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Fateh Singh And Others v. Jagannath Baksh Singh And Another

Privy Council
Nov 17, 1924
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Factual and Procedural Background

This is an appeal by the plaintiffs from concurrent judgments against them given by the Subordinate Judge of Bahraich and affirmed by the Court of the Judicial Commissioner of Oudh. The underlying litigation concerns possession of land claimed by the plaintiffs.

In July 1908 the plaintiffs (with others) sued claiming that a Hindu widow, Mt. Ram Kunwar, was in possession of her husband's property and that she had purported to make a deed of gift to her daughter's son Jagannath Bakhsh to defeat the plaintiffs' succession; the plaintiffs sought a declaration that the gift was void as against the reversionary heirs. The defendants in that suit pleaded, inter alia, that the plaintiffs were more remote in degree than Ganga Bakhsh, who was the nearest reversioner and therefore the proper person to sue.

During the first suit the plaintiffs alleged collusion by the nearer heir (Ganga Bakhsh) only in their replication. The widow died while the first suit was pending. The plaintiffs tried to amend their plaint (on 15 March 1909) to add allegations of a family custom and to claim possession (one-half share) on that basis; the trial Judge rejected the proposed amendment as introducing a new case and dismissed the suit with costs. The Judge made an observation that "the death of the lady has given the plaintiffs a fresh cause of action" and that he left them liberty to file a fresh suit for possession.

No appeal was taken from that dismissal. The plaintiffs did not act immediately; on 5 February 1924 they instituted the present suit claiming possession of one-half of the property founded on family custom. The defendants denied the custom, asserted the validity of the widow's gift and pleaded that the present suit was barred by Section 11 of the Code of Civil Procedure (res judicata), because the matter had been directly and substantially in issue in the prior suit. Both courts below agreed with the defendants and dismissed the later suit; the plaintiffs appealed.

Legal Issues Presented

  1. Whether the plaintiffs' present suit for possession (filed 5 February 1924) is barred by Section 11 of the Code of Civil Procedure as raising a matter that was "directly and substantially in issue" in the earlier suit between the same parties (i.e., whether res judicata applies).
  2. Whether the earlier trial Judge's remark that the plaintiffs had "liberty of filing a fresh suit" or his apparent reference to the Court's power under Order 23 operated effectively as a grant of leave to withdraw with liberty to sue again (thereby removing the bar of res judicata), despite there having been no formal application to withdraw and no withdrawal of the prior suit.

Arguments of the Parties

Appellants' (Plaintiffs') Arguments

  • The plaintiffs sought to found their entitlement to sue on a family custom that, they alleged, made them equal in degree with Ganga Bakhsh and therefore entitled to claim possession; they attempted to amend their earlier plaint to plead that custom and to claim a one-half share after the widow's death.
  • They argued that the trial Judge's statement that they had "liberty of filing a fresh suit" amounted to an exercise of the Court's power under Order 23 to permit withdrawal with liberty to sue again; if so, the bar created by abandoning a prior suit would not operate and the present suit should not be treated as res judicata-barred.
  • In the first suit they also asserted (in replication) that the nearer reversioner, Ganga Bakhsh, had colluded with the widow — an argument intended to justify plaintiffs' standing to sue despite being more remote in degree.

