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Abdulrahiman v. Abdulla Haji
Judgment Summary — Manoharan, J.
Factual and Procedural Background
The opinion arises from a civil revision petition (C.R.P.) concerning a dispute over land and whether the revision petitioner is entitled to the protection conferred by s. 106 of the (unnamed) Act. Paragraph 7 of the plaint (pleading) records that the land tribunal dismissed an application on the ground that the land was specifically granted for industrial and commercial purposes and was exempt under s. 3(1)(iii) of the Act. The petitioner claims entitlement to the benefit under s. 106. The tribunal's finding that the lease was for a commercial purpose is expressly relied upon by the plaintiff in the plaint. The procedural question for the court was whether the petitioner's present contention (to claim s. 106 protection) is barred by res judicata, estoppel, election or waiver, and whether the question must be referred to the land tribunal under s. 125(3) of the Act. The court considered these issues and allowed the C.R.P.
Legal Issues Presented
- Whether the revision petitioner's claim to benefit under s. 106 of the Act is barred by res judicata, given earlier findings by the land tribunal and appellate/revisional authorities that the land was granted for industrial/commercial use.
- Whether estoppel (including estoppel by conduct or representation), the doctrine of election, or waiver prevents the revision petitioner from claiming the benefit under s. 106.
- Whether the question raised (issue no. 2) falls within the meaning of "arise" under s. 125(3) of the Act and therefore must be referred to the land tribunal for adjudication.
- Whether s. 106 (and related provisions of the Act) are based on public policy such that rights under it can or cannot be waived.
Arguments of the Parties
The opinion does not contain a detailed account of the parties' legal arguments.
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| Kamalakshy Amma's case, 1988 (2) KLT 498 | Holds that a party would be barred by the doctrine of election from claiming benefit under s. 106 of the Act. | The court rejects this as laying down the correct law in relation to s. 106 (holding that s. 106 cannot be barred by election because the right cannot be waived); Kamalakshy Amma is therefore distinguished/declared not correct law on this point. |
| Kumaran Nair v. Damodaran Nair, 1986 KLT 461 (= 1986 KLJ 210) | Holds that a respondent who initiated proceedings under ss. 5 and 17(2) of the Kerala Buildings (Lease and Rent Control) Act, 1965 waived the kudikidappu right; the rights and privileges under that rent-control statute were regarded as resting in the individual and capable of waiver. | The court examines and questions the dictum that such statutory protections are purely private and waivable, holding that insofar as s. 106 (and related provisions) are based on public policy to protect weaker sections, they cannot be waived; thus the cited dictum does not represent correct law on the point under consideration. |
| Subbayya Chettiyar v. Ayyappan Filial, 1989 (1) KLT 917 | Holds that filing an application under s. 13 of Act 2/1965 cannot constitute an estoppel against moving under s. 80-b of that Act; a person cannot be stopped for a wrong representation on a point of law. | Used to support the proposition that estoppel (particularly on points of law) does not prevent a question from “arising” and therefore does not bar referral under s. 125(3). |
| Nagubai v. B. Shama Rao, AIR 1956 SC 593 | Explains the doctrine of election (maxim that a person cannot approbate and reprobate) and that election applies only where a party has obtained an advantage or where two courses are mutually exclusive and the other party has suffered detriment. | Applied to explain that doctrine of election is not attracted if the party obtained no advantage or if the necessary elements (mutual exclusivity and detriment) are absent; thus election does not automatically bar the petitioner's claim. |
| Murlidhar Aggarwal v. State of U.P., 1974 (2) SCC 472 | Considered whether a tenant could waive protection under s. 3 of the U.P. (Temporary) Control of Rent and Eviction Act, 1947; held that even though the section primarily protects tenants, that protection is based on public policy and thus could not be waived. | Relied upon as authority for the principle that statutory protections intended to protect weaker sections and based on public policy cannot be waived; the court analogizes this to s. 106 and the statutory scheme under consideration. |
