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Syed Ekram Hussain v. Musammat Umatul Rasul

Patna High Court
Mar 18, 1930
Smart Summary (Beta)

Judgment Summary — Fazl Ali, J. (with Macpherson, J. concurring)

Factual and Procedural Background

This appeal arises from an order of the Subordinate Judge of Palamau disallowing objections by the appellant, Ekram Hussain, to the execution of a decree. The original decree was passed on 27 February 1922 by the Subordinate Judge of Gaya in favour of three decree-holders: Bintul Fatma, Umatul Rasul and Salma, in a suit against the appellant.

The appellant appealed to the High Court. During the pendency of the appeal Bintul Fatma died and the appellant substituted her husband and the other two decree-holders (Umatul Rasul and Salma) as her heirs. On 20 April 1925 the trial Court's decree was affirmed by consent of the parties in the High Court.

While the appeal was pending the decree-holders had executed the decree and obtained a transfer of it to the Subordinate Judge of Palamau; that execution was dismissed on 5 December 1925. On 29 March 1928 the decree-holders (respondents to this appeal) made another application for execution in the Subordinate Judge of Palamau. The appellant appeared and objected to execution; his objection was disallowed by the Subordinate Judge of Palamau and he brought this appeal.

Legal Issues Presented

  1. Whether the decree of the trial court, once affirmed by the High Court on appeal, is merged in the appellate decree such that only the appellate decree is capable of execution (i.e., which decree is susceptible of execution).
  2. Whether the appellate decree is capable of execution where the heirs of a deceased decree-holder were not required to produce a succession certificate under section 214 of the Indian Succession Act of 1925 (i.e., whether that alleged omission renders the appellate decree a nullity).
  3. Whether the Subordinate Judge of Palamau could execute the appellate decree where only the decree of the trial court had been transferred to Palamau (i.e., whether a prior transfer of execution to Palamau remains effective after affirmation by the appellate court, or whether a fresh transfer of the appellate decree was necessary).

Arguments of the Parties

Appellant's Arguments

  • The respondents are attempting to execute the decree of the trial court, but that decree has merged in the decree of the High Court (the final decree) and therefore the trial-court decree cannot be executed; only the appellate decree can be executed.
  • The appellate decree must be treated as a nullity because the appellate Court passed the decree without requiring the heirs of Bintul Fatma to produce a succession certificate as required by section 214 of the Indian Succession Act, 1925.
  • The appellate decree could not be executed by the Subordinate Judge of Palamau because only the decree of the first (trial) Court had been transferred; no fresh transfer of the appellate decree from the Subordinate Judge of Gaya to Palamau had been made after affirmation, and therefore Palamau lacked jurisdiction to execute the appellate decree.

Respondents' Position (as recounted by the Court)

  • The respondents sought execution effectively of the mandatory part of the trial Court's decree as affirmed by the appellate Court; they mentioned that an appeal had been preferred and was determined in their favour on 20 April 1925, so their application to execute should be treated as an application to execute the decree as affirmed.
  • Execution had previously been transferred to the Subordinate Judge of Palamau and remained "alive" (i.e., not withdrawn or fully executed), so Palamau retained jurisdiction to proceed with execution even after the decree was affirmed on appeal.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Shohrat Singh v. Bridgman (Full Bench, Allahabad) Held that the decree of the court of the last instance is the only decree susceptible of execution. The Court described this as an early authority for the merger principle but observed later authorities and explanations that limit the technicality of requiring the executing party to expressly seek execution of the appellate decree.
Mohammad Suleman Khan v. Mohammad Yar Khan (Full Bench, Allahabad) Affirmed Shohrat Singh; majority held only appellate court could amend a decree affirmed on appeal because the lower decree had merged in the appellate decree; dissent by Mahmood, J. referenced Privy Council authority. Used to show the line of authorities supporting the merger concept and that the lower decree may be treated as merged when affirmed.
Kristo Kinkar Roy v. Raja Barroda Kaunto Roy (Privy Council) Explained the function of an appellate court and discussed whether an affirmed lower decree is merged in, or stands alongside, the appellate decree; suggested it may be expedient to embody in an affirming decree whatever of the lower decree is intended to be affirmed. The Court quoted this passage to show that there is authority for a less rigid view and that practical considerations may counsel that an affirmed lower decree be expressly embodied in the appellate decree to avoid technical objections.
Brijnarain v. Tejbal Bikram Bahadur; Abdul Majid v. Jivahir Lal (Privy Council) Recent Privy Council decisions cited as affirming the view that a decree affirmed on appeal is to be treated as merged in the appellate decree. These cases were cited to indicate that more recent authorities support the merger principle as applied by courts following Suleman Khan v. Yar Khan.
Gobardhan Das v. Gopal Ram Held that where a decree-holder's application did not expressly ask to execute the decree of the last instance, under particular facts that omission was a mere technicality and execution could be allowed because the object was to carry out the mandatory part as affirmed. The Court relied on this authority as directly governing the present facts, holding that omission to expressly ask execution of the appellate decree was a mere technicality and could not defeat execution.
Harigobind Kalkundri v. Narsing Rao Konhar Rao Deshpande Interpreted omission of words in the amended Code to infer that the executing Court has no power to question the jurisdiction of the Court which passed the decree. The Court invoked this case to support the proposition that under Order XXI, rule 7 (and the amended Code), a judgment-debtor cannot challenge the jurisdiction of the court which passed the decree before the executing court.
Abda Begam v. Muzaffar Hussain Khan Considered how long the Court to which a decree is sent for execution retains jurisdiction; held such jurisdiction continues until (inter alia) execution is withdrawn, fully executed and certified, executed to available extent and certified, or failed and certified. The Court quoted this passage and applied it to conclude that the Subordinate Judge of Palamau retained jurisdiction because none of the events terminating that jurisdiction had occurred.
Maharaja of Bobbili v. Sree Raja Narasaraju Peda Balliar Simbulu Bahadur (Madras); Manorath Das v. Ambika Kant Bose (Calcutta) Followed the decision in Abda Begam regarding the duration of jurisdiction of the executing Court to which a decree has been sent. Cited as supporting authorities that a receiving Court retains jurisdiction in the circumstances described in Abda Begam; used to reinforce the conclusion that Palamau retained jurisdiction.

