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Pankajakshan v. State Of Kerala & Others

Kerala High Court
Jun 1, 1986
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Structured Summary of the Provided Legal Opinion

Factual and Procedural Background

The petitioner, a resident of the Anad Panchayat, sought a private water connection from pipes laid by the Kerala Water and Waste Water Authority. The Panchayat certified it had no objection. The petitioner applied to the 2nd respondent, Nedumaogad Municipality, and paid the scrutinising charge. The Municipality took no action for about eight months. In frustration, the petitioner sent a petition dated 26-11-1985 directly to the Hon'ble Minister for Irrigation. The Minister purportedly passed the order: “E.E, W & W.W.A will permit connection.” Despite this, the Assistant Executive Engineer directed the petitioner to submit a formal application to the Municipality with a Panchayat consent letter. The petitioner sent a representation (Ext. P5) dated 26-12-1985 to the Municipality, which likewise went unresponded to. The petitioner filed a writ petition in this Court seeking relief. The Court found serious dereliction by the Municipality, examined the legal efficacy of the Minister's order, and issued directions: (i) to the Municipality to reply to Ext. P5 within 10 days of receiving a copy of the judgment; (ii) to forward a copy of the judgment to the Director of Municipalities to consider the reported inaction within one month; and (iii) to allow the petitioner to apply directly to the Assistant Executive Engineer, who was directed to deal with any such application with especial expedition. The writ petition was disposed of and dismissed.

Legal Issues Presented

  1. Whether the order passed by the Minister directing the Assistant Executive Engineer / Water & Waste Water Authority to permit a private water connection is a legally binding and efficacious order.
  2. Whether this Court can compel officials of the Authority or the Municipality to implement an order purportedly passed by the Minister in the circumstances of this case.
  3. Whether the Municipality's prolonged inaction and failure to respond to representations warrants directions from the Court and what remedial steps are appropriate.

Arguments of the Parties

Petitioner's Arguments

  • Counsel for the petitioner submitted that the order passed by the Minister was issued by him in his capacity as Chairman of the Kerala Water and Waste Water Authority, implying that the Minister's order should be treated as operative and binding.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Liversidge v. Anderson (1946 AC 206 (247)) That a Minister or executive with only limited authority cannot validate actions merely by asserting authority; "ipse dixit avails nothing." The Court invoked this principle to emphasize that a Minister cannot make a valid order beyond the authority conferred by statute or constitution simply by stating he acted so; thus the Minister's order cannot be treated as legally effective if it exceeds statutory competence.
Bromley LBC v. GLC (1982 1 All ER 129) Analyses limits on authorities who possess limited or newly acquired powers and warns about overlooking statutory limitations when exercising such powers. The Court relied on the case and related observations (including Watkins L.J. and Lord Denning's analysis) to caution that Ministers and authorities must heed statutory boundaries and cannot act hastily or beyond prescribed powers.
Ramachandra v. Govind (1975 1 SCC 559; AIR 1975 SC 915) Reiteration of the rule from Taylor v. Taylor that when a power is given to do a thing in a particular way, it must be done in that way and not otherwise. The Court used this authority to support the proposition that where statutory or procedural modes are prescribed for the exercise of power, those modes must be followed—undermining the validity of ad hoc ministerial orders on matters governed by statutory procedure.
Taylor v. Taylor (1875 Ch. p.426, Jessel M.R.) The foundational rule that a power conferred to be exercised in a particular manner must be exercised in that manner or not at all. Cited (via Ramachandra) to reinforce that statutory procedure governs the exercise of administrative powers and that alternative modes of performance are forbidden.
A.M. Mani v. Kerala State Electricity Board (1967 KLT 885) Explains limitations of directions under statutory provisions (specifically referenced in relation to S.55 of the Ordinance). The Court referred to this decision to support the view that directions from the Government under S.55 are confined to policy matters and do not empower the Minister to order supply of a private connection as an exercise of executive discretion beyond statutory procedure.

Court's Reasoning and Analysis

The Court proceeded by first recording the factual background and the administrative inaction that generated the petitioner's frustration. It found the Municipality guilty of a serious dereliction in failing to respond to the petitioner's application and subsequent representation over an extended period (about eight months and thereafter).

