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State Of Kerala v. Venkita Rao

Kerala High Court
Dec 10, 1969
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Factual and Procedural Background

The Sessions Judge at Tellicherry tried an accused charged under section 302 IPC for killing his mother and acquitted him on the ground that he was insane at the relevant time, applying section 84 IPC. A judge of the High Court who perused the calendar annotated that the Sessions Judge's statement of law appeared incorrect. The Public Prosecutor filed an appeal against the acquittal, which was summarily dismissed in limine by a Division Bench. The High Court judge who perused the calendar thereafter, acting in the interests of justice, caused the record to be called for under section 439 CrPC and placed a calendar revision before the Court (suo motu revision).

Factual evidence in the trial record (as recited by the High Court) included eyewitness testimony from PW2 (the accused's brother) and PW4 (a neighbour) to the killing, medical evidence from PW1 and PW3 indicating amnesia, hallucination and schizophrenia, and corroborative observations by PW6 (a private practitioner). PW4 testified that when asked the accused said "I killed my mother." The accused remained at the scene and was arrested the next day; he was detained and observed by medical staff. Two brothers of the accused were said to have been insane and wandering.

The High Court framed the matter as a calendar revision under s.439 CrPC and considered (a) whether the calendar revision was maintainable, (b) if maintainable what powers the Court had, and (c) incidentally whether the Division Bench's summary dismissal of the state's appeal was proper.

Legal Issues Presented

  1. Whether the calendar revision (suo motu exercise of revisional jurisdiction under section 439 CrPC) is maintainable in the circumstances.
  2. If the calendar revision is maintainable, what are the powers of the High Court in such a suo motu revision (including limits imposed by s.439(4) CrPC).
  3. Incidentally, whether the Division Bench's summary dismissal in limine of the state's appeal against the acquittal was proper.

