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Ashalata Ray v. The Society For The Protection Of Children In India
Structured Summary of the Opinion — Guardianship Appeal
Factual and Procedural Background
On 13 March 1928 Sreemati Ashalata Ray applied to the District Judge, 24-Parganas, to be appointed guardian of the person and property of her minor brother Shibram Nandi. The minor was over 14 years old by his statement dated 6 December 1928. Notice was served on nominated relatives and four maternal uncles consented to the appointment. A father's sister filed an objection petition which was not pressed further (record shows a letter from the minor dated 25 April 1928 expressing opposition to his sister as guardian).
On 11/13 July 1928 the District Judge recorded an order that the applicant would be appointed guardian of the person and property on furnishing security of Rs. 6,000; a security bond was filed on 28 August 1928 and sent to be tested. In September 1928 the District Judge received a letter from the Deputy Commissioner of Police, Calcutta, reporting that the minor was being prosecuted in the Juvenile Court for an attempt to commit suicide and indicating the Society for the Protection of Children in India (the Society) was willing to take charge and be appointed guardian.
The District Judge cancelled the testing of the bond, issued show-cause notice on 27 September 1928 and invited the Society to state if it would be guardian. The Society applied on 11 October 1928; the case was heard with evidence including examination of the minor. In his order of 6 December 1928 the District Judge refused to make an order as to guardian of the person (leaving the matter to general law), directed that accredited agents of the Society be allowed to visit the minor, held Sreemati Ashalata not a fit person to be guardian of the property, and invited the Society to prove incorporation powers. On 18 December 1928 the Society was appointed guardian of the minor's property. The present appeal challenges the District Judge's orders of 6 and 18 December 1928.
Legal Issues Presented
- Whether a guardian of the person should be appointed for the minor and, if so, whether Sreemati Ashalata Ray is the proper person to be appointed (including the weight to be given to the minor's wishes and evidence of attempted suicide).
- Whether the District Judge failed to give proper consideration to section 17 of the Guardians and Wards Act in making his orders.
- Whether a charitable society (the Society for the Protection of Children in India) can be appointed guardian of a minor's property under the meaning of "person" and the proviso to the General Clauses Act.
- Whether the appointment of the Society’s secretary to administer the minor’s property is permissible, given the variable nature of the secretary’s office and absence of evidence of the secretary's competency.
- Whether Sreemati Ashalata Ray should be appointed guardian of the minor's property on her furnishing security and whether previous orders preclude appointment of any other person.
- Whether questions about the Society's competence to hold property under its memorandum/articles or its registration under Act XXI of 1860 or residency of a guardian under section 39 of the Guardians and Wards Act require determination on this appeal.
Arguments of the Parties
Appellant's Arguments
- It was contended that the District Judge had not taken into consideration section 17 of the Guardians and Wards Act when making his orders.
- The appellant argued that the appointment of the Society as guardian of the property and the secretary as administrator was erroneous because the secretary is a variable person and there was no evidence of the secretary's competence to manage property.
- A point was made that, by virtue of the District Judge's earlier order recorded 11 July 1928 (appointing Sreemati Ashalata subject to furnishing security), the appointment of any other person could not legally be made.
Respondent's Arguments
- The respondent (represented on behalf of the Society) relied on the suitability of the Society to act as guardian and on a precedent (Kristo Kissor Neoghy v. Kadermoye Dosssee) as supporting authority.
- The respondent advanced technical responses to the appellant's point about prior orders preventing appointment of another guardian (the opinion notes the respondent's advocate sought to meet the point by reference to another technicality, though the judgment confines itself to merits).
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| Kristo Kissor Neoghy v. Kadermoye Dosssee | Authority cited on the general proposition that a nearest relation has no absolute right to guardianship — preference is not absolute simply by proximity. | The court held that reliance on this case does not conflict with appointing the sister where welfare and safeguarding measures (security bond, visitation by Society agents) justify the appointment; the case was read as not going so far as to bar preference for nearest relation in all circumstances. |
Court's Reasoning and Analysis
The court proceeded by analyzing separately the guardian of the person and guardian of the property.
