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Sankru Mahto v. Bhoju Mahato

Patna High Court
Nov 12, 1935
Smart Summary (Beta)

Structured Summary of the Opinion (Mohamad Noor, J.)

Factual and Procedural Background

Seven plaintiffs, described as Kurmi Mahtons of Chota Nagpur, instituted a suit for recovery of possession of certain plots of land. The plaintiffs alleged the lands were part of their joint occupancy holdings, that the defendants had wrongfully had their names entered in settlement records, that part of the land was taken from them following a proceeding under Section 145 of the Criminal Procedure Code and that the remaining portion was taken by force.

The defendants disputed the plaintiffs' title and pleaded limitation. The trial Court dismissed the suit and the plaintiffs appealed to the District Court. During the pendency of that appeal one plaintiff (appellant 2) died (Jaith 1336 B.S.) and one defendant (respondent 8) died (Kartik 1335 B.S.). No application for substitution of representatives of the deceased parties was made.

Before the Subordinate Judge the surviving plaintiffs applied asserting that the heirs of the deceased appellant and the deceased respondent were already on the record, relying on the parties' tribal custom (that appellant 2 was succeeded by his brother, appellant 1, and respondent 8 by his brothers on the record). The respondents raised a preliminary objection that the appeals had abated for failure to apply for substitution within the time allowed by law. The Subordinate Judge allowed the preliminary objection and dismissed the appeal. The surviving plaintiffs then appealed to the present Court.

Legal Issues Presented

  1. Whether, in the circumstances described (death of a plaintiff and a defendant during the appeal, with heirs allegedly already on the record and no formal application for substitution), the appeal before the Subordinate Judge had abated.
  2. Whether the matter falls under Order XXII Rule 2 of the Civil Procedure Rules (no substitution necessary where the right to sue survives in the remaining parties and an entry is made on the record) or under Rules 3 and 4 (requiring substitution where the right to sue does not survive and substitution is necessary to continue the suit).
  3. What procedural steps the lower Court should take to determine whether the right to sue survived in the surviving plaintiffs (including the admissibility of evidence about tribal custom or application of Hindu Mitakshara law and whether the family constituted a joint family).

Arguments of the Parties

Plaintiffs' (Appellants') Arguments

  • The heirs of the deceased appellant (appellant 2) and the deceased respondent (respondent 8) were already on the record and therefore no formal application for substitution was necessary.
  • Under the tribal custom governing their family (Kurmi Mahtos of Manbhum), succession excludes females, so appellant 2 was succeeded by his brother (appellant 1), meaning the right to sue survived in the remaining plaintiffs.
  • If governed instead by Hindu Mitakshara law and they formed a joint family, appellant 1 would take by survivorship and represent the entire interest.

Defendants' (Respondents') Arguments

  • A preliminary objection that the appeal of appellant 2 and the appeal against respondent 8 had abated because no application for substitution of legal representatives was made within the period allowed by law.
  • It was contended that according to the nature of the suit the whole appeal had abated as a result of the non-compliance.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
7 Pat 285 Relied upon by the learned Subordinate Judge to suggest substitution application may be necessary even if one heir is already on record. The Court examined the facts of 7 Pat 285 and concluded it was decided on the basis that not all heirs of the deceased respondents were on the record; therefore it is not authority for the broader proposition that substitution is required when all heirs are already on the record.
3 Pat 853 Authority holding that when not all representatives of a deceased party are on the record, an application for substitution is necessary. The Court treated this case as showing that the necessity for substitution depends on whether all representatives are on the record; it does not support a rule requiring substitution where all representatives already appear.
6 PLT 451 Decision where no application was fatal in part because some representatives were not on the record; contrasted positions where existing representatives sufficed. The Court found this case actually supports the view that if the sons (representatives) are already on record, the absence of substitution of other heirs may not be fatal. It is an authority against the strict view taken by the Subordinate Judge.
10 Pat 341 Held that an application for substitution was necessary even when all the heirs of a deceased party were already on the record. Although the judge signing the present opinion had earlier been part of that decision, he now expressed doubts about its correctness. The Court noted a consensus of later decisions and benches to the contrary, and therefore treated 10 Pat 341 with skepticism.
12 Pat 778 Considered earlier decisions; held that in the case of a Hindu joint family if all members are already on the record the case falls under O. 22, R. 2 (no abatement) rather than Rrs. 3 and 4. The present Court relies on 12 Pat 778 (a decision with which the present judge agreed) as supporting the rule that where representatives are already on record and survivorship applies, Rule 2 governs and no substitution application is necessary.
1934 Pat 427 (Courtney-Terrell, C.J. and Varma, J.) Accepted the view that if all representatives of a deceased party are on the record and the right survives, R. 2 applies. The Court cited this decision as part of the consensus in the Court supporting the position that R. 2 governs when representatives are already on the record.
56 Cal 622 Calcutta High Court decision allowing surviving plaintiffs to amend the plaint to claim joint possession to the extent of their shares. The Court invoked this case to illustrate that if one deceased plaintiff's appeal has abated but others remain, the surviving plaintiffs may obtain relief limited to their shares (and an amendment to the plaint was permissible in that precedent, though the present Court did not regard amendment as essential).
6 PLT 604 Contains observations on tribal custom and inheritance among the Kurmi Mahtos relevant to the question whether females are excluded from succession. The Court referenced these observations as background on tribal customs and as relevant material to determining whether survivorship (excluding females) applied in the appellants' family.

