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Nuri Miah v. Ambica Singh And Anr.
Factual and Procedural Background
This action was a suit for pre-emption (shaffa) under Muhammadan law concerning shares in three villages. Key chronological facts admitted in the record are:
- 12 July 1912: One Bansidhar sold his interest in the property to the first defendant (Nuri Miah) while partition proceedings were pending.
- 8 October 1912: The plaintiff instituted the present suit claiming a right of pre-emption and alleging he had performed the requisite ceremonies under Muhammadan law.
- 2 September / 2 December 1913: Partition proceedings in respect of the subject property were completed (the opinion refers to completion by notice under Section 92 of the Estates Partition Act and places the completion date in December 1913 in one passage but elsewhere records it as 2 September 1913; the record shows the partition proceedings were completed before the 1914 decrees).
- 16 January 1914: The Subordinate (trial) Court dismissed the suit.
- 7 April 1914: On appeal the District Judge reversed the trial court and decreed the suit in favour of the plaintiff (the opinion treats this date and the 16 January 1914 trial-date as both being subsequent to the completion of the partition proceedings).
- Appeal to the High Court (bench of two Judges) was dismissed on 17 January 1916 (reported reference given as 32 Ind. Cas. 893-Ed.), after which the defendant obtained a Rule seeking review of that judgment on three grounds, the principal contention being that the conditions necessary for the plaintiff's right of pre-emption did not exist at the date of the decree.
The High Court entertained the Rule for review and heard the matter; the Court considered whether a pre-emptor's right must subsist at the date of the sale, at the institution of the suit and also at the date of the decree, and whether the partition (which had been completed during the pendency of the litigation) extinguished the plaintiff's right prior to the decree.
Legal Issues Presented
- Whether a right of pre-emption (shaffa) must exist not only at the time of the sale and at the institution of the suit but also at the date of the decree of the Trial Court in order to support a decree for pre-emption.
- Whether a court of primary instance must mould its decree according to the circumstances as they stand at the time of the decree where events (here, partition) occurring after institution have altered the nature of the relief sought.
- Whether a Rule for review raising a new legal ground not previously taken in the proceedings may be entertained by this Court when the point raised is a pure question of law apparent on the face of the record.
Arguments of the Parties
Defendant's / Petitioner (seeking review) Arguments
- The plaintiff's right to pre-emption must exist at three points: (a) at the time of the sale; (b) at the time of the institution of the suit; and (c) up to and at the date of the decree. If the right ceased before the decree, the decree should not have been passed.
- By reason of the completion of partition proceedings before the date of the decree, the property ceased to be joint property and hence the foundation for the plaintiff's shaffa was extinguished before the Trial Court gave its decree.
Plaintiff's / Opposite Party Arguments
- The correctness of authorities that require the right to subsist until decree was questioned on behalf of the plaintiff; counsel invited the Court to apply the general rule that a decree should conform to the rights of the parties as they stood at the date of institution of the suit.
- It was faintly suggested that, alternatively, the decree might be modified to award the plaintiff possession of an allotment made in favour of the first defendant, though that remedy was noted as inconsistent with the plaint's prayers and the fundamental notion of pre-emption.