Respondents' (Defendants') Arguments

  • The defendants maintained that the present suit was barred by Section 11 of the Code of Civil Procedure because the matters now raised (including the question of title based on family custom) were matters that might and ought to have been made ground of attack or defence in the prior suit (Explanation IV to Section 11).
  • They denied the existence of the alleged family custom and asserted the validity of the widow's deed of gift.
  • In the earlier proceedings they pleaded that the plaintiffs were not equal in degree with Ganga Bakhsh and that he was the nearest reversioner; this defence supported the contention that the plaintiffs' later attempt to litigate the same question amounted to relitigation of a matter already decided.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Rani Anund Koer v. The Court of Wards (1881) 6 Cal 764; 3 IA 14; 8 CLR 381; 4 Sar 195 (PC) General rule that a suit to declare a Hindu widow's gift void is prima facie to be brought by the presumptive (nearest) reversionary heir; a more distant heir can sue only if the nearer reversioner refuses without sufficient cause, is precluded from suing by his own conduct, or has colluded with the widow. The Court used this authority to state the governing rule on who may maintain such a suit and to frame why the plaintiffs needed either to show collusion by the nearer heir or to establish that they were equally near (by family custom).
Doorga Prasad Singh v. Doorga Konwari (1879) 4 Cal 190; 5 IA 149; 8 CLR 31; 3 Sar 827 (PC) Discussed limits of res judicata where family custom is pleaded; suggested that a plaintiff might not be barred from setting up family custom of descent upon the death of a widow in some circumstances, but also held that failure to set up a defense in a former suit may bar it later. The Court examined this authority closely but concluded it did not assist the plaintiffs in the present case: the principle that a matter "which might and ought to have been made" in the earlier suit is barred applied here, so the decision did not favor the appellants' position.
Vijaya Raganadha v. Katama Natchiar (1867) 11 MIA 50 at p.73; 10 WR 1; 2 Sar 212 Quoted in Doorga Prasad Singh as a strong passage supporting the proposition that a party who failed to set up a defence which he ought to have relied on cannot later upset a former decision. The opinion refers to this authority as cited in Doorga Prasad Singh to support the general point that a party cannot later raise matters which should have been pleaded earlier; it formed part of the background reasoning for treating the family custom as a matter which could and should have been raised in the prior suit.
Zemindar of Pittapuram v. Proprietors of the Mutta of Kolanka (1878) 2 Mad 23; 5 IA 206; 3 CLR 263; 3 Sar 850 (PC) Illustrates that res judicata will not apply if the earlier suit did not decide the particular question of title to a specific property (i.e., where the matter was not directly and substantially in issue in the former suit). The Court considered this authority and observed that it was distinguishable: in that case property (3) had not been decided in the first suit; here, by contrast, the plaintiffs' claim required pleading family custom in the earlier suit and that issue had been addressed and dismissed.
Mt. Chand Kour v. Partab Singh (1889) 16 Cal 98; 15 IA 156; 5 Sar 243 (PC) Holds that a second suit to set aside an actual deed of gift may be a different and subsequent cause of action compared to an earlier suit alleging intention to injure rights; dismissal for non-appearance may not determine that plaintiff failed for want of title. The Court acknowledged this authority but treated it as inapplicable to the facts before them: the earlier suit here had reached the point of decision on the plaintiffs' claim to be next heirs (absent a proved family custom), so the second suit was barred under Section 11.
Kailash Mondul v. Baroda Sundari Dasi (1897) 24 Cal 711; 1 CWN 565 Demonstrates that res judicata does not necessarily operate across successive periods (example: successive years' rent); specific issues may need separate examination to determine if they were "heard and finally decided" in an earlier proceeding. The Court noted this authority, observed that some of the reported observations have been given undue prominence, and concluded that it did not alter the established authorities or the result in the present case.

Court's Reasoning and Analysis

The Court's analysis proceeds from the established law governing suits to impeach a Hindu widow's gift and the operation of Section 11 of the Code of Civil Procedure (res judicata) together with Explanation IV to that section.

  1. The Court first restated the substantive rule (from Rani Anund Koer) that a suit to declare a widow's gift void is ordinarily maintainable only by the nearest prospective reversionary heir; a more remote claimant can sue only upon showing that the nearer heir has colluded with the widow or is otherwise precluded from suing.
  2. At the time the plaintiffs instituted the first suit they needed to establish either (a) that they were among the nearest reversionary heirs or (b) that the nearer heir (Ganga Bakhsh) had colluded with the widow. The Court observed that the plaintiffs had not relied on collusion in their plaint (it appeared only in replication) and, on any favorable reading of the pleadings, their only realistic route to success was to establish nearness by alleging a family custom.
  3. The Court reviewed the attempted amendment in March 1909 to add allegations of family custom and to claim possession after the widow's death. The trial Judge rejected the amendment as introducing a new case and dismissed the suit. The Court treated the plaintiffs' present attempt to bring a fresh suit on the basis of the same family custom as raising precisely the matter which "might and ought to have been made" in the earlier suit within the meaning of Explanation IV to Section 11.
  4. Applying the language of Section 11 together with Explanation IV, the Court concluded that because one alternative basis of the plaintiffs' claim in the first suit was nearness of kin (which required proof of the family custom), that allegation was something that could and should have been pleaded in the earlier proceedings. Having had the matter judged and dismissed, the plaintiffs could not relitigate it in a subsequent suit between the same parties or parties under whom they claim.
  5. The Court confronted the plaintiffs' submission that the trial Judge's remark about leaving them liberty to file a fresh suit amounted to an exercise of the withdraw-with-liberty power under Order 23. The Court found that there had been no application under Order 23, the suit was not withdrawn but dismissed, and the Judge's power ceased on dismissal. Hence, there was no operative grant of liberty that would remove the bar of res judicata.
  6. The Court considered several authorities cited on the construction of Section 11 (including Doorga Prasad Singh and others). After examination it concluded that those authorities either did not assist the plaintiffs on the present facts or were distinguishable; none altered the conclusion that the present suit was barred as res judicata.
  7. On the totality of the facts and applying the statutory language of Section 11 and Explanation IV, the Court agreed with the courts below that the defence of res judicata succeeded and that dismissal of the later suit was correct.