Court's Reasoning and Analysis

The Court's analysis proceeds from examination of the relevant procedural rules and the factual claims about succession and representation on the record.

  1. The applicable provisions are Order XXII, Rules 2, 3 and 4 (with the rules applying mutatis mutandis to appeals under O. 22, R. 11). Rule 2 operates where, among multiple plaintiffs or defendants, one dies and the right to sue survives to the surviving plaintiffs alone or against the surviving defendants alone; the Court should cause an entry on the record and the suit proceeds without substitution. Rules 3 and 4 apply where that survivorship does not exist and substitution of the legal representative is required; failure to apply results in abatement as to the deceased party.
  2. The central factual/legal test is explicitly stated: whether the surviving plaintiffs can alone sue or the surviving defendants alone can be sued in the absence of the deceased party. If they can, Rule 2 applies and no application for substitution is necessary.
  3. The Court examined the factual claim that appellant 1 represented the interest of deceased appellant 2 (under tribal custom excluding females, or under Hindu Mitakshara survivorship): if that claim is established, Rule 2 governs and appellant 2's appeal has not abated.
  4. The Court reviewed precedents relied upon by the Subordinate Judge and found that the cited decisions were either distinguishable on their facts (because not all representatives were on the record) or actually supported the opposite view. In particular, the Court rejected the broad reading of 7 Pat 285 and placed weight on decisions (including 12 Pat 778 and 1934 Pat 427) supporting the view that where representatives are already on the record and survivorship applies, Rule 2 applies.
  5. The Court acknowledged a contrary earlier decision (10 Pat 341) which held that substitution was required even when all heirs were on the record; the present judge dissented from that rule as a matter of correctness and noted subsequent consensus against it in this Court, and that 10 Pat 341 involved Mohammedan succession where survivorship might not exist.
  6. The Court considered the alternative factual possibility: if appellant 1 is not the legal representative and instead the widow or daughter succeeded appellant 2, then the appeal of appellant 2 would have abated. Even in that scenario, however, the Court reasoned that the whole appeal need not abate; the shares of the surviving plaintiffs must be ascertained and the remaining plaintiffs, if successful, would be entitled only to their shares and the Court can pass a modified decree or allow amendment (citing 56 Cal 622 as an example of allowing an amendment to limit relief to shares).
  7. Accordingly, the Court directed a remand for factual determination: the Subordinate Judge should allow the surviving appellants to adduce evidence to show appellant 1 represents appellant 2, by establishing either (a) that tribal law excluding females governs the family of appellants 1 and 2, or (b) failing that, that Hindu Mitakshara law governs and they were a joint family. If the Court finds survivorship on either basis, an entry should be made that the right to sue survives and the appeal should proceed on the merits. If not, the appeal of appellant 2 should be declared abated, and the Court should determine the entitlement of the remaining plaintiffs (taking additional evidence and passing decree for joint possession to the extent of their shares if they succeed).

Holding and Implications

Holding: The Court remanded the case to the learned Subordinate Judge with directions. The Subordinate Judge is to admit evidence on the question whether appellant 1 represents the deceased appellant 2 (by tribal custom excluding females or by Mitakshara survivorship). If the Subordinate Judge finds that appellant 1 represents appellant 2, he will record that the right to sue survives to the surviving appellants and proceed to hear the appeal on its merits. If not, he will declare that the appeal of appellant 2 has abated and determine, after taking further evidence if necessary, whether the remaining plaintiffs are entitled to any decree and to what extent; if successful, a decree for joint possession limited to the surviving plaintiffs' shares is to be passed. The costs of this appeal were directed to abide the ultimate result of the suit.

