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Jogendra Narayan Ray v. Durga Charan Guha Thakurta Opposite Party.
Structured Summary of the Opinion
Factual and Procedural Background
The petition challenges an order of the Subordinate Judge of Barisal which dismissed the petitioner's application for leave to sue in forma pauperis. The petitioner sought to sue for recovery of certain debutter property. The Subordinate Judge found that the petitioner was a pauper but dismissed the application on the ground that, upon the evidence adduced, the suit was barred by limitation. The Court below apparently reached that conclusion not from the plaint or the petitioner's own examination but from statements of witnesses who had been summoned for the purpose of proving the petitioner's pauperism. This Court issued a Rule calling upon the opposite party to show cause why the Subordinate Judge's order should not be set aside. The ultimate disposition in this opinion is that the Rule is made absolute, the Subordinate Judge's order is set aside, and the case is remitted so the petitioner may proceed as a pauper; the petitioner is awarded costs.
Legal Issues Presented
- Whether, in an inquiry under Order 33, Rules 5–7 of the Code of Civil Procedure, a court may take evidence (other than the applicant's own examination) on questions of the merits of the plaintiff's claim, including questions of limitation or res judicata.
- Whether witnesses summoned for the purpose of proving pauperism may be examined on matters going to the merits (such as limitation), and whether conclusions drawn from such testimony can justify rejection of an application under O.33 R.5(d) that the petitioner's allegations do not show a cause of action.
Arguments of the Parties
The opinion does not contain a detailed account of the parties' legal arguments.
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court in This Opinion |
|---|---|---|
| Gunga Dass Adhikaree, In the matter of (1) | That it was competent for the Court to take into consideration the construction of a will relied on by the applicant; if grounds stated in S.304 appear the Court must refuse, but otherwise the Court may fix a day for hearing evidence on pauperism and may refuse leave if opposite party brings grounds to light. | Referred to as authority showing that in some circumstances the Court may consider matters bearing on the right to sue, but the present opinion distinguishes taking evidence from witnesses summoned for pauperism from permissible consideration of the plaint and applicant's examination. |
| Parkash Ojha v. Dusruth Ojha (2) | Held that where a Subordinate Judge decided the question of limitation upon examination of witnesses summoned for a different purpose (i.e., to prove pauperism), he exceeded his jurisdiction. | Cited as supportive authority for the proposition that deciding limitation on the basis of witnesses called solely to prove pauperism is beyond the court's jurisdiction in the pauper inquiry. |
| Tarramoney Dabee v. Hurro Mohun Chatterjee (3) | Mentioned as a case in which Gunga Dass Adhikaree was cited in argument. | Not used as a binding rule by the Court; cited in the opinion to trace the judicial treatment of earlier authorities. |
| Debo Das v. Mohunt Ram Cham Dass Chella (4) | Affirmed the proposition that it is not open to a Court at a preliminary stage to enter into the merits of the suit. | Used as one of the authorities supporting the limited scope of evidence in a pauper inquiry. |
| Gopal Chandra Neogy v. Bigoo Mistry (5) | Affirmed the proposition that a Court should not enter into merits at the preliminary stage. | Relied upon as authority limiting preliminary inquiry to questions relevant to pauperism and the petitioner’s own statements. |
| Koka Ranganayaka Ammal v. Koka Venkataehellapati Nayudu (6) | Held (Madras HC, earlier case) that the Code does not authorize rejection of an application for leave to sue in forma pauperis for want of merits when the applicant is a pauper and his allegations disclose a right to sue; Court should not go into evidence as to merits. | Cited as an early authority taking a restrictive view of the inquiry into merits during pauper applications; contrasted with later cases taking a broader view. |
| Vijendra Tirtha Swami v. Sudhindra Tirtha Swami (7) | Later Madras decision holding that the Court below had not acted illegally in taking evidence and going into questions of res judicata and limitation. | Noted as an instance of a contrary view in which the Court permitted inquiry into merits such as limitation. |
| Amirtham v. Alwar Manikkam (8) | Sir Arnold White held that under S.407 the applicant must make out that he has a subsisting cause of action capable of enforcement. | Quoted to support the view that the applicant's own statements may be examined to see whether they disclose a subsisting cause of action. |
