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Ram Nath v. King-Emperor

Allahabad High Court
Nov 5, 1925
Smart Summary (Beta)

Structured Summary of the Provided Opinion

Factual and Procedural Background

The applicant, Babu Ram Nath, was a candidate at a municipal election held at Muttra in March 1923. A person named Hari Shanker was on the electoral roll but was not living at Muttra at the time. An unidentified individual presented himself at the election purporting to be Hari Shanker and put his thumb mark on the voting slip. The voting slip was attested by Ram Nath himself.

After Ram Nath was elected, his election was contested. The Commissioner set aside the election and directed prosecution of Ram Nath under Sections 419 and 465 read with Section 109 of the Indian Penal Code (cheating and abetment of forgery). A First Class Magistrate convicted Ram Nath and sentenced him to two years' rigorous imprisonment. On appeal the Sessions Judge acquitted him under Section 419 but maintained the conviction under Section 465 read with Section 109.

The matter came in revision to this Court where Mukerji, J., set aside that conviction as well (reported as Ram Nath v. Emperor AIR 1925 All 230). Mukerji, J., held that a specific legislative provision for the conduct existed under Section 171-F of the IPC and that the criminal court should apply the specific provision in preference to a general one; he therefore held the conviction under Section 465 read with Section 109 could not stand. Mukerji, J. also examined the facts and concluded that Ram Nath lacked guilty knowledge and had not abetted the forgery.

Initially, Mukerji, J.'s decision noted that prosecution had not been sanctioned by the Local Government under the provision then relevant to prosecution for election offences; subsequently the Local Government granted sanction to prosecute Ram Nath under Section 171-F for intentionally abetting the false personation. The trying Magistrate convicted him under Section 171-F, and the Sessions Judge upheld that conviction. This opinion is a revision addressing that subsequent conviction.

Legal Issues Presented

  1. Whether a second trial on the same facts is legally permissible where the accused had previously been tried and acquitted/convicted on other offences arising from the same acts but the earlier trial occurred without the sanction of the Local Government required for the offence now charged (i.e., whether the first court was competent to try the offence under Section 171-F when sanction was then absent).
  2. On the merits, whether Ram Nath intentionally abetted the false personation at the election so as to be guilty of an offence under Section 171-F read with the definition of abetment (Section 107) and Section 171-D.

Arguments of the Parties

Applicant's Arguments

  • The applicant contended that Mukerji, J.'s earlier view (that the conviction under Section 465 read with Section 109 could not stand and that Ram Nath lacked guilty knowledge) should be accepted as a ruling in his favour and preclude conviction now.
  • Implicitly, the applicant relied on the prior proceedings (including the earlier lack of Local Government sanction) to challenge the legality of a second prosecution.

Prosecution's Arguments

  • The Assistant Government Advocate argued that Section 171-D (definition of the offence) makes mere abetment of voting in the manner complained of an offence and that it is not necessary for the person abetting to have actual knowledge that the voter was voting in the name of another person.
  • The prosecution proceeded with a fresh trial after the Local Government subsequently granted sanction under Section 171-F.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Ram Nath v. Emperor, AIR 1925 All 230 (Mukerji, J.) Mukerji, J. held that a specific legislative provision for an offence (Section 171-F) should be applied in preference to a general provision (Section 465 read with Section 109); he also concluded that Ram Nath lacked guilty knowledge and did not abet the forgery on the facts. This Court considered Mukerji, J.'s findings but explained that in the fresh prosecution witnesses were re-examined and therefore earlier factual findings were not necessarily final. The Court addressed both the competency issue (sanction) and the merits afresh.
Emperor v. Jiwan, AIR 1915 All 114 Cited as an instance where, despite absence of sanction under Section 195 of the old Code, a second prosecution was held not to be illegal (the absence of sanction was treated as a curable irregularity under Section 537(b) of the old Code). The Court cited this case as one of the authorities taking the view that absence of sanction may not render a second prosecution illegal. However, the Court distinguished it because the earlier decisions involved sanction under Section 195 and provisions of the old Code; the present case required sanction under Section 196 (Local Government) which the Court did not treat as similarly curable.
Mohan Lal v. King-Emperor, AIR 1921 All 205 Similarly cited where absence of sanction under Section 195 did not render a subsequent prosecution illegal; again linked to the old Code's treatment under Section 537(b). The Court noted this authority but distinguished it on the same grounds as for Emperor v. Jiwan, concluding that the reasoning in those cases did not control the present case where sanction was required by Section 196 and not treated in the same way under the Code provisions relied upon in those earlier cases.