Holding and Implications

APPEAL DISMISSED.

Implications and direct consequences recorded by the Court:

  • The Court affirmed the view of the lower courts that the plaintiffs' later suit was barred by Section 11 of the Code of Civil Procedure because the matter (in particular, the family custom relied upon to establish nearness of kin) might and ought to have been made ground of attack or defence in the earlier suit and was therefore res judicata.
  • The trial Judge's remarks about liberty to file a fresh suit did not amount to a valid Order 23 withdrawal with liberty to sue again, because no formal withdrawal or application under Order 23 had occurred and the suit had been dismissed.
  • The appeal was recommended to be dismissed with costs; the Court specified that the respondents were entitled to only one set of costs between them.
  • The opinion does not claim to create or announce any new legal precedent beyond applying Section 11 and established authorities to the facts; the decision is presented as an application of existing law to the particulars of the case.
Show all summary ...

Lord Phillimore:-

This is an appeal by the plaintiffs from concurrent judg ments against them given by the Subordi nate Judge of Bahraich and affirmed by the Court of the Judicial Commissioner of Oudh.

It is a suit for possession of land, in which the defendants and present res pondents raised as a first defence that the matter was res judicata, having al ready been decided between the same parties.

Both Courts being of this opinion and having determined this issue, found it un necessary to determine any of the other issues and dismissed the suit.

The history of the case is as follows : The present appellants and plaintiffs with others filed a suit in July, 1908 against one Mt. Ram Kunwar and the pre sent defendant and respondent Jagannath Bakhsh Singh, and one Ganga Bakhsh, now represented by the defendant and respon dent Bishunath Singh, in which they stated that Mt. Ram Kunwar, being a Hindu widow, was in possession of her husband's property for the ordinary Hindu woman's estate, that they (the plaintiffs) and Ganga Bakhsh were the presumptive heirs of her husband, and that she, intending to defeat their succession, had purported to make a deed of gift of the property to Jagannath Bakhsh, her daughter's son; and they claimed that the deed of gift might be de clared void and illegal against them.

The defendants in that suit among other defences pleaded that the plaintiffs were not equal in degree with Ganga Bakhsh, but that he was the nearest reversioner and the only person entitled to dispute the deed of gift. To this the plaintiffs replied that if he were the nearer heir.-

"Even then the plaintiffs are entitled to maintain this suit on account of Ganga Bakhsh Singh's denial and his not joining the suit, owing to his indifference towards the preservation of his rights, having regard to his views expressed in the written state ment and on account of his colluding with the defendants 1 and 2; and the defendants 1 and 2 cannot derive any benefit by set ting up, a justertii in favour of Ganga Bakhsh Singh, as alleged by them.

In this state of the pleadings the widow died.

A suit for a declaration that a gift by a Hindu widow is void as against rever sionary heirs of her husband is one which is contemplated by the Specific Relief Act (Act 1 of 1877, S. 42), as is shown by the explanation lettered (e) to that section. But it is established that such a suit is prima facie competent only to the nearest prospective reversioner, that if a more dis tant relation claims to sue, he can only maintain his suit by showing that the nearer reversioner has colluded with the widow, or for some similar reason.

The rule of law on this subject is stated in the case of Rani Anund Koer v. The Court of Wards (1881) 6 Cal 764 : 3 IA 14 : 8 CLR 381 : 4 Sar 195 (PC) in the following terms :-

Their Lordships are of opinion that though a suit of this nature may be brought by a contingent reversionary heir, yet that, as a general rule, it must be brought by the presumptive reversionary heir, that is to say, by the person who would succeed if the widow were to die at that moment.