| Bandhua Mukti Morcha v. Union of India, 1984 (3) SCC 161 | Interprets Articles 21, 39(e) & (f), 41 and 42 and articulates that the right to live with human dignity (Art. 21) is informed by directive principles and includes protection against exploitation, just conditions of work, etc. | Used to place the Act's provisions (ss. 13, 72, 75, 80-a, 106, etc.) in constitutional context, supporting the view that these statutory provisions implement constitutional social policy and protect weaker sections. |
| Reference to "Francis Mullin's case" (no citation provided in text) | Referred to as the authority for an interpretation of Article 21; cited in the opinion as the background for the right to live with human dignity. | Invoked (without a formal citation) as part of the constitutional backdrop for interpreting the social objectives of the Act; used to support the argument that statutory protections promote dignity and social justice. |
Court's Reasoning and Analysis
The court's analysis proceeds in discrete steps, applying doctrinal distinctions and statutory/constitutional context to the facts:
- Res judicata versus estoppel: The court distinguishes res judicata (a public-policy based bar on adjudication) from estoppel (an evidentiary rule preventing a party from proving a particular fact). If a question is finally adjudicated and therefore barred by res judicata, it cannot "arise" for purposes of s. 125(3) and need not be referred to the land tribunal. By contrast, estoppel does not bar trial or prevent a question from "arising"; it only prevents a party from proving certain facts at trial. Therefore, the civil court is not competent to decide whether the claim is barred by estoppel — that factual/evidentiary question should be decided by the land tribunal, which alone has jurisdiction to adjudicate such matters.
- Application of the plaint and tribunal finding: Paragraph 7 of the plaint admits the tribunal's finding that the land was granted for industrial/commercial purposes and exempt under s. 3(1)(iii). The court reasons that the petitioner's claim under s. 106 is not inconsistent with that finding and, since the plaintiff relies on the finding, he cannot now go behind it; there is nothing in the earlier finding that prevents the revision petitioner from raising entitlement under s. 106. Consequently, the contention is not barred by res judicata and therefore can arise under s. 125(3).
- Doctrine of election and waiver: The court analyzes the doctrine of election (including estoppel by election) and waiver. It explains the conditions for election: two mutually exclusive courses of action, and detrimental reliance by the other party on the chosen course. Citing Nagubai, the court notes election does not apply where the party has not obtained an advantage by its conduct. The court also discusses the conceptual difficulty in precisely defining "waiver" and notes that where two remedies are available and one is chosen, the other may be waived as an end-result of election.
- Public policy and statutory scheme: The court examines whether s. 106 is rooted in public policy or is purely a private right. It considers the Act's broader scheme — ss. 13 (fixity of tenure to cultivating tenant), ss. 72 and 72-b (vesting rights in government and right to apply for assignment), s. 74 (prohibition of future tenancies), ss. 75 and 80 (fixity and right to purchase for kudikidappukars), and the chapters on ceiling and land distribution — and finds these provisions part of a social reform scheme to protect weaker sections and implement constitutional objectives (citing Articles 21, 38, 39(e)&(f), 41, 42 and Bandhua Mukti Morcha). The court reasons that because these sections are enacted to effect social change and protect weaker classes, the rights they confer (including s. 106) are based on public policy and cannot be waived.
- Consequence for election/waiver: Given that rights under s. 106 are grounded in public policy and meant to protect weaker sections (and the community at large), such rights cannot be waived; if a right cannot be waived, it cannot be barred by the doctrine of election (since election's end-result is waiver). Accordingly, earlier authorities (Kamalakshy Amma; Kumaran Nair) that treated such rights as waivable or barred by election are held not to lay down the correct law for s. 106.
- Referral to land tribunal and final disposition: Having concluded that the question raised in issue no. 2 is not barred by res judicata or estoppel and that whether election/waiver applies requires adjudication by the land tribunal, the court holds that the issue must be referred to the land tribunal under s. 125(3). On that basis the Civil Revision Petition is allowed.