Court's Reasoning and Analysis

The Court proceeded in a three-part analysis addressing (1) the merger question (which decree is executable), (2) the succession-certificate objection, and (3) whether Palamau had jurisdiction to execute where only the trial-court decree had been transferred earlier.

1. Merger and which decree is executable

The Court reviewed authority beginning with Shohrat Singh v. Bridgman and later cases (including Mohammad Suleman Khan v. Mohammad Yar Khan and Privy Council authorities) which establish that where a lower-court decree is affirmed on appeal, courts have in many cases treated the lower decree as merged in the appellate decree and regarded the appellate decree as the decree capable of execution.

The Court noted, however, that subsequent decisions (notably Gobardhan Das v. Gopal Ram) have qualified a strictly technical approach. In Gobardhan Das the applicant had not expressly prayed to execute the decree of the last instance, but the Court allowed execution because the clear object was to carry out the mandatory part of the decree as affirmed and the omission was only a technical objection.

Applying that principle to the present facts—the respondents had stated that an appeal was preferred and decided in their favour on 20 April 1925—the Court held it was clear the respondents were seeking execution of the mandatory part of the trial-court decree as affirmed by the appellate Court. Therefore it would be a mere technicality to insist that the respondents had not expressly asked for execution of the appellate decree.

2. Succession-certificate objection

The appellant's contention that the appellate decree was a nullity because the heirs of Bintul Fatma were not required to produce a succession certificate under section 214 of the Indian Succession Act, 1925, was rejected for multiple reasons set out by the Court:

  • It was the appellant himself who had substituted the heirs of Bintul Fatma; he could not now contend that they should not have been treated as heirs by the appellate Court.
  • No such objection was taken properly in the appellant's petition of objection in the lower Court; the paragraph in that petition that mentioned the absence of a succession certificate raised a different ground from that now presented.
  • Under Order XXI, rule 7 of the amended Code, as compared with the older provision (section 225 of the old Code), the executing Court is no longer empowered to inquire into the jurisdiction of the Court which passed the decree. The omission of the words "or the jurisdiction of the Court which passed it" from the new Code was interpreted (following Harigobind Kalkundri) to mean that a judgment-debtor cannot challenge the jurisdiction of the decree-passing Court before the executing Court; consequently the objection that the appellate decree is a nullity on the ground asserted was untenable before the executing Court.

3. Jurisdiction of the Subordinate Judge of Palamau to execute

The Court then examined whether the Subordinate Judge of Palamau could execute the decree where only the decree of the first Court had been transferred earlier. The Court quoted Abda Begam v. Muzaffar Hussain Khan to state the principles that the Court to which a decree is sent retains jurisdiction to execute the decree until execution is withdrawn or the execution has been fully or partially carried out and certified, or the Court has failed to execute and certified the failure.