| Sankararama Ayyar v. Subramania Ayyar (9) | Held that the Court is not bound to give leave if the allegations made by the petitioner are such that, if true, they would show a good cause of action (White, C.J.). | Referred to in the discussion of limits on a preliminary inquiry and the role of the applicant's own statements. |
| Rathnam Pillai v. Pappa Pillai (10) | Full Bench held the investigation under S.409 when a day is fixed for hearing must be confined to the question of the applicant's pauperism; no evidence as to the merits may be gone into in such an investigation. | Adopted as a significant authority limiting the scope of evidence at the hearing fixed under the Rules to pauperism alone. |
| Sankararamier v. Subramania Aiyar (11) | Held that evidence referred to in Section 409 is confined to proof or disproof of pauperism and does not include evidence as to the merits of the case; decision of White, C.J., in Sankararama Ayyar v. Subramania Ayyar was overruled. | Followed as authority reinforcing the limitation that evidence other than the applicant's cannot be taken on the merits in the pauper inquiry. |
| Gouindasami Pillay v. Municipal Council, Kumbakonam (12) | Held that O.33, R.5(d) applies only where the allegations of the petitioner do not show a cause of action and that this should appear clearly upon the face of the petition. | Referred to for the proposition that dismissal on R.5(d) requires defects apparent on the face of the petition. |
| Chaterpal Singh v. Raja Ram (13) (Full Bench, Allahabad) | Held that S.407(c) should be read broadly: an applicant must make out that he had a good subsisting cause of action capable of enforcement and not barred by limitation or any other law. | Cited by the opposite party in argument; the Court in this opinion notes the passage but construes it as not authorizing taking evidence on such points beyond the applicant's own examination. |
| Kamrakh Nath v. Sundar Nath (14) | Held that the Court was not confined merely to allegations in the plaint but could examine the applicant and take statements in his examination to determine whether the applicant had a cause of action. | Quoted with approval for the narrower proposition that the applicant's examination can be looked at when deciding whether allegations disclose a cause of action. |
| Dulari v. Vallabdas Pragji (15) | Quoted the passage approvingly that the Court may examine the applicant and take his statements into account; in that case the action was not maintainable on the plaint alone. | Referred to as another case supporting examination of the applicant's own statements but not broader examination of other witnesses on merits. |
| Nawab Bahadur of Murshidabad v. Harish Chandra Acharjee (16) | Held that before allowing leave to sue in forma pauperis, the Court must satisfy itself that the allegations of the petitioner do show a cause of action, including those made in the applicant's examination before the Court. | Adopted by this Court as aligning with its view that the Court may look into the plaint and the applicant's examination but that evidence under R.7 is confined to proof/disproof of pauperism. |
Court's Reasoning and Analysis
The Court's analysis proceeds from the text of Order 33 of the Code of Civil Procedure and the specific rules governing applications to sue in forma pauperis:
- The Court examined R.3–R.7 of Order 33. It noted that R.4 expressly gives the Court power to examine the applicant (or his agent) regarding the merits of the claim and the applicant's property, and R.5(d) permits rejection where the allegations do not show a cause of action.
- R.6 and R.7 were identified as the provisions governing the fixing of a day for receiving evidence on pauperism and the examination of witnesses: where the Court fixes a day under R.6, it is for receiving such evidence as the applicant may adduce in proof of pauperism and for hearing evidence in disproof; R.7 contemplates examination of witnesses produced by either party on that day and making memorandum of their evidence.
- From the text of these rules and the purpose of permitting examination, the Court concluded there is statutory authority to examine the applicant about the merits and to look at the plaint and the applicant's examination when determining whether allegations disclose a cause of action under R.5(d).
- However, after surveying authorities, the Court held that the evidence to be taken under R.7 (and the investigation when a day is fixed under R.6/S.409) is confined to evidence in proof or disproof of the applicant's pauperism and does not extend to taking evidence from other witnesses on questions of the merits (such as limitation or res judicata).
- The Court reconciled divergent decisions by distinguishing the limited scope of permissible inquiry (the plaint and the applicant's own examination are admissible for deciding whether the allegations disclose a cause of action) from impermissible use of witnesses summoned to prove pauperism to decide merits issues.
