read with Section 149, IPC.
- The appeals of Kishan Sarup and Bishan Sarup were dismissed; their sentences of eight years' rigorous imprisonment were upheld.
- The convictions of the other five appellants were maintained, but their sentences were reduced from six years to three years' rigorous imprisonment.
- If any of the appellants had been released on bail, they must surrender and serve out their sentences.
Implications:
The direct effect is the confirmation of guilt (now expressed as S.304 read with S.149) and the maintenance of the leaders' sentences, with a reduction in the sentences of the other five appellants. The Court relied on a line of appellate authorities to exercise its power under Section 423, CrPC, to alter findings and convict for an offence omitted by the trial Court; it distinguished the Privy Council decision in Kisfian (Kishan) Singh on facts and on the different powers exercised (revision under S.439 versus appeal under S.423). The opinion does not purport to establish a novel principle beyond applying existing appellate authority; the ruling is therefore a direct application of precedent to the facts rather than the creation of a new legal precedent.
Disposition
Order accordingly: appeals of the two leaders dismissed; convictions of other five maintained but sentences reduced; surrender if on bail.
King, J.:— This is an appeal by Raghunath and six other persons who have been convicted under S. 304, Penal Code. Two of the appellants, Kishan Sarup and Bishan Sarup, have been sentenced to 8 years' rigorous imprisonment and the rest to six years. The case for the prosecution, briefly, was that on 7th May 1932 Kishan Sarup and Bishan Sarup (who are zamindars and residents of Kanth) came with a number of men about 13 or 14 in all, to the village of Qasimpur, which is about 1 mile from Kanth, for the purpose of collecting subscriptions. They intended to collect subscriptions for the defence of one Raghunath, who was under trial before a Magistrate. The party came armed with spears and lathis. On arrival at Qasimpur they called for the Padhan named Girdhari, but he was not in the village. His brother Kanhaiya was then sent for and Kishan Sarup and Bishan Sarup demanded Rs. 15 from him as subscription towards Raghunath's defence fund. Kanhaiya Lal raised objections to paying the subscription and tried to go back into his house but he was followed up with abuse and Kishan Sarup struck him with a lathi. He fell down and shouted for help whereupon Bishan Sarup ran him through with a spear. This gave rise to a general fight between the villagers and the visiting party. Blows were given and received by both sides and after some fighting the visiting party left the village. Kanhaiya was taken to the Kanth hospital where he died the same day. The chaukidar made a report at the police station that evening upon information given to him by Ballu the nephew of Kanhaiya. In that report all the appellants are mentioned as being among the rioters who killed Kanhaiya and injured certain other persons. (Here the judgment considered, the first information report, evidence and the findings of the Sessions Judge, and concluded). We have carefully considered the evidence and the arguments which have been advanced on behalf of these two appellants, viz., Kishan Sarup and Bishan Sarup, by Mr. Kumuda Prasad, but we have no hesitation in agreeing with the trial Court that the two appellants were among the rioters and were the leaders. The other five appellants have not been shown to be connected with Kishan Sarup and Bishan Sarup so it is not clear why they should have gone to Qasimpur along with those two persons for the purpose of extorting subscriptions. On the other hand, no enmity is alleged between the prosecution witnesses and any of these five appellants such as might induce the witnesses to name or identify these persons falsely. We are satisfied that these five appellants also did take part in the fight.