The Court observed that none of the events required to terminate the jurisdiction of the executing Court (Palamau) had occurred. The appellant's assertion that mere affirmation on appeal divested Palamau of jurisdiction was rejected as unsound and unsupported by any express provision of the Code.

The Court analysed the relevant statutory provisions (as recited in the opinion): section 38 (a decree may be executed either by the Court which passed it or by the Court to which it is sent for execution), section 42 (the Court executing a decree sent to it shall have the same powers in executing the decree as if it had been passed by itself), and section 37 (where the decree to be executed is a decree passed by a Court of first appeal or by the High Court in second appeal, the proper Court to execute it is the Court of first instance).

Reading these provisions together, the Court concluded that once the Subordinate Judge of Gaya (the first-instance Court) had transferred execution to the Subordinate Judge of Palamau and the execution remained alive, Palamau had all the powers of the transferring Court (under section 42) and therefore retained jurisdiction to execute the decree even though the decree had since been affirmed on appeal. There was, in the Court's view, no requirement in the Code for a fresh order of transfer after affirmation by the High Court.

On these bases—(a) the practical application of the merger principle (as qualified by authorities like Gobardhan Das), (b) the bar on the executing Court inquiring into jurisdiction under the amended provisions governing execution, and (c) the statutory scheme that preserves the powers of a Court to which execution is transferred—the Court found the appellant's objections to be without merit.

Holding and Implications

Holding: The appeal is DISMISSED (the Court expressly ordered that the appeal be dismissed with costs). Macpherson, J. concurred: "I agree." The formal disposition in the text is "Appeal dismissed."

Direct implications for the parties:

  • The order of the Subordinate Judge of Palamau disallowing the appellant's objections to execution stands.
  • The Subordinate Judge of Palamau retains jurisdiction to execute the decree (including the mandatory part as affirmed by the appellate Court) because the execution was transferred to Palamau and remained alive, and no event terminating that jurisdiction had occurred.
  • The appellant cannot defeat execution in the executing Court by raising the specific succession-certificate objection or by asserting that only a fresh transfer of the appellate decree would permit Palamau to act.

Broader precedent: The opinion applies and discusses existing authorities and statutory provisions to resolve the dispute. It does not purport to create a novel rule but applies established principles (merger as interpreted in the cited cases; limits on the executing Court's power to inquire into jurisdiction under the amended Code; and the continued jurisdiction of an executing Court to which a decree has been transferred while execution remains alive).

Show all summary ...

Fazl Ali, J.:— This is an appeal from a decision of the Subordinate Judge of Palamau disallowing certain objections preferred by the appellant against the execution of a decree. The decree in question was passed on the 27th February, 1922, in favour of three persons, namely, Bintul Fatma, Umatul Rasul and Salma by the Subordinate Judge of Gaya in a suit brought against the appellant Ekram Hussain. Ekram Hussain appealed to the High Court and during the pendency of the appeal Bintul Fatma died whereupon the appellant substituted her husband and the other two decree-holders (Umatul Rasul and Salma) as her heirs. On the 20th April, 1925, the decree of the trial Court was affirmed by consent of the parties. In the meantime while the appeal was still pending before the High Court the decree-holders executed the decree and got it transferred to the Court of the Subordinate Judge of Palamau. This execution, however, was dismissed on the 5th December, 1925. On the 29th March, 1928, the respondents to this appeal made another application for execution in the Court of the Subordinate Judge of Palamau The appellant thereupon appeared and objected to the execution of the decree. His objection was disallowed and so he prefers this appeal.

The first contention raised by the learned Advocate for the appellant is that what the present respondents are trying to execute now is the decree of the trial court but that decree cannot be executed because it has merged in the decree of the High Court which is the final decree. Now, before answering the question of fact which is here raised by the learned Advocate for the appellant, that is to say, whether the respondents are really trying to execute the decree of the first court, I wish briefly to consider the question of law raised by him, namely, that if the decree of the first court is affirmed in appeal the decree of the first court will be no longer capable of execution and it is only the decree of the appellate court which can be executed. The earliest case on that point is to be found in Shohrat Singh v. Bridgman in which it was held by a Full Bench of the Allahabad High Court that the decree of the court of the last instance is the only decree susceptible of execution. This case was followed by another Full Bench of the Allahabad High Court in Mohammad Suleman Khan v. Mohammad Yar Khan. In that case a question arose whether the court of first instance had the jurisdiction to amend a decree which had been affirmed by the appellate court and it was held by the majority of the Judges that the only court which had the jurisdiction to amend the decree was the court of appeal and the reasoning adopted was that the decree of the lower court had merged in the decree of the appellate court. Mahmood, J. dissented from this view and in support of his view referred to the following passage in the decision of the Privy Council in Kristo Kinkar Roy v. Raja Barroda Kaunto Roy:—