Guardian of the person
- The court found it desirable to appoint a guardian of the person based on the minor's deposition in court and the minor being over 14 years of age, which showed a clear preference for his sister.
- Although the District Judge had suspicions about ill-treatment from the sister and brother-in-law, the appellate court held there was no definite evidence to sustain such suspicions; the suspicion alone could not be given effect to.
- The sister was regarded as the only close relative available and capable of providing the necessary care; her husband (though not affluent) was considered able to assist and give proper guidance.
- The court endorsed the District Judge's direction that accredited agents of the Society be allowed to visit the minor at reasonable times as a protective measure, and envisaged co-operation between the guardian and the Society to protect the minor from moral or physical harm.
Guardian of the property
- The court emphasized the principle that a guardian of property should have character, capacity and fitness; generally courts prefer to appoint an individual whose personal qualities can be assessed and held responsible.
- The court analyzed the meaning of "person" (reference to the General Clauses Act) and, applying the proviso to that definition, held that the character/capacity test militates against appointing a charitable society as guardian of property in place of an individual in the circumstances of this case.
- The appointment of the Society as guardian of the minor's property and the further order that the Society's secretary administer the property were held unsustainable for two principal reasons specified in the opinion:
- The office of secretary is a variable office; the person occupying it can change, so appointing the secretary as administrator lacks stability and accountability.
- There was no evidence on the record showing the secretary had the necessary qualifications or competence to manage the minor's property; moreover the secretary was preferred over the elder sister without justification.
- The court did not find it necessary to decide (and declined to decide on this appeal) whether the Society was competent under its memorandum/articles to hold property, or whether it was validly incorporated under Act XXI of 1860; similarly it did not decide the larger question of whether the Society could be within the purview of that Act for incorporation purposes.
- On the specific question whether Sreemati Ashalata Ray should be appointed guardian of the property, the court noted:
- Some charges of fraudulent removal/misappropriation had been made against her during proceedings, but these were on information and belief and the court was inclined to think they were unfounded.
- The court was not much impressed by suggestions that she would be incapable of managing the property and regarded the husband's modest income as no ground to deny her guardianship.
- The court held that furnishing of security to the satisfaction of the court would be ample protection of the minor's interests and that appointment of a near relation should not be overlooked where no adverse interest is made out by evidence.
- The court thereby indicated the appropriate course: test the security bond and, if satisfactory, appoint her as guardian of property; thus it remitted the property question back to the District Judge for determination according to law.
Other points addressed by the court
- The court observed that, under section 39 of the Guardians and Wards Act, it may be intended that a court will not appoint as guardian any one who resides outside its jurisdiction, but the residency question was not decided in this appeal.
- Concerning expenses claimed by the Society for proceedings in the Court (Rs. 399-9-3), Mukerji, J. agreed with the main judgment and stated the Court could not regard those expenses as having been incurred for necessaries or for the welfare of the minor or protection of his estate, and rejected that part of the claim. The Court left other items to be dealt with by the court below if the Society approaches it.
- Mukerji, J. also expressed the view that the word "person" in the Guardians and Wards Act should not necessarily be read in light of the General Clauses Act definition for all purposes of the Act; he agreed with the result that the Society could not be regarded as the responsible, stable guardian of property in the present circumstances.
Holding and Implications
HOLDING: The appellate court set aside the District Judge's orders of 6 and 18 December 1928. It appointed Sreemati Ashalata Ray as guardian of the person of the minor Shibram Nandi and remitted the question of appointment of guardian of the minor's property (as regards Sreemati Ashalata Ray's application and the Society's appointment) back to the District Judge to be dealt with in accordance with law.
Implications and direct effects:
- Sreemati Ashalata Ray is formally appointed guardian of the minor's person; the Society's role is preserved only as a visiting/protective agency that may cooperate with the guardian and whose accredited agents may visit the minor at reasonable times.