Recognising both the need to protect the petitioner's rights and the limits of the Court's remedial powers, the Court declined to issue an immediate writ compelling issuance of the certificate claimed by the petitioner without ensuring factual correctness. Instead, the Court directed the Municipality (2nd respondent) to furnish a reply to the petitioner's representation (Ext. P5) within ten days of receipt of the judgment copy. The Court also directed that a copy of the judgment be sent to the Director of Municipalities for consideration of the reported inaction within one month.

Substantively, the Court analysed whether the Minister's order (dated 9-12-1985) had legal efficacy to require grant of the private water connection. The Court reviewed the statutory scheme of the Kerala Water and Waste Water Authority Ordinance, 1986 (Ordinance No. 27/86), noting:

  • S.3 creates the autonomous Authority.
  • S.4 provides the constitution of the Authority with the Minister in charge of Public Health Engineering Department as Chairman, along with other members including a Managing Director and Secretary.
  • Ss.14 and 15 set out functions and powers of the Authority; S.11 contemplates delegation; S.39 governs supply of water by the Authority and prescribes application procedures and that supply is subject to Regulations; S.55 allows the Government to give directions on policy questions.
  • Regulations (under S.66) and Rules (under S.65) restrict how functions and terms/conditions for supply should be framed and followed.

Applying the statutory scheme, the Court concluded that the Minister acting in his capacity as Minister does not possess the statutory power to sanction or grant a private water connection: such functions are to be exercised by the Authority and its officials according to Rules and Regulations and the procedures laid down. The Court drew on authorities (including Liversidge, Bromley, Ramachandra and A.M. Mani) to underline that ministers and officials with limited powers cannot act outside prescribed statutory modes and that policy directions do not equate to directions to decide individual service applications.

Consequently, the Court held that the Minister's terse order could not be treated as a proper, legal and efficacious order binding on the officials, and that the petitioner could not seek directions from the Court to compel obedience to that ministerial order. The Court instead provided a pragmatic remedy: permitting the petitioner to apply directly to the Assistant Executive Engineer with requisite documents and directing the AEE to deal with the application with especial expedition in view of the administrative history.

Holding and Implications

Holding: The Court held that the order passed by the Minister on 9-12-1985 is not a proper, legal, and efficacious order of a legally competent authority with respect to the grant of a private pipe connection; accordingly, the petitioner cannot seek directions compelling obedience to such an order.

Direct consequences and procedural directions:

  • The 2nd respondent (Municipality) is directed to furnish a reply to the petitioner's representation Ext. P5 within ten days of receipt of a copy of the judgment.
  • A copy of the judgment will be forwarded to the Director of Municipalities to consider the reported inaction by the Municipality within one month.
  • The petitioner may apply directly to the Assistant Executive Engineer with the necessary documents; the AEE is directed to deal with such application with especial expedition.
  • The writ petition is disposed of and dismissed.

Implications: The decision's immediate effect is limited to providing relief and directions in the instant case—remedying administrative inaction and clarifying that a Minister cannot, by a brief order outside statutory processes, compel subordinate officials to grant a private connection. The opinion does not purport to set a broader novel legal precedent beyond applying established principles that statutory powers must be exercised in the manner prescribed and that ministerial ipse dixit cannot substitute for lawful procedure.

End of summary based exclusively on the provided opinion.

Show all summary ...

1. Has it come to this-that a citizen of this State has to meet a Minister to get some potable water? And to be left high and dry, literally and otherwise, even after that ‘Special Order.’ The failure of the officials in attending to their routine functions within a reasonable time, generates frustration and lure them to improper and even corrupt means, ‘in getting things done’. Those who occupy high positions of responsibility either acquiece in such unwholesome practices or abuse their power, to pass orders on matters which are beyond their competence or the legally permissible area. The cumulative effect is to drive people to incorrect methods and thereby open up fertile fields of corruption. That is the impression left behind, after dealing with this writ petition.

2. Petitioner, residing in the Anad Panchayat, decided to have a water connection from the pipe laid through his property, by the Water and Waste Water Authority. The Panchayat certified that it had no objection to the petitioner's taking water connection to the building. Thereafter he made an application to the 2nd respondent, Nedumaogad Municipality to grant the water connection. As directed by the Municipality, he remitted the scrutinising charge. Any civilised local authority would have intimated a person who had made an application to it, a reply thereto, within a reasonable time. For reasons not easy to understand, no further action was taken by the Municipality for about eight months. It is apparently this distressing inaction on the part of the Municipality that virtually made the petitioner to resort to a strange procedure, one prima facie improper. He filed a petition dated 26-11-1985 directly to the Hon'ble Minister for Irrigation. The photostat copy of the petition and the order passed thereon (made available by the petitioner), would indicate that the Minister passed the following order:

“E.E, W & W.W.A will permit connection.”

