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Upendra Kumar v. District Judge, Azamgarh

Allahabad High Court
Mar 18, 1997
Smart Summary (Beta)

Factual and Procedural Background

The plaintiffs filed an application on 15.11.1988 (Annexure-3) in a suit for declaration and/or cancellation of a deed of sale. Before any order was passed on this application, the plaintiffs filed another application on 29.11.1988 (Annexure-4) seeking dismissal of the first application. The defendants objected to the second application. On 5.12.1996, the court dismissed the first application (Annexure-3) and allowed the second (Annexure-4). A revision petition against this order was dismissed on 29.1.1997. The present writ petition challenges that dismissal order.

Legal Issues Presented

  1. Whether an application under Order 23 Rule 1 of the Code of Civil Procedure for abandonment of suit becomes absolute as soon as it is filed, thereby precluding its withdrawal or cancellation by any subsequent application.
  2. Whether the application contained in Annexure-3 constituted a unilateral abandonment of the suit by the plaintiffs.
  3. Whether the dismissal of the first application (Annexure-3) was lawful in light of the alleged settlement and the nature of the applications filed.
  4. Whether the refusal to examine the learned counsel for the plaintiffs affected the legality of the order dismissing the application contained in Annexure-3.

Arguments of the Parties

Petitioners' Arguments

  • The application under Annexure-3 is an application under Order 23 Rule 1 CPC and becomes absolute upon filing; it cannot be withdrawn or cancelled.
  • Withdrawal of suit is a unilateral act of the plaintiff requiring no court permission or order, citing Smt. Raisa Sultana v. Abdul Qadir.
  • The dismissal of Annexure-3 by allowing Annexure-4 is contrary to law, without jurisdiction, and perverse.
  • The application Annexure-3 did not mention any consideration, whereas Annexure-4 alleges non-payment of consideration, raising questions about genuineness.
  • The trial court and revisional court erred in refusing to examine the plaintiffs’ counsel regarding payment of consideration.

Respondents' Arguments

  • The ratio in Smt. Raisa Sultana is not applicable to the present facts, which are distinguishable.
  • The applications Annexure-3 and 4 indicate a settlement rather than unilateral abandonment.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Smt. Raisa Sultana v. Abdul Qadir, A.I.R 1966 Alld. 318 Withdrawal of suit is a unilateral act of the plaintiff requiring no court permission or order; effective immediately upon filing. The court held this decision binding and emphasized that abandonment is a complete and irrevocable act once filed unilaterally, barring revival of suit.
R. Rammurthi v. Rajeswara Rao, 1972 2 SCC 721 Court is not bound to allow withdrawal if vested interests arise before withdrawal is prayed for. The court noted exceptions to unilateral abandonment where vested interests exist, but found no such exceptions in the present case.
Hulas Rai Baijnath v. K.B Bass and Company Right to abandon suit is reserved to plaintiff and can be exercised unilaterally without court permission. Reiterated the principle that abandonment is a unilateral right of the plaintiff.
Saraswati v. Surabala, A.I.R 1957 Cal. 57 Court may formally draw up order on withdrawal if costs are awarded. Referenced to clarify procedural aspects of withdrawal/abandonment.
Lakshmana Pillai v. Appalwar Alway Ayyamgar, A.I.R 1923 Mad. 246 Court’s power to allow withdrawal of application in appropriate cases. Noted but distinguished by the Allahabad High Court in Raisa Sultana.
Rameshwar Sarkar v. State of West Bengal, A.I.R 1986 Cal. 19, 23 Court’s inherent power to allow withdrawal in appropriate cases. Noted but Allahabad High Court took a contrary view in Raisa Sultana.
Yaswant Govardhan v. Totaram Avas, A.I.R 1958 Bom. 28 Plaintiff may withdraw application if no effective order passed. Distinguished and disagreed with by Allahabad High Court in Raisa Sultana.
Prema Chandra Barik v. Prafulla, A.I.R 1988 Orissa 33, 35 Applicant can withdraw application before court acts on it. Distinguished by Allahabad High Court in Raisa Sultana.
Midnapore Zamindari Company Ltd. v. Raja Vijay Singh Dudhuria Referenced in Raisa Sultana for distinguishing views on withdrawal/abandonment. Used by Allahabad High Court to dissent from other High Courts’ views.

Court's Reasoning and Analysis

The court examined Order 23 Rule 1 CPC and its amendments distinguishing between "abandonment" and "withdrawal." It recognized that absolute abandonment (formerly called withdrawal) is a unilateral right of the plaintiff exercisable without court permission and becomes absolute upon filing, barring revival of the suit or fresh suit unless leave is granted under sub-rule (3).