Arguments of the Parties

The opinion does not contain a detailed account of the parties' legal arguments.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court in This Opinion
Sheo Swarup v. King Emperor (AIR 1934 P.C. 227) Principles governing appeals against acquittal: weight to trial judge's view of witness credibility; presumption of innocence; benefit of doubt; appellate reluctance to disturb factual findings. The Court relied on these principles to explain why appeals against acquittal should be cautiously treated and to justify the Division Bench's summary dismissal of the state's appeal.
Narayan Ittiravi v. State of Travancore-Cochin (AIR 1953 SC 478) Followed as part of authority supporting the principles in Sheo Swarup regarding appeals against acquittal. Placed among authorities to be borne in mind when considering appeals against acquittal and summary dismissal under s.421 CrPC.
Balbir Singh v. State of Punjab (AIR 1957 SC 216) Another Supreme Court decision cited in support of appellate caution in appeals against acquittal. Used to reinforce the proposition that appellate courts should hesitate to disturb trial judge's findings on fact in acquittal appeals.
Mushtak Hussain v. State of Bombay (AIR 1953 SC 282) Principle that a High Court should not summarily dismiss an appeal by a convicted person if an arguable point requiring consideration exists. Distinguished approach between appeals against conviction (require fuller treatment) and appeals against acquittal (different approach), indicating the High Court's content of power is same but approach differs.
Chittarajan Das v. State of West Bengal (AIR 1963 SC 1696) Similar authority on not summarily dismissing convict's appeal where arguable points exist. Referenced to show the High Court's obligation when appeals against conviction raise arguable points.
Sanwant Singh v. State of Rajasthan (AIR 1961 SC 715) Support for distinction in approach between appeals against conviction and appeals against acquittal. Cited to confirm that although s.421 power content is same, approach differs depending on type of appeal.
Gurdatta Mal v. State of Uttar Pradesh (AIR 1965 SC 257) Further authority on judicial approach in appellate review of convictions and acquittals. Used to support the proposition on differential appellate approach.
Pratap Singh v. State of Vindhya Pradesh (AIR 1961 SC 586) Illustrates that summary dismissal by the convicted person does not deprive the State of its right of appeal in certain contexts. Referred to in the discussion of whether summary dismissal of an appeal affects other parties' rights to appeal or to seek revision.
U. J. S. Chopra v. State of Bombay (AIR 1955 SC 633) Laid down two principles: (1) summary dismissal of an accused's appeal does not deprive the State of rights of appeal or revision; (2) when notice in revision is issued the accused can show cause not only as to enhancement but also against conviction (s.439(6) effect). The Court relied on the Chopras case facts and principles to conclude that the State retains rights and that an accused gets rights under s.439(6) upon notice.
Hirbhay Singh v. State of Madhya Pradesh (1969 - 11 S.C.W.R. 133) Observed that summary dismissal of an appellant's appeal is final only qua that appellant and does not affect other parties' rights of appeal. Used to support the conclusion that the State (or other parties) retain revisional rights even after an appellant's appeal is dismissed in limine.
Chinnaswamy Reddy v. State of Andhra Pradesh (AIR 1962 SC 1788) Held that a High Court cannot convert a finding of acquittal into one of conviction and that retrial ordering jurisdiction must be exercised only in exceptional cases (glaring defect, manifest error of law, miscarriage of justice). The Court applied this principle to hold that s.439 cannot be used to convict the accused and that ordering a retrial must be exceptional and cannot be used to indirectly convict.
Longendranath Jha v. Shri Polai Lal Biswas (AIR 1951 SC 316) (Patanjali Sastri J.) Warning that appellate courts should not discuss evidence in retrial-ordering decisions in a manner that indicates inclination that would "load the dice" against the accused. Invoked to instruct restraint: even where retrial might be ordered, the High Court must not discuss evidence so as to prejudice the accused.
Dahyabhai Chhaganbhai Thakker v. State of Gujarat (AIR 1964 SC 1563) Recapitulation of principles under section 84 IPC regarding burden of proof: prosecution's duty to prove mens rea beyond reasonable doubt; accused may rebut presumption of sanity by preponderance of probabilities; raising reasonable doubt on mens rea requires acquittal. Used to summarise legal standard on insanity (s.84 IPC) and burdens of proof applied in the present case.
Shikari v. State of Uttar Pradesh (AIR 1966 SC 1) Supreme Court approval of the Dahyabhai formulation of s.84 principles. Referenced to reinforce the law on insanity and burden of proof under s.84 IPC.
Palakkal Mani v. State of Kerala (Crl. Appeal No. 354 of 1968) A recent High Court decision (one of the Judges in the present bench was a party) aligned with the stated principles on s.84 and insanity. Cited as local High Court authority consistent with the Supreme Court pronouncements on insanity and burden of proof.

Court's Reasoning and Analysis

The Court proceeded in a structured manner:

  1. Maintainability of the calendar revision:
    • The Court examined the scheme of CrPC appeals and revisions (noting ss.410, 417, 420, 421, 422, 423 and 439) and distinguished appeals against acquittal from appeals against conviction.
    • It held that summary dismissal in limine of the State's appeal by a Division Bench did not constitute a full hearing; therefore, it did not extinguish the High Court's suo motu revisional powers under s.439 CrPC. The Court relied on precedents (including Chopras and Hirbhay Singh) to reason that summary dismissal is final only qua the appellant and does not take away other parties' rights.
    • Consequently, the calendar revision under s.439 called for by the perusing judge was competent.
  2. Scope and limits of powers under s.439 CrPC in suo motu revision:
    • The Court analysed subsection (1) and subsections (2), (4), (5) and (6) of s.439. It noted that s.439(1) enables the High Court to exercise various powers under appeal sections (s.423, s.426, s.427, s.428, s.338).
    • The Court emphasised s.439(2)'s requirement to give the accused opportunity to be heard before an order adverse to him is made, and s.439(4)'s explicit prohibition on converting an acquittal into a conviction by revision.
    • From s.439(4), the Court concluded that in a revision (even suo motu) the High Court cannot convict the accused directly; the highest available remedy is to set aside the acquittal and order a retrial.
  3. When retrial may be ordered:
    • Citing Chinnaswamy Reddy, the Court held that ordering retrial is an exceptional power to be exercised only where there is a glaring procedural defect, manifest error of law, or miscarriage of justice. The High Court must not use retrial to indirectly achieve a conviction and must avoid discussing evidence in a manner that indicates bias or "loads the dice" against the accused (Longendranath Jha).
  4. Application to the record and resolution on merits:
    • The Court examined the material: eyewitness evidence by PW2 and PW4, medical evidence from PW1, PW3 and PW6 indicating amnesia, hallucination and schizophrenia, and family history of insanity in two brothers of the accused.
    • Addressing PW4's statement that the accused admitted "I killed my mother," the Court observed that awareness of having killed does not necessarily equate to awareness that the act was wrong or contrary to law (the essential ingredient for mens rea under s.84 analysis).
    • Applying the law on insanity (as restated in Dahyabhai and Shikari) — that prosecution must prove mens rea beyond reasonable doubt, while the accused need only rebut sanity by preponderance of probabilities or raise a reasonable doubt about mens rea — the Court concluded that the evidence at least raised a reasonable doubt as to the accused's state of mind.
    • Given this reasonable doubt and the special caution due in appeals against acquittal, the Court found no basis to order a retrial or to interfere; it further held that the Division Bench's summary dismissal of the State's appeal was justified in the circumstances.
  5. Ancillary direction and caution:
    • The Sessions Judge had directed detention of the person in "safe custody" under s.471(1) CrPC. The Court warned that detention in a lunatic asylum must comply with rules made under the Indian Lunacy Act (proviso to s.471(1)), and gave a caution to the authorities to be attentive to those procedural safeguards.