Implications:

  • The decision clarifies that where all representatives of a deceased party are already on the record and the right to sue or be sued survives in the remaining parties, Order XXII Rule 2 applies and substitution need not be sought; Rules 3 and 4 apply only when survivorship does not operate and representatives are not already effectively represented on the record.
  • The opinion narrows the circumstances in which an appeal abates for failure to apply for substitution, tying abatement to the factual question of whether survivorship exists and whether representation on the record is complete.
  • No new broad precedent overturning prior authority is announced; rather, the Court adopted the view reflected in subsequent decisions of the Court that where representatives are already on the record and survivorship exists the appeal continues under R. 2. The Court declined to refer the question to a Full Bench for definitive resolution, noting a consensus against the contrary decision in 10 Pat 341 and differences of applicable succession law in that earlier case.
  • Direct effect on the parties: the matter is remanded for factual determination and further evidence; the fate of appellant 2's appeal depends on that factual inquiry; the remaining plaintiffs may still obtain relief limited to their shares even if appellant 2's appeal abates.

Disposition: Case remanded to the Subordinate Judge with directions as set out above. (Macpherson, J. concurred and added observations consistent with the majority reasoning.)

Show all summary ...

Mohamad Noor, J.:β€” This appeal has arisen out of a suit instituted by the plaintiffs, seven in number, all being Kurmi Mahtons of Chota Nagpur, for recovery of possession of some plots of land on the allegation that they were part of their joint occupancy holdings and that the defendants wrongfully got their names recorded in respect of them in the settlement records and that from a portion they were dispossessed in consequence of a proceeding under Section 145 of the Cr PC, and from the rest the defendants forcibly dispossessed them. The defendants disputed the plaintiffs' title to the lands in question and pleaded limitation. The trial Court dismissed the suit. The plaintiffs preferred an appeal to the District Court. During the pendency of the appeal plaintiff (appellant) 2 died in Jaith 1336 B.S, and defendant (respondent) 8 died in Kartik 1335 B.S No application was made for substitution of the names of the representatives of the deceased appellant and the deceased respondent. When the appeal came up for hearing before the learned Subordinate Judge, applications were made on behalf of the remaining plaintiff-appellants to the effect that the heirs of the deceased appellant and the respondent were already on the record. It was alleged that under the tribal custom which governs the parties appellant 2 was succeeded by his brother appellant land that respondent 8 also was succeeded by his brothers already on the record.

2. A preliminary objection was raised on behalf of the respondents that the appeal of appellant 2 and the entire appeal against respondent 8 had abated on account of no application for substitution of their representatives having been made within the period allowed by law and that according to the nature of the suit the whole appeal had abated. The learned Subordinate Judge allowed this preliminary objection and dismissed the appeal. The surviving plaintiffs have preferred this second appeal. The only question for our consideration is whether, in the circumstances stated by the surviving plaintiffs in their applications, dated 26th August, 1930, the appeal before the learned Subordinate Judge had abated. The relevant provisions of law in this connexion are contained in Rr. 2, 3 and 4, O. 22. These rules are as follows:

2. Where there are more plaintiffs or defendants than one, and any of them dies, and where the right to sue survives to the surviving plaintiff or plaintiffs alone, or against the surviving defendant or defendants alone, the Courts shall cause an entry to that affect to be made on the record, and the suit shall proceed at the Instance of the surviving plaintiff or plaintiffs, or against the surviving defendant or defendants.

3. (1) Where one of two or more plaintiffs dies and the right to sue does not survive to the surviving plaintiff or plaintiffs alone, or a sole plaintiff or sole surviving plaintiff dies and the right to sue survives, the Court on an application made in that behalf, shall cause the legal representative of the deceased plaintiff to be made a party and shall proceed with the suit. (2) Where within the time limited by law no application is made under sub-r. (1), the suit shall abate so far as the deceased plaintiff is concerned, and, on the application of the defendant, the Court may award to him the costs which he may have incurred in defending the suit, to be recovered from the estate of the deceased plaintiff.

4. (1) Where one of two or more defendants dies and the right to sue does not survive against the surviving defendant or defendants alone, or a Bole defendant or sole surviving defendant dies and the right to sue survives, the Court, on an application made in that behalf, shall cause the legal representative of the deceased defendant to be made a party and shall proceed with the suit; (2) any person so made a party may make any defence appropriate to his character as legal representative of the deceased defendant; (3) where within the time limited by law no application is made under sub-r. (1), the suit shall abate as against the deceased defendant.

