- Bookmark
- Share
- CaseIQ
Benjamin Knowles v. Emperor
Judgment Summary — Viscount Dunedin (Appeal against conviction for murder of Mrs. Knowles)
Factual and Procedural Background
This is an appeal to Their Lordships (His Majesty in Council having granted special leave) against the conviction of the appellant for the murder of his wife, Mrs. Knowles, by the Acting Circuit Judge of Ashanti on 23 November 1928. The trial was conducted by the Judge without a jury, and the appellant was not permitted the assistance of counsel or a solicitor.
The appellant relied on two grounds of appeal: (1) lack of jurisdiction (contending that a jury was a sine qua non for a capital case and that conviction by a Judge alone could not stand), and (2) that there was no evidence sufficient to sustain a conviction for murder.
The Court of Ashanti had been established under the Ashanti Administration Ordinance No. 1 of 1902. Relevant provisions of the Ordinance, as later amended, included:
- Section 5 — directs the Court to be guided by the law in force in the Gold Coast Colony (as set out in Ss.14 and 19 of the Supreme Court Ordinance) where not otherwise provided.
- Section 9 — requires that, so far as practicable and local circumstances permit, criminal and civil procedure in the Court shall be the same as in the Supreme Court of the Gold Coast Colony.
- Section 10 — provides that in no civil or criminal matter shall the employment of a barrister or solicitor be allowed.
Procedurally, the Attorney-General informed the Board (not disputed by the appellant) that there had hitherto been no trials by jury in Ashanti. The Board considered whether the statutory direction to follow Gold Coast procedure (including jury trials) was absolute or qualified by local practicability and circumstances under Section 9.
The factual evidence as proved at trial (summarised in the judgment) is as follows:
- After a luncheon with guests (who left shortly after 2 p.m.), the appellant and his wife were alone. Servants heard loud voices indicating quarrelling.
- Between about 4 and 5 p.m. a shot and a cry were heard. A servant ran to the District Commissioner (a luncheon guest); the District Commissioner went to the house, saw the accused and returned believing all to be “all right.”
- Afterwards a servant was asked to clean up a pool of blood. The accused said he would send his wife to hospital and then went himself. The cook locked a revolver found by the bed in a box and gave the key to Mrs. Knowles; a cartridge/bullet fragment was found during cleanup.
- The accused obtained morphia sleeping-draughts on successive evenings and exhibited signs of intoxication and drug effects when seen by Dr. Gush the following day. The accused volunteered that there had been a "domestic fracas" and said his wife had struck him with an Indian club, and that he had threatened to "put a bullet in her."
- Dr. Gush examined Mrs. Knowles: wound consistent with a revolver bullet entering the left buttock and passing upward and rightward, perforating intestine, bladder and uterus. The revolver had five cartridges and one empty shell when recovered; a hole was noticed in the mosquito net. Mrs. Knowles died the next day after making a dying declaration. Her account (to Dr. Gush and in the dying declaration) was that she had sat upon the revolver on a chair after examining it, the trigger caught in her sleeve and it went off.
- Other matters included holes in the mosquito net, another bullet found, marks on furniture, the accused found later in blood-stained sheets and pyjamas, and statements by the accused to police officers that if his wife "rolls up" it would mean a murder charge and that he would be "hung by the neck until I am dead."
Legal Issues Presented
- Whether the conviction was void for want of jurisdiction because the appellant was tried for a capital offence by a Judge sitting alone in Ashanti without a jury and without counsel or solicitor, contrary to the procedural law of the Gold Coast, which (if applicable) would have required a jury and permitted legal assistance.
- Whether there was sufficient evidence to support a conviction for murder (as opposed to manslaughter or accident) — i.e., whether the evidence reached the standard necessary for murder.
Arguments of the Parties
Appellant's Arguments
- The appellant contended that for a capital case a jury trial was a sine qua non; therefore conviction by a Judge sitting alone could not stand.
Attorney-General / Crown Position (as stated in the opinion)
- The Attorney-General stated (and the appellant did not dispute) that historically there had never been a trial by jury in Ashanti.
- Implicitly, the Crown relied on the qualification in Section 9 (that Gold Coast procedure applies "so far as it is practicable and local circumstances permit"), contending that local circumstances in Ashanti made jury trial impracticable or not required.