3. There is no indication that the order had been passed after due processing at the various administrative levels. That is also evident from the fact that despite such an ‘order’. Assistant Executive Engineer had to direct the petitioner to forward a formal application to the Municipality with a letter of consent from the Panchayat. The Assistant Executive Engineer, too, had apparently been groping in the dark. The fact that an application had already been filed before the Municipality and that the Panchayat had virtually consented for the pipe connection, would have been known to him if only the representation to the Government had been routed through him or if all relevant matters had been furnished to him in the due and proper form. On receipt of the communication of the Assistant Executive Engineer dated 20-12-1985, the petitioner again knocked at the doors of the Municipality for a certificate confirming the submission of an application by him before the Municipality and about his having furnished a no objection certificate from the Panchayat. This representation also, went unheeded to by the Municipality. It is the deep frustration generated by the resultant situation that prompted the petitioner to approach this Court for reliefs.

4. There cannot be any doubt that the Municipality is guilty of a serious dereliction of its duty in not responding to the representations of the petitioner. It is difficult to issue a writ to the Municipality directing it to issue the certificate as prayed for by the petitioner without being sure of the factual correctness of the averments in the original petition. At the same time interests of justice would demand grant of reliefs to the petitioner to the extent he is entitled to in law without this litigation pending in this Court for a very long period. I would, therefore, direct the 2nd respondent to furnish to the petitioner a reply to his representation Ext. P5 within 10 days of the receipt of a copy of the judgment. If the factual statements are correct, it will certainly be open to the 2nd respondent to issue a certificate confirming the application made for the pipe connection and the receipt of no objection certificate from the Anad Paochayat.

5. The conduct of the 2nd respondent. Municipality should not go unnoticed. A copy of the judgment will be forwarded to the Director of Municipalities, to consider seriously about the reported inaction on the part of the 2nd respondent for a duration of eight months on his application Ext. P2, and the further indifference after the submission of the representation Ext. P5 dated 26-12-1985. I direct that this shall be done within a period of one month from today.

6. Ordinarily, this Court could have issued a further direction to the Authority to deal with the petitioner's request for pipe connection within a short but reasonable period, if the order of the Minister had legal officacy. If, on the other hand, the order of the Minister in the form as it is given, does not have effect of a legal and binding order, this Court cannot compel officials of an autonomous authority to implement such an order. This necessitates a detaited consideration of the question about the nature and legal force of the order passed by the Minister. Counsel for the petitioner submitted that the order was passed by the Minister in his capacity as the Chairman of the Water and Waste Water Authority. This submission is based on a vague understanding, and an imprecise appreciation, of the status and powers of a Minister. It is time that a widely prevalent and deep rooted wrong impression that the Minister in charge of a Department could pass whatever order he pleases, is corrected. The Minister is a constitutional functionary, and has to exercise his powers subject to the provisions of the Constitution and the laws. Even in relation to matters which are within his portfolio, he cannot pass any orders on his whims and fancies. Procedural formalities and legal provisions have all to be complied with before an order is passed by the Minister. A Minister may feel, and even say, that he has authority or power to pass any order as he feels. Regarding such Ministers, Lord Atkin said long time back in Liversidge v. Anderson:

“A Minister given only a limited authority cannot make for himself a valid return by merely saying I acted as though I had authority. His ipse dixit avails nothing.”

(See Liversidge v. Anderson, 1946 AC. 206 (247))

7. Lord Denning analysed the legal position of authorities having limited powers, in Bromley's case. (See Bromley LBC. v. GLC. 1982 1 All. ER. 129), observations of. The Watkins L.J in that case, occurring at page 149 of that report, made particular mention of those who newly come by power, and the pitfalls in which they may take themselves to, when they overlook the statutory limitations: He observed:

“Those who come newly to govern people and who act in haste in wielding power to which they are unaccustomed would do well to heed the words of Gladstone. He knew a great deal of power, and in 1890 he said of it:

‘The true test of a man, the test of a class, the true test of a people is power. It is when power is given into their hands that the trial comes.”

