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Prafulla Kumar Ghose v. Harendra Nath Chatterjee

Calcutta High Court
Aug 10, 1916
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Structured Summary of the Provided Opinion

Factual and Procedural Background

The petitioners, Profulla Kumar Ghose and Jogesh Chandra Sarkar, initiated criminal proceedings against Harendra Nath Chatterjee under section 409 of the Indian Penal Code. The Magistrate who inquired into that complaint concluded it could not be substantiated and discharged Harendra Nath Chatterjee. Harendra Nath Chatterjee then applied under section 195 of the Criminal Procedure Code for sanction to prosecute the petitioners under section 211 of the Indian Penal Code, and alternatively sought process against them under section 500 of the Indian Penal Code. The Magistrate refused to grant sanction under section 195 for prosecution under section 211, but did grant process under section 500. The petitioners obtained a Rule in this Court (through Mr. Manmatha Nath Mukerjee) on two grounds challenging the Magistrate's orders. The Magistrate provided an explanation stating, in substance, that he had found primâ facie no lawful or reasonable ground for the action taken by the petitioners under section 409 and that their complaint was not made in good faith, which was the basis for issuing process under section 500. The Court considered the Rule and decided to make it absolute on the second ground advanced by the petitioners.

Legal Issues Presented

  1. Whether process for an offence described as defamation under section 500 of the Indian Penal Code may be issued when the facts relied upon, if untrue and not made in good faith, would amount to an offence under section 211 of the Indian Penal Code and the Magistrate has refused sanction under section 195 to prosecute under section 211.
  2. Whether the statement in the complaint, if untrue and not made bona fide, is privileged; and relatedly whether the privileges set out in the Indian Penal Code are exhaustive. (The Court noted that this question was argued at length but consisted of conflicting authorities and was not decided in this opinion.)

Arguments of the Parties

Petitioners' Arguments (as presented in the opinion)

  • They obtained a Rule on two stated grounds: (1) that "the facts alleged in the petition of the opposite party did not disclose any offence under section 500 of the Indian Penal Code" (the printed opinion contains an omission in this sentence) and (2) that because the petition for sanction to prosecute under section 211 had been rejected, the petitioners ought not to be proceeded against under section 500 on the same facts.
  • The petitioners argued that permitting process under section 500 after refusal of sanction under section 211 would defeat the legislative scheme embodied in section 195 of the Criminal Procedure Code.

Opposite Party's Arguments (as reported in the opinion)

  • Harendra Nath Chatterjee applied for sanction under section 195 to prosecute the petitioners under section 211 and alternatively sought process under section 500. In oral submissions, his counsel argued that his client had been wrongly prosecuted, that a false charge had been made against him, and that unless he were allowed to proceed with prosecution he would remain under the reflection arising from that charge.
  • The question whether statements in complaints are privileged was also argued at length on behalf of the opposite party; however, detailed positions on the privilege question are not recorded exhaustively in the opinion.

Table of Precedents Cited

No precedents were cited in the provided opinion.

Court's Reasoning and Analysis

The Court's analysis proceeded primarily on the second ground raised by the petitioners (that refusal of sanction under section 211 precludes proceeding under section 500 on the same facts). The Chief Justice explained the following points:

  • The Magistrate had found that the statement in the original complaint was untrue, that the petitioners had no lawful or reasonable ground for their action, and that the complaint was not made in good faith. Those facts, if they constituted any offence, would amount to an offence under section 211 of the Indian Penal Code.
  • The Court quoted and relied upon the text of section 211, which penalizes instituting criminal proceedings with intent to cause injury or falsely charging a person knowing there is no just or lawful ground for the proceedings.
  • The Court emphasized the legislative scheme: proceedings for an offence of the kind described in section 211 require the sanction of the Magistrate under section 195 of the Criminal Procedure Code. The Magistrate in this case had explicitly refused that sanction for prosecution under section 211.
  • The Chief Justice reasoned that allowing process to issue under section 500 (defamation) based on the same facts that would constitute section 211 (and for which sanction had been refused) would nullify the protective requirement in section 195. Therefore, process under section 500 should not issue where the true character of the alleged misconduct is an offence under section 211 and sanction was refused.
  • The Court declined to decide the broader and contested question whether statements in complaints are absolutely privileged or whether the privileges listed in the Penal Code are exhaustive. The Chief Justice noted conflicting authorities and that this question was unnecessary to resolve because the Rule could be decided on the second ground; he also observed that he would have preferred a Full Bench to decide that privilege question but did not consider it fair to require further delay and expense in this case.
  • Justice Richardson concurred. He reinforced the view that a person discharged or acquitted cannot evade the safeguards of section 195 by recharacterizing the conduct as an offence under section 500 when it is in substance an offence under section 211. He noted that refusal of leave to prosecute under section 211 should prevent fallback to section 500 in such circumstances, and that allowing the fallback would render section 195 nugatory.
  • Richardson J. also observed that the Court had earlier dismissed an appeal from the Magistrate's refusal to grant sanction under section 211 when the Court had only the Magistrate's terse order before it; the fuller explanation later supplied by the Magistrate in the present proceedings would have given the Court a different view had it been available earlier, but the dismissal of the earlier appeal did not alter the present order.