“The function of an appellate Court is to determine what decree the Court below ought to have made. It may affirm, reverse or vary the decree under appeal. In the first case, it leaves the original decree standing, superadding, it may be, an order for the payment of the costs of the appeal, or for the interest on the amount originally decreed. In the other two cases it substitutes other relief for the relief originally given. In all these cases the decree of the appellate Court may be regarded either direction to the lower Court to make and execute a decree of its own accordingly, or as an independent decree whether it is to be executed by the appellate Court or by the lower Court. In the latter case a further question arises, namely, whether the original decree, if wholly affirmed (or so much of it as has been affirmed, if it has been partially affirmed), is to be treated as merged or incorporated in the decree of the appellate Court as the sole decree capable of execution, or whether both decrees should be treated as standing execution being had on each in respect of what is enjoined by the one, and not expressly enjoined by the other.

If the question were res integra, their Lordships would incline to the view taken by the Judges of the High, Court in the present case, namely, that the execution ought to proceed on a decree of which the mandatory part expressly declares the right sought to be enforced. Considering, however, that for the reasons already given, the question is not of much practical importance, their Lordships will not express dissent from the rulings of the Madras Court and of the Full Bench of the Bengal Court further than by saying, that there may be cases in which the appellate Court, particularly on special appeal, might see good reasons to limit its decision to a simple dismissal of the appeal, and to abstain from confirming a decree erroneous or questionable, yet not open to examination by reason of the special and limited nature of the appeal. Their Lordships may further suggest that in all cases it may be expedient expressly to embody in a decree of affiance so much of the decree below as it is intended to affirm, and thus avoid the necessity of a reference to the superseded decree.”

There are many recent decisions, however, including those of the Privy Council [see Brijnarain v. Tejbal Bikram Bahadur and Abdul Majid v. Jivahir Lal] where the view taken in Suleman Khan v. Yar Khan has been affirmed. It is true that in most of these cases the question which directly arose was as to whether the first Court or the appellate Court had the power to amend the decree when the decree of the first Court had been affirmed by the appellate Court. But the principle which has been laid down in, all these cases is that in such a case the decree of the first Court must be considered to have merged in the decree of the appellate Court and in the present state of law it is difficult to hold that the same principle will not apply in a case like the present. The case of Shohrat Singh v. Bridgmani was, however, explained in a later case—Gobardhan Das v. Gopal Ram—where the facts were these:— The first Court of appeal affirmed the decree of the Court of first instance and the High Court affirmed the decree of the lower appellate Court and dismissed the appeal. The decree-holder made an application in which he did not expressly ask the Court to execute the decree of the last instance but it could be gathered from the application of the decree-holder that his object was to have execution taken under the decree of the appellate Court by carrying out the mandatory part of the decree of the Court of first instance. It was held in these circumstances that the objection that the decree-holder did not in his application expressly ask the Court to execute the decree of the last instance was under the circumstances a mere technical objection and; there was no reason why the execution asked for should not be allowed. In my opinion this decision will govern the present case where also, although the decree-holders have not expressly asked the Court to execute the decree of the appellate Court, yet they do mention that an appeal was preferred on behalf of the judgment-debtors in the High Court of Patna and was decided in favour of the decree-holders on the 20th April, 1925. It is thus clear that what the respondents were trying to execute was the mandatory part of the decree of the first Court as affirmed by the Court of appeal and it will be the merest technicality to say under these circumstances that the decree-holders were asking for the execution of the decree of the first Court as something distinct from the decree of the appellate Court.

The learned Advocate for the appellant, however, contends that the decree is incapable of execution even if it be held that the decree sought to be executed was the decree of the appellate Court and he rests his contention on two grounds: (1) that the decree of the appellate Court must be treated as a nullity because the appellate Court passed the decree without requiring the heirs of Bintul Fatma to produce a succession certificate as required by section 214 of the Indian Succession Act of 1925 and (2) that the decree of the appellate Court not having been transferred by the Subordinate Judge of Gaya could not be executed by the Subordinate Judge of Palamau.

