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Ramudarsingh v. Ramsuratsingh
Factual and Procedural Background
This appeal arises from a suit in which three brothers (the plaintiff-respondents), two of whom were minors at relevant times, challenged a mortgage decree and the subsequent sale in execution of that decree. The mortgage suit (Mortgage Suit no. 199 of 1934) had originally been brought against the plaintiffs and their father to enforce a simple mortgage bond dated 7 December 1933. The suit as against the sons (the present plaintiffs) was dismissed for default because the then-plaintiffs (now appellants) failed to get a guardian-ad-litem appointed for the minors on payment of necessary fees. A preliminary mortgage decree for sale was passed against the father alone. After the father's death, applications for a final decree were made; an initial application was struck off for failure to prove service but a second application resulted in a final decree on 27 July 1936. Execution proceedings followed and, after notice(s) were issued, an execution sale took place on 21 December 1936, when the appellants purchased the property and took delivery of possession.
The plaintiff-respondents then instituted the suit now under appeal, seeking a declaration that the decree in MS No. 199 of 1934, the execution sale held in Execution Case No. 572 of 1936, and the consequent delivery of possession were null and void and not binding on them, and for recovery of possession.
At trial the Munsif found (inter alia) that the mortgage bond was genuine and for consideration, that the mother of the minors was their natural guardian, and that notices for the final decree and under Order XXI, rule 22 (CPC) had been served on the mother and on the plaintiffs. He held that the absence of a formal court order appointing the mother as guardian-ad-litem did not render the final decree a nullity and that the sale in execution was binding on the plaintiffs. On appeal the Additional Subordinate Judge reversed the Munsif, holding that the minors were not represented by any guardian and were therefore not bound by the final decree or execution sale.
The present appeal by the defendants (the purchasers/execution-purchasers) was heard before Beevor, J., with references to prior Divisional Bench authority and consideration of whether the minors had been effectively represented and whether notices in execution under Order XXI, rule 22, if issued to the mother, had any legal effect where no guardian-ad-litem had been appointed or recognised by the court.
Legal Issues Presented
- Whether the final mortgage decree obtained in MS No. 199 of 1934 is binding on the three plaintiff-respondents who were minors at the time (i.e., whether they were parties to or bound by that decree).
- Whether the sale in execution (Execution Case No. 572 of 1936) and subsequent delivery of possession are valid and binding on the minors, particularly in view of notices said to have been served on their mother under Order XXI, rule 22, Civil Procedure Code.
- What legal effect attaches to (a) the absence of a formal court order appointing the mother as guardian-ad-litem, and (b) service of notices on the mother as natural guardian, in both the decree and the execution proceedings.
- What is the appropriate test for determining whether a minor was bound by proceedings during minority — specifically, the role of "effective representation" versus strict compliance with Order XXXII, CPC.
Arguments of the Parties
Plaintiff-Respondents' (minors) contentions
- They denied that any debt was owing by their father or that there was any legal necessity for the mortgage.
- They alleged that the suit and the decree obtained against their father were fraudulent and collusive.
- They denied that their mother was their natural guardian for purposes of appointment as guardian-ad-litem after their father's death, and denied that any notice was served on her or on them in the proceedings for final decree or in the execution proceedings.
Appellants' (defendants / execution-purchasers) contentions (as reflected in record and lower-court findings)
- The mortgage bond was genuine and executed to pay off an antecedent debt of the father.
- The mother was the natural guardian of the minors after the father's death and notices (both for final decree and under Order XXI, rule 22 in execution) were issued and served on her.
- Because notices were issued and service on the mother was proved (per lower-court findings), the sale in execution was binding on the minors.