- Applying that rule to the facts, the Court found the Subordinate Judge based his decision on limitation upon conclusions reached from witnesses who had been summoned for the purpose of proving pauperism rather than upon the plaintiff's allegations or the applicant's own examination. That, the Court held, was beyond the proper scope of the inquiry and thus an excess of jurisdiction.
- As a result of that legal error, the Court set aside the Subordinate Judge's order, made the Rule absolute, remitted the case to the lower Court with directions to allow the petitioner to proceed as a pauper (the lower Court already having found the petitioner to be a pauper), and awarded costs to the petitioner.
Holding and Implications
Holding: The Rule is made absolute; the Subordinate Judge's order dismissing the application for leave to sue as a pauper is set aside because the Judge improperly took evidence from witnesses summoned to prove pauperism to decide a merits question (limitation). The case is remitted so the petitioner may proceed with the suit as a pauper, and the petitioner is entitled to costs.
Implications:
- Direct effect on the parties: The petitioner's ability to proceed in forma pauperis is restored; the Subordinate Judge's dismissal on limitation grounds (based on the evidence of witnesses called to prove pauperism) is vacated; costs are awarded to the petitioner.
- Scope of precedent: The opinion clarifies the Court's view of the scope of inquiry under Order 33, Rules 5–7 (and the corresponding Sections): the Court may consider the plaint and the applicant's own examination when deciding whether allegations disclose a cause of action, but it cannot examine other witnesses summoned to prove pauperism on matters going to the merits (such as limitation). The opinion distinguishes permissible inquiry into the applicant's statements from impermissible evidence-gathering on merits during a pauperism inquiry. The opinion does not purport to lay down a novel general rule beyond this interpretive clarification; it applies well-established authorities to the facts and remits the case accordingly.
V.B/R.K
1. This is a Rule calling upon the opposite party to show cause why an order of the Subordinate Judge of Barisal dismissing an application for leave to sue as a pauper should not be set aside. The petitioner applied in the Court below for leave to sue in forma pauperis for recovery of certain debutter property. The learned Subordinate Judge found that he was a pauper, but dismissed the application on the ground that upon the evidence adduced by the plaintiff the suit was barred by limitation. The Court below says that the evidence adduced by the petitioner shows that since 1286 B.S neither the petitioner nor his father has ever been in possession of the property. No such statement was made by the plaintiff himself either in his plaint or in his examination before the Court, and the learned Subordinate Judge therefore has evidently come to that conclusion upon certain statements made by some witnesses (on behalf of the plaintiff-petitioner) who had been summoned for a different purpose, namely, for the purpose of proving that the plaintiff was a pauper. The question is whether the Court below was right in taking evidence on the point in an inquiry into the pauperism of the petitioner.
2. Order 33 of the CPC, lays down the procedure for hearing an application for leave to sue as a pauper. R. 3 lays down what the contents of the application should be. R. 4 provides that where the application is in proper form and duly presented, the Court may, if it thinks fit, examine the applicant or his agent, when the applicant is allowed to appear by agent, regarding the merits of the claim and the property of the applicant. R. 5 lays down the grounds upon which the Court shall reject an application for permission to sue as a pauper, and one of the grounds, Cl. (d), is “where his allegations do not show a cause of action.” R. 6 says that when the Court sees no reason to reject the application on any of the grounds stated in R. 5, it shall fix a day (of which at lea?t ten days' clear notice shall be given to the opposite party and the Government Pleader) for receiving such evidence as the applicant may adduce in proof of his pauperism, and for hearing any evidence which may be adduced in disproof thereof. R. 7 says that on the day so fixed or as soon thereafter as may be convenient, the Court shall examine the witnesses (if any) produced by either party and may examine the applicant or his agent and shall make a memorandum of the substance of their evidence. The provisions of Rr. 5 and 7, O. 33 correspond to Ss. 405, 407 and 419, act 14 of 1882.