However, the court carefully analyzed the application contained in Annexure-3 and found it did not constitute a unilateral abandonment. The application indicated a settlement between the parties, evidenced by the signatures of both defendants and the plaintiff’s thumb impression, and expressed mutual understanding that the suit could be dismissed without judgment. This distinguishes the case from a unilateral abandonment scenario.

The court further clarified the difference between “abandonment” and “non-prosecution,” holding that the application was more akin to dismissal for non-prosecution following settlement rather than abandonment of the suit or claim.

Regarding the alleged consideration, the court observed that Annexure-3 did not mention any consideration, whereas Annexure-4 alleged non-payment. The court held that this issue was not germane at this stage and could be addressed later through evidence and appropriate pleadings.

The refusal by the trial and revisional courts to examine the plaintiffs’ counsel on the payment of consideration was noted but found not to affect the legality of the impugned orders, especially since those refusals were not challenged.

In light of these findings, the court concluded that the dismissal of the application in Annexure-3 was not contrary to law or jurisdictional authority.

Holding and Implications

The court DISMISSED the writ petition challenging the order dismissing the application contained in Annexure-3 and allowing Annexure-4. There was no order as to costs.

The direct effect is that the impugned orders stand confirmed, and the suit remains dismissed as per the applications filed. No new precedent was established beyond the reaffirmation and application of existing legal principles concerning abandonment and withdrawal under Order 23 Rule 1 CPC in the context of settlement and mutual consent.

Show all summary ...

D.K Seth, J.:— In a suit for declaration and/or cancellation of the deed of sale the plaintiffs filed an application on 15.11.1988, which is Annexure-3 to the writ petition. Before any order could be passed on the said application, the plaintiffs filed another application on 29.11.1988, which is Annexure-4 to the writ petition, for dismissal of the said application as contained in Annexure-3 to the writ petition. The defendants had filed his objection to the said application contained in Annexure-4 to the writ petition. On 5.12.1996 the said application, contained in Annexure-3 to the writ petition was dismissed, while allowing application contained in Annexure-4 to the writ petition. A revision was filed against the order dated 5.12.1996 By an order dated 29.1.1997 the said revision was also dismissed. It is this order which has since been challenged by means of this writ petition.

2. Dr. R.G Padia, learned counsel for the petitioners contends that the application as contained in Annexure-3 to the writ petition, being an application under Order 23 Rule 1 of the Code of Civil Procedure, the same become absolute as soon it was filed. Therefore, the same cannot be withdrawn or cancelled by means of any subsequent application. Inasmuch as withdrawal of the suit is unilateral act which become absolute as soon the same is filed before the court. Since no leave was asked for, therefore, it was not necessary that any order is to be passed by the court on the said application. In support of his contention he relies on the decision in the case of Smt. Raisa Sultana v. Abdul Qadir . A.I.R 1966 Alld. 318., and contends that a Division Bench of this court had held that withdrawing of a suit is unilateral act of the plaintiff, it requires no permission or order of the court and is not subject to any condition and it becomes effective as soon as it is done. Therefore, dismissal of the said application as contained in Annexure-3 to the writ petition by reason of allowing the application contained in Annexure-4 to the writ petition is wholly contrary to law and is wholly without jurisdiction and perverse. Secondly, he contends that in the application contained in Annexure-3 to the writ petition, no consideration has been mentioned, whereas in the application contained in Annexure-4 to the writ petition it is suggested that some consideration was proposed, but the same did not pass to the plaintiff. In order to dispute the said suggestion the defendants sought to examine the learned counsel of the plaintiff on the ground that the amount of consideration was paid to the counsel who had signed the application, contained in Annexure-3 to the writ petition. In order to stress on the genuinness he had drawn my attention to Annexure-3, which is said to have been signed not only by the counsel for the plaintiff but also by both the defendants and the plaintiff, while the plaintiff had put in her left thumb impression. But the application for examination of the learned counsel for the plaintiffs was rejected by the learned Trial court, which is illegal and irregular exercise of jurisdiction, resulting in grave injustice culminated in the order passed by the learned Trial court. His similar application made before the revisional Court also stood dismissed, which again is illegal and irregular exercise of jurisdiction by the revisional court. On that ground as well the order impugned in the writ petition cannot be sustained. Sri Rajendra Rai, learned counsel appearing on behalf or respondents, on the other hand, contends that the ratio decided in the case of Smt. Raisa Sultana (supra) referred to by Dr. Padia, is not applicable, in the facts and circumstances of the present case. According to him the present facts and circumstances of the case are clearly distinguishable from the facts involved in the said case on the basis of which the ratio decided therein was laid down. He led me through the contents on Annexures-3 and 4 to the writ petition in order to substantiate his contention.