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| Dillet's case [1887] 12 AC 459 (quoted Lord Watson) | That to allow criminal proceedings to be reviewed there must have been "substantial and grave injustice" done. | The Board invoked this principle to explain that they do not sit as an ordinary criminal court of appeal and will only intervene where substantial injustice is shown (for example, conviction without jurisdiction would be such an injustice). |
| Ibrahim v. The King [1914] AC 599 (Lord Sumner) | That the Board must be satisfied that "there is something which in the particular case deprives the accused of the substance of fair trial." | The Board applied this standard in assessing whether the trial proceedings and the judgment deprived the accused of the substance of a fair trial and thus whether intervention to quash a conviction was warranted. |
Court's Reasoning and Analysis
The court's analysis proceeded in two main strands: (A) the jurisdictional/procedure point regarding jury trial in Ashanti; and (B) the sufficiency and quality of the evidence and the trial Judge's legal reasoning on the facts.
(A) Jurisdiction / jury trial in Ashanti
- The Court noted that the Ashanti Administration Ordinance directed that Ashanti courts should be guided by the Gold Coast procedure "where not otherwise provided," and Section 9 qualified that direction by requiring that Gold Coast procedure applies only "so far as it is practicable and local circumstances permit." Section 10 excluded employment of counsel or solicitor in Ashanti.
- The Board held that the direction to follow Gold Coast criminal procedure (including jury trial) was not absolute but qualified by practicability and local circumstances under Section 9. Whether jury trial was practicable in Ashanti was a question of local fact to be determined on the spot in Ashanti.
- Their Lordships said it was impossible for them to form a reliable conclusion on such local matters from London and that the maxim Omnia praesumuntur rite et solenniter esse acta applied (i.e., acts are presumed to have been done rightly and regularly). Therefore, they were unable to sustain the appellant's jurisdictional ground of appeal.
(B) Review of evidence and trial Judge's reasoning
- The Board emphasised that they do not sit as a regular court of criminal appeal and will interfere only in cases of substantial injustice or when the accused is deprived of the substance of a fair trial (citing the precedents referenced above).
- Their Lordships reviewed the factual findings as proved at trial (see the "Factual and Procedural Background" section above) and then closely examined the Circuit Judge's written judgment. The Judge had undertaken a lengthy analysis as to which of two bullets caused the fatal wound but reached no certain conclusion about flight of the bullet; the Board found that enquiry "quite by the mark" unnecessary because it was certain death resulted from a revolver bullet and there was no conclusive evidence of positions of persons such that bullet flight indicia would determine responsibility.
- The Judge rejected the deceased's account of an accidental shooting (as told to Dr. Gush and in her dying declaration) and found the prisoner's explanations unsatisfactory, emphasising inconsistencies (e.g., differing descriptions of where the revolver lay) and the accused's earlier threats to shoot his wife and various post-event remarks. The Judge concluded that the evidence against the prisoner was "overwhelming" and must have been fired by the appellant.
- However, the Board identified a crucial error (a fatal flaw) in the Judge's reasoning: after rejecting the accidental account, the Judge immediately equated the only alternative with murder and did not consider whether, even if the shot had been fired by the accused, the correct criminal classification was manslaughter rather than murder.
- There was no attempt by the Judge to examine or explain the mens rea elements or the standard of proof required to elevate culpability from manslaughter to murder; the Judge did not present the jury-equivalent (or his own) direction on the possibility of a manslaughter verdict. If the case had been before a jury and the Judge had stated that "if not accident the only alternative is murder," that would have been an erroneous summing-up.
- Because the trial Judge failed to confront the question whether the evidence satisfied the higher standard for murder as distinct from manslaughter, Their Lordships felt themselves bound to consider whether the evidence did meet the standard for murder. They concluded that it did not.
- The Board observed that a conviction for manslaughter might have been sustainable on the evidence, but that question was not before them for decision.
Holding and Implications
Holding: The Board advised His Majesty to quash the appellant's conviction. The operative judicial outcome in the opinion is: Conviction quashed.
Implications:
- The direct effect is that the appellant's conviction for murder was set aside by Their Lordships because the trial Judge failed to consider the possibility that the act, even if committed by the accused, might constitute manslaughter rather than murder and did not address the increased standard of proof required for murder.