Holding and Implications

Holding:

Rule made absolute.

Implications:

  • The direct effect of the decision is that the petitioners (Profulla Kumar Ghose and Jogesh Chandra Sarkar) should not be proceeded against under section 500 of the Indian Penal Code on the same facts that, if they constituted an offence at all, would amount to an offence under section 211, where the Magistrate has refused sanction under section 195 to prosecute under section 211.
  • The Court expressly refrained from deciding the broader question of whether statements in complaints enjoy an absolute privilege or whether the privileges enumerated in the Penal Code are exhaustive; accordingly, no new authoritative ruling on that privilege question was laid down in this opinion.
  • The Court also noted that making the Rule absolute does not amount to any judicial reflection upon the personal character of Harendra Nath Chatterjee: the Magistrate concluded there was no foundation for the original charge and dismissed it; the Court's order does not depend on the merits of the original substantive charge.

End of summary based exclusively on the text of the provided opinion.

Show all summary ...

Sanderson, C.J:— In this case, criminal proceedings were taken against the complainant, Harendra Nath Chatterjee, by the petitioners, Profulla Kumar Ghose and Jogesh Chandra Sarkar, under section 409 of the Indian Penal Code. The Magistrate, who enquired into the complaint in these proceedings, came to the conclusion that it could not be substantiated and discharged the accused person Harendra Nath Chatterjee. Thereupon, Harendra Nath Chatterjee applied for sanction under section 195 of the Criminal Procedure Code to prosecute Prafulla Chandra Ghose and Jogesh Chandra Sarkar under section 211 of the Indian Penal Code, and in the alternative asked for process against these two persons under section 500 of the Indian Penal Code. The Magistrate refused sanction under section 195 to Harendra Nath Chatterjee to prosecute the petitioners under section 211, but granted process under section 500.

An application was made to this Court by Mr. Manmatha Nath Mukerjee on behalf of the petitioners, Profulla Kumar Ghose and Jogesh Chandra Sarkar, and he obtained a Rule which was granted on two grounds: The first ground was that the facts alleged in the petition of the opposite party did not disclose any offence under section 500 of the Indian Penal Code or of the Indian Penal Code. The second ground was, that the petition for sanction to prosecute under section 211 of the Indian Penal Code having been rejected, the petitioners ought not to be proceeded against under section 500 or of the Indian Penal Code on the same facts.

The Magistrate has sent an explanation with regard to that Rule, and after setting out what occurred he said this: “As I found primâ facie no lawful and reasonable ground for the action taken by the petitioners against the said Harendrn Nath Chatterjee under section 409 of the Indian Penal Code and the allegations in the petition of complaint in reference to the same charge were not made in good faith, I ordered the issue of process under section 500 of the Indian Penal Code.

I am of opinion that this Rule, ought to be made absolute upon the second ground which I have already mentioned; and I will give my reasons for that opinion directly.

A good deal of time has been taken up in arguing whether the statement in the complaint, assuming that it was untrue to the knowledge of the person who made it and was not made bonâ fide, was privileged, and incidentally, the question whether such a statement contained in a complaint was the subject of an unqualified privilege, or whether the only privilege which was applicable to defamation under the Indian Penal Code was that which is set out in the same Code; in other words, whether the statement of privileges contained in the Indian Penal Code was exhaustive or not. Upon this matter, I regret to say, that I find there are numerous conflicting authorities in the reports, and personally I should have been glad if this matter could have been referred to a Full Bench of this Court, in order that the matter might have been finally determined and settled one way or the other. But inasmuch as I am of opinion that the Rule ought to be made absolute upon the second ground, I do not think it would be fair or right to the petitioners to put upon them the burden and expense of having this case further adjourned in order that the point might be argued before a Full Bench.