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| Tafazul Husain v. Than Singh (6 Ind. Cas. 426; 32 A. 567; 7 A.L.J. 715) | Principle that shaffa (pre-emption) is founded on co-sharership which must subsist until the decree; if the property is divided before decree the grounds of the right are extinguished. | The Court followed and expressly applied this decision as the principal authority supporting the view that the plaintiff's right was extinguished by partition prior to the decree and therefore the Rule must be made absolute. |
| Ram Gopal v. Piari Lal (21 A. 441; A.W.N. (1899) 63) | Holding that the pre-emptor must retain the prior right up to the time of the decree (i.e., right must subsist at decree). | Quoted as supporting the proposition that the enforceability of pre-emption must subsist at the date of decree; the Court relied on it as consistent authority. |
| Rai Charan Mandal v. Biswanath Mandal (26 Ind. Cas. 410; 20 C.L.J. 107) | Doctrine that in some cases courts must take notice of events occurring after institution and mould decrees according to circumstances at the time of decree (exception to the general rule that decree follows rights at institution). | The Court invoked this decision to recognize the exception and to consider whether the present case fell within it; concluded that the exception supported making the decree conform to circumstances at the date of the Trial Court's decree, which led to finding that pre-emption could not be given when partition had already occurred. |
| San-wal Das v. Our Parshad (4 Ind. Cas. 179; 147 P.L.R. 1909; 90 P.R. 1909; 159 P.W.R. 1909) | Accepted the view that a pre-emptor must retain the right at the date of sale, at the date of suit and up to the date of the final decree (Full Bench of the Chief Court of the Punjab). | Cited as a supportive authority; the Court noted that San-wal Das accepted the same view and cited it as further confirmation of the principle the Court applied. |
| Faiz Baksh v. Ramjidas (34 P.R. 1875) | An earlier case taking a contrary view to San-wal Das regarding the temporal requirement for the pre-emptor's right. | Noted by the Court as an earlier contrary authority but treated as not prevailing in light of later Full Bench authority (San-wal Das) and the weight of principle and other decisions. |
| Connecticut Fire Insurance Company v. Kavanagh ((1892) A.C. 473) | Principle permitting a court of ultimate review to entertain a question of law raised for the first time when it is a pure question of law apparent on admitted or undisputed facts. | The Court relied on this decision to justify entertaining a ground of review that had not been taken previously because the point raised was a pure question of law apparent on the face of the record. |
Court's Reasoning and Analysis
The Court proceeded by identifying the central legal question: whether a right of pre-emption must subsist up to the date of the decree of the Trial Court. The analysis unfolded in these principal steps, explicitly following the record and cited authorities:
- Jurisdiction to entertain review: The Court considered whether it could entertain a Rule seeking review based on a new ground not previously taken. Applying Connecticut Fire Insurance Company v. Kavanagh, the Court held that where the point is a pure question of law and depends on facts admitted or apparent on the record, it is proper to entertain it. The alleged error (extinguishment of the pre-emption right before decree) was apparent on the face of the record.
- Identification of applicable principles: The Court examined both the general rule that a decree should conform to the rights of the parties at the date of institution and the well-recognized exception that a court may mould its decree to take account of subsequent events when necessary to do justice (citing Rai Charan Mandal).
- Nature of the right of pre-emption: Drawing on the passages from Book XXXVIII of the Hedaya (as quoted in the opinion) and on prior case law (notably Tafazul Husain and Ram Gopal), the Court analysed shaffa as a right of substitution founded on co-sharership; a necessary condition is that the claimant be firmly possessed of the property giving rise to the shaffa and that such possession persist until the decree.
- Application to the facts: The Court found that partition proceedings were completed before the Trial Court's decree, thereby converting the joint property into separate estates. Because the plaintiff ceased to be a co-sharer before the Trial Court's decree, the factual foundation for his claim of shaffa had been extinguished. The Court concluded that a decree for pre-emption in favour of the plaintiff would therefore be inappropriate and incapable of execution.
- Conclusion on remedy: The Court determined that this case fell within the exception permitting a court to mould relief according to circumstances at the date of decree, but the consequence here was to deny the specific relief claimed. The Court therefore made the Rule absolute, discharged the prior High Court decree in favour of the plaintiff, and restored the judgment of the Court of first instance dismissing the suit.
- Costs and incidental orders: The Court set out costs consequences: the plaintiff was to pay the defendants' costs in the Court of first instance and the first Appellate Court; there were to be no High Court costs in respect of the appeal or the Rule except that the plaintiff should pay the court-fee of Rs. 150 on the memorandum of appeal; the money deposited by the plaintiff was to be returned.
Holding and Implications
Holding:
The Rule was made absolute; the decree of this Court in favour of the plaintiff was discharged, and the judgment of the Court of first instance (which had dismissed the suit) was restored. The appeal was allowed.
Direct consequences and orders explicitly stated in the opinion:
- The plaintiff's decree for pre-emption is set aside and the trial court's dismissal is restored.
- The plaintiff must pay the defendants' costs incurred in the Court of first instance and in the first Appellate Court.
- No costs are awarded for the High Court proceedings relating to the appeal or the Rule, except that the plaintiff shall pay the Rs. 150 court-fee on the memorandum of appeal.