Holding and Implications
Holding: The Civil Revision Petition (C.R.P.) is ALLOWED. There will be no order as to costs.
Implications (as set out by the court in this opinion):
- The court held that the petitioner's present contention to claim benefit under s. 106 is not barred by res judicata, and estoppel does not prevent the question from "arising" for the purposes of s. 125(3) — the land tribunal is the appropriate forum to adjudicate estoppel/election/waiver contentions.
- The court concluded that ss. 13, 72, 72-b, 75, 80-a, 80-b and 106 of the Act are enacted on public policy lines to protect weaker sections; rights under s. 106 cannot be waived and therefore cannot be barred by the doctrine of election. The court expressly stated that Kamalakshy Amma (1988 (2) KLT 498) and Kumaran Nair (1986 KLT 461) do not lay down the correct law in this respect.
- Direct procedural effect: issue no. 2 must be referred to the land tribunal under s. 125(3) for adjudication and the C.R.P. is allowed. No costs were ordered.
- The opinion frames these conclusions in constitutional and statutory context, linking the Act's scheme to constitutional social policy (Arts. 21, 38, 39(e),(f), 41, 42) and earlier Supreme Court precedent (e.g., Murlidhar Aggarwal; Bandhua Mukti Morcha) to justify the non-waivability of certain statutory protections.
Manoharan, J.:-
10. In paragraph 7 of the plaint itself it is alleged that the tribunal dismissed the application holding that the land was specifically granted for industrial and commercial purpose, And that it is exempted under s. 3 (1) (iii) of the act. The claim of the petitioner is that he is entitled to the benefit under s. 106 of the act. As per the allegation in paragraph 7 of the plaint the said claim of the petitioner is not inconsistent with the finding rendered by the land tribunal and confirmed by the appellate as well as the revisional authority. Therefore, Not only the contention is not barred by res judicata, But the finding supports the revision petitioner's contention in as much as the finding is to the effect that the lease was for commercial purpose. All that the revision petitioner has to prove is the other ingredients in s. 106 of the act. In as much as the plaintiff himself relies on the said finding in paragraph 7 of the plaint, The plaintiff cannot also go behind the said finding. The point to be noted is, There is no finding that would prevent the revision petitioner from raising such a contention. In other words, The present contention raised by the revision petitioner is not barred by res judicata and therefore on that ground it cannot be said that the said contention does not arise within the meaning ofs. 125 (3) of the act. The effect of res judicata has to be kept in view so as to see the difference between the estoppel by judgment and other forms of estoppel.
11. Estoppel by judgment is founded on public policy. Res judicata bars adjudication, Whereas estoppel prevents a party from proving a particular fact. When a particular question has already been adjudicated and further adjudication is barred by res judicata, Such question cannot arise; consequently a question which is barred by res judicata cannot be treated as one that would "arise" under s. 125 (3) and therefore the same need not be referred to the land tribunal. But as has already noted, With respect to estoppel the same being a rule of evidence, Its application and relevance can only be at trial. Estoppel does not even bar trial; it only prevents the party from proving a particular fact. Then estoppel cannot arrest the question from "arising". It would then follow that the civil court will be incompetent to go into the question whether the claim is barred by estoppel for such question whether the same is barred by the doctrine of election or by waiver is a matter which will have to be adjudicated by the land tribunal which alone has the jurisdiction to decide the same question.
