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Kusum Sao Accused v. Janak Lal Opposite Party.

Patna High Court
Apr 8, 1919
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Structured Summary of the Opinion

Factual and Procedural Background

This application challenges an order of the Additional Sessions Judge, Champaran, granting sanction under Section 195 of the Code of Criminal Procedure to prosecute the petitioner for an offence under Section 211 of the Indian Penal Code. The District Magistrate of Champaran originally granted sanction. An appeal followed to the Court of Session, during which a point was taken that the District Magistrate lacked power to grant the sanction because the alleged offence was not committed in, or in relation to, any proceeding in that Court or a Court subordinate to it. The Additional Sessions Judge heard a fresh application and granted fresh sanction; the present application is directed against that grant of sanction.

Legal Issues Presented

  1. Whether the Additional Sessions Judge (as distinct from the Sessions Judge) is a competent "Court" within the meaning of Section 195 CrPC to grant sanction for prosecution in relation to proceedings before a Magistrate of the First Class.
  2. Whether the Additional Sessions Judge exercised his discretion properly in granting sanction under Section 195 CrPC for prosecution under Section 211 IPC—specifically, whether he applied the correct tests and recorded satisfaction of the relevant prerequisites.
  3. What is the proper scope of the judicial inquiry when a sanction is sought under Section 195—i.e., the extent to which the sanctioning court must examine the merits without conducting a full trial of guilt or innocence.

Arguments of the Parties

Appellant's Arguments (as presented by Mr. G.C. Pal)

  • The sanction granted by the District Magistrate was illegal.
  • A Magistrate having First Class powers is not subordinate to an Additional Sessions Judge, and therefore the Additional Sessions Judge would not be the competent "Court" to grant sanction in respect of proceedings before such a Magistrate.

Opposite Party's Arguments (as presented by Mr. Hasan Imam)

  • Conceded that the sanction granted by the District Magistrate was illegal, but argued that the Additional Sessions Judge was competent to grant a fresh sanction.
  • Contended that if appeals from the Magistrate's Court ordinarily lie to the Court of Session, then the Additional Sessions Judge (being part of the Court of Session) had power to grant sanction.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Mr. Hume, Public Prosecutor of Calcutta v. Paresh Chandra Ghosh (an Attorney) The cited passage states that on an application for sanction the Court is not to try the guilt or innocence of the person for whose prosecution sanction is asked, but to consider whether the statutory bar imposed by Section 195 CrPC should be removed; it also warned that penal law should not be used to satisfy private ends or spite. The court reviewed the decision closely and held that it was decided on its own facts (with full inquiry and witnesses before the sanctioning court). The present court concluded that the precedent did not eliminate the sanctioning court's responsibility to exercise discretion cautiously; it reaffirmed two guiding principles drawn from the authorities: (1) whether there is a prima facie case, and (2) whether the applicant's real object is private spite or personal ends.

Court's Reasoning and Analysis

The court's analysis proceeded in two main stages: (A) competence of the Additional Sessions Judge to grant sanction; and (B) whether the Additional Sessions Judge properly exercised judicial discretion in granting sanction.

A. Competence of the Additional Sessions Judge

  • The court observed that Section 195 of the CrPC uses the term "Court" (not "Judge"), and thus the relevant inquiry is whether appeals from the Magistrate's Court ordinarily lie to the Court of Session.
  • It was accepted that appeals from a Magistrate of the First Class ordinarily lie to the Court of Session. The court relied on Section 409 (as it interpreted the statutory scheme) to hold that a Court of Session consists of the Sessions Judge and the Additional Sessions Judge.
  • Conclusion: the Additional Sessions Judge was competent to grant sanction arising out of a trial before a Magistrate having First Class powers.