- The opinion emphasises procedural limits on appellate intervention in criminal cases (the requirement of substantial and grave injustice or deprivation of the substance of a fair trial), and it recognises a statutory qualification (Section 9) as to whether Gold Coast criminal procedure, including jury trial, applied in Ashanti — but the Board declined to overturn on the jurisdictional ground because it was a local factual matter they could not properly resolve on appeal from London.
- No broader precedent beyond these corrections of the trial Judge's approach is articulated in the opinion; the Board did not purport to establish a new generalized rule beyond applying established principles about when appellate intervention in criminal cases is warranted and the necessity of distinguishing between manslaughter and murder in charge and judgment when appropriate.
End of summary — based exclusively on the text of the provided opinion.
Viscount Dunedin. -
This appeal, for which special leave was granted by His Majesty in Council is against a conviction of the appellant for the murder of his wife, Mrs. Knowles, by the Acting Circuit Judge of Ashanti on 23rd November 1928. The case was tried by the Judge without a jury and the appellant was not allowed the assistance of either solicitor or counsel. The grounds of appeal are first, no jurisdiction, and second, that there was no evidence on which a conviction of murder could be maintained. The Court of Ashanti by which the appellant was tried was established by the Ashanti Administration Ordinance No. 1 of 1902. The sections of the Ordinance, as amended by subsequent ordinances which bear on the method of trial in criminal cases are the following:
Section 5.
"Where not otherwise provided by some other statute, ordinance, or other law for the time being in force in Ashanti, the Court shall in causes and matters brought or arising before it, be guided by the law in force in the Gold Coast Colony as set forth in Ss.14 and 19, of the Supreme Court Ordinance of the said Colony."
Section 9: So far as it is practicable and local circumstances permit, the procedure in the Court, civil and criminal, shall be the same as the procedure in the Supreme Court of the Gold Coast Colony."
Section 10: In no cause or matter, civil or criminal, shall the employment of a barrister or solicitor be allowed."
It is unnecessary to quote the various sections of the Acts which regulate procedure in the Gold Coast, as it is clear that if the trial had been in the Gold Coast it would have been imperative to have a jury for a capital case and the prisoner would, if he chose, have had the assistance of counsel and solicitor. The appellant therefore contends that a jury for a capital case was a sine qua non, and that a conviction by a Judge sitting alone cannot stand. The Attorney-General stated, and it was not denied by the appellant, that as a matter of fact there never has been hitherto trial by jury in Ashanti.
Now the direction that in Ashanti the criminal procedure of the Gold Coast shall be the guide is not absolute, but is qualified by the provisions of S. 9. If jury trial is not practicable, or not permitted by local circumstances, then the direction does not apply. Practicability and the state of local circumstances are questions which can only be determined in Ashanti on the spot. It is impossible for their Lordships of this Board to form a conclusion on such matters, and it is not for them to turn themselves into a local tribunal. They are of opinion that this is a matter to which the maxim Omnia praesumuntur rite et solenniteresse acta clearly applies, and they are therefore unable to sanction this ground of appeal.
Before dealing with the question of the evidence their Lordships think it necessary emphatically to repeat what has been said on many occasions, that they do not sit as a Court of criminal appeal. To allow criminal proceedings to be reviewed, to use the words of Lord Watson in Dillet's case, [1887] 12 AC 459=16 Cox CC 241=36 WR 81=56 LT 615 at p. 467, there must have been substantial and grave injustice done. In the present case if it had turned out that it was against the law for a Judge to try a capital case without a jury, that would have been substantial injustice, for it would have been conviction without jurisdiction, and it was on that ground that leave of appeal was manifestly granted. But the case once brought up it is incumbent on their Lordships to examine the judgment as given. Even in this somewhat exceptional case, however, their Lordships are still not sitting as an ordinary criminal Court of appeal in which case they would be entitled to consider what would have been their own verdict. Though the criterion is hardly as strict as it would have been on an application for leave based on the simple ground that the evidence did not support the verdict, yet they must be satisfied to use the words of Lord Sumner in Ibrahim v. The King, [1914] AC 599=88 LJ PC 185=30 TLR 388=24 Cox CC 174=111 LT 20 at p. 615,
"there is something which in the particular case deprives the accused of the substance of fair trial."