Holding and Implications

Holding: The calendar revision is dismissed.

Implications and immediate consequences:

  • The acquittal of the accused by the Sessions Judge (based on findings of insanity under s.84 IPC) remains undisturbed; the High Court declined to set aside the acquittal or to order a retrial.
  • The Court reaffirmed legal limits on s.439 CrPC: the High Court cannot convert an acquittal into a conviction and ordering retrial is an exceptional remedy to be used sparingly and without indicating bias in evaluating evidence.
  • The Division Bench's summary dismissal in limine of the State's appeal was held to be justifiable on the principles applicable to appeals against acquittal (the High Court noted the special deference such appeals attract).
  • The opinion does not purport to lay down any new broad precedent; it applies established Supreme Court and High Court authorities to the specific facts and concludes there is no occasion to interfere. The direct effect is the maintenance of the Sessions Judge's acquittal and the cautionary direction regarding lawful detention under s.471(1) and the Indian Lunacy Act rules.

Note: All statements in this summary are extracted and paraphrased from the provided opinion. No facts or legal conclusions beyond those set out in the opinion have been added.

Show all summary ...

1. The sessions judge of tellicherry acquitted the accused of an offence under s. 302 of the penal code holding that he was insane at the relevant time and that s. 84 of the penal code entitled him for an acquittal. A learned judge of this court on perusing the calendar felt that the statement of the law by the sessions judge was not correct and the learned judge made a note to that effect on the calendar. The public prosecutor filed an appeal against the acquittal, Which was dismissed summarily by a division bench. Still, The learned judge who perused the calender felt that in the interests of justice the records of the case should be called for. The records were consequently called for under s. 439 of the code of criminal procedure and the calender revision is now before us.

2. Two main questions arise for consideration: one, Whether the calendar revision is competent; and two, If it is competent, What are our powers - - what we should do in the case. Incidentally, A further question may also become necessary - - whether the dismissal of the appeal against acquittal in limine by the division bench was proper.

3. There are quite a few decisions by the supreme court which may be relevant for the questions to be decided by us. We do not propose to refer to all of them; and we shall rest content by restating the principles that could be gathered from those decisions.

4. At the outset we shall just indicate the scheme of the code of criminal procedure relating to appeals and revisions to the high court. S. 410 provides for appeals against convictions by a sessions judge or an additional sessions judge; s. 417 provides for appeals against acquittal, Both by the public prosecutor and by a private complainant; and s. 420 makes provision for jail appeals in cases where the accused persons are convicted and are confined in jail. S. 421 deals with summary dismissal of appeals - - appeals against conviction filed by the accused persons and by their counsel and also appeals against acquittal. S. 422 provides for notice in appeals; and s. 423 deals with the appellate powers of the high court. The only other section which need be mentioned is s. 439, Which provides for revisions by the high court at the instance of a party aggrieved and suo motu.