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| Baraik Ram Gobind Singh v. Chowra Uraon | Referenced as part of earlier Divisional Bench consideration of guardian-ad-litem issues. | Cited as a background authority that had been referred to a Divisional Bench and which involved factual reliance; used to justify Divisional Bench consideration of the present issue. |
| Pande Satdeo Narain v. Ramayan Tewari (Das, J.) | Principle that the record of the suit must decide jurisdiction; where record shows the minor was properly a party, judgment will not be declared a nullity collaterally unless defect affected merits. | Cited by Beevor, J. and discussed: the court examined its applicability here and noted Mussammat Bibi Walian and other authorities in relation to whether the record showed appointment/recognition of a guardian-ad-litem. |
| Satish Chandra Banarji v. Hasemali Kazi (Rankin, C.J.) | Cited in earlier judicial commentary regarding conflict of opinion on guardian-ad-litem consent and effect of absence of proof of consent. | Referred to in describing the conflicting authorities on guardian-ad-litem issues; used to contextualize the debate but not applied as dispositive. |
| Lala Rampirit Prasad v. Babu Thakur Saran; Rani Chhattra Kumari Devi v. Panda Radha Mohan Singari; Shaikh Sajjad Husain v. Sakal Rai | Reported decisions expressing views on the necessity of appointment or consent of guardian-ad-litem and consequences where natural guardian not shown to have been appointed/consented. | These cases were cited to show contrasting authorities and to support the proposition that mere appearance of the natural guardian on some papers is not necessarily sufficient to bind a minor unless the guardian is recognised/appointed or minors are effectively represented. |
| Musammat (Mussammat) Bibi Walian v. Banke Behari | Holds that failure to comply strictly with Order XXXII, CPC, does not preclude a minor being bound if he was in fact effectively represented; examines surrounding facts to see if effective representation occurred. | Relied on by Beevor, J. (and by Bennett, J.) as authority for the effective-representation test and for examining whether the mother’s presence on record or references thereto sufficed to bind the minors. The Privy Council's factual approach (mother described as guardian throughout the record and decree) was recounted and contrasted with the present record's deficiencies. |
| Rani Chhattra Kumari Debi v. Panda Radha Mohan Singari | Authority that when no notice or summons was served on the natural guardian, decrees affecting minors may be nullities. | Referred to as an authority illustrating that the absence of notice to the natural guardian can render a decree a nullity; used in discussion of necessity of proper appointment/notice. |
| Kalloo v. Naiar (Niadar) Singh (Allahabad High Court) | Held that in proceedings for final decree a defendant who is the legal representative cannot raise certain challenges going behind the preliminary decree; cited on the scope of objections available in final decree proceedings. | Cited by Beevor, J. as a precedent; Bennett, J. expressly disagreed with its application to the present facts, distinguishing it on the basis that the present plaintiffs had been dismissed from the suit earlier and thus the preliminary decree was against the father personally only. |
| Ajablal v. Haricharan (Full Bench) | Held that if no notice is issued under Order XXI, rule 22, the sale in execution is without jurisdiction and void. | Applied to emphasize that issuance and proper service of the notice required by Order XXI, rule 22, is essential for jurisdiction in execution sales; used to assess whether the notice served on the mother sufficed where no guardian-ad-litem was appointed or recognised. |
Court's Reasoning and Analysis
The court's reasoning proceeded along two interlinked lines: (1) whether the final decree bound the minors; and (2) whether the execution sale was valid as to them.
1. Decree-binding question:
- The court noted that the final decree itself is absent from the record, so it cannot be ascertained from the record whether any person was formally entered or described as guardian-ad-litem of the present plaintiffs at the time of the final decree.
- Beevor, J. examined earlier authorities, in particular Pande Satdeo Narain and the Privy Council decision in Musammat Bibi Walian, to determine how much weight should be given to the face of the record and to the factual question whether the minor was effectively represented.
- Beevor, J. observed that the mere issue of a notice for final decree that described the minors as being under their mother's guardianship did not amount to court recognition or appointment of the mother as guardian-ad-litem (noting Order XXXII, rule 3, sub-rule (4) requires notice to the mother before appointment). Accordingly, issuance of such notices filled in by parties did not constitute judicial sanction or recognition sufficient to bind the minors.
- Beevor, J. concluded that, on the record before the court, it was not established that any person had been on the record as guardian-ad-litem or had been recognised by the court as such at the time of the final decree. On that basis he concluded there was no decree against the present plaintiffs in any real sense and that they were not parties to that decree.
- Bennett, J. articulated and endorsed the "effective representation" test: a minor is bound by proceedings during minority only if he was a party thereto, which depends on whether he was effectively represented in the proceedings. Order XXXII (CPC) provides a statutory means for representation but does not displace the substantive test of effective representation. Where no guardian-ad-litem is appointed or appears, the prima facie inference is absence of effective representation; the onus lies on those asserting the decree to show effective representation.