Court's Reasoning and Analysis

The Court proceeded in two stages: first addressing the legality of the second trial, then examining the merits of the charge under Section 171-F.

Competency and lawfulness of the second trial

The Court applied Section 403(4) (as stated in the opinion) which permits a person previously acquitted or convicted of an offence constituted by certain acts to be subsequently charged with and tried for any other offence constituted by the same acts, but only if the court that tried him first was not competent to try the subsequently charged offence. Thus the determinative question was whether the first court was competent to try the accused for an offence under Section 171-F when, at the time of that first trial, sanction from the Local Government (required for prosecution under the relevant provision) had not been obtained.

The Court examined authorities that had held a lack of sanction under a different provision (Section 195 of the old Code) to be a curable irregularity; those cases (Emperor v. Jiwan and Mohan Lal v. King-Emperor) proceeded on the basis that Section 537(b) of the old Code treated absence of sanction as irregular rather than jurisdictional. However, the Court distinguished those decisions because the present sanction was required by Section 196 of the Code (Local Government sanction) and that section was not specifically mentioned in the old code provision relied upon; also Section 537 of the new Code did not mention sanction here. On this analysis the Court refused to treat the absence of Local Government sanction as a mere irregularity; instead the lack of sanction rendered the earlier trial incompetent to try the offence under Section 171-F. Consequently, a subsequent prosecution after sanction was granted was not, on that ground, illegal.

Merits — whether Ram Nath abetted the false personation

Turning to the merits, the Court reviewed the freshly examined evidence. The polling officer, Rabu Keshab Deo, stated that before attesting the voting slip Ram Nath used to enquire from the voter and his own workers who the man was and, after ascertaining the fact from those enquiries, would attest the slip. Rule 433 of the Municipal Election Rules requires that where a voter is illiterate his mark or thumb-impression shall be attested by a candidate or agent who may be able to recognize the voter, or by the returning officer or an assistant — the intention being that the attester should personally recognize the voter.

The Court reasoned that if Ram Nath had knowingly misrepresented his personal recognition of voters, or had concealed his ignorance from the polling officer, he might have been guilty under the Explanation to Section 107 (abetment by wilful misrepresentation or concealment). However, on the admitted facts the polling officer was aware that Ram Nath did not personally recognize the voters and that Ram Nath relied on his workers' assurances. The polling officer was therefore not deceived by the attestation.

The Assistant Government Advocate's argument that Section 171-D made mere abetment an offence without requiring actual knowledge was considered. The Court interpreted the phrase "abets the voting by any person in any such way" as referring to abetment of voting in the name of another person or in a fictitious name, and noted that abetment is defined in Section 107 of the IPC. The Court found that the portions of Section 107 applicable to this situation require intentional aiding; given that Ram Nath was not aware the person was falsely personating Hari Shankar, and the polling officer knew Ram Nath was not attesting on personal knowledge, it was "very difficult" to hold that Ram Nath intentionally aided the false personation.

The Court characterized Ram Nath's conduct as reprehensible and contrary to the Municipal Rules (and observed it might have vitiated the election on that ground), but concluded that on the admitted facts there was no intentional abetment of the false personation as required by the criminal provisions relied on by the prosecution.

Holding and Implications

Core Ruling: The conviction and sentence against Ram Nath were set aside and the accused was ordered to be acquitted.

Implications and immediate consequences:

  • The Court held that the first court was not competent to try the accused for the offence under Section 171-F where Local Government sanction (required by Section 196) had not been obtained at the time — accordingly a subsequent prosecution after sanction was not rendered illegal for that reason.
  • On the merits of the offence under Section 171-F (intentional abetment of false personation), the Court found the evidence did not establish the intentional aiding necessary for criminal liability and therefore acquitted the accused. The Court ordered that any fine paid should be refunded.
  • No broader precedent beyond the reasoning expressly stated in the opinion is implicitly declared; the Court distinguished earlier authorities that related to absence of sanction under different statutory provisions and explained why those cases did not control the present situation.