3. Under O. 22, R. 11, these rules apply mutatis mutandis to appeals. It is obvious that in case R. 2 applies, no application for substitution is necessary. The Court (of course, on being informed) shall cause an entry to be made in the record that a particular plaintiff or defendant is dead and that the right to sue survives in favour of the surviving plaintiffs or against the surviving defendants. Rr. 3 and 4 apply where one or more of the several plaintiffs or defendants dies and the right to sue does not survive in favour of the remaining plaintiffs or against the remaining defendants, and in that case if no application is made for substitution of the representatives of the deceased plaintiffs or defendants the appeal shall abate so far as the deceased plaintiff or deceased defendant is concerned. The question is whether the present case is governed by R. 2 or by Rr. 3 and 4. It is contended on behalf of the appellants that in the present case on the death of plaintiff 2 the right to sue survived in the remaining plaintiffs and on the death of respondent 8 the right to sue of the remaining plaintiffs survived against the remaining defendants and therefore R. 2 applies and no application was necessary. The test whether a right to sue survives in the surviving plaintiffs or against the surviving defendants is whether the surviving plaintiffs can alone sue or the surviving defendants could alone be sued in the absence of the deceased plaintiff or defendant respectively.

4. Now if the allegation of the appellants is correct that appellant 1 is the only representative of appellant 2, there can be no question that the surviving plaintiffs alone can institute the present suit on the allegations in the plaint. Similarly, the surviving defendants alone can be sued. There are no others who can join as plaintiffs and no others who can be joined as defendants. The learned Subordinate Judge seems to have held on the authority in 7 Pat 285(1), that even if the heirs of a deceased appellant be on the record it is still necessary that an application for substitution be made so that the appellants already on the record may be shown also in their capacity as the representatives of the deceased appellant. No doubt, at first sight this may appear to be the view taken in that case, but a closer examination of the facts of that case and the judgment of the Court will show that such is not the case. In that case two of the respondents had died. One of the heirs of the deceased respondents was already on the record, but their other heirs were not. Kulwant Sahay, J. after referring to the two earlier decisions of this Court in 3 Pat 853(2) and 6 PLT 451(3) observed:

These two cases are clear authority for holding that the fact of Narain Singh being on the record did not prevent the abatement of the appeal when admittedly the other two respondents died leaving other members of the family as their legal representatives and those members were not brought on the record.

5. It is clear, therefore, that this case was decided upon the fact that all the heirs of the deceased respondent were not on the record. It is no authority for the proposition that if all the heirs of a deceased appellant or respondent; are already on the record any application for substitution under R. 8 or R. 4 is necessary. So far as this Court is concerned there is no case, except that in 10 Pat 341(4), which lays down that an application for substitution is necessary even when all the heirs of a deceased appellant or respondent are already on the record. I shall come to this case in a moment. At present I wish to examine the two cases which were followed in 7 Pat 285. The first is that in 3 Pat 853. In that case also, as it appears from the judgment, all the representatives of the deceased respondent, were not on the record. Only one member of the family was there and it was held that under the circumstances of the case an application was necessary. The second case in 6 PLT 451 is rather an authority against the view taken by the learned Subordinate Judge. In that case there were two deaths, first of the father and then of one of the sons. Sir Dawson Miller in giving the judgment of the Bench of which my brother Macpherson was a member definitely held that no application having been made for substitution of the heirs of the father would not be fatal if his sons were already there, but an application was necessary as one of the plaintiff's sons had predeceased him and his sons were not on the record and no application having been made within the time allowed by law the appeal in the mortgage suit was held to have abated. It is clear, therefore, that neither the case relied upon by the learned Subordinate Judge nor the cases on which that case is based lays down that where all the representatives of a deceased party are already on the record an application under R. 3 or R. 4 is necessary. I now come to the case in 10 Pat 341. It is true that it was laid down in that case that even if all the heirs of a deceased party are already on the record the case comes under O. 22, Rr. 3 and 4 and that an application for substitution is necessary. I was a party to that decision, but since then I have had occasion to reconsider the position and have come to entertain doubts about its correctness. The question came up before another Bench of this Court consisting of Wort, J. and myself where all the above decisions of this Court were considered. That was the case in 12 Pat 778(5). Agreeing with my brother Wort, J., I held that at least in the case of a Hindu joint family if all the members of the family were already on the record the case came under R. 2. It was not necessary for me in that case to express any definite opinion about the correctness of the decision in 10 Pat 341. The case was distinguishable on the ground that it was a case of a Mohammadan family where the heirs took by succession and not by survivorship. The view which my learned brother Wort, J. and I took in that case has been accepted to be the correct law by another Division Bench of this Court [Courtney-Terrell, C.J and Varma, J., in 1934 Pat 427(6)]. Therefore, the consensus of opinion in this Court is that when the representatives of a deceased party are already on the record and the right to sue and be sued survives in the remaining plaintiffs or the remaining defendants, the case comes within R. 2 and not within Rr. 3 and 4, O. 22. Almost all the High Courts are practically of the same view, and it is needless to refer to the cases in detail. I do not think it is necessary for the purposes of this case to refer the question to a Full Bench for an authoritative decision whether the case in 10 Pat 341 was correctly decided. First of all the consensus of opinion is against the view taken in that case and secondly it was a case governed by the Mahomedan law where it may be said that survivorship does not exist. In my opinion, therefore, if under the law which governs the plaintiffs' family, appellant 1 represents the interest of the deceased appellant 2, the appeal of appellant 2 has not abated. There is again no question that respondent 8 has been succeeded by his brothers who are already on the record, and the appeal against that respondent has also not abated and continues against his representatives.