2. A question of law has been raised on the basis of the fact that the appellants have been convicted under S. 304, Penal Code, only, and have not been convicted under S. 147, Penal Code. The argument is that as the appellants were expressly charged with an offence under S. 147, Penal Code, and have not been convicted of that offence, it must be assumed that they have been acquitted of the offence of rioting. As they have been acquitted of the offence of rioting, S. 149, Penal Code, cannot be invoked for the purpose of establishing the joint responsibility of all the appellants for having caused the death of Kanhaiya. The appellants moreover cannot be held jointly responsible under S. 34, Penal Code, as the finding is that they had no common intention of killing Kanhaiya. As none of the appellants have been found individually responsible for causing Kanhaiya's death, their learned advocate claims that they are all entitled to an acquittal. It appears to us that the learned Sessions Judge's finding is perfectly clear to the effect that the accused did become members of in unlawful assembly and that certain members of that assembly did use force and violence in prosecution of their common object, which was to extort subscriptions by force, and therefore they were all guilty of rioting. The learned Sessions Judge sums up his findings briefly as follows:
“I have no doubt what happened. Kishan Sarup Bishan Sarup, and a large body of retainers, the whole party armed with lathis and spears, appeared in Qasimpur and demanded subscriptions for Raghunath They were refused and there was a fight. Kanhaiya was killed in the course of the fight, probably by Bishan Sarup, and that probably finished the fight.”
3. He further observes:
“Of course these people did not come to the village intending to murder Kanhaiya Lal or anybody else. But they did dome in considerable force and heavily armed, intending thereby to extract subscriptions from people who might not he moved by mere persuasion. I cannot assume that they failed to realise that resistance might be met with, and I cannot assume that they intended their armament for mere display, not for use if occasion called. Exactly how the fighting started I cannot say. But when a gang of armed men came to a village to levy money and a fight starts, it is absurd for them to suggest that they are using these arms in self-defence and people armed with lathis who go to support others armed with pears must be supposed to realise that in the confusion of a fight their companions' spears may inflict mortal injury, even though there be no positive desire of any single person to cause death.”
4. This language is only consistent with the view that the accused were guilty of rioting and that the killing of Kanhaiya and the injuring of certain other villagers were incidents in the course of the not and that the accused were jointly responsible, because the offences were committed by certain members of the riotous assembly, and were likely to the committed in the prosecution of their common object. In such circumstances it is doubtful whether it could be held that the accused had by necessary implication been acquitted of the charge of rioting. For the appellants great reliance is placed upon the observations of their Lordships of the Privy Council in the I case of Kisfian Singh v. Emperor(1). In that case an accused person was charged under S. 302 and was convicted under S. 304, Penal Code. The Local Government applied to the High Court in revision and the High Court accepted the application and directed that the conviction of the accused should he altered to a conviction under S. 302, Penal Code, and sentenced the accused to death. Their Lordships of the Privy Council held that the accused must be deemed to have been acquitted in the Sessions Court of the charge of murder, and that the order of the High Court resulted in altering the finding of acquittal to one of conviction, and that therefore the order was contrary to law. In our opinion, the present case can be distinguished upon the facts. In the case of Kishan Singh the accused had been charged with murder, and the trial Court, in convicting him under S. 304, Penal Code, must be held to have acquitted him of the charge of murder by necessary implication even if it did not expressly record an acquittal under S. 302, Penal Code. The learned Sessions Judge must have applied his mind to the question whether She accused was guilty of an offence under S. 302, Penal Code, and must have come to the conclusion that he was not guilty of such an offence. In such a case, no doubt, it must be assumed that the trial Court had acquitted the accused of the offence under S. 302, Penal Code.
5. The facts of this case are quite different. It is true that the learned Sessions Judge convicted the accused under S. 304, Penal Code, only. He made no mention in his judgment, from beginning to end, of the other charges upon which the accused were being tried. But the whole trend of his judgment, as we have already shown, was that the accused were guilty of rioting. We think it would be wrong to hold that the accused had by necessary implication been acquitted of the offence under S. 147, Penal Code. The real fact seems to be that the learned Sessions Judge directed his attention exclusively to the principal charge under S. 304, Penal Code, and failed to pay any attention to the charges of minor offences under Ss. 147 and 326, Penal Code. His findings amounted to a conviction under S. 147, Penal Code, as well as under S. 304, Penal Code. He merely omitted, probably by an oversight, to record a conviction under S. 147, Penal Code, also. On this ground alone we think that this case can be distinguished from Kishan Singh's case.