- The District Judge's appointment of the Society as guardian of the minor's property and the order that the Society's secretary administer the property are declared unsustainable and set aside; the property matter is to be reconsidered by the District Judge — including testing the security bond filed by Sreemati Ashalata Ray.
- The court concluded that security, if satisfactory, would be an adequate safeguard for the minor's property in appointing his elder sister; charges against her made on information and belief were regarded as not proven on the record before the court.
- The court did not resolve the larger questions concerning the Society's capacity under its memorandum/articles to hold property, or the wider question of its incorporation under Act XXI of 1860, nor did it make a definitive ruling on residency requirements; those matters were left undecided and, so far as property appointment is concerned, for further proceedings in the District Court.
- No new sweeping precedent was declared beyond the application of established principles (preference for an appropriate near relative where welfare requires it; requirement that a guardian of property be a suitable, accountable individual), and the decision largely resolves which party should have immediate custody and leaves property administration to further lawful process.
Disposition: Appeal allowed. (S.M.)
Guha, J.:— The facts leading up to and relevant for the purposes of this appeal may be briefly stated. On the 13th March, 1928, Sreemati Ashalata Ray made an application to the Court of the District Judge, 24-Parganas, for being appointed guardian of the person and property of her minor brother Shibram Nandi. The minor, on his own statement, made on the 6th December, 1928, is now over 14 years of age. Notice of the application was in due course served on the relatives named in the application and consent was given to the appointment of the applicant as guardian by the four maternal uncles of the minor. The father's sister of the minor, who was also served with the notice of the application, filed a petition of Objection, on which the application for guardianship was amended by the inclusion of the moveable property belonging to the minor; and from the order recorded in the order-sheet on the 4th July, 1928, it appears that the petition of objection was not pressed further. There is, however, on the record, a letter addressed to the District Judge by the minor himself which bears the date of the 25th April, 1928, which indicates that, at that point of time, the minor was opposed to the appointment of his sister as guardian either of his person or his property. On the 11th/13th July, 1928, an order was recorded that the applicant “will be appointed guardian of the person and property of the minor on furnishing security of Rs. 6,000.” Security bond was duly filed on the 28th August, 1928, and the; nâzir of the court was directed to test and report. An important development in the case, however, began from the 8th September, 1928, when the District Judge received a letter from the Deputy Commissioner of Police, Calcutta, informing that the minor was being prosecuted in the Juvenile Court, Calcutta, for an attempt to commit suicide. The Deputy Commissioner appears to have been supplied with the names of relatives for the purpose of enabling him to sound them as to whether any of them was willing to be the guardian, and if so “to apply to the court for appointment as guardian and for, removal of the present guardian.” The order for testing the security bond, filed by Sreemati Ashalata, was, thereafter, cancelled, and, on the 27th September, 1928, the District Judge directed notice to issue on her to show cause why the order of appointment of guardian should not be revoked, and the Society for the Protection of Children in India (hereafter mentioned as the Society) was asked to inform the court if the Society were willing to be appointed guardian of the person and property of the minor. This step was apparently taken by the learned District Judge on the letter from the Deputy Commissioner of Police reporting on the order passed by the District Judge on the 8th September and intimating that the Society was willing to take charge of the minor and expressing the opinion that the Society will be the most suitable guardian of the minor. Thereupon, on the 11th October, the secretary of the Society filed an application for being appointed guardian on behalf of the Society, and, on the 15th November, notice was issued on Sreemati Ashalata Ray and the minor. The case was, thereafter, heard by the learned District Judge, evidence being adduced by Sreemati Ashalata Ray, as the opposite party in the same. The minor was examined by the court in detail and there was cross-examination of the minor on behalf of the Society. On the evidence before the court, the learned Judge came to the conclusion that it was impossible to hand the minor over to the care of outsiders such as the Society. The learned Judge was, however, unable to confirm the appointment of Sreemati Ashalata Ray as guardian, in view of the attempt at suicide by the minor, although, according to the Judge's own appreciation of the evidence before him that the minor was driven to attempt suicide owing to ill-treatment he received from his sister and brother-in-law, had not been made out. In the order passed by the District Judge on the 6th December, 1928, he refrained from making any order as to who was to be the guardian of the minor's person, leaving the right of the minor's relatives to be determined by the general law; and direction was given to Sreemati Ashalata Ray and her husband to allow accredited agents of the Society to visit the minor at his home, while he was there, at all reasonable times. The learned Judge, however, held that Sreemati Ashalata was not a fit person to be guardian of minor's property, and liberty was given to the Society to produce evidence to show that it was incorporated under its memorandum of association and articles to act as guardian of minor's property. Thereafter, the Society, through its secretary, filed a scheme of management of the minor's property and other materials before the court in support of the application for guardianship of property; and on the 18th December, 1928; the Society, was appointed guardian of the minor's property. Against the two orders passed by the District Judge on the 6th and the 18th December, 1928, mentioned above, the present appeal is directed.