2. Execution-sale question:
- The court noted that the Full Bench decision in Ajablal v. Haricharan holds that absence of a notice required by Order XXI, rule 22 (CPC) makes the sale without jurisdiction and void.
- Although the lower courts found that a notice under Order XXI, rule 22 had been issued and served on the mother, Beevor, J. reasoned that such issuance in the mother's name could have no legal effect for purposes of execution unless she had been appointed or recognised by the court as guardian-ad-litem; mere service on the natural guardian was not sufficient to clothe the execution with jurisdiction over the minors' rights if the court had not recognised the natural guardian's role in the proceedings.
- Consequently, in Beevor, J.'s view the situation was effectively the same as if no notice under Order XXI, rule 22 had been issued as to the minors, and the sale in execution was therefore void as to them.
Holding and Implications
HOLDING: The appeal was DISMISSED (the court upheld the view that the decree and execution sale were not binding on the plaintiff-respondents who were minors and that they were not effectively represented in the relevant proceedings).
Implications and direct consequences:
- The court held that on the material before it there was no proof that any guardian-ad-litem had been recognised by the court for the present plaintiffs at the time of the final decree, and that the plaintiffs were therefore not parties to and not bound by the decree passed in MS No. 199 of 1934.
- Because the notice required by Order XXI, rule 22, could not have valid legal effect as to the minors unless it had been issued in the name of a person appointed or recognised by the court as guardian-ad-litem, the execution sale was treated as if no such notice had been issued for the minors and was therefore void as to them.
- Accordingly, the direct effect on the parties is that the decree and sale are not binding on the plaintiff-respondents and the appeal by the purchasers/execution-purchasers was dismissed with costs.
- The opinion does not purport to lay down a novel, sweeping precedent beyond the application of existing principles (notably the "effective representation" test and the requirement for proper notice under Order XXI, rule 22); the decision applies those principles to the facts before the court rather than announcing a new rule of law.
If any specific document or portion of the original decree is required to determine whether a guardian-ad-litem was formally recorded at the time of the final decree, that document was not on the record in this opinion.
Beevor, J.:— This is an appeal by the defendants against a decision of the Additional Subordinate Judge of Darbhanga who, reversing the decision of the 1st Munsif of Darbhanga has, on appeal, decreed a suit for a declaration that a decree passed in Mortgage Suit no. 199 of 1934 and the sale held in execution thereof in Execution Case no. 572 of 1936 on the 21st December, 1936, and the delivery of possession following thereon are null and void and are not binding on the plaintiff-respondents and for recovery of possession of the land.
The three plaintiff-respondents are brothers of whom one is still a minor. Mortgage Suit no. 199 of 1934 was brought against the plaintiffs and their father to enforce a simple mortgage bond, dated the 7th December, 1933 executed by the plaintiffs' father. The suit was dismissed against the present plaintiffs, who were then minors, for default on the failure of the present appellants, who were then plaintiffs, to get a guardian-ad-litem appointed for them on payment of the necessary fees. After the suit had been so dismissed as against the sons, a preliminary mortgage decree for sale was passed against the father and on the 16th March, 1936 an application was filed to make the decree absolute. That application was, however, struck off for failure to prove service of notice on the 20th June, 1936, and on the 27th June, 1936 a second application for making the decree absolute was filed, and after the issue of a certain notice and receipt of service return a final decree was passed on the 27th July, 1936. Before the application for final decree was made, the father of the plaintiff-respondents had died and one of the questions raised in this appeal relates to the effect of the proceedings for final decree which were taken against the present plaintiff-respondents, who were then minors. On the 1st September, 1936, an application for execution of the decree was filed and in the execution case started thereon the property was sold and purchased by the appellants on the 21st December, 1936. After delivery of possession was taken by the appellants as auction-purchasers, the respondents instituted the suit, out of which this appeal arises, for the reliefs indicated above. They denied that there was any debt owing by their father or any legal necessity for the mortgage. They alleged that the suit and the decree obtained against their father were fraudulent and collusive. They denied that their mother was their natural guardian after their father's death and denied that any notice was served on her or on them in the proceedings for final decree or for execution.