B. Proper Exercise of Discretion under Section 195

  • The court examined the scope of inquiry appropriate on an application for sanction. It discussed the cited precedent (Mr. Hume v. Paresh Chandra Ghosh) at length, noting that that case involved a full and searching inquiry (witnesses examined before the sanctioning court) and therefore should not be taken to permit a purely mechanical removal of the statutory bar.
  • The court stated that the sanctioning Court must exercise absolute discretion but must do so with caution and discernment. Two guiding principles were identified as well-established: (1) whether there is a prima facie case against the person for whose prosecution sanction is sought; and (2) whether the real object of the applicant is personal spite or private ends.
  • Applying those principles to the present facts, the court found that the Additional Sessions Judge did not record that there was a prima facie case against the petitioner and instead relied on the finding of the Deputy Magistrate without further critical appraisal.
  • The court emphasized that the mere acquittal of an accused is not, by itself, sufficient to warrant a sanction under Section 211 IPC; there must be a reasonable belief in the sanctioning court that there was no foundation for the criminal charge or that the complainant acted knowingly without belief in the truth of the allegations or recklessly.
  • On review of the trial record, the court found that the Magistrate's judgment did not establish that there was "no foundation whatever" for the complaint. The Magistrate recorded both a lack of motive for the accused and the existence of a long-standing enmity between the petty shopkeepers and the Madhuban Babus, and cautioned about receiving prosecution evidence with care.
  • The prosecution’s case turned on a slender issue — whether the complainant produced his account books to the police immediately after the alleged incident. The trial Magistrate expressed suspicion about the junior Sub-Inspector’s conduct and recorded circumstances suggestive of interpolation in the Case Diary; by contrast, the Sub-divisional Officer's local inquiry concluded that the book had been produced and taken away by the police, and reported that bazaar people were afraid to come forward.
  • The court concluded that the record showed an unequal contest between a petty shopkeeper and the locally powerful Babus, and that it could not be held that there was no foundation for the criminal case. The Additional Sessions Judge should have considered these aspects with caution before granting sanction.
  • The court disapproved the Additional Sessions Judge's stated approach that a trial might serve public interest by allowing "the appellant" either to be punished or to "teach" the Babus' men a lesson. The court held that sanction must not be given light-heartedly to enable a trial of strength or to jeopardize individual liberty in order that one party "may take a lesson."
  • Final analytical conclusion: the Additional Sessions Judge failed to exercise his discretion properly and with the requisite caution and discernment; therefore the grant of sanction was infirm.

Holding and Implications

Holding: The court revoked the sanction granted by the Additional Sessions Judge and the earlier sanction granted by the District Magistrate. Sanction revoked.

Implications:

  • Direct effect on the parties: All sanction granted for prosecution under Section 211 IPC in respect of this matter is revoked and the court directed that no further proceedings be taken in the matter.
  • Broader implications: The opinion reiterates that while a sanctioning court should not conduct a full trial on an application for sanction, it must exercise its discretion cautiously and be guided by whether a prima facie case exists and whether the real object is not private spite. The opinion states that the precedent cited (Mr. Hume v. Paresh Chandra Ghosh) was decided on its facts and did not displace the requirement of caution; the opinion does not purport to lay down any new general rule beyond these points. The opinion does not describe any new precedent created beyond its application to the present facts.

Signed in the opinion: V.S/R.K — final order entry: "Sanction revoked."

Show all summary ...

1. This application is directed against the order of Additional Sessions Judge of Champaran granting sanction to the opposite party under Section 195 of the Cr PC to prosecute the petitioner under S. 211, I.P.C The facts and circumstances leading up to the application for sanction have been fully stated in the judgment of the Additional Sessions Judge and I do not propose to recapitulate them. It appears that in the first instance the District Magistrate of Champaran granted such sanction. Against this there was an appeal to the Court of Session, and a point was taken before it that the District Magistrate had no power to grant such sanction as the alleged offence was not committed in, or in relation to, any proceeding in that Court or in a Court subordinate to that Court. In view of that objection a petition was filed before the Additional Sessions Judge, who heard the appeal for fresh sanction, and the Additional Sessions Judge, while holding that the District Magistrate had power to grant the sanction, acted on the fresh application made before him and himself granted fresh sanction.

2. At the very outset it was contended by Mr. G.C Pal that the sanction granted by the District Magistrate was illegal. This was conceded by Mr. Hasan Imam who appeared on behalf of the opposite party, but he argued that the Additional Sessions Judge was competent to grant sanction and that he did in fact grant sanction for the prosecution of the petitioner under S. 211, I.P.C If the Court which heard the criminal case be subordinate to the Court of the Additional Sessions Judge, that is to say, if appeals from the former Court ordinarily lie to the Court of the Additional Sessions Judge, then undoubtedly the Additional Sessions Judge had power to grant sanction in this case. Mr. Pal has taken me through the various sections in the Code of Criminal Procedure for the purpose of making his point that a Magistrate having First Class powers is not subordinate to an Additional Sessions Judge. It will be noticed however on reference to Section 195 of the CPC that the word deliberately used by the legislature is “Court” and not “Judge”, and the point for my determination is not whether a Magistrate having First Class powers is subordinate to the Additional Sessions Judge, but whether an appeal would ordinarily lie from a Court of a Magistrate having First Class powers to a Court of an Additional Sessions Judge. Now it cannot be disputed that an appeal would ordinarily lie from a Court of such a Magistrate to the Court of Session. If an appeal would lie from the Court of such a Magistrate to the Court of Session, such appeal can, in my opinion, be disposed of only by the Court of Session. Therefore the point for investigation narrows down to this: what is the Court of Session? In my opinion S. 409 makes it perfectly clear that a Court of Session consists of the Sessions Judge and the Additional Sessions Judge. I hold therefore that the Additional Sessions Judge was competent to grant sanction in a matter wising out of a trial before a Magistrate having First Class powers. The substantial question that has however been argued before me is that the Additional Sessions Judge did not act properly or with discretion in granting sanction in this case. The learned Judge says:

“It has been laid down in the case reported as Mr. Hume, Public Prosecutor of Calcutta v. Paresh Chandra Ghosh, An Attorney(1) that on ??? application for sanction the Court is not to try the guilt or innocence of the person for whose prosecution sanction is asked for, but is merely to consider whether the statutory bar imposed by Section 195 of the Cr PC should be removed and the law allowed to take its ordinary course. What is however required to be seen is that no one be permitted to use the penal law merely to satisfy his own private ends or personal spite.”

3. As in my experience the judgment of the great and distinguished Judges who heard that case has frequently been misunderstood and misapplied, I propose to deal with that case as shortly as I can, in order to show that case was decided on its own facts and that the learned Judges did not intend to lay down any general proposition applicable to all cases. It is to be noted in the first place that there was in that case an inquiry as full and searching as the late Chief Justice of the Calcutta High Court knew how to make it, before the learned Judges made up their mind to remove the statutory bar imposed by S. 195. They held the inquiry themselves and allowed witnesses to be examined and cross-examined before them. Not content with this, they placed the papers before Mr. Hume, the Public Prosecutor, “with complete confidence,” as the Chief Justice says, “in his absolute integrity.”

4. The passage which has been cited from the judgment of the learned Chief Justice by the learned Judge has in my experience been relied on by the Subordinate Courts as completely doing away with their responsibility in the matter, although the judgment of Choudhuri, J., in the same case makes it perfectly clear that the power to grant sanction is evidently discretionary and has got to be exercised with caution and discernment. I accept the proposition of law enunciated in the passage cited, for it seems to me that if the sanctioning Court were to try the guilt or innocence of the person for whose prosecution sanction is asked, his subsequent trial would degenerate, to use the words of Chaudhuri, J., “into a mere formality;” but, on the other hand, if as application for sanction is regarded merely as a mechanical device for removal of the bar, the rule imposing a bar on prosecutions under certain sections specified in Section 195 of the Cr PC would appear to be a meaningless absurdity. I do not read the judgments delivered in that case as overruling, either expressly or by necessary implication, the series of cases that have been decided with reference to S. 195, except such as have gone too far and have laid down that an application for sanction must be conducted on the same lines as a criminal trial. When the late Chief Justice says that he prefers to take his stand upon the section itself he is, in my opinion, merely protesting against the extreme argument advanced by Mr. Norton, and not in any way throwing any doubt on the rules of prudence which have been enunciated by eminent Judges as rules to which any Court exercising its discretion would have recourse. The learned Chief Justice himself refers to one of such rules of prudence, which is not to be found in the section itself, but which has been read into the section as of universal application by successive generations of eminent Judges. The truth appears to be that the legislature has deliberately vested the sanctioning Court with absolute discretion in the matter, because it is impossible to lay down rules governing all cases and new circumstances may arise calling for application of new principles. In my judgment the case of Mr. Hume, Public Prosecutor of Calcutta v. Paresh Chandra Ghose, an Attorney has left the law exactly where it stood, and in dealing with an application for sanction the sanctioning Court must still proceed with caution and discernment and must be guided by two principles which, in my opinion, have been well established, namely, (1) whether there is a prima facie case against the person for whose prosecution sanction is asked, and (2) whether the real object of the applicant is not to satisfy his private ends or personal spite. Now, how has the Additional Sessions Judge dealt with this matter? He says:

“I am therefore not to see in this case as to whether the case brought by the appellant was true or false, bub whether in view of the fin ding of the learned Deputy Magistrate who tried the case and found the principal point of the case to be false, sanction should be granted.”