Before going, into the questions specifically raised in support of the appeal, I would dispose of the point that arises for consideration on the order by the learned District Judge on the 6th December, 1928. By the order, the learned Judge refused to appoint a guardian of the person of the minor. It seems to me, on the facts and in the circumstances disclosed in the evidence before the court, regard being particularly had to the deposition of the minor Shibram Nandi in court, that it is eminently desirable that a guardian of the person of the minor should be appointed. The learned Judge had some suspicion in his mind as to treatment the boy received from his sister and the sister's husband. We are unable to give effect to this suspicion, in the absence of any definite evidence of ill-treatment. On the other hand, it appears to us that the sister was the only person who could be entrusted with the care of this boy, who requires looking after and proper control. The sister's husband is an educated man, well able to look after the boy and give him proper guidance. That the brother-in-law is not a man of means is no reason why he should not be allowed to help the sister in bringing up her younger brother. On the facts appearing on the record, the other relations of the minor, not having come forward to act as the guardian of the minor either in respect of his person or of his property, and there having been no opposition offered by any of these relations to the appointment of Sreemati Ashalata Ray as guardian of the minor, the learned District Judge's order should, to my mind, be superseded by a definite order appointing the said Sreemati Ashalata Ray as the guardian of the person of the minor Shibram Nandi: the Society as a philanthropic and charitable institution, willing to do good to unprotected children, will, as directed by the District Judge, be allowed to visit the Minor, at his house, and take all measures necessary or expedient to protect the minor from harm, whether moral or physical, in co-operation with the guardian Sreemati Ashalata Ray.
Adverting now to the grounds urged before us in support of the appeal, it has in the first place been contended that the learned District Judge has not taken into consideration the provision of section 17 of the Guardians and Wards Act, in making the orders he has made. I have already dealt with the question of the appointment of guardian of the person of the minor. I have no doubt in my mind that it will be for the welfare of the minor—his moral, bodily and intellectual welfare—to appoint his sister as his guardian. Whatever may have been his reason for writing a letter to the District Judge on the 25th April, 1928, the minor is now well over 14 years of age, and his wishes as expressed by his statement in court, clearly indicates a decided preference for the sister. All this cannot, in my judgment, be overlooked and I am satisfied, on the materials placed before the court, that the welfare of the minor requires that, in the absence of any other near relation, Sreemati Ashalata Ray should be appointed guardian of the minor Shibram Nandi.