12. The question whether the revision petitioner is barred by doctrine of election or waiver from taking such contention can also be examined. In kamalakshy amma's case (1988 (2) klt 498) it is held that he would be barred by the doctrine of election from claiming benefit under s. 106 of the act. In the decision in kumaran nair v. Damodaran nair, (1986 klt 461 =1986 klj 210) in a petition for eviction under s. 11 of the kerala buildings (lease and rent control) act, Act 2 of 1965 the respondent claimed kudikidappu right. It was held that he has waived the said right in view of the fact that he had initiated proceedings under ss. 5 and 17 (2) of the act 2/1965. It was held, Since as per s. 79 of the act the cost of maintenance and repairs has to be - met by the kudikidappukaran himself and in as much as he has applied under s. 17 (2) of the act 2/1965 he must be taken to have waived his right as a kudikidappukaran. Asper s. 79 of the act kudikidappukaran has the right to maintain and repair the kudikidappu. But a tenant under act 2/1965 has to apply under s. 17 (2) of the said act to the accommodation controller for direction to attend the repairs and maintenance of the building by him and. To deduct the said charges from the rent. On the other hand, In the decision in subbayya chettiyar v. Ayyappan filial (1989 (1) klt 917) it is held that, The fact that the tenant has filed the application under s. 13 of the act 2 of 1965 cannot constitute an estoppel against his moving under s. 80 - b of the act. S. 13 of act 2 of 1965 enables the tenant under the said act to apply 'for restoration of amenities. The court took the view that a person cannot be stopped for wrong representation on a point of law and held that it cannot constitute an estoppel.
13. The principle of estoppel by election can arise only in cases where two courses of action available are mutually exclusive and the opposite party on the faith of the representation by conduct or otherwise has acted to his detriment or has adopted a course of action which otherwise he would not have resorted to. In the decision in nagubai v. B. Shama rao (air 1956 sc 593) it is held that the maxim that a person cannot approbate and reprobate is only one application of the doctrine of election. The observation in paragraph 23 of the judgment would show that if the party has not obtained an advantage against the other by such representation, He cannot be held to be barred by doctrine of election from claiming the benefit. It is observed:
"the plaintiff obtained no advantage against the appellants by pleading in o. S. No. 92 of 1938 - 39 that the proceedings in o. S. No. 100 of 1919 - 20 were collusive; nor did they acting on those pleadings acquire rights to the suit properties. Nor is there any question of election, Because the only relief which the plaintiff claimed in o. S. No. 92 of 1938 - 39 and which he now claims is that he is entitled to the suit properties. Only, The ground on which that relief is claimed is different and, It is true, Inconsistent. But the principle of election does not forbid it, And there being no question of estoppel, The plea that the proceedings in o. S. No. 100 of 1919 - 20 are not collusive is open to the plaintiff."
it is not the case of the plaintiff that by filing the petition under s. 72 - b of the act, The petitioner obtained any benefit. There is also a contention to the effect that by the filing of petition under s. 72 - b of the act, The petitioner has waived his right if any under s. 106 of the act.
14. As regards waiver in relation to the doctrine of election it is stated at page no. 319 - 320 of estoppel by representation by spencer bower and turner - third edition:
"the truth is, Perhaps, That whereas a fairly successful attempt may be made to state with precision what is meant by "estoppel" and by "election", The term "waiver" when used in a similar connotation is not capable of exact definition in the light of the authorities. Possibly it may be regarded as usefully describing an end - result; but its application to the process by which that result is brought about is almost invariably attended with ambiguity as to the essential nature of that process". When two remedies are open to a particular party and he opts for one of them, In a given circumstance it could be deemed that he has waived the other remedy. In such circumstance the end result of the operation of election is waiver of the other remedy.
15. The question for consideration now is whether in such circumstance estoppel by election or waiver can be invoked against the claim of benefit under the act. This will depend upon the question whether the provisions containing such 'benefits are based on public policy; whether the protection or the right is created not only for the interest of the individual but also is intended to protect the interest of the community in general.