Now the facts of the case as proved are simple enough. The appellant and his wife were alone in their bedroom after luncheon. There had been guests at luncheon, and they had gone away shortly after 2 p. m. without anything noticeable having happened. Their native servants heard loud voices suggestive of quarrelling. The appellant and his wife, it was proved, lived generally on good and, indeed, affectionate terms but had occasional quarrels which were greatly induced by the fact that both the appellant and his wife were addicted to the taking of too much liquor, and the appellant drugs (sic), and were often in a drunken or semi-drunken and dazed condition.
The evidence as to the time is confused and contradictory, but somewhere between 4 and 5 the native servants heard a shot and a cry. They were frightened and one of them ran off to the District Commissioner, who had been one of the guests at the luncheon and said what he had heard. The District Commissioner took his car and went off to the house of the accused, whom he saw, and asked if there had been an accident. The accused said it was all right. The District Commissioner then went away. The native servant went back again later and two hours later, the District Commissioner wrote saying the native servants were very excited, and asking if he could be of any service. To this letter he got no reply. About the same time the native servant was called into the room and told to clean up a pool of blood. The accused said to his wife he would like to send her to the hospital. He then said he would go himself, and went. When he was gone, the cook, by desire of Mrs. Knowles, lifted a revolver which was by the bed put it into a box, locked it, and gave her the key. While clearing up the blood he picked up something which he did not recognise, but which was a revolver bullet.
That evening the accused got a sleeping draught containing morphia from the dispensary of the hospital. Next evening he got a repetition of the medicine and a hypodermic syringe with two ampoules of morphia. About 3 o'clock that day Dr. Gush, who lived at Kumasi, heard that something had happened and in consequence drove down to Bekwai, where the accused lived, He found the accused in a somewhat dazed condition and bearing signs of the results of alcohol and the drugs above referred to. The accused volunteered the information that there had been "a domestic fracas, and showed him his left leg covered with bruises which he said had been inflicted by his wife with an Indian club. He also said that she had been nagging him and he had said if she didn't stop he would put a bullet in her. Dr. Gush asked to see Mrs. Knowles, and heard her say she would like to see him. He then went into the bedroom with the accused and examined the wounds, which he found had been treated with iodine by the accused, a proper, though in the circumstances scarcely a sufficient, treatment. The wound was such a wound as would be inflicted by a revolver bullet. It was in a peculiar direction. The bullet had entered the left buttock and proceeded in an upward direction, and making its exit at the lower side of the abdomen on the right side, having, as was afterwards disclosed at a post-mortem, pierced the intestine, the bladder and the uterus. It was not bleeding directly when Dr. Gash saw it, but there was some blood coming from the vagina.
He asked Mrs. Knowles how the accident happened and she said she had been examining her husband's revolver which had been recently cleaned by the police, that she had put the revolver down on a chair, and shortly after sat upon it, that she tried to remove it from underneath her, but the open-work sleeve of her dress caught in the trigger and the revolver went off.
Dr. Gush said she must go to the hospital but had better have a bath first. He found the accused at the fire quite dazed. He went to fetch his car, and on coming back got the revolver from Mrs. Knowles, and found in it five cartridges and one empty shell. He noticed a hole in the mosquito net which covered the two beds. Mrs. Knowles died the next day, but before she died she made a dying declaration. This was to the same effect as to what she had said to Dr. Gush with two small differences. She mentioned that the revolver had been cleaned, but did not say "by the police, and she said that before it happened the boy had come in with afternoon tea. Other matters to be mentioned are that the mosquito net had several holes in it : that the accused said that on one occasion his wife had put a bullet past him while he was in bed; that another bullet was found by the police and certain marks on the furniture. Further, on 22nd October the Acting and Assistant Commissioner of Police went to Bekwai and found the accused in bed lying in blood-stained sheets and having on blood-stained pyjamas. He was weak and ill, but they considered him rational. They told him that they were going to detain him on a charge of causing grievous bodily harm and that a dying declaration was to be taken from his wife. He then made several remarks, viz.: "I think she will roll up (i.e., die), "This is a bad business, I may go to prison. "If she rolls up I am afraid I am for it. He went with them to Kumasi, and in the Assistant Commissioner's bungalow, while the Acting Commissioner went for a warrant, he said} ''I don't care what happens to me, I am worried about my wife, and than, "If my wife rolls up it means a murder case, and again, "If my wife rolls up I will be hung by the neck until I am dead."