Note: This summary is drawn exclusively from the provided opinion and does not add information beyond what the opinion itself contains.

Show all summary ...

1. This is a revision from a conviction of the applicant under Section 171-F of the Indian Penal Code. The applicant was candidate at a Municipal election held at Muttra in March 1923. A person named Hari Shanker, was a voter on the electoral roll but he was not living at Muttra. Some person, who has not been traced by the police, came forward at the time of the election and professed to be Hari Shanker and put his thumb mark on the voting slip. The voting slip was attested by the applicant Ram Nath, the candidate himself. After Ram Nath was elected his election was contested before the Commissioner who set aside the election and directed the prosecution of Ram Nath under Sections 419 and 465, read with Section 109 of the I.P. C, that is to say cheating and abetment of forgery. Ram Nath was convicted by a First Class Magistrate and sentenced to two years' rigorous, imprisonment, On appeal the Sessions Judge acquitted him of the offence under Section 419, but maintained his conviction under S, 465 read with Section 109. Ram Nath came up in revision to this Court and Mukerji, J., set aside his conviction under Section 465 read with Section 109 also. His judgment is reported in Ram Nath v. Emperor AIR 1925 All 230. Mukerji, J., came to the conclusion that the Legislature had specifically provided for such an offence under section 171-p of the i.p.c. and that even if the offence could fall under Section 465-109 of the I.P.C. it was not open to the criminal Court to try the offender under either of the two sections. In his opinion where there are two provisions, one specific and the other general, the specific provision ought to be applied in preference to the general one. He accordingly held that the conviction of the applicant under Section 465 read with Section 109 could not stand. He then proceeded to examine the evidence and came to the conclusion that inasmuch as Ram Nath was not aware that Hari Shankar was personated he had no guilty knowledge and could not be said to have abetted the forgery. At p. 1111 of 22 A.L.J. the learned Judge quoted from the statements of the polling officer and his assistant, passages showing that the candidate without knowing the illiterate voters, used to ascertain from his men about the voters and then put his signatures on the voting slips. He accordingly held that even on the facts no charge of abetment of the offence under Section 405 had been established.

2. It seems to me that it would have been more proper if no further prosecution of the accused had been started. No doubt Mukerji, J., held that for want of a proper sanction the conviction could not stand inasmuch as no sanction of the Local Government for prosecution under Section 171-F had been obtained. Nevertheless he also went into the facts and expressed the view that when Ram Nath was not aware of the false personation no offence had been committed.

3. The Local Government subsequently granted sanction to prosecute Ram Nath under Section 171-F of having intentionally abetted the false personation at the election. The trying Magistrate has convicted him and that conviction has been upheld by the Sessions Judge.

4. The first question to consider is whether a second trial is legal. The applicant was first tried on the same facts under Section 465 read with Section 109 and has been acquitted. He is now being tried on the same facts under another section viz., Section 171-F, on the ground that the Local Government has sanctioned the prosecution.

5. Section 403(4) provides that a person acquitted or convicted of any offence constituted by any acts may, notwithstanding such acquittal or conviction, be subsequently charged with, and tried for, any other offence constituted by the same acts which he may have committed, if the Court by which he was tried was not competent to try the offence with which he is subsequently charged. The question to consider therefore is whether it can be said that the Court which tried the accused first was not competent to try the offence with which he is now charged. The answer to this question depends on whether it can be said that the Court is not competent to try an accused for an offence in which sanction is necessary and no sanction has been obtained. It is not necessary for me to go to other High Courts which have taken a different view on this matter. In at least two cases arising under the old Act two learned Judges of this Court expressed the view that where a previous prosecution bad failed on the ground that sanction had not been obtained a subsequent prosecution was not illegal. I may refer to the case of Emperor v. Jiwan AIR 1915 All 114, and Mohan Lal v. King-Emperor AIR 1921 All 205. It is to be noted that both those cases were cases where sanction under Section 195 had not been obtained, and in spite of the fact that under Section 537(b) of the old Code an absence of sanction was a mere irregularity which could be cured, the learned Judges held that a second prosecution was not illegal. It is however not necessary for me in this case to go to that length. The sanction in the present case was required by section 196 of the code and that section was not specifically mentioned even in section 537 of the old code and is not mentioned in Section 537 of the new Code. I am therefore not prepared to hold that an absence of a sanction from the Local Government makes the trial merely irregular and not illegal. That being so, it must be held that the first Court was not competent to try the accused for an offence under Section 171-P inasmuch as no section of the Local Government had been obtained by that date.