The other part of the case, relating to the appointment of guardian of the minor's property, has now to be considered. Any one having an interest adverse to that of the minor cannot be appointed such guardian, and for the proper management of the property, the character, the capacity and the fitness of the individual to be appointed has to be taken into consideration. It is for this reason that an individual only is appointed by the court as guardian. The provision relating to the appointment of guardian as contained in the Guardians and Wards Act are based on this principle, which has been accepted by courts in this country and in England. The reason underlying the principle, as stated above is to guide the court, whether the court acts under its general powders, in the exercise of its general jurisdiction, or applies the provision of the Guardians and Wards Act, as it is done by courts in the mofussil in Bengal, in the matter of appointment of a guardian of an minor. Some stress was laid on the definition of the word “person” as contained in the General Clauses Act, and on the meaning of that word, as used in the Guardians and Wards Act; but, in view of the proviso to which the definition in the General Clauses Act is subject, it cannot be said that the person to be appointed guardian, whose character, capacity and special fitness, in the circumstances of a particular case, have to be taken into consideration by the court, may be a charitable society, like the one, whose claim to be appointed guardian of a minor's property has been allowed by the learned District Judge in the present Case.
It has been urged before us that not only is the order of the District Judge appointing the Society as guardian of the minor's property, but the further order that the secretary of the Society is to administer the property, is erroneous. It has been said that the secretary was a variable person, and that there was no evidence as to the competency of the secretary to manage property. The contention thus advanced appears to be well founded, and should be given effect to. The secretary's office must, of necessity, be liable to change, so far the personnel was concerned; and in point of fact, there has been such a change during the progress of the proceedings before the District Judge. So far as the other part of the contention is concerned, there is nothing in the record from which one could satisfy himself that the secretary has the necessary qualification for the purpose of management of the minor's property; nor is there anything to justify the preference given to the secretary over the minor's elder sister, who was at one stage of the proceeding considered by the learned Judge himself to be a fit and proper person to be the guardian of the minor's property. The orders passed by the learned District Judge referred to above, relating to the guardianship of the minor's property are, therefore, Unsustainable.
In the above view of the case, it is unnecessary to examine the question raised in the appeal, as to whether the Society was or was not competent to hold property as trustee for any other person, regard being; had to the Society's articles of association; nor would any useful purpose be served by our going into the very large question as to whether or not this Society as a charitable institution could come within the purview of Act XXI of 1860, for the purpose of its incorporation. The further question raised before, us, as to whether a person appointed guardian must be resident within the jurisdiction of the court making; the appointment, need not also be discussed: although, in view of section 39 of the Guardians and Wards Act, under which enactment, the present proceedings have been started and carried on, it is perhaps intended by the legislature that a court will not appoint as guardian any one who resides outside its jurisdiction.
It remains now to consider the question whether Sreemati Ashalata Ray, who was considered to be a fit and proper person by the learned District Judge to be the guardian of the person and property of her minor brother Shibram Nandi, as indicated by the Judge's order of the 11th July, 1928, recorded in the ordersheet, should be appointed guardian of the property of the minor, on her furnishing security to the satisfaction of the Judge. As noticed in the previous part of the judgment, a security bond was filed, and it remained to be tested. A point has been made on behalf of the appellant that, in view of the Judge's order referred to above, the appointment of any other person could not be legally made. The question thus raised is of a somewhat technical nature and the learned advocate for the respondent has sought to meet it by reference to another technicality. I would, however, prefer to confine myself to the merits of the question as it stands at present. The records show that some charges of fraudulent removal and misappropriation of the minor's property were laid against Sreemati Ashalata Ray, at one stage of the proceedings before the lower court. If these charges, made on information and belief merely, are unfounded, as we are inclined to think they are, the lady should be appointed guardian of the property of the minor on the security furnished by her being tested. We are not much impressed by what has been suggested before us as to the possible incapacity of the lady to manage the minor's property, such as it is in the present case; and the fact that her husband does not earn a decent income, as a member of the medical profession is, in our opinion, no ground for holding that the lady should not be appointed guardian under proper safeguards. With reference to the argument that the lady's interest is adverse to that of her minor brother, it appears to me that the furnishing of security to the satisfaction of the court would be ample protection of the minor's interest, and the desirability of having a very near relation like the elder sister should not be overlooked, where no adverse interest is, for the present, apparent, or is made out by evidence before the court. This view of the matter does not in any way militate against what has been said by Sir Richard Garth, C.J in the case of Kristo Kissor Neoghy v. Kadermoye Dosssee, and upon which reliance has been placed by the learned advocate for the respondent.