8. It is, therefore, no slur on his status nor a dig at his dignity, to reiterate that a Minister cannot pass any order de hors the Constitution, the statutory provisions and enabling administrative instructions. Even when power exists, the mode of exercise of power can also be regulated by law. In such a situation, the power has necessarily to be exercised only in the manner prescribed. The Supreme Court emphasised that aspect in Ramachandra v. Govind, (1975) 1 SCC 559 : AIR. 1975 SC. 915 (918), when it recalled:

“A century ago, in Taylor v. Taylor (1875) Ch. p. 426 Jessel M.R adopted the rule that when a power is given to do a certain thing in a certain way, the thing should be done in that way or not at all and that other methods of performance are necessarily forbidden. This rule has stood the test of time.”

9. A survey of the Statute may now be attempted with the above background. The law (still holding the field only as an Ordinance, the predecessor Ordinances being Nos. 39/84, 60/84, 102/84, 17/85, 66/85 and 97/85) is dealt with in the current Kerala Water and Waste Water Authority Ordinance, 1986, Ordinance No. 27/86. It is deemed to have come into effect on 1-3-1984. S. 3 creates an autonomous authority called the Kerala Water and Waste Water Authority. The constitution is dealt with in S. 4, with the Minister in charge of Public Health Engineering Department as the Chairman, and a person with expert qualifications in be appointed by the Government as the Managing Director and with a Secretary and other members. The functions and powers of the Authority are dealt with in Ss. 14 and 15. Delegation of powers is visualised under S. 11. The extent and nature of such a delegation is to be provided in the order issued in that behalf. Taxes, fees and charges to be levied are provided in Chapter V. The cost of water has to be fixed by the Authority, by a notification. Fees for connection, disconnection and re-connection of water supply or for services rendered or work executed, has to be provided in the Regulations. S. 39 deals with the details of supply of water by the authority. Under that Section, the authority grants supply of water, on an application made in that behalf by the owner or occupier of the premises. Supply of water is subject to such terms and conditions as may be provided by Regulations. Provision of water meters is also regulated by the Regulations contemplated under the Act. The Regulations visualised above, are dealt with under S. 66. They have to be not inconsistent with the provisions of the Ordinance and the Rules made under S. 65. The Regulations provide, among other things, the procedure for carrying out the functions of the Authority, besides the terms and conditions for supply of water, and the installation of meters, as already noted above. Under S. 55, the authority is, in the discharge of its functions, to be giuded by such directions on questions of policy as given to it by the Government.

10. It is abundantly clear from the scheme of the Ordinance that the Minister acting as such, has no power or competence to sanction a water connection or grant supply of water. Even the powers and discretion of the Authority are subjected to the Rules that may be framed and the Regulations that may be made. The power to issue directions under S. 55 is confined to policy matters. The limitations of such directions have been explained by judicial decisions (See A.M Mani v. Kerala State Electricity Board, 1967 KLT. 885). A direction to give a connection to one applicant for supply of water cannot be termed as a direction of the Government on the policy matter.

11. Permitting a private connection from the pipes laid by and belonging to the Authority, is ordinarily the function of the officials at the lower level. It has necessarily to be so. Technical aspects may have to be considered where a connection is granted. Pendency of prior applications, and assesssment of priorities among the prior applicants and other relevant factors have to be considered by the officials having direct contact with the functional problems. In routine matters relating to such applications, the consideration thereof and the grant or refusal of the requests, ordinarily even the superior officials do not have any direct and immediate part to play. No doubt, a citizen aggrieved by an unjustified action or inaction of a subordinate official would be justified in bringing his grievance to the notice of the superior officials or other higher and appellate bodies. It would, therefore, be open to such a person to move even the supreme body, the Authority itself-for necessary reliefs. Here again, the matter is considered by the Authority—which is an autonomous body, and not by the Government. The Minister in charge of the Public Health Engineering Department is the Chairman of the Authority. He has, however, only limited and delineated functions as Chairman. He, does not have power straight away to grant permission for a pipe connection.

12. In the light of the above discussion, I hold that the order passed by the Minister on 9-12-1985 cannot be treated as a proper, legal and efficacious order passed by a legally competent authority to issue an order relating to grant of pipe connection. In that view of the matter, the petitioner cannot seek directions compelling obedience to such an order, directly or indirectly.

13. The petitioner may, if he so chooses, make an application, direct to the Assistant Executive Engineer with the necessary and requisite documents. He will deal with such an application, with especial expedition, having regard to the antecedents of his earlier attempts. The writ petition is disposed of with the above direction.

14. Dismissed.