16. In the decision in kumaran nair v. Damodaran nair (1986 klt 461) with reference to s. 11 of the kerala buildings (lease and rent control) act and the right of kudikidappukaran under the act it is observed:
"these rights and privileges rest in the individual and they are intended for his sole benefit. The provisions in the rent control act and the k. L. R. Act are made for the benefit and protection of private rights and therefore the person for whose benefit these provisions are enacted, Can waive the said rights". (emphasis supplied)
17. We shall consider the correctness of the above dictum. At page 143 of the estoppel by representation referred to early it is stated:
"if the public, Or a class or section of the community, Are interested, As well as himself, In the general observance of the conditions prescribed by the statute, It has always been held on the ground of public policy that there can be no waiver, Even by express contract or consent, Of the right to such observance by any individual party; but where, On the other hand, No public interest, And no interest intended to be promoted or protected by the statute, Is in the least affected by the contract or consent to waive, And the matter is one which concerns the parties alone, Such contract or consent has never been interfered with, But on the contrary has always been enforced. So also, In cases of waiver by conduct which give rise to an estoppel, The same essential distinction has always been observed. On the one side of the line are the case where the estoppel or waiver, If allowed would defeat the objects of the statute, And injure the interests of the public, Or of persons other than the immediate parties, And where therefore the affirmative answer of illegality has prevailed, And the estoppel has been defeated".
18. Thus it becomes necessary to see whether s. 106 of the act is intended to deal with private rights only or whether the same is intended as a matter of public policy to have more extensive operation.
19. In murlidhar aggarwal v. State of u. P. (1974 (2) scc 472) a similar question arose for consideration, Whether a provision in the lease deed to the effect that the parties would not claim benefit of the provisions in u. P. (temporary) control of rent and eviction act, 1947 is capable of waiving the right of the tenant for protection under s. 3ofthesaidact. As per s. 3of the said act no suit without the permission of the district magistrate could be filed in a civil court against the tenant for his eviction except on any one or more of grounds mentioned in the said section. After adverting to s. 23 of the indian contract act the question as to whether the said section was enacted only for the benefit of the tenant or whether there is a public policy underlying it which precludes a tenant from waiving the said benefit was considered. It is observed in paragraph 26 and "26. In the nineteenth century the doctrine of laissez faire capitalism were accepted as part of the natural order of things and the doctrine was re - in forced by the idea of the early utilitarian that to achieve social justice, It would suffice to produce formal equality before the idea that freedom of contract was the supreme article of public pomcy, A notion which ignored utterly those cases where there was no genuine equality of bargaining power as for example between master and servant or between landlord and tenant.
27. There can be no doubt about the policy of the law, Namely, The protection of a weaker class in the community from harassment of frivolous suits. But the question is, Is there a public policy behind it which precludes a tenant from, Waiving it?"
then observing that public policy does not remain static, And that it may vary from generation to generation or even in the same generation, And that s. 3 of the said act is intended to protect the weaker section of the community with a view to ultimately protect the interest of the community in general by creating equality of bargaining power; the supreme court held:
"although the section is primarily intended for the protection of tenants only, That protection is based on public policy. The respondent could not have waived the benefit of the provision".
20. Social compulsions would be the forerunner of the evolution of a public policy at a given time; and when statute makes provisions in accordance with the same that would not only be in the interest of individual but would be in the interest of the community in general also. When public policy is the basis of a provision of law the same would be aimed to protect not only the interest of the individual but would be in the interest of the community in general. Social and historical causes would be the propelling force that would compel such public policy. In the light of what is held in murlidhar aggarwal's case (1974 (2) scc 472) the question that calls for consideration is whether s. 106 of the act is based, On public policy. Is the statutory scheme in general and the section in the act primarily intended to protect the weaker section of the community with a view to ultimately protect the interest of the community in general.