5. Now we point out the distinction between an appeal against acquittal and an appeal against conviction. In considering an appeal against acquittal, The high court has to keep in mind, Or should give proper weight and consideration to, The following matters: one, The views of the trial judge as to the credibility of the witnesses; two, The presumption of innocence in favour of the accused, A presumption certainly not weakened by the fact that he has been acquitted at his trial; three, The right of the accused to the benefit of any doubt; and four, The slowness of an appellate court in disturbing a finding of fact arrived at by a judge who had the advantage of seeing the witnesses. These principles were laid down by privy council as early as 1934 in sheo swarup v. King emperor (air. 1934 p. C. 227) ; and these principles have since been followed by the supreme court in several decisions, For example, Narayan ittiravi v. State of travancore - cochin (air. 1953 - s c. 478) and balbir singh v. State of punjab (air. 1957 s. C. 216). These principles must be borne in mind in considering an appeal against acquittal not only when it is finally heard, But also under s. 421 of the code in considering whether the appeal should be dismissed in limine or whether notice to the accused should issue under s. 422.

6. On the other hand, In considering an appeal against conviction, The supreme court has said, The high court will not be right in dismissing the appeal preferred by the convicted person summarily where the appeal raises some arguable point which requires consideration (vide, For example, Mushtak hussain v. The state of bombay: air. 1953 s. C. 282 and chittaraajan das v. State of west bengal: air. 1963 s. C. 1696). We may hasten to add that the content of the power of the high court in considering both the types of appeals is the same under s. 421, But the difference lies only in the approach. This has also been pointed out by the supreme court in sanwant singh v. State of rajasthan (air. 1961 s. C. 715) and gurdatta mal v. State of uttar pradesh (air. 1965 s. C. 257) and other cases.

7. Now we come to the question whether the present calendar "revision is maintainable. If a convicted person files a jail appeal and the same is dismissed summarily, Neither he nor his counsel has a further right to file another appeal. The summary dismissal of the appeal concludes the matter qua the convicted person. If a person charged of a graver offence has been convicted of a lesser offence and he files an appeal against his conviction of the lesser offence and the appeal is dismissed summarily, The state does not lose its right of appeal against the acquittal of the accused of the graver offence (vide pratap singh v. State of vindhya pradesh air. 1961 s. C. 586: u. J. S. Chopra v. State of bombay: air. 1955 s. C. 633; and other cases.). In chopra's case what happened was that the presidency magistrate of bombay convicted the accused under the bombay prohibition act and sentenced him to undergo imprisonment till the rising of the court and also to pay a fine. The accused: preferred an appeal to the bombay high court, Which was summarily dismissed, And thereafter, The state filed a revision application before the high court praying for an enhancement of the sentence. In that revision application notice was issued to the accused; and an objection was taken that, Once the appeal filed by the accused had been dismissed, The state had lost its right to apply in revision for enhancement of punishment. This objection was overruled; and the supreme court laid down two principles in this decision. The first; as we have already stated, Is that, If the accused files an appeal which is dismissed summarily, The state does not lose its right to appeal against the acquittal or the right to apply for enhancement of "punishment. And the second principle is that when notice in revision goes to the accused under s. 439 of the code, He gets his right under s. 439 (6) of the code to show cause not only against enhancement of punishment but also against his conviction. A very recent decision of the supreme court which may also be cited is the decision in hirbhay singh v. State of madhya pradesh (1969 - - 11 s. C. W. R. 133). In this decision the supreme court has observed that if a convicted person files an appeal and the appeal is dismissed summarily, Any other person including the state, Who is affected by the decision, Does not lose his or its right of appeal: the dismissal of the appeal is final only qua him and it does not affect the right of appeal of any other party. On the other hand, If the appeal ailed by him is heard after notice to the other side and the high court either confirms the conviction or acquits the accused, Thereafter, The state or any other party who had notice in the appeal has no further right of appeal. The supreme court has observed that these principles are "supported by abundant authority. " in the light of these principles, We shall now examine the suo mote revisional powers of the high court and see whether the calendar revision before us is competent.