Their Lordships must now examine the judgment. In the judgment of the Circuit Judge is to be found what to a jury would have been the summing up, and then the verdict. Now the Judge examines at great length the possibilities as to which bullet of the two bullets found, one of which had made dents in the furniture was the bullet which caused the wound. Upon this question he comes to no certain conclusion, being oppressed by the difficulties as to either theory. In their Lordships' view this enquiry is quite by the mark. It is quite certain that the deceased was killed by a revolver bullet, and there being no certain evidence as to the position of the parties at the time, no conclusion can be drawn from the possible indicia as to the flight of the bullet. The Judge next takes up the story of the deceased as given in the evidence of Dr. Gush, and as given in the wife's dying declaration, and along with it the story as given by the prisoner himself when he gave evidence at the time. That story, abbreviated, is as follows : That he had had a quarrel with his wife about nothing, which ended, that he then went to bed to sleep, that he saw his wife come in and start to undress and afterwards went to sleep, that there was a shot fired which woke him, and he heard his wife say she had been shot, that he jumped up and said: show me, show me (this was a remark heard by one of the servants behind the door), that be plugged the wound and put her to bed, and she said: "People will think I have done this purposely, to which he replied she had only to lie quiet and he would take the blame. That he did not trouble about the District Commissioner's note, as being a medical man himself he had done what was needful and that he did not want her disturbed. That afternoon he took drink and drugs, and to use his own words:
"I had the fixed idea of protecting my wife, and didn't realize until later that my statements were dangerous, I had an idea fixed that I would take any punishment if I could save my wife."
As regards the revolver he said that he usually kept it under his pillow fitted in a holster; that on this occasion he took it out of the holster, cocked it and laid it on the book case. The Judge then examines these accounts and finds them unsatisfactory, He is particularly pressed by the statement of Mrs. Knowles as to the servant bringing tea, which was not true, and he saw no reason for the appellant taking out the revolver and cocking it, and points out the discrepancy as to its place, the appellant saying it was on the book case, while Mrs. Knowles said it was on the chair. He lays stress on the various remarks made by the appellant after the event, which he considers were not made, except as to those on the 22nd when in a dazed condition. He thinks it proved that there was a domestic fracas, and considers the remark that he would put a bullet through his wife if she did not stop, very significant. He, therefore, comes to the conclusion that the wife's story was not true, and then he says; "Taken as above the evidence against the prisoner is overwhelming."
Now the learned Judge was entitled to draw his own conclusions as to whether Mrs. Knowles's account was true and their Lordships, not being as above stated, an ordinary Court of criminal appeal, would not consider themselves entitled to set that aside upon the ground that they would come to a different conclusion on the facts as found. Having come to the conclusion that the story of an accident could not be substantiated, and the position and direction of the wound excluding all idea of deliberate self-infliction, he was driven to the conclusion that the shot was fired by the appellant, That there was criminality in what happened is a necessary result of that conclusion. In a fit of drunken recklessness to fire a shot to silence a nagging woman, which shot the woman, even though the shot was not intended to hit her, is a crime.
But the fatal flaw in the judgment is that having set aside Mrs. Knowles's account of the occurrence as accident he at once assumed that the only alternative to accident is murder. There is not the slightest inquiry into whether assuming that the shot was fired by the accused, the act amounted to manslaughter and not murder. There is no attempt to face the question of whether the standard of proof required to prove murder as against manslaughter, has in this case been reached. If the case had been before a jury and the Judge had not explained to them the possibility of a verdict of manslaughter, but had said, if not accident the only alternative is murder, that would have been an erroneous summing up. That is what is to be found in the judgment. The question as between manslaughter and murder is entirely undealt with, and their Lordships are, therefore, as the learned Judge failed to consider the question, bound to consider whether the evidence here reached the standard of proof necessary to involve a conviction for murder. They are clearly of opinion that it did not. A conviction for manslaughter might have been a different matter, but that is not before their Lordships. They have, therefore, humbly advised His Majesty to quash the conviction.
Conviction quashed.
Alert