3. I have heard Dr. R.G Padia appearing with Mr. Prakash Padia, for the petitioners and Sri Rajendra Rai, learned counsel appearing on behalf of respondents at some length. In order to appreciate the respective contentions it is necessary to examine the scope of Order 23, Rule 1 of the Code of Civil Procedure, which runs as follows:

“Rule-1.—Withdrawal of suit or abandonment of part of claim—

(1) At any time after the institution of a suit, the plaintiff may as against all or any of the defendants abandon his suit or abandon a part of his claim:

Provided that where the plaintiff is a minor or other person to whom the provisions contained in Rules 1 to 14 of Order XXXII, extend, neither the suit nor any part of the claim shall be abandoned without the leave of the court.

(2) An application for leave under the proviso to sub-rule (1) shall be accompanied by an affidavit of the next friend and also, if the minor or such other person is represented by a pleader, by a certificate of the pleader to the effect that the abandonment proposed is, in his opinion, for the benefit of the minor or such other person.

(3) Where the court is satisfied—

(a) that a suit must fail by reason of some formal defect, or

(b) that there are sufficient grounds for allowing the plaintiff to institute a fresh suit for the subject matter of a suit or part of a claim, it may, on such terms as it thinks fit, grant the plaintiff permission to withdraw from such suit or such part of the claim with liberty to institute a fresh suit in respect of the subject-matter of such suit or such part of the claim.

(4) Where the plaintiff—

(a) abandons any suit or part of claim under sub-rule (1), or

(b) withdraws from a suit or part of a claim without the permission referred to in sub-rule (3), he shall be liable for such costs as the court may award and shall be precluded from instituting any fresh suit in respect of such subject matter or such part of the claim.

(5) Nothing in this rule shall be deemed to authorise the court to permit one of several plaintiffs to abandon a suit or part of a claim under sub-rule (1) or to withdraw under sub-rule (3) any suit or part of a claim without the consent of the other plaintiffs.”

4. Prior to 1976 amendment of the Code instead of the word ‘abandon’ now used in the present rule, the word ‘withdraw’ was used. Under the old rule there were two kinds of withdrawal namely, (1) absolute withdrawal, and (2) withdrawal with the permission of the court. As the use of the word ‘withdrawal’ in relation to both kinds of withdrawals caused confusion, the rule is amended to avoid such confusion by the use of the word “abandon” in place of the word “withdrawal” in relation to the first kind of withdrawal mentioned in old sub-rule (1) namely ‘absolute withdrawal’. In relation to second kind of withdrawal mentioned in old sub-rule (2) namely withdrawal with the permission of the court, the word “withdrawal” is used in the substituted Rule 1. This clear distinction is maintained throughout in the substituted rule. By reason of sub-rule (3) which correspond to old sub-rule (2), the second kind of withdrawal with leave to sue afresh, is required to be made with the permission of the court.

5. Admittedly the right to abandon is a right reserved to the plaintiffs and can be exercised unilaterally by the plaintiff himself without permission of the court. Such abandonment precludes filing of fresh suit on the same cause of action unless he obtains leave under sub-rule (3) as is provided in sub-rule (4). It is so held in the case of Hulas Rai Baijnath v. K.B Bass and Company. In R. Rammurthi v. Rajeswara Rao . 1972 2 SCC 721, it is laid down that where vested interest comes into existence before the prayer for withdrawal (now abandonment) is made court is not bound to allow withdrawal (now abandonment). But this can happen in only very limited circumstances i.e where a preliminary decree had been passed, a set off or counter claim had been claimed or in a partition suit after the defendant has gained the advantage of buying the share of the plaintiff etc.