8. In this case the state filed an appeal against the acquittal of the accused and the appeal was dismissed in limine by a division bench of this court. The dismissal was not after hearing both sides - - not a full hearing, So that the suo mote revisional powers of the high court are not affected or extinguished by the summary dismissal of that appeal. Evidently, If any other party had a right to move this court in revision

(of course, In the case before us, None else could have had any such right), That right was not taken away by the summary dismissal of the state's appeal. Therefore, The powers of this court under s. 439 to call for the records suo mote are still subsisting; and those powers could have been extinguished only if an appeal or revision (at the instance of any party) was finally heard after notice to the opposite party. In this view the calendar revision before us is competent.

9. Next we come to the question as to what are our powers in a suo mote revision. This requires a consideration of s. 439 of the code. Under subsection (1) of the section the high court can exercise any of the powers it has under s. 423 (powers in appeal), S. 426 (suspension of sentence and release of the accused on bail), S. 427 (arrest of the accused in an appeal against acquittal), S. 428 (taking additional evidence in appeal) and s. 338 (directing tender of pardon). The other sub - sections which have to be noted for the purpose of this case are sub - sections (2), (4), (5) and (6). Subsection (2) provides that no order under the section shall be made to the prejudice of the accused unless he is given an opportunity to be heard; sub - section (4) provides that the high court shall not be deemed to have the power to convert a finding of acquittal into one of conviction; sub - section (5) provides that where an appeal lies and an appeal is not brought, The party who has such right of appeal cannot move the high court in revision; and sub - section (6) provides that when a notice is issued for enhancement of punishment, The accused is entitled to show cause not only against enhancement but also against his conviction. From sub - section (4) it is abundantly clear that we have no power in revision - - even in revision suo motu - - to convert a finding of acquittal into one of conviction. In this case the accused has been acquitted by the sessions judge and the appeal filed by the state has been dismissed in limine. Therefore, By exercising our powers under s. 439, The maximum we can do is only to set aside the order of acquittal and order retrial: we cannot convict the accused straightway even if the evidence in the case warrants it.

10. Then arises the further question as to how we should exercise this power of ordering retrial. The supreme court has said in chinnaswamy reddy v. State of andhra pradesh (a. I. R. 1962 s. C. 1788) that, If the high court cannot convert a finding of acquittal into one of conviction, The high court cannot indirectly achieve that result by ordering retrial. The supreme court has also observed that this jurisdiction should be exercised only in exceptional cases, Where there is a glaring defect in the procedure or there is a manifest error of law or there has been a miscarriage of justice, Etc. This means that, Even in the exceptional case where we decide to order retrial, We should not discuss the evidence in such a way as to indicate even an inclination which will, In the happy language of patanjalai sastri j. In longendranath jha v. Shri polai lal biswas (a. I. R. 1951 s. C. 316), Have the effect of loading the dice against the accused. This again means that we should exercise our power of ordering retrial only if we find that by the acquittal justice has failed or injustice has resulted or the acquittal was the result of a glaring defect in the procedure or a manifest error of law.

11. In the light of these principles when we examine the judgment of the sessions judge, We do not feel that this is a case where the interests of justice demand a retrial. Now that we have decided not to remand the case, We shall consider the merits of the case and also the question whether the sessions judge has erred in his finding.

12. The accused cut and killed his mother; and pw. 2, His brother, Witnessed the occurrence. Pw. 4, A neighbour, Ran up to the scene and wrested the chopper from the accused. Pw. 4 also asked the accused what he did, To which he replied that he killed his mother. However, The accused remained in the room till the police came and arrested him the next day. He did not make any attempt to leave the place. Pw. 1 is a doctor, Under whose observation the accused was kept for a time two or three days after he was arrested. The doctor kept him for 10 days; and he has stated that during the time the accused was having amnesia and hallucination and he was not in a position to know what he was doing. There is also evidence that two brothers of the accused were insane and were roaming about. Again, Pw. 6, A private medical practitioner, Has deposed that even on the day of occurrence he saw the accused and the accused was not then behaving like a normal man. The witness has stated further that he administered a tranquilliser to the accused for two days and also gave b - complex injections. Another doctor (pw. 3), The superintendent of the mental hospital at calicut, Has deposed that the accused was suffering from schizophrenia and the accused could not have got the attack of the disease suddenly. The doctor has said further that the nature of the disease was such that the patient occasionally might develop criminal propensities. The witness has also said that he could not deny that the accused was having the disease six months prior to the incident.