21. The effect of s. 106 of the act cannot be examined in isolation; the section is only part of the whole scheme of the act. S. 13 of the act gives fixity of tenure to cultivating tenant, S. 72 enjoins that the whole right of the land - owner and intermediaries would vest in the government on the notified date; s. 74 prohibits creation of future tenancies. Thus there would be no landlord or the intermediary after the said date. Then the tenant is given right under s. 72 - b to apply for assignment of the right vested under s. 72 of the act. S. 75 of the act gives fixity to kudikidappukars and s. 80 - agives them the right to purchase the kudikidappu. The provisions in chapter iii deal with ceiling area and the assignment of excess land. The sections thus pilot a social change, The beneficiaries of which are the weaker section of the society. The legislative history of the act itself would show that the same was intended to give protection to the weaker section of the community. The act undoubtedly ushered in a new era which brought security, Dignity and sense of belonging to a large section of the community who till then was kept away from them. The legislation is the attainment of one of cherished goals envisaged in the constitution itself. Certainly one of the objectives of the act is distribution of landed property to the landless.
22. The very preamble to the constitution declares the resolve to constitute india into a sovereign, Socialist, Secular democratic republic. The word 'socialist' was incorporated in the preamble to the constitution by the constitution 42nd amendment. The very idea of socialism declared in the preamble gets more emphasis from articles 21, 38 and 39 of the constitution. An. 38 enjoins that, The state shall strive to promote the welfare of the people by securing and protecting as effectively as it may a social order in which justice, Social, Economic and political, Shall inform all the institutions of the national life. Art. 21 protects the right of every citizen to live with dignity.
23. In the decision in bandhua muktimorchav. Union of lndia (1984 (3) scc 161) adverting to arts. 21, 39 (e) and ft), 41 and 42 it is observed in paragraph 10 at page 183:
"it is the fundamental right of everyone in this country, Assured under the interpretation given to art. 21 by this court in francis mullin's case, To live with human dignity, Free from exploitation. This right to live with human dignity enshrined in art. 21 derives its life breath from the directive principles of state policy and particularly clauses (e) and (f) of art. 39 and articles 41 and 42 and at the least, Therefore, It must include protection of the health and strength of workers, Men and women, And of the tender age of children against abuse, Opportunities and facilities for children to develop in a healthy manner and in conditions of freedom and dignity, Educational facilities, Just and human conditions of work and maternity relief.
24. The effect, Purpose and scope of ss. 13, 72 - 8, 75, 80 - a, 80 - b and 106 have to be interpreted and understood in the back - drop of the said constitutional provisions. When so understood, Particularly in view of the principles laid down in murlidhar aggarwal's case (1974 (2) scc 472), We have no doubt in our mind that these provisions in the act are enacted as an endeavor to implement the said provisions in the constitution. The said sections in the act are enacted consistent with the philosophy underlying the said provisions in the constitution. They are intended to achieve the transformation of the society to one constituted by members who are free from exploitation. It is not of little importance in this context to note that the act and the amending acts are included in schedule ix of the constitution. Thus fixity under s. 13, The right to purchase under s. 72 - b, Fixity of kudikidappukaran under s. 75, His right to purchase the kudikidappu under s. 80 - a, The protection against eviction under s. 106 are all intended to protect the weaker section of the community with the intention of ultimately protecting the interest of the community in general.
25. As has already noted the said ss. 13, 72, 72 - b, 75,80 - a,80 - b and 106 being based on public policy intended to protect the weaker section of the community, The right thereunder conferred on such weaker section cannot be waived. Since the right under s. 106 cannot be waived, The same cannot be barred by the doctrine of election from claiming and proving the same as a right which cannot be waived cannot be barred by the doctrine of election. As has noticed the end result of election is waiver. Therefore, That which cannot be waived cannot be barred by the doctrine of election. In the light of the above discussion, We hold that, Kamalakshy amma's case (1988 (2) klt 498) and kumaran nair's case (1986 klt 461) do not lay down the correct law.
26. When such is the position it has to be found that, The question that has been raised in issue no. 2 is a matter to be referred to the land tribunal for adjudication as per s. 125 (3) of the act. In that view the c. R. P. Has to be allowed.
in the result the c. R. P. Is allowed. In the circumstance, There will be no order as to costs.
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