The plaintiff-respondents were all minors until after the execution sale which is now challenged. The Munsif in the trial court held that consideration for the mortgage in question passed and that the mortgage was executed to pay off an antecedent debt of the plaintiff's father which was due on a certain handnote. He found that the plaintiff's mother was their natural guardian and that notice for the final decree and also notice under Order XXI, rule 22, Civil Procedure Code, in execution were served on her. He found that the mother did not appear in the suit or in the execution proceedings and that no other guardian-ad-litem was appointed for the minor plaintiffs either in the suit or in the execution proceedings and he found that there was no formal order appointing the mother as guardian-ad-litem. On these facts he took the view that the final decree could not be held to be a nullity by reason of the absence of any formal order appointing the mother as guardian-ad-litem, and held that the final decree was binding on the plaintiffs. He held that as notice under Order XXI, rule 22 was served “on the plaintiffs and their mother” the sale in execution of the decree was binding on the plaintiffs.
On appeal the learned Subordinate Judge in his judgment stated that the findings of the trial court (i) that the mortgage bond was genuine and for consideration, (ii) that the plaintiffs were under the guardianship of their mother after the death of their father, and (iii) that notices of the final decree and the execution proceedings were served on the plaintiffs' mother, were not challenged before him. But he held that the suit was decreed against the plaintiffs without any guardian and they, were not at all represented in the final decree proceedings and, therefore, they were not bound by the final decree or any proceedings in connection with it and that as against them the decree would be a nullity. He also held that the plaintiffs were not represented in the execution proceedings, that the court had no jurisdiction to sell their property and that the sale, therefore, was a nullity.
Now the final mortgage decree is not on the record. There is, therefore, nothing to show whether any person was described therein as the guardian-ad-litem of the present plaintiffs.
This appeal first came before Shearer, J. who considered that the case should be heard by a Divisional Bench because the point in issue was referred to a Divisional Bench by Dhavle, J. in 1937, but the decision resulting from the reference was based largely on the facts of the particular case. The decision, to which he was referring, is Baraik Ram Gobind Singh v. Chowra Uraon. In the course of his order, of reference Dhavle, J. stated at page 637 of the report:—
“About the guardian-ad-litem for the minors there is a great deal of conflict of Opinion regarding the effect of absence of proof that the guardian had consented to his appointment. The question was elaborately considered by Das, J. in Pande Satdeo Narain v. Ramayan Tewari. The learned Judge's views, however, have provoked comment in other quarters—see the decision of Rankin, C.J in Satish Chandra Banarji v. Hasemali Kazi and is not consistent with the views expressed in several reported decisions of this Court Lala Rampirit Prasad v. Babu Thakur Saran, Rani Chhattra Kumari Devi v. Panda Radha Mohan Singari(3) and Shaikh Sajjad Husain v. Sakal Rai(4) (a decision to which Das, J. was a party).”
Madan, J.:— Delivering the judgment, with which Courtney Terrell, C.J, agreed, stated at page 641:—
“In suits nos. 86 and 87 the decrees themselves have been found to be a nullity. In Rani Chattra Kumari Devi v. Panda Radha Mohan Singari it has been held that in the case of minor defendants the court must see not merely that a guardian is appointed, but that the guardian has consented to act. In this case the defendants were minors, and notices were served on them through their mothers as guardians no appearance was made on their behalf, and there is no order of the court appointing the mothers as their guardians or showing that the guardians consented to act on their behalf. In the circumstances the decrees were rightly found to be a nullity. The result is that I find no reason to interfere with, the decision of the learned Subordinate Judge in regard to any of the suits, and I would therefore dismiss these appeals. The plaintiffs are entitled to be restored forthwith to possession of their holdings.”
The judgment of Das, J., to which reference was made by Dhavle, J., is that in the case of Pande Satdeo Narain v. Ramayan Tewari(5). The substantial point made by him seems to be embodied in a passage at page 352 of the report: “In my opinion, it is the record of the suit that must decide the question of jurisdiction; and where the record, on the face of it, shows that the minor was properly a party to the suit, the judgment rendered in such a suit will not be declared a nullity in a collateral proceeding brought to impeach its validity; though it may be set aside if it is shown that the defect or the irregularity in the proceedings affected the merits of the case between the parties.” He relied in this connection on the decision of the Judicial Committee in Mussammat Bibi Walian v. Banke Behari(6).