With regard to the second ground, the reasons for my opinion are these. Having regard to the Magistrate's explanation which I have already read, if any offence was committed by the two petitioners, Prafulla Kumar Ghose and Jogesh Chandra Sarkar, to my mind, it was clearly an offence under section 211 of the Indian Penal Code. Section 211 says: “whoever with intent to cause injury to any person, institutes or causes to be instituted any criminal proceedings against that person, or falsely charges any person with having committed an offence knowing that there is no just or lawful ground for such proceedings or charge against that person shall be punished …………”. Now, the Magistrate found, as stated in his explanation, that the statement in the complaint was untrue, that the petitioners had no lawful or reasonable ground for the action that they took, and that therefore their complaint against Harenda Nath Chatterjee was not made in good faith. On those facts, if any offence was committed at all, it was clearly under section 211, and yet the Magistrate on those facts refused to give his sanction under section 195. I ought to have said that proceedings for that offence could not be taken without the sanction of the Magistrate and the Magistrate refused the sanction. The clear intention of the Legislature was that, with regard to such an offence as that, proceedings should not be taken unless the sanction of the Court which investigated the matter had been obtained. In this case, the Magistrate having refused sanction to prosecute under section 211 of the Indian Penal Code went on to allow process to issue in respect of an alleged offence under Section 500, that is to say, defamation, which would be based upon the facts which I have already referred to, namely, that the ‘statement in the complaint was untrue and that the petitioners had no lawful and reasonable ground for the action taken by them, and that it was made without bonâ fides.’ If that were allowed to be done, then I think the provision of the Legislature which is contained in section 195 of the Criminal Procedure Code might just as well be Wiped out. I think it would be wrong for us to allow process to issue for an offence under section 500 when the facts alleged if they constituted an offence at all would amount to an offence under section 211 and the sanction of the Magistrate necessary for a prosecution under section 211 had not been obtained. I think that the ground which I have already mentioned sums up the position, namely, that the petition for sanction to prosecute under section 211 of the Indian Penal Code having been rejected, the petitioners ought not to be proceeded against under section or 500 of the Indian Penal Code on the same facts.

For these reasons, I think, that the Rule should be made absolute.

Just one matter I wish to add, that is, with regard to the remark which the learned vakil who appeared for Harendra Nath Chatterjee made yesterday. He said that his client had been wrongly prosecuted and a false charge had been made against him and thereby a great reflection had been made upon his character: and unless he was allowed to go on with this prosecution he would remain under that reflection. I wish to say that the fact that we are making this Rule absolute does not reflect upon the character of Harendra Nath Chatterjeey in any shape or form. No doubt a charge was made against him, but the Magistrate has come to the conclusion that there was no foundation for that charge and he has dismissed it. So far as Harendra Nath is concerned, he is able to walk the world as if no such charge has been made against him; there is no reflection against his character, so far as this Rule is concerned because the ground upon which we have made this Rule absolute does not depend upon the merits of the case.

Richardson, J.:— I agree. The question whether complainants and witnesses enjoy the same complete immunity in India as in England has been discussed in the various High Courts almost ad nauseam and has given rise to much difference of opinion. The stock arguments on the one side and the other are well known. On the present occasion it is unnecessary to consider those arguments or to hazard an opinion upon that question in its broader aspects. It is enough to say that in my opinion a person who having been accused of an offence by another, has been discharged or acquitted, cannot be allowed to evade the provisions of section 195 of the Criminal Procedure Code by preferring a complaint under section 500 of the Penal Code when leave has been refused to prosecute under section 211, the offence charged being clearly and essentially an offence under the latter section. The care taken to protect complainants from being harassed by prosecutions for instituting false cases is a clear indication that the Legislature never intended or contemplated that upon refusal of leave to prosecute under section 211, a person who has been discharged or acquitted should be allowed to fall back upon section 500. To permit such a course to be taken would render entirely nugatory the salutary provisions of section 195 of the Criminal Procedure Code.

The question, moreover, does not rest entirely upon inferences in regard to the intention of the Legislature. The offence charged in the present case, though it is described as an offence under section 500, is not altered by that description. It still remains an offence “punishable” under section 211. When the Magistrate had refused leave to prosecute under the latter section he ought not, to have issued process under section 500.

There are only a few words I wish to add. It has been stated in the course of the argument on behalf of the opposite party that he appealed to this Court from the order refusing leave to prosecute under section 211 and that his appeal was rejected by a Bench of which I was the presiding Judge. When that appeal came before us all that we had was the order of the learned Magistrate refusing sanction. The order is in these terms, “the facts do not justify me in granting sanction under section 211 of the Indian Penal Code. Application rejected.” We took that order to mean that the Magistrate in the exercise of his discretion having considered the facts, had come to the conclusion that there was no ground for prosecution under section 211. The opposite party had then already obtained process against the petitioners under section 500 of the Penal Code. It was in those circumstances that we rejected the appeal. At that time we had not what I suppose must be called the advantage of the explanation which the learned Magistrate has submitted in the present case. That explanation puts an entirely different complexion upon the matter: and if it had been before us at the time of the hearing of the appeal, possibly we might have taken a different view. The fact, however, that the appeal was dismissed can be no ground for making an order in this case other than the order we now propose to make.

So far as the reputation of the opposite party may have suffered by the charge or complaint made against him, it is not his fault that he has not been able to bring the question of the falsity of that charge to an issue. He has done his best to do so and I trust that his reputation will not be affected by a failure which cannot be attributed in any degree to him.

With these observations I agree with the learned Chief Justice that the Rule should be made absolute.

G.S
Rule absolute.