5. He does not record his opinion that there is a prima facie case or, for the matter of that, any case against the petitioner. But he evidently thinks that the finding of the Deputy Magistrate was something upon which he could proceed. Now it seems to me that the legislature has said as plainly as it knows how to say that the mere acquittal of the accused person is not sufficient for sanction for prosecution under S. 211, I.P.C If that were enough, there would be no meaning in imposing a bar on such prosecutions, and every acquittal would be followed by an application for sanction to prosecute. There must be something more than mere acquittal; there must be a reasonable belief in the mind of the sanctioning Court that there was no foundation whatever for the criminal charge;, there must be a belief that in instituting criminal proceedings the petitioner acted, knowingly without belief in the truth of allegations made by him or recklessly without caring whether the allegations were true or false. The judgment of the trial Court in this case does not show that there was no foundation whatever for; the criminal case against the persons who were acquitted. I have read the judgment of the Magistrate and the record of the case with great care and I am bound to say that they have left a suspicion in my made as to whether the complainant had any chance whatever against the wealthy zemindar of the place. The learned Magistrate was impressed by an entire absence of motive on the part of the accused and yet the same Magistrate records in his judgment that there is a long standing enmity between the petty shopkeepers of Madhuban Bazar and the Madhuban Babus. The question of motive is at all times a difficult matter for speculation, but in this case the finding of the Magistrate itself furnished a strong motive for the act complained against. The learned Magistrate very properly says that there being an-old standing enmity between the complainant and the Madhuban Babus, the evidence of the prosecution witnesses must necessarily be received with caution. I agree with this and I would only add that the Additional Sessions Judge should have proceeded with the same caution in considering whether in this case, having regard to the admitted enmity between the parties, the statutory bar imposed by S. 195 should be removed.

6. The whole prosection case, however, rested on a very slender point, namely whether the complainant had produced his books of account before the police immediately after the alleged occurrence. As to this the prosecution case was the complainant showed his account book to the junior Sub-Inspector who took away the book with him. With reference to this the learned Magistrate who tried the case says this:

“The fact that witness Nabijan Chowkidar was said in his evidence that he (that is to say the junior Sub-Inspector) carried a khata and some paper to the thana after the close of the investigation on the day of occurrence, combined with the somewhat unusual manner suggestive of interpolation in which the non production it the current account book is recorded on p. 11 of the Case Diary, has given reason to suspect the veracity of the junior Sub-Inspector,”

and then by a curious piece of reasoning he comes to the conclusion that the account book was not in fact produced before the police. With reference to the junior Sub Inspector, the learned Magistrate in another place says:

“The conduct of the police in this case has some in for a good deal of comment and it has been repeatedly insinuated that the police have been conniving at the conduct of the accused from the beginning and that the depart and Case Diary prepared by them are absolutely unreliable. There might be some apparent reason for such insinuation so far as certain acts of the junior Sub-Inspector are concerned, e.g, delay in despatching the Case Diary, writing above the printed head-line on p. 11 regarding the nonproduction of the correct account which gives rise to suspicion as being an interpolation and which really led the Sub-divisional officer to order the trial of the accused.”

7. It is also to be noted that the Sub-divisional officer held a local inquiry into the matter and he expressed his deliberate conviction that the account book was actually produced and was taken away by the police officer. He says in his report that the entire bazar appeared to be almost deserted and that the bazar people were afraid to tell the truth and did not want to come forward.

8. A perusal of the record of the criminal case has convinced me that in the unequal contest between a petty shopkeeper and the Madhuban Babus the latter had all their own way. I am unable to hold that there was no foundation whatever for the criminal case instituted by the complainant and I think that this matter should have been taken into consideration by the learned Additional Sessions Judge in granting sanction for the prosecution of the petitioner. In the next place, the Additional Sessions Judge does not excluded the possibility of a personal spite on the part of the Madhuban Babus. With reference to this he makes the following extraordinary observation:

“In such a circumstance I think it would be serving a public interest that the matter should be thrashed out, and if the appellant be found guilty he may be punished so that such things may not occur in future and if he be found innocent the Babus' men will take a lesson so as never more to assume an air of injured innocence. Under these circumstances. I think the sanction granted by the learned District Magistrate should stand.”

9. I am clearly of opinion that sanction should not be so light-heartedly given in order to enable the parties to have a trial of strength.

10. I do not think that the liberty of any person should by any act of the Court be jeopardized so that the person who asks for sanction “may take a lesson.” In my opinion the learned Additional Sessions Judge has failed to exercise his discretion as it should have been exercised, and I would therefore revoke the sanction granted by him and by the District Magistrate and direct that no further proceedings be taken in the matter.

V.S/R.K

11. Sanction revoked.