13. The evidence of the eye - witness, The neighbour and the doctors indicates that the accused must have been insane during the relevant time. One circumstance that may be pointed out against this is the version given by pw. 4, Who has said that the accused answered, When the witness questioned him as to what he did, That he killed his mother. It is one thing to say that a person knew what he did was killing: it is quite a different thing to say that, When he knew that what he did was killing, He knew that he was doing an act which was either wrong or contrary to law. Therefore, The mere fact that the accused knew that he killed his mother does not necessarily mean that he knew that he did an act wrong or illegal. It follows that this statement of pw. 4 cannot be taken to clinch the question that the accused was not insane at the relevant time. Of course, The sessions judge has given only a brief discussion and has said that the accused was "off his head" at the relevant time. Probably, The sessions judge could have given a better or a more elaborate reasoning; but that is no ground for holding that his finding that the accused was insane at the relevant time is incorrect.

14. We do not think it is necessary to recapitulate the law regarding insanity. However, For the sake of completeness, We shall indicate in brief the law on the subject. There are two or three recent supreme court decisions on the question, Viz., Dahyabhai chhaganbhai thakker v. State of gujarat (air. 1964 sc. 1563) and shikari v. State of uttar pradesh (air. 1966 sc. 1). There is also a very recent decision of our high court, To which one of us was a party, In palakkal mani v. State of kerala (crl. Appeal no. 354 of 1968). In the first decision mentioned above, Subba rao j. Has recapitulated or restated the three principles in considering a question under s. 84 of the penal code. His lordship has said that the prosecution must prove beyond reasonable doubt that the accused had committed the offence with the requisite mens rea and the burden of proving that always rests on the prosecution from the beginning to the end of the trial; that there is a rebuttable presumption that the accused was not insane when he committed the crime, Which presumption the accused may rebut by placing before court all the relevant evidence, Oral, Documentary or circumstantial, But the burden of proof upon him is not to prove that he was insane beyond all reasonable doubt, But is only to establish by a preponderance of probability as in a civil case that he was insane; and that if the evidence adduced by the accused is not sufficient to establish conclusively that he was insane, Still, If it raises a reasonable doubt in the mind of the court regarding one or more ingredients of the offence including mens rea, The court would be entitled to acquit the accused on the ground that the general burden of proof resting on the prosecution has not been discharged, Since mens rea is also an ingredient the prosecution is bound to establish. These principles have been approved and followed by the supreme court in the second decision cited above; and in the decision of this court also these principles have been reiterated. In the light of these principles, Even if we come to the conclusion that the accused has not established conclusively that he was insane at the relevant time, Still, If he is able to raise a reasonable doubt in our mind that he might have been insane or might not have been insane (a reasonable doubt regarding his state of mind) at the relevant time, Then the prosecution will have not discharged its primary onus of proving the guilt of the accused - - of proving all the ingredients of the offence including the mens rea. In the case before us we have no doubt that the facts and circumstances at least raise such a reasonable doubt in the judicial mind regarding the state of mind of the accused at the relevant time.

15. Incidentally we may observe that the dismissal of the appeal filed by the state against the acquittal of the accused was also justified, Because, In the light of the principles laid down by the judicial committee of the privy council in sheo swarup's case, The appeal had;only to be dismissed.

16. We do not think that any interference is called for in this case; and the calendar revision is dismissed.

17. Before leaving the case we would add a word of warning to the authorities concerned. The sessions judge has directed under s. 471 (1) of the code of criminal procedure that the accused be detained in safe custody. The proviso to that sub - section provides that the accused (he cannot now be called the accused) can be kept in a lunatic asylum only in accordance with the rules made by the state government under the indian lunacy act. It is hoped that the authorities concerned will be alive.