6. Another reason why the ruling in Kishan Singh's case cannot be applied is that in that case the High Court were acting in exercise of their re-visional powers under Section 439 of the Cr PC. Their Lordships held that in exercise of revisional powers the High Court could not convert a finding of acquittal into a finding of conviction. There is no question in the present case of convicting the accused of the offence under S. 302, Penal Code, after they have been acquitted of that offence. Nor are we sitting as a Court of revision. We are sitting as a Court of appeal. The accused having appealed against their conviction under S. 304, Penal Code, and the powers exercise-able by us are powers under Section 423 of the Cr PC. Under that section the High Court is entitled to alter the finding while maintaining the sentence. The question is whether the conviction under S. 304, Penal Code, can be altered into a conviction under S. 304 read with S. 149, Penal Code, although the learned Sessions Judge has not recorded any conviction under S. 147, Penal Code, and therefore might possibly be deemed to have acquitted the accused of that charge. On the merits we find it clearly proved that the appellants were guilty of rioting, and that, as mortal injuries were likely to be caused in the prosecution of their common object, they were also guilty of an offence under S. 304, read with S. 149, Penal Code.
7. Numerous authorities have been cited which show that the trend of judicial opinion is in favour of the view for which the learned Government Pleader contends. He maintains that under Section 423 of the Cr PC, it is open to the High Court to convict under S. 147, although the trial Court may have expressly acquitted the accused under that section, or may have merely failed to record an order either of conviction or of acquittal under that section. In support of this contention the following authorities have been cited: Queen-Empress v. Jabanulla(2). In that case it was held that the appellate Court can under the provisions of Section 423 of the Cr PC, in an appeal from a conviction, alter the finding of the lower Court and find the appellant guilty of an offence of which he was acquitted by that Court. That was a case of converting an express acquittal into a conviction and their Lordships of the Calcutta High Court held that such course was open to the High Court under Section 423 of the Cr PC.
8. The ruling goes further than is necessary for the purpose of the present case where there is no express acquittal under S. 147 but merely an omission to record a conviction under that section. This ruling was followed by a Single Judge of this Court in Emperor v. Sardar(3). Here it was held that an appellate Court can under Section 423 of the Cr PC, in an appeal from a conviction alter the finding of the lower Court and find the appellant guilty of an offence of which the lower Court has declined to convict him. The same view was taken by the Madras High Court in Golla Hanumappa v. Emperor(4) and again by a Single Judge of this Court in Janki Prasad v. Emperor(5). The whole trend of authorities is in one direction and not a single case has been cited before us in which a dissentient view has been expressed. In our opinion, the Privy Council ruling in Kishan Singh's case does not shake the authority of the rulings cited as it does not interpret the powers of an appellate Court under Section 423 of the Cr PC, but interprets the revisional powers of the High Court under S. 439 of the same Code. Following these authorities therefore we hold that we are entitled to alter the conviction under S. 304, to a conviction under S. 304 read with S. 149, Penal Code. We accordingly do so. We think it unnecessary to record a formal conviction and to pass a concurrent sentence under S. 147, Penal Code. As regards the sentences, we think that the sentences passed upon Kishan Sarup and Bishan Sarup of 8 years' rigorous imprisonment are not excessive. These two were clearly the ringleaders. They were influential men and they were trying to extort subscriptions by force from certain villagers. They must have known that such objectionable and forcible methids would be likely to result in fighting and serious bodily injuries. We therefore dismiss their appeals. As regards the other five appellants we think that the sentences are somewhat unnecessarily severe because they had no personal interest in collecting these subscriptions and they must have come as mere retainers of the two principal accused and were no doubt acting under their influence and orders. Moreover, the prosecution evidence does not show that they personally committed any specific acts of violence. We therefore maintain the convictions of these five appellants but reduce the sentences from six years' to three years' rigorous imprisonment. If any of the appellants have been released on bail they must surrender and serve out their sentences.
V.S
9. Order accordingly.
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