That case before the Privy Council was a case in which certain persons sued to avoid a decree and an auction sale. One of the grounds taken was that they were minors at the time and no guardian in the suit was duly appointed for them. While dealing with the facts their Lordships stated at page 187:
“The alleged defects which remain are, first, that the present plaintiffs were not properly represented in that suit, that they were not properly served with summons in the suit; and that they were not properly served in the execution proceedings.
As to the first of these points, the mother of the present plaintiffs appears throughout the proceedings in the former suit as their guardian. It is impossible at this distance of time to ascertain positively whether an order appointing her guardian-ad-litem was ever drawn up; but the Subordinate Judge in the present case assumed that there had been none, and he was probably right. An examination, however, of such proceedings in that suit as are forthcoming shews that the Court admitted the plaint in which the mother was described as guardian; that in its decree it so described her; and that similar language was used in the execution proceedings.”
Later at page 189 their Lordships held that the then plaintiffs were effectively represented in the suit by their mother; and with the sanction of the court. At page 185 in their Lordships' judgment it was stated that the decree was an ex parte one, and in the statement of facts at page 183 it was stated that among the findings of the first court there was a finding that “the minors were not prejudiced by the widow's silence”. The widow was the mother of the minors. It appears, therefore, clear that she did not make any appearance in the suit on behalf of the minors though her name appeared on the record as guardian-ad-litem.
The case of Rani Chhattra Kumari Debi v. Panda Radha Mohan Singari was a case in which no notice or summons was served on the natural guardian.
In the present case as the decree is not on the record there is nothing to show that the name of any person appeared in the record of the suit as guardian-ad-litem recognised by the court. It is true that in the notice for final decree the present plaintiffs were described as under the guardianship of their mother, but such notices are filled up by the parties, and under Order? XXXII, rule 3, sub-rule (4), no appointment of a guardian-ad-litem could be made by the court except upon notice to the mother who was the natural guardian. The court could, therefore, hardly refuse to issue the notice in the first instance to the mother as natural guardian and, therefore, in my opinion, the issue of this notice by the court did not amount to any sanction by the court to authorise the mother to act as guardian-ad-litem or a recognition of the mother as guardian-ad-litem.
In my of inion in this case it is not established that there was any person on the record of the suit at the time of the final decree as guardian-ad-litem of the present plaintiffs and no person was proved to have been recognised as such by the court quite apart from the question whether there was any formal order of appointment. In this view of the matter I am of opinion that on the rulings above cited there was no decree against the present plaintiffs at all and they were never in any real sense parties to that decree.
If, however, this case depended entirely on the question whether the decree might bind the minors, I think it might be necessary to examine a little more closely the question whether the mere notice to the mother might not in the circumstances of this case be sufficient to achieve the result that they were effectively represented in the suit because on the finding that the mortgage was executed for payment of an antecedent debt of the father there was no possible defence which could successfully be raised on behalf of the present plaintiffs. In fact it has been held by the Allahabad High Court in Kalloo v. Niadar Singh that it would not have been open to the present plaintiffs in the proceedings for final decree to challenge the preliminary decree. The case before the Allahabad High Court was another case in which the plaintiff's father died after a preliminary decree had been obtained against him alone on the basis of a mortgage. On the father's death his sons as his legal representatives claimed in the proceedings for final decree to challenge the validity of the mortgage on the basis that it was not executed for legal necessity. The court held that they could not raise the question at that stage because the court in proceedings for final decree could not go behind the preliminary decree.
The present case does not, however, entirely depend on the question how far the mortgage decree might be effective against the present plaintiffs. There is the further question regarding sale. It has been held by this Court that if no notice is issued under Order 21, rule 22, Civil Procedure Code the sale held in the execution proceedings is without jurisdiction and void—vide the decision of the Full Bench in Ajablal v. Haricharan*. In this case a notice under Order 21, rule 22 was issued and served on the mother according to the findings of the lower courts. Had a guardian-ad-litem been appointed for the plaintiffs in the suit, then under Order XXXTI, rule 3, sub-rule (5), his appointment would have continued as valid for the proceedings in execution-, but I do not tlvink the same principle can possibly be applied when the most that can be said against the present plaintiffs is that they were effectively represented in the suit, although no guardian-ad-litem was appointed on their behalf. Again I do not think that mere issue of the notice under Order XXI, rule 22, in the name of the mother could amount to an appointment or even a recognition of her as guardian-ad-litem of the present plaintiffs in the execution proceedings. In my opinion the issue of the notice under Order XXI, rule 22, had no effect at all unless it was issued in the name of a person who had either been appointed or recognised by the court as guardian-ad-litem, and, therefore, in the present case the position, so far as the present plaintiffs are concerned, is exactly the same as if no notice had been issued under Order XXI, rule 22, at all.