- The money deposited by the plaintiff is to be returned to him.
Broader implications: The Court applied and reaffirmed authority holding that a pre-emptor's right must subsist until the date of the decree; the opinion also recognised the well-established exception permitting courts to consider events occurring after institution when moulding decrees. The opinion did not purport to create a new precedent beyond applying and following existing authorities.
rule no. 326 of 1916.
1. In this case the action was for pre-emption. The suit was dismissed by the Court of first instance on the 16th of January 1914. But on appeal to the District Judge, that decision was reversed, and the District Judge decreed the suit, holding as a matter of fact that the ceremonies had been duly performed, that the defendant-purchaser was not a co-sharer and that the property was joint property at the time of the institution of the suit. From that, the defendant appealed to the High Court, and that appeal was dismissed by the two learned Judges who constituted the Bench on that occasion See 32 Ind. Cas. 893-Ed. Then a Rule was obtained by the defendant calling upon the plaintiff to show cause why that judgment should not be reviewed upon three grounds, the main ground being that the conditions which were necessary to give a right to the plaintiff to preeruption did not exist at the date of the decree and that is the point which has been mainly argued, and, if I may say so, very well argued by the learned Vakil for the plaintiff on this occasion. In order to appreciate the point it is necessary to state three or four facts. One Bansidhar sold his interest in the property on the 12th of July 1912 to the 1st defendant whose name was Nuri Miah, and at that time there were partition proceedings pending. On the 8th of October 1912, the plaintiff instituted the present suit to assert his right of pre-emption. The partition proceedings were completed on the 2nd of December 1913, by reason of the issue of the notice under Section 92 of Estates Partition Act. The first decree in this suit, as I have already-mentioned, was on the 16th of January 19 4, after the date when the partition proceedings were completed. In that decree the defendants succeeded and it was not until the 7th of April 1914, when the District Judge's decision was given that the plaintiff got his decree for preemption. I do not think it matters which of the dates is taken, whether the 16th of January 1914, or the 7th of April 1914, because both of them are subsequent to the 2nd of December 1013, when the partition proceedings were completed.
2. Now, the point taken by the learned Vakil on behalf of the defendants is that in such a case as this, namely, in a suit for pre-emption, the right of the plaintiff to get pre-emption must exist not only at the time of the sale, but also at the time of the institution of the suit and finally up to and at the date of the decree. The principle is thus stated in Sir R.K. Wilson's Digest of Anglo-Muham-madan Law, at page 400: "The co-sharer-ship participation in appendages, or ownership of contiguous property, as the case maybe"-this being a case of co-sharership - must not only exist at the time of the sale which gives rise to the claim of preemption, but must continue to exist down to the time when the suit is instituted, and (it seems) even down to the decree." Of course, that is not an authority, and I do not refer to it as an authority, but I only refer to it for the purpose of stating what is considered by the text writers as the principle. The question remains whether that principle is right.