Now, so far as the first point is concerned it appears to me to be wholly untenable. It is to be remembered in the first place that it was the appellant himself who had substituted the heirs of Bintul Fatma and he cannot now turn round and say that they should not have been treated as heirs by the appellate Court. Besides, as the lower Court has pointed out, no such objection was taken by the appellant in his petition of objection filed in the Court below. It is true that in paragraph (4) of his petition the appellant did refer to the absence of a succession certificate but the ground raised there was entirely different from the ground which is being raised now. What is, however, most fatal to the case of the appellant is that under Order XXI, rule 7 of the amended Code, it is no longer possible for a judgment-debtor to say that the decree sought to be executed by a Court to which it has been transferred for execution was passed without jurisdiction and is a nullity. This result will follow from a comparison of the rule as it stands now with the corresponding provision of the old Code on the same point. In the old Code section 225 was worded in such a way that some of the Courts took the view that the executing Court had the right to enquire into the jurisdiction of the Court which passed the decree. Under the new Code, however, the words “or the jurisdiction of the Court which passed it” have been omitted and, as was pointed out in Harigobind Kalkundri v. Narsing Rao Konhar Rao Deshpande, the inference from this omission is clear that the executing Court has no power under the present Code to question the jurisdiction of the Court which passed the decree under execution.

I shall now deal with the second contention raised by the appellant that the appellate decree cannot be executed by the Subordinate Judge of Palamau because all that was transferred was the decree of the first Court. Here it will be necessary to consider how long the Court to which a decree is sent for execution retains its jurisdiction to execute the decree. This matter was considered in Abda Begam v. Muzaffar Hussain Khan and the decision was given in these terms—

“In our opinion the Court to which a decree is sent for execution retains its jurisdiction to execute the decree until the execution has been withdrawn from it, or until it has fully executed the decree and has certified that fact to the Court which sent the decree, or has executed it so far as that Court has been able to execute it within its jurisdiction and has certified that fact to the Court which sent the decree or until it has failed to execute the decree and has certified that fact to the Court which sent the decree.”

This case was followed by the Madras High Court in Maharaja of Bobbili v. Sree Raja Narasaraju Peda Balliar Simbulu Bahadur and by the Calcutta High Court in the case of Manorath Das v. Ambika Kant Bose. Now, here it is nobody's case that any of the events which are mentioned in the passage which I have quoted as being necessary to terminate the jurisdiction of the Court to which a decree has been sent for execution, has taken place. It is, however, urged that the mere fact that the decree of the first Court was affirmed in appeal is sufficient to deprive the Court of Palamau of its jurisdiction to execute the decree, and, unless there is a fresh transfer of the decree of the appellate Court to that Court, it will have no jurisdiction to execute the decree. This view, however, does not appear to me to be sound nor does it seem to be supported by any express provision of the Code. Section 38 of the Code says that a decree may be executed either by the Court which passed it or by the Court to which it is sent for execution. Section 42 says that the Court executing a decree sent to it shall have the same powers in executing such a decree as if it had been passed by itself. The effect of section 37 is that where the decree to be executed is a decree passed by a Court of first appeal or by the High Court in second appeal, then the proper Court to execute it is the Court of first instance. Thus, in any case, the Court of first instance would be the Court empowered to execute the decree even when it has been affirmed by the appellate Court and it has been expressly provided that the Court to which the decree is sent for execution will have the same powers as the Court which passed the decree. In my opinion, reading all these provisions together, it follows that once a Court, which has the power to execute the decree, in any case whether it is its own decree or the decree of the appellate Court, has transferred the execution to another Court and the execution is still alive, the Court to which the execution has been transferred will exercise all the powers of the Court of first instance and will retain its jurisdiction to execute the decree even though there has been an appeal since and it has been affirmed in appeal. In this case there is no doubt that the Subordinate Judge of Gaya was primarily the Court which alone could have executed the decree even after the decree had been ??? in appeal. The Subordinate Judge of Gaya, however, had transferred the decree to the Subordinate Judge of Palamau and according to the Code the Subordinate Judge of Palamau would have all the powers exercisable by the Subordinate Judge of Gaya. Now, one of the powers of the Subordinate Judge of Gaya obviously was to execute the decree even after it was affirmed by the appellate Court and the question is whether there is anything in the Code to say that such a power will not be exercisable by the Court which is not only in seisin of the execution but has also all the powers exercisable by the Subordinate Judge of Gaya according to section 42. As Tread the various provisions of the Code I do not think that the execution can be defeated merely by the fact that no fresh order of transfer was made by the Subordinate Judge of Gaya after the decree had been affirmed by the High Court. The execution is still alive and the Subordinate Judge of Palamau must be held to have the same powers as the Subordinate Judge of Gaya including the power of executing the decree of the appellate Court. In my opinion, therefore, the objections urged in this appeal are without merits and the appeal must be dismissed with costs.

Macpherson, J.:— I agree.

Appeal dismissed.