6. The rule does not require any order in the case of withdrawal (abandonment) without permission. It does not require drawing up of any decree, but the order may be formally drawn up if the court directs payment of cost to the defendant, is the view taken in Saraswati v. Surabala . A.I.R 1957 Cal. 57.. The High Court of Madras recognised Court's power in appropriate case to allow withdrawal of the application to withdraw in Lakshmana Pillai v. Appalwar Alway Ayyamgar . A.I.R 1923 Mad. 246.. In Rameshwar Sarkar v. State of West Bengal . A.I.R 1986 Cal. 19, 23., same view was taken by the Calcutta High Court that under inherent power it can do so in appropriate case. The Bombay High Court in Yaswant Govardhan v. Totaram Avas . A.I.R 1958 Bom. 28., expressed the view that it is open to the plaintiff to withdraw his application if no effective order has been passed by the Court. Orissa High Court in Prema Chandra Barik v. Prafulla . A.I.R 1988 Orissa, 33, 35., took the view that the applicant can withdraw his application before the court acts on it. But the Allahabad High Court in Raisa Sultana (supra) has taken a contrary view disagreeing with the view taken by the High Courts of Calcutta, Bombay and Madras particularly in the case of Yashwant Govardhan (supra), Lakshmana Pillai (supra) and distinguished the case of Midnapore Zamindari Company Ltd. v. Raja Vijay Singh Dudhuria. The reason of its dassent from the various decisions referred to in the said judgment is summarised in paragraphs 9 and 10 thereof. The said decision by the bench is binding on this court.

7. Admittedly, the present case does not come within the exceptions referred to in the case of R. Rammurthi (supra) since such abandonment does not require any permission of the court therefore, by simple analogy unilateral act of the plaintiffs in the manner of filing the application intimating the court of abandonment become absolute as soon such an application is filed. The action of abandonment is complete with the filing of the application. Once abandoned the same can not be withdrawn since it would have the effect of revival of the suit itself namely in other words it would be operative against sub-rule (4) prohibiting institution of fresh suit. Inasmuch as the moment it is abandoned it comes to a dead and. After the abandonment if he seeks to recall abandonment it would be an act of the institution of fresh suit. The principle laid down in the case of Raisa Sultana (supra) does not seem to be of any lesser effect because of the changes brought about in sub-rule (1) by insertion of the word ‘abandon’ in place of withdrawal on the other hand the said principle would apply with greater force in such a case. It is no more withdrawal of a suit but is an abandonment of the right. The word ‘abandon’ means to relinquish, surrender or give up ones' claim or interest. Once relinquished the abandonment is complete. The act of abandonment is a volition. It is not dependent on another's will. It is a right or liberty that is exercised. The exercise is complete as soon formally expressed by means of an application. If after exercise of the act of relinquishment is sought to be withdrawn, it would be picking up of the abandoned cause after the period during which it remains abandoned or relinquished. There is in scope of survival of abandonment or relinquishment after the act of abandonment is exercised. It is an act like shooting an arrow. Once shot it can not be retraced or recalled. The shooting is complete as soon it leaves the bow and out of the control of the shooter. The period of abandonment or relinquishment is a blank which can never be filled up, a void which can never be bridged, a gap which can never be linked or connected. It can not be said to be continuation of the right in a dormant stage. It is a cessation of right. As laid down in para 8 in the case of Raisa Sultana (supra) such an act is like a point and not continuous like a line. As soon as it is abandoned the suit becomes end and nothing remains pending and becomes subject to sub-rule (4) as soon the plaintiff abandons a suit. The plaintiff can not revoke or withdraw the act of withdrawal or abandon the abandonment. If he is barred from instituting fresh suit it means he is absolutely barred from reviving his status as the plaintiff. The bar would be meaningless, if he is permitted to-revoke or abandon the abandonment and get himself restored to the status of the plaintiff in respect of abandoned suit.

8. In the above context it is necessary to examine as to whether the application contained in Annexure-3 to the writ petition is abandonment within the meaning of sub-rule (1) of Rule 1 of Order 23. As translated at the bar the contents of the application is that the claim of the plaintiffs have been settled between the parties for which the plaintiff does not want to proceed with the suit nor there is any necessity of the suit and in such circumstances it is necessary to dismiss unnecessary suit without any judgment and if the suit is so dismissed the parties do not have any objection nor there would be any in future. Therefore, the plaintiff pray for dismissal of the suit without any judgment. The said application was signed by the learned counsel for the pontiff and by the two defendants while the plaintiff had put in her left thumb impression. The signatures of the defendants on the said application does not leave the said application to be unilateral act. The very signature of the defendants appended on the said application indicates of some settlement between the parties. Then again the expression that the parties do not have any objection if the suit is dismissed also indicates that there was some understanding with the defendants as well. Furthermore the expression that the dispute has been settled between the parties also indicates some understanding between the parties. Such a situation pre-supposes that the action of the plaintiffs is not a unilateral act. Nowhere it is indicated that the claim is being abandoned on the other hand the claim having been settled, the suit ought to have been dismissed without any judgment. At best the application could be construed to mean an application for dismissal of the suit for non-prosecution. The dismissal of the suit for non-prosecution since the claim has been said to have been settled, can never mean abandonment of the suit or claim on the other hand the claim having been settled the plaintiffs do not want to proceed with the suit.