3. There has been some difference of judicial opinion with regard to the exact scope of an inquiry under Rr. 5 to 7, or the corresponding sections of the earlier Codes. In some cases it has been laid down that the Court cannot go into any question as to the merits of the case, while a contrary view appears to have been taken in some other cases. In some other cases again it has been held that a Court is not confined merely to the statements contained in the plaint, but also can look into the statements made by the applicant who may be examined by the Court, and the Court therefore can look into the merits of the case in so far as they appear upon the plaint and the statements of the petitioner. R. 4 expressly gives power to the Court to examine the applicant regarding the merits of the claim and the property of the applicant, so that there is no doubt that the applicant himself can be examined not only with reference to the question of his pauperism, but also with reference to the merits of the claim. If the application is to be decided merely upon a consideration of the statements made in the plaint, it would be wholly unnecessary to examine the applicant on the merits of his claim. We think therefore that the Court may not only consider the statements made in the plaint, but also the statement made in his examination by the applicant before the Court, in determining whether his allegations do not show a cause of action as laid down in Cl. (d), R. 5, O. 33. But we think the Court cannot examine other witnesses for deciding the question of limitation or any question other than the pauperism of the applicant. Turning to the decided cases on the point, we find that in the case of Gunga Dass Adhikaree, In the matter of (1), where the Court below had disallowed the application on the ground that a will under which the applicant claimed had already been construed by the High Court in a previous suit against him, and that he had therefore no rights to sue, this Court (L.S Jackson and D.N Mitter, JJ.) held that it was competent to the Court to take into consideration the construction of the will on which the applicant relied. The learned Judges observed that where the grounds stated in S. 304 appear, the Court is bound to refuse an application to sue, as a pauper, but if the Court does not see reason to refuse the application, the Court is at liberty to fix a day for hearing evidence to be adduced on either side upon the question of pauperism, and upon such further hearing, if the opposite party should bring to the notice of the Court any grounds upon which the Court would be bound to refuse the application, it would be at the discretion of the Court upon being so informed to refuse leave.
4. On the other hand, in the case of Parkash Ojha v. Dusruth Ojha (2) it was held that where a Subordinate Judge had decided the question of limitation not upon the examination of the petitioner but upon that of other witnesses summoned for a different purpose, he exceeded his jurisdiction. In an earlier case on the original side of this Court, the defendant proposed to show by examination of the plaintiff that on the facts stated in the petition, there was no cause of action. Macpherson, J., allowed the plaintiff to be examined with a view to show that on her own evidence, she had no cause of action. She was accordingly examined but her evidence did not show that she had no cause of action. It was then proposed to show it by calling other witnesses, but Macpherson, J., refused to allow this. The case of Gunga Dass Adhikaree, In the matter of appears to have been cited in argument on behalf of the defendant: see Tarramoney Dabee v. Hurro Mohun Chatterjee (3). The decisions in the cases Debo Das v. Mohunt Ram Cham Dass Chella (4) and Gopal Chandra Neogy v. Bigoo Mistry (5) affirm the proposition that it is not open to a Court, at a preliminary stage, to enter into the merits of the suit. If the learned Judges meant to lay down that the Court cannot go into the merits of the claim, so far as they appear from the allegation in the plaint, and the statements made by the applicant in his examination, it would be opposed to the express provisions of Ss. 406 and 409 of the Code. But we do not think that was meant, because the learned Judges observed:
“If the Subordinate Judge had confined his inquiry to the allegation as made in the plaint, and if he said that these allegations do not show a right to sue, it is extremely doubtful whether this Court could interfere with his order.”
5. It does not appear that the applicant was examined in those cases. In the first, the Court below had decided the question of the rights of the parties, and not whether the allegations showed a right to sue; and in the second, the Court below dismissed the application upon a construction of a will. The learned Judges (Ghose and Pratt, JJ.) held that the Court could not construe the will at that stage. In the Madras High Court in one of the earlier cases, Koka Ranganayaka Ammal v. Koka Venkataehellapati Nayudu (6) Turner, C.J, and Kindersley, J., held that the Code does not authorize the rejection of an application for leave to sue in forma pauperis for want of merits, when the applicant is found to be a pauper and his allegations disclose a right to sue, and that when an application for leave to sue in forma pauperis is made the Court should not go into evidence as to the merits of the claim. A different view however was taken in a later case [Vijendra Tirtha Swami v. Sudhindra Tirtha Swami (7)], where Subramania Ayyar, J., held that the Court below had not acted illegally in taking evidence and going into the questions whether the plaintiff's claim was res judicata and whether it was barred by limitation. In Amirtham v. Alwar Manikkam (8) Sir Arnold White, C.J, held that under S. 407 the applicant must make out that he has a subsisting cause of action capable of enforcement. In that case the Court below dismissed the application on the ground that the applicant on the face of the plaint did not appear to have a right to sue, though this was done at the hearing under S. 409. In another case in the same volume [Sankararama Ayyar v. Subramania Ayyar (9)] White, C.J, held that the Court is not bound to give leave if the allegations made by the petitioner are such that, if true, they would show a good cause of action. In a still later case, a Full Bench of that Court held that
“the investigation contemplated under Section 409 of the CPC, where a day is fixed for hearing an application for leave to sue in forma pauperis, must be confined to the question of the applicant's pauperism. No evidence as to the merits of the case can be gone into in such an investigation”: see Rathnam Pillai v. Pappa Pillai (10).