3. Now, both on the ground of principle and also by reason of the authorities to which M. Roy Chowdhury has very rightly drawn our attention, although some of them are, in my opinion, directly against him, I think this Rule must be made absolute. The principle, I think, cannot be better stated than it is in the case of Tafazul Husain v. Than Singh 6 Ind. Cas. 426 : 32 A. 567 :7 A.L.J. 715, where the judgment was given at page 570 Page of 32 A.-Ed. That was a case in which partition proceedings had taken place, and at the time of the decree the property was no longer a joint property. The learned Judges said there: "We think that the decisions of the Courts below were correct. The plaintiff's right was based upon the fact that he was partner with the vendor. To quote Hamilton's Translation of the Hedaya, shafa relates to a thing held in joint property and which has not been divided off. The right of shafa is founded on a precept of the Prophet who lad said, 'the right of shafa holds in a partner who has not divided off and taken separately.' " I pause there to say, that I think that is the principle which applies to this case; the plaintiff's right was based upon the fact that he was a partner with the vendor; at the time of the sale he was a partner with the vendor; at the time of the institution of the suit he was a partner with the vendor; but at the time the decree was made, in 1914, the joint property had ceased to exist, for the property had been divided into different shares which had become the separate property of the individuals who were entitled to the shares under the partition proceedings; and it seems to me it would be impossible to make a decree upon the basis upon which the plaintiff's claim was put forward in this action. Then the learned Judges went on to say: "Having regard to what has happened, the plaintiff's property has been divided off. He is no longer a partner with the vendor. It is argued that inasmuch as the plaintiff was a partner at the time of the institution of the suit, it, therefore, does not matter that a partition has since taken place, particularly if the plaintiff was not the person who sought partition. Evidently the plaintiff did feel that if he had prosecuted the partition, it would be fatal to his suit, and this perhaps explains why he withdrew from the application for partition which he himself made in the first instance. It is expressly laid down in the Hedaya, Chapter IV, Book 38, that it is a condition that the property of the shaft, remain firm until the decree of the Qazi be passed; and for this reason if the shaft previous to the decree of the Qazi sell the house from which he derives his right of shafa the reasons or grounds of his right being thereby extinguished, the right itself is invalidated. Applying the same principle to the present case, plaintiff's right of shafa was founded upon the fact that he was a partner, that is to say, a co-sharer in the mahal. He has ceased to be such co-sharer. Therefore, the reasons or grounds of his right had been extinguished before the decree of the Court, and, therefore, the right itself is also extinguished." I think that those words apply distinctly to this case, and I propose to follow the decision in that case and also to say that in my judgment that decision is based upon sound reason and principle, and, therefore, I think this Rule must be made absolute.
Appeal No. 1107 of 1914.
4. This is now to be taken as the hearing of the appeal, and I would like to say this about that matter to show that I have not overlooked the point taken by the learned Vakil for the plaintiff. It was clearly within our jurisdiction to hear the Rule, and the hearing of the appeal is a natural consequence under the Rule as was mentioned by my learned brother Mr. Justice Mookerjee and of the. fact that we made the Rule absolute. In my opinion, we have jurisdiction to hear it, but if there is any doubt about it, I give direction under the second proviso of Clause 39 of the Letters Patent of the Patna High Court that this appeal should be heard in this Court.
5. With regard to the costs we have considered the matter carefully, and we think that the proper order to make is that the appeal will be allowed and the judgment of the Court of first instance, by which the suit was dismissed will be restored. The plaintiff will pay the defendant's costs incurred in the Court of first instance and in the first Appellate Court, but there will be no costs with regard to the proceedings in the High Court either with regard to the appeal or with regard to the Rule, with the exception that we think, that the plaintiff should pay the Court-fee which was paid on the memorandum of appeal, which we understand is Rs. 150.
6. The money deposited by the plaintiff will be returned to him.
Aasutosh Mookerjee, J.
7. I agree that this Rule issued on the application for review, which raises an important question of law of first impression so far as this Court is concerned, must be made absolute.
8. The plaintiff seeks to enforce his right of pre-emption under the Muhammadan Law in respect of shares in three villages sold on the 12th July 1912 by his co-sharer, the second defendant, to the first defendant. He instituted this suit on the 8th October 1912 on the allegation that he had performed all the ceremonies requisite under the Muhammadan Law. The Subordinate Judge dismissed the suit on the 16th January 1914. Upon appeal the District Judge gave the plaintiff a decree on the 7th April 1914. An appeal from the decree of the District Judge was dismissed by this Court (Sharfuddin and Roe, JJ.) on the 17th January 1916, and this is the judgment we are now invited to review.