6. Assuming, however, that appellant 1, is not the legal representative of appellant 2 and that the widow or daughter of the deceased appellant has succeeded him, then the appeal of appellant 2 has certainly abated. But there is no reason to hold that even in that case the whole appeal has abated. The shares of the plaintiffs must be separate and the remaining plaintiffs if successful will get a decree only to the extent of their shares. In a similar case in 56 Cal 622(7) the Calcutta High Court allowed the surviving plaintiffs to amend the plaint by asking for joint possession to the extent of their shares. I do not, however, think that an amendment of the plaint is essential. If the plaintiffs ask for more than is due to them the Court can always pass a modified decree.

7. The order which I would pass in this case is that the case be remanded to the learned Subordinate Judge. He will allow the surviving appellants to adduce evidence to show that appellant 1 represents the deceased appellant 2 so that the right to sue, which appellant 2 had, survives to appellant 1. That they may do by establishing that the tribal law excluding females governs the family of appellants 1 and 2, or failing that they are governed by the Hindu law according to the Mitakshara and were a joint family. If he finds in the affirmative on either of these points he will cause an entry to be made in the memorandum of appeal that right to sue survives to the surviving appellants and proceed to hear the appeal on the merits. If, on the other hand, he finds that the widow or the daughter of appellant 2 has succeeded him, he will declare that the appeal of appellant 2 has abated, and then proceed to determine whether the remaining appellants are entitled to any decree and if so to what extent. In order to determine the share of the remaining appellants he will take additional evidence himself or direct it to be taken by the trial Court and if the remaining plaintiffs succeed he will pass a decree for joint possession in their favour to the extent of their share. The costs of this appeal will abide the ultimate result of the suit.

8. Macpherson, J.:β€” I agree. I desire to add with reference to the decision in 6 PLT 451 that my view has always been that where, in spite of a death among plaintiffs (or defendants) the whole interest is represented by the surviving plaintiffs (or defendants) the provision applicable is R. 2 of O. 22 and not the subsequent rules and there is no question of abatement, but in the decision mentioned it appeared that the whole interest in the mortgage was not represented by the surviving plaintiffs-respondents in which case R. 2 would not apply.

9. As to the ground given by the learned Subordinate Judge for failing to go into β€œthe question whether according to tribal custom among the Mahto Kurmis the brother of a deceased person inherits his property to the exclusion of the deceased's widow and daughters,” it has been found to be unsound. It is observed that the Courts in Manbhum appear to be apprehensive of tackling the point, and indeed the answer may vary in accordance with circumstances. In the present instance the question is whether the right to sue of appellant 2 survived to his brother, appellant 1. The appellant's claim was that they were governed by the tribal law of the Kurmi Mahtos of Manbhum and the neighbouring districts which, as in the case of all aboriginal races, excludes inheritance by females (except perhaps occasionally in the way of temporary indulgence to a widow or unmarried daughter if that can be termed inheritance). The Kurmi Mahtos have in Manbhum in many cases become somewhat Hinduised. The question is whether in any particular instance they have abandoned their tribal rules of inheritance and adopted Hinda law in that regard. There are observations on the point in 6 PLT 604(8). In Manbhum or at least in parts of it the further question will arise and is relevant on the present occasion whether if they have not only become Hindus but have also adopted Hindu law, it is the Mitakshara form of it (which certainly governs the great land-holding families of the district and which may be the indigenous law), or whether members of this preeminently Manbhum tribe have adopted the Dayabhaga law from Bengali immigrants of the higher castes. In the present instance if the appellants' family is governed by the Mitakshara rules it will further be necessary to consider whether the appellant 1 and appellant 2 constituted a joint family. If they did, appellant 1 took by survivorship and represented the whole interest.

10. If they did not, the widow and daughter of appellant 2 would represent his interest, as of course they also would if the Dayabhaga law applies.

R.W/R.K

11. Case remanded.