6. This was followed in the case of Sankararamier v. Subramania Aiyar (11), in which the learned Judges (Subramania Ayyar and Boddam, JJ.) held that the evidence referred to in Section 409 of the CPC is confined to evidence in proof or disproof of the pauperism of the applicant, and does not include evidence as to the merits of the case, and the decision of White, C.J, in Sankararama Ayyar v. Subramania Ayyar was overruled. In the latest Madras case, Gouindasami Pillay v. Municipal Council, Kumbakonam (12), it has been held that O. 33, R. 5(d), applies only to cases where the allegations of the petitioner do not show a cause of action, and that this should appear clearly upon the face of the petition. In that case, the applicant does not appear to have been examined. Some stress was laid on behalf of the opposite party on a passage in the judgment of a Full Bench of the Allahabad High Court in the case of Chaterpal Singh v. Raja Ram (13), in which the learned Judges held that the terms of S. 407(c) must not be read as limiting the Court's discretion to merely ascertaining whether the Tight to sue arose within its jurisdiction, but have a more extended meaning, namely:
“that an applicant must make out that he had a good subsisting cause of action capable of enforcement in Court and calling for an answer and not barred by the law of limitation or any other law.”
7. But wo do not think that it was intended to lay down that evidence is to be gone into on such points, as the learned Judges in an earlier passage said that it was competent for the Subordinate Judge to reject the applicant's petition on the ground that, as from his petition and his examination his cause of action was shown to have arisen beyond the period of limitation allowed by law for instituting the suit, his allegations did not show a right to sue. The passage quoted from the judgment of the Full Bench was followed with approval in a later Allahabad case, Kamrakh Nath v. Sundar Nath (14), where it was held that the Court was not confined merely to the allegations contained in the plaint but that it was open to the Court to examine the applicant and take the statements in his examination in determining whether the applicant had a cause of action. The same passage was also quoted with approval by Jardine, J., in Dulari v. Vallabdas Pragji (15). In that case it appears the action was not maintainable upon the allegations made in the plaint itself. The latest case in our Court is that of Nawab Bahadur of Murshidabad v. Harish Chandra Acharjee (16), in which Mookerjee and Sharfuddin, JJ., after referring to the cases on the point, held that before an application for leave to sue in forma pauperis is granted, it is the duty of the Court to satisfy itself that the allegations of the petitioner do show a cause of action, and that the allegations are not only those made in the plaint but also those made in the examination of the applicant before the Court. We have already expressed our opinion that the Court may not only look into the allegations made in the plaint, but also into the statements made in the examination of the applicant. The evidence however to be taken under R. 7 is confined to the evidence which may be adduced by the applicant in proof of his pauperism, and any evidence which may be adduced in disproof thereof as laid down in R. 6.
8. We are accordingly of opinion that the Court, in an inquiry under O. 33 of the Code, cannot take evidence (except the evidence of the applicant himself) on the merits of the claim. The learned Subordinate Judge having decided the question of limitation, not upon the allegations) made in the plaint nor upon the statements made by the applicant in his examination, but upon conclusions based upon an examination of the witnesses who were summoned for the purpose of proving the pauperism of the applicant, his order must be set aside. The result is that the Rule is made absolute. The case will go back to the Court below in order that the petitioner may be allowed to proceed with the suit as a pauper, as the lower Court has already come to the finding that he is a pauper. The petitioner will be entitled to costs.
V.B/R.K
9. Rule made absolute.
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