In the result, therefore, the orders of the District Judge, against which this appeal is directed, are set aside; Sreemati Ashalata Ray is appointed guardian of the person of the minor Shibram Nandi. The case, so far as it relates to the application of Sreemati Ashaktta Ray for appointment as guardian of the minor's property, is sent back to the learned District Judge, so that it may be dealt with in accordance with law.
Mukerji, J.:— My learned brother has dealt exhaustively with all the points that arose in the case and I need not do so over again. I entirely agree in his conclusions and desire to say only a few words.
The appointment of a guardian of the person of the minor was, in my opinion, far more urgently called for than the appointment of a guardian for his property. The District Judge appears to, have misappreciated the relative importance of the, two matters, and while, leaving the first one undetermined, has made a definite order on the latter. He has observed that he was unable, on the evidence, to hold that the minor was driven to an attempt to commit suicide owing to the ill-treatment he received from his brother-in-law and his sister, and yet he has said that, in view of such attempt, whatever was the reason for it, he has been unable to appoint or confirm the appointment of the sister. This, I am unable to approve. The sister is the, only near relative of the minor and I do not see any reason to suppose that she will not treat the brother with all the care and consideration that he is in need of. Her husband may not be in affluent circumstances, but that is no reason for suspecting that he will not help his wife in looking after the minor's welfare; the minor will not be a burden, but rather a welcome guest so far as he is concerned. The order of the learned Judge that the sister and her husband will allow the accredited agents of the Society for the Protection of Children in India to visit the minor at his home, while he is there, at all reasonable times, is an excellent order; and if that stands, as it will, it will operate, as an effective safeguard. It has been urged that the sister has a son and, therefore, she is disqualified or is, at any rate, undesirable, and in support of this contention the case of Kristo Kissor Neoghy v. Kadermoye Dossee, has been cited. That case does not go to that length; it only lays down that merely as the nearest relation she has no absolute right to be the guardian, or, in other words, that the preference is by no means to be necessarily given to her on that consideration.
As regards the question whether the registration of the Society under Act XXI of 1860 is intra vires, of the statute, I do not think we are called upon to decide it. But, personally, I am inclined to think that the expression “charitable purposes” in the Act should be understood in the wider sense. In my opinion, if relief, of wants occasioned by lack of pecuniary means is charity, adoption of preventive measures to ward off pecuniary wants is also charity.
On the question as to whether the word “person,” as used in the definition of “guardian” in section 4, clause (2) of the Guardians and Wards Act is to be read in the light of its meaning given to it by section 3, clause (39) of the General Clauses Act, I am decidedly of opinion in the negative. This meaning would be inapposite so far as some of the provisions of the Act are concerned, e.g, section 43, sub-section (4), section 45, etc. To obviate all difficulties, we have been asked to hold that the order would be open to no objection, if the appointment is made of Miss Margaret Arbuthnot, as and while Secretary of the Society. I see no point in this, so long as the Society is not held responsible to the court as such guardian, as it cannot be, under the Act and because a change in the personnel of the secretary may happen at any moment.
In respect of the minor's property, therefore, the only thing reasonable to do, in the circumstances, would be to proceed in the way directed by my learned brother.
We have been asked to make an order in favour of the Society for the expenses that it has incurred. The only part of the expenses that we have to deal with is what relates to the proceedings in this Court, and which is said to amount to Rs. 399-9-3, as per a memorandum placed before us on behalf of the Society. The Society is a philanthropic body and we would have been very glad to make an order in its favour if we possibly could, but it is impossible to, regard these expenses either as on account of necessaries or as having been incurred for the welfare of the minor or for protection of his estate. We, accordingly, feel bound to reject the prayer.
As regards the other items in the memorandum, the court below will deal with them and pass proper orders if approached by the Society in that behalf.
S.M
Appeal allowed.
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