9. The ground on which the application for review is made was admittedly not taken at any stage of the proceeding, and it has been argued on behalf of the opposite party that the petitioner should not be allowed to base his application on a ground never taken before. In my opinion there is no force in this contention. In the first place, as was pointed out by the Judicial Committee in the case of Connecticut Fire Insurance Company v. Kavanagh (1892) A.C. 473 at p. 430 : 61 L.J.P.C. 50 : 67 L.T. 508 : 57 J.P. 21: 'When a question of law is raised for the first time in a Court of last resort, upon the construction of a document, or upon facts either admitted or proved beyond controversy, it is not only competent but expedient, in the interests of justice, to entertain the plea. The expediency of adopting that course may be doubted, when the plea cannot be disposed of without deciding nice questions of fact, in considering which the Court of ultimate review is placed in a much less advantageous position than the Courts below." Here the ground assigned in support of the application for review raises a pure question of law, and its determination does not depend upon the investigation of new facts. In the second place, the alleged error, if it be an error, is apparent on the face of the record. The petitioner contends that the suit should not have been decreed, inasmuch as the right of pre-emption had been lost before the date of the decision of the Subordinate Judge in the Court of first instance. This argument is based on admitted facts. The case was decided by the Subordinate Judge on the 16th January 1914. The District Judge made his decree on the 7th April 1914; that decree may by a fiction be deemed to have been made as early as the 16th January 1914, inasmuch as the District Judge only made that decree which, in his opinion, should have been made by the Trial Court. The property was the subject of the proceeding for partition under the Estates Partition Act, 1897, instituted before the Collector on the 15th May 1909. The partition proceedings were completed on the 2nd September 1913, and consequently on that date, the subject-matter of the litigation ceased to be joint property. The petitioner contends in essence that as the plaintiff ceased to be a co-sharer in the joint property, on the 2nd September 1913, his right of pre-emption was extinguished on that date and consequsntly no decree for pre-emption could be made thereafter on the 16th January 1914. If this argument is well founded on principle the error assigned is apparent on the face of the record. I hold accordingly that the application for review must be entertained and considered on its merits.
10. The substance of the argument for the petitioner is, that any person who seeks the assistance of a Court with a view to enforce a right of preemption is bound to establish that the right existed at the date of the sale, at the date of the institution of the suit and also at the date of the decree of the Trial Court. In support of this contention reliance has been placed upon the decisions in Ram Gopal v. Piari Lal 21 A. 441 : A.W.N. (1899) 63 and Tafazul Husain v. Than Singh 6 Ind. Cas. 426 : 32 A. 567 :7 A.L.J. 715. On behalf of the opposite party the correctness of these decisions has been called in question, and we have been invited to apply the Rule that the decree in a suit should conform to the rights of the parties as they stood at the date of its institution. Now, it may be conceded that ordinarily the decree in a suit should accord with the rights of the parties as they stand at the date of its institution. But this principle is not of universal application and in a long series of decisions, which will be found reviewed in the case of Rai Charan Mandal v. Biswanath Mandal 26 Ind. Cas. 410 : 20 C.L.J. 107, the doctrine has been recognised that there are cases where it is incumbent upon a Court of Justice to take notice of events which have happened since the institution of the suit and to mould its decree according to the circumstances as they stand at the time the decree is made. This principle will be applied where it is shown that the original relief claimed has, by reason of subsequent change of circumstances, become inappropriate or that it is necessary to base the decision of the Court on the altered circumstances in order to shorten litigation or to do complete justice between the parties. In my opinion, the case before us falls within this exception to the general rule, and the decree herein should be made in accordance with the circumstances as they stood at the date of the decree of the Trial Court, because otherwise the decree if made in conformity with the prayers in the plaint would be inappropriate and would not do complete justice between the parties. This may be well illustrated by a reference to the prayer in the plaint itself. The plaintiff seeks a declaration of his title to specified shares in the three villages mentioned in the schedule and prays that he may be placed by the Court in possession of such shares. The decree of the District Judge is in strict conformity with these prayers in the plaint. Bat it has not been seriously disputed that the decree so awarded to the plaintiff is incapable of execution by reason of events which have happened since the institution of the suit. The joint property has, during the pendency of the litigation in the Trial Court, become transformed into several separate estates and it is impossible in execution of the decree awarded to the plaintiff to place him in possession of a share in the joint property as claimed by him in the plaint. It was, indeed, faintly suggested on his behalf that the decree might be modified so as to entitle him to recover possession of the allotment made in favour of the first defendant. The obvious answer is that such relief, if awarded, would be inconsistent with the prayer in the plaint and with the fundamental notion of pre-emption which lies at the root of that prayer. This, then, is obviously a case where a decree cannot be made in favour of the plaintiff in strict accord with the terms of the prayer in the plaint. The question, consequently, arises what decree should be made in favour of the plaintiff, is he entitled to the specific relief claimed by him or to any substituted relief. In my opinion, the answer must be in the negative.