6. Coming now to the merits of the case: the first objection raised on behalf of the applicant is that even if the second prosecution is not illegal the view expressed by Mukerji, J., should be accepted as a ruling. It is however to be pointed out that in this new prosecution the witnesses have been examined afresh and therefore any finding on that evidence cannot now be accepted as final. The evidence however is much the same. The polling officer, Rabu Keshab Deo, in his statement has distinctly stated that before attesting the voting slip, Babu Ram Nath used to enquire from the voter and his own workers who the man was and after having ascertained the fact he used to attest the slip. Rule 433 of the Municipal Election Rules requires that where a voter is illiterate he shall affix his mark or thumb-impression thereto and any mark so made shall be attested by any candidate or his agent who may be able to recognize the voter or by the returning officer or one of his assistants. It is obvious that the intention is that the person who attests the sheet should be one who recognizes the voter as being the right person. If the polling officer had not been aware of the fact that Ram Nath was identifying voters not on his personal knowledge then it might have been urged with force that it was the duty of Ram Nath to disclose the fact that he did not recognize the voters to the polling officer and that if in fact he concealed his ignorance from the polling officer and professed to identify the voters before him, he did, by wilful misrepresentation or by wilful concealment of a material fact which he was bound to disclose voluntarily, cause, or procure or attempt to cause or procure a thing to be done. Provision is made for such cases in Expl. 1 to Section 107 which was not stated before the learned Judge in the case on the previous occasion. In this particular case, however, the polling officer was fully aware of the circumstances under which Ram Nath was putting his signatures on the voting slips. The polling officer saw that when voters came to vote Ram Nath did not know them and he used to enquire about their names and parentage from the voters themselves and from his own workers and agents and it was on the assurance given to him by his workers and agents that he used to attest the voting slips. This obviously was an irregularity and a breach, of the Municipal Election Rules; but for this breach to be committed the polling officer himself was partly responsible. When, however, the officer himself was fully aware that the attestation by the accused was not necessarily based on his personal recognition of the voters, can it be said that he abetted a false personation? The officer certainly was in no way deceived by the attestation nor did the accused intend to deceive him intentionally. The learned Assistant Government Advocate has argued before me that Section 171-D which contains the definition of the offence makes a mere abetment of the offence by any person in the way mentioned an offence, and that it is not necessary that the person abetting should have an actual knowledge of the fact that the voter was voting in the name of another person. But the expression "abets the voting by any person in any such way" must mean the abetment of the voting at an election in the name of another person living at that date, or in a fictitious name, or a second time. Abetment is defined in Section 107, I.P.C. Admittedly the first and the second portions of the section are not applicable. The third can only be applicable if the aiding was intentional. "When, therefore, Ram Nath was not aware of the fact that the person who professed to be Hari Shankar was not Hari Shankar, and that he was falsely personating him and that when he did not profess to attest his voting slip on his personal knowledge and when the polling officer also was aware of the fact that Ram Nath was not attesting on personal knowledge, it is very difficult to hold that Ram Nath was guilty of intentionally aiding the commission of an offence as defined in Section 171-D. The conduct of Ram Nath was highly reprehensible and improper. His action was contrary to the Municipal Rules and might have vitiated the election on that ground also. I have, however, not to consider the case from this point of view. In my opinion on the admitted facts no offence of abetment, that is intentional aiding of the falsa personation, was committed by the accused. I accordingly allow this application and, setting aside the conviction and the sentence, order that the accused be acquitted. The fine, if paid, should be refunded.