9. The word ‘non-prosecution’ and ‘abandonment’ are not synonyms. There is a great difference between ‘abandonment’ and ‘non-prosecution’. The new Shorter Oxford Dictionary meaning of “prosecution” is given as “following up, continuation, or persuit of a course of action etc. with a view to its completion. The institution and conducting of legal proceedings against a person or in pursuit of a claim.” Thus ‘non-prosecution’ in a case settled between the parties means the pursuit of the claim is complete. It is not an abandonment of the claim. It is a consequence of the settlement of the claim by reason whereof the pursuit is complete. It is an achievement of the claim, whatever might be the manner.

10. The prayer or dismissal of the suit without judgment does not amount to abandonment of the suit or claim. The very existence of the statement in Annexure-4 to the writ petition that consideration was not paid and the said application having been made without any consideration, indicates that the application as contained in Annexure-3 to the writ petition, to be void one since the same was filed without any consideration. Inasmuch as the application contained in Annexure-3 to the writ petition speaks of settlement whereas the application as contained in Annexure-4 to the writ petition speaks that consideration for the settlement has not been passed on to the plaintiff, therefore the application contained in Annexure-3 being without consideration cannot be enforced by the defendants. Even then it can not be treated to be ‘abandonment’ in the facts and circumstances of the case which clearly distinguish the present application from being an application for abandonment or a unilateral action of the plaintiffs.

11. Then again the withdrawal or abandonment without leave being a unilateral act of the plaintiff the defendant can not enforce such unilateral act. It is only for the court to examine whether such act is an abandonment and has been exercised unilaterally when the same is sought to be recalled or withdrawn. If it is unilateral act of abandonment it is complete as soon made without depending on any order being made thereon by the court or its acting upon the same and attracting the consequence of sub-rule (4) of Rule 1 Order 23 of the Code.

12. If the application is not an application within sub-rule (1) of Rule 1 of Order 23 of the Code in that event the ratio decided in Raisa Sultana (supra) case cannot be attracted and if sub-rule (1) of Rule 1 is not attracted then sub-rule (4) of Rule 1 can not be attracted.

13. On these grounds the contention of the learned counsel for the petitioner with regard to his first point, can not succeed, in view of peculiar facts and circumstances of the case which takes away the present case from the ratio sought to be applied by the petitioner.

14. With regard to the second question raised by the learned counsel for the petitioner it is contended that substantial money has been passed over for the alleged consideration for abandonment due to which the application, Annexure-3 was filed by the plaintiff. Such payment was made to the plaintiffs through his learned counsel who had signed the said application. The application as contained in Annexure-3 does not indicate any such payment though it suggests of settlement. The contents of Annexure-4 to the petition on the other hand indicates that such consideration for which settlement was agreed by the plaintiffs has not been received by her. In none of these applications quantum is specified, whereas the defendant seeks to specify the quantum.

15. Be that as it may the said question is neither here nor there and is not germane to the issues involved. Whether the amount was paid or not is not a question to be gone into in the present case, particularly, when the application was not an application for compromise and particularly when there is no such case made out on the face of it. The defendant is also not coming with the case that he is in possession of any receipts with regard to payment of the said sum. Even then that is a question to be gone into on relevant evidence which may enable the defendant to lodge counter claim or incorporate a defence on the basis thereof and which they may prove in accordance with law if it can be proved under law. Such questions need not be gone into at this stage which will remain open to the parties, if it is available and they are so advised, at the subsequent stage of the suit, as they may decide.

16. The refusal to examine the learned counsel for the plaintiffs and rejection of the application therefore can not have any impact on the present question. Even then the rejection of the application by the learned trial court and refusal to examine the learned counsel by it was not challenged though it was so open to be challenged in revision by the defendant. At the same time the order rejecting the application to examine the plaintiffs counsel by the revisional court was also not challenged.

17. In that view of the matter the order rejecting the application for examination of the learned counsel for the plaintiff will not prevent or preclude the defendants from making such an application at the later stage and if such an application is made the same should be dealt with on its merit according to law.

18. For all these reasons I am not inclined to interfere with the orders impugned in the present revisional application. The writ petition, therefore, fails and is accordingly dismissed. There will, however, be no order as to costs.

19. Petition Dismissed.