11. The true foundation of the right of preemption is explained in two passages in Book XXXVIII of the Hedaya. The first of these passages is in these terms: "'Shaffa', in the language of the law, signifies the becoming proprietor of lands sold for the price at which the purchaser has bought them, although he be not consenting thereunto. This is termed shaffa', because the root from which shaffa is derived signifies conjunction, and the lands sold are here conjoined to the land of the shaft or person claiming the right of preemption." This indicates that the right of pre-emption is a right of substitution. The plaintiff complains that his co-sharer has transferred his share in the joint property to a stranger, and claims to be substituted in the place of the purchaser of the share of the joint property. If, before this can be effected, the property ceased to be joint property, it is obvious that the foundation of the right of pre-emption disappears. This view is, fortified by the second passage which is in these terms: "It is an express condition of shaffa that a man be firmly possessed of the property from which he derives his right of shaffa, all the time when the subject of it is sold, a condition which does not hold on the part of his heirs." (The author here deals with a case where the person claiming the right of pre-emption has died before a decree is made in his favour by the Qazi.) "It is moreover a condition that the property of the shafi remains firm until the decree of the Qazi be passed; and, as this does not hold on the part of the deceased shafi, the shaffa is, therefore, not established with respect to any one of his descendants, because of the failure of its conditions." It has not been seriously disputed by the plaintiff that the right of pre-emption, in order that it may be enforced by a Court, must not only arise on the sale, but be also existent at the date of the institution of the suit, for it is unquestionable upon the authorities that if a person who claims a right of pre-emption, ceases to be interested in the joint property before the institution of the suit, he cannot obtain assistance from the Court. Consequently, the view cannot be maintained that the right of pre-emption which arises from the moment the sale is effected by the co-sharer is enforceable as it stands at the time of its origin; it is liable to be extinguished by events subsequent. The only point of difference between the plaintiff and the defendants is, whether the point of time with reference to which the existence of the right is to be determined is the date of the institution of the suit or the date of the decree by the Trial Court. In my opinion, for the reasons already assigned, it is plain that the right must exist and retain its enforceable character when the decree is made by the primary Court. This view was adopted in Ram Gopal v. Piari Lal 21 A. 441 : A.W.N. (1899) 63 and Tafazul Husain v. Than Singh 6 Ind. Cas. 426 : 32 A. 567 : 7 A.L.J. 715; these decisions are mentioned without dissent by well-known text writers such as Ameer Ali, Tyabji and Wilson. It is also worthy of note that the Chief Court of the Punjab has accepted the same view in San-wal Das v. Our Parshad 4 Ind. Cas. 179 : 147 P.L.R. 1909 : 90 P.R. 1909 : 159 P.W.R. 1909, though a contrary view had been adopted in an earlier case, Faiz Baksh v. Ramjidas 34 P.R. 1875. In the case just mentioned, which was decided by a Full Bench of eight Judges, the nature of the right of pre-emption was fullyanalysed by Chief Justice Clark and Mr. Justice Chat-terjee. Mr. Justice Chatterjee observes as follows: "A pre-emptor is bound to show that he was clothed with the right at the date of sale and also at the date of suit and up to the time of the final decree or should have his claim dismissed. If the pre-emptor loses his right within the period mentioned above, whether by his own act or from causes beyond his control his suit fails. The pre-emptor cannot get a decree unless he maintains the right on which he sues to the end." Chief Justice Clark added that eon-ceding that the plaintiff pre-emptor must retain the prior right up to the time of institution of suit and even up to decree, a plaintiff must have a subsisting cause of action up to the time of the decree. The possession of the property in which the right of pre-emption inheres is a part of his cause of action and if he loses that property either voluntarily or involuntarily before decree his suit must fail." This is obviously consistent with sound sense; for if the contrary opinion were accepted, the result would follow that relief by way of pre-emption may be awarded to a person who, according to the altered circumstances as they exist at the date of the decree, can show no reason whatever why he should be placed in that position of advantage.
12. Accordingly I agree that this Rule must be made absolute, and the decree of this Court discharged. I also concur in the order which the Chief Justice proposes to make in the appeal and in respect of the costs of the Rule and the appeal.
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