For these reasons I would dismiss this appeal with costs.
Bennett, J.:— A minor is not bound by any proceedings taken against him during his minority unless he was a party thereto. Whether a minor was or was not a party to any such proceedings depends, in my opinion, upon whether or not he was effectively represented therein. The judgment of the Judicial Committee in Musammat Bibi Walian v. Banke Behari Pershad Singh makes it clear that the failure to comply with the letter of Order XXXII, Code of Civil Procedure, will no prevent the minor being bound by the decision in any proceedings, if, in fact, in the circumstances of the particular case, he can properly be said to have been effectively represented therein. Order XXXII, Code of Civil Procedure, does not deal with substantive rights and only provides a statutory means of securing the representation of a minor in civil proceedings. There is nothing in that order to indicate that provided that the letter of the order is followed, the minor will be bound by the decision, although in fact he was never effectively represented in the proceedings. Nor, in my opinion, can such an intention, which is against the dictates of justice, equity and good conscience, in that it would open the door to undetectable fraud whereby many minors would be deprived of their rights and inheritance, be attributed to the Legislature.
When, therefore, any question arises as to whether a person is bound by any decree or order of a Civil Court passed during his minority, the proper and only test, in my opinion, is whether he was so effectively represented in the proceedings leading to the decree or order in question as in justice, equity and good conscience to justify, in the circumstances of the particular case, the conclusion that he was in fact a party to those proceedings. All such questions as to whether a guardian-ad-litem was duly appointed or recognised by the Court either under the provisions of Order XXXII or otherwise or whether the guardian so appointed had consented to act or whether some notice required by Order XXXII, or, subject thereto, by any other provision of law or whether the guardian actually appeared in the proceedings or whether the guardian took the proper and necessary steps to safeguard the interests, of the minor, are in my opinion, entirely subordinate to the test of effective representation and no one of them constitutes in the circumstances of every case a complete answer to that test. Where a guardian-ad-litem has been duly appointed by the Court and has appeared in the proceedings, the prima facie inference is that the minor was effectively represented and the onus will no doubt be heavily upon him, when he comes of age, to show that nevertheless he was not so effectively represented. Where there has been no due appointment of and no appearance by a guardian-ad-litem, the prima facie inference is that the minor was not effectively represented in the proceedings and the onus lies heavily upon the person seeking to rely upon the decree or order to show that the minor was nevertheless effectively represented therein. In between these two extremes the onus will vary according to the particular circumstances of the case.
In the circumstances of; this case, which have been set out by my learned brother, I am of opinion that the plaintiffs, who were then minors, were not effectively represented either in M.S no. 199 of 1934 or in the subsequent execution proceedings and therefore that they were not parties to and, so are not bound by either of these proceedings.
I find myself, very respectfully, unable to follow the decision in Kalloo v. Naiar Singh, referred to by my learned brother, in so far as that decision applies to the facts of this case. The plaintiffs in M.S no. 199 of 1934, the present defendants, chose to make the present plaintiffs parties to that suit and the suit was later dismissed against them for default of appointment of a guardian-ad-litem. It follows that the preliminary decree was against their father in his personal capacity only. In those circumstances, it appears to me idle to contend that the present plaintiffs, except solely as the legal representatives of the personal estate of their father, would have been bound by the preliminary decree in that suit. It seems to me that if the present defendants had later applied in that suit to add the present plaintiffs as defendants thereto in any other capacity, the present plaintiffs could successfully have resisted that application on the grounds that the suit against them had already been dismissed and that the interest of their father in the mortgaged property ceased on his death. It therefore seems proper to me to affirm the decision of the learned Subordinate Judge both as to the decree in M.S no. 199 of 1934 and as to the subsequent execution proceedings and sale.
I, therefore, agree that the appeal should be dismissed with costs.
K.D
Appeal dismissed.
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