The right to sue must, in their Lord ship's opinion, be limited. If the nearest reversionary heir refuses, without sufficient cause, to institute proceedings, or if he has precluded himself by his own act or con duct, from suing, or has colluded with the widow, or concurred in the act alleged to be wrongful, the next presumable rever sioner would be entitled to sue."

When the widow died, the question of collusion between Ganga Bakhsh and her became comparatively unimportant. By this event the question of reversionary heirship became settled, and if Ganga Bakhsh was the nearest heir, the plaintiffs could get no title to the property. They might indeed have brought their suit for declaration to a hearing for the purpose of determining in that suit the question of heirship as between them and Ganga Bakhsh, or to establish their averment of collusion in order to get the costs of the suit. But now that the widow was dead the real matter was to get possession; and they accordingly endeayoured to turn their suit into one for possession.

It seemed, however, that if according to the ordinary Hindu law of descent, Ganga Bakhsh was the heir, to the exclusion of the plaintiffs, they must fail in such a suit. They were minded accordingly to make a new case, namely, that by a family custom they were equal in degree with Ganga Bakhsh and entitled as such to maintain a suit for possession.

Accordingly, they made an application in the suit setting forth the death of the widow and claiming that they had become entitled to institute a suit for possession, and that in order to show their right it had become necessary to mention certain additional averments of fact in the plaint, the additional averments being allegations of the family custom and a statement as to the death of the widow, and the new relief claimed being a decree for possession of a ten-annas share in the property.

This application to amend came on for hearing on the 15th March, 1909, and the learned Judge rejected the application to be allowed to add the amendments averring the family custom, holding that it was an attempt to introduce a new case. When he had intimated that this was his opinion, the question remained whether the plaintiffs should be allowed to add their prayer for possession, and whether it was worth while continuing the suit. It was admitted by the plaintiffs' Counsel that, apart from custom, they were one degree more remote than Ganga Bakhsh, and that if they could not make the case of a family custom, their suit must fail; and the learned Judge there upon dismissed it with costs; and from this decision there was no appeal. He did, however, in the course of his judgment use the following expressions, which will need consideration :-

"The death of the lady has given the plaintiffs a fresh cause of action for possession." I leave them to the liberty of filing a fresh suit for possession.

The plaintiffs took no further steps till the 5th February, 1921. In the meantime one of the present defendants brought an action against the other; and the parties compromised on the terms of each taking one-half.

In the present suit brought on the 5th February, 1924, the plaintiffs are claiming possession of one-half of the property, founding their title on family custom. To this the defendants, besides denying the custom and asserting the validity of the widow's gift, have pleaded that the suit was barred by Section 11 of the Code of Civil Procedure as raising a question which had already been heard and decided. Both Courts, as already stated, took this view, and without going into other por tions of the case, dismissed the suit. In their Lordships' opinion their decisions were right.

The language of the section in question is as follows :-

''No Court shall try any suit or issue in which the matter directly or substan tially in issue has been directly and sub stantially in issue in a former suit bet ween the same parties, or between parties under whom they or any of them claim, litigating under the same title, in a Court competent to try such subsequent suit or the suit in which such issue has been subsequently raised, and has been heard and finally decided by such Court."

With this must be read.-

"Explanation IV. Any matter which might and ought to have been made ground of defence or attack in such former suit shall be deemed to have been a matter directly and substantially in issue in such suit."

When the plaintiffs brought their first suit, they had to show their title to im peach the widow's gift. For this purpose they had to show either that they were some at least of the nearest reversionary heirs, or that the only nearer reversionary heir had colluded with the widow. In their plaint they did not rely on collusion, which they only introduced in their replication. Taking, however, that view of the pleadings which is most favourable to them and treating them as relying equally on both grounds of claim, it is now clear that they can only make out a claim to be some of the next reversioners on the footing of the family custom, and that the allegation of that custom there fore was an allegation which "might and ought to have been made" within the meaning of Explanation 4.

Or, to put it in another way. One of the alternative cases on which they were basing their title to sue was their nearness of kin, and to prove their nearness of kin it was essential to aver the family custom. They claimed as next heirs, and their claim was dismissed. They cannot fight it over again.

But, as the Judges in the Court of the Judicial Commissioner have observed, some complication was introduced by the lan guage of the Judge who tried the first case and by his expressing himself as if he had power to give leave to bring a fresh suit

It was contended on behalf of the plaintiff's that in so expressing himself he was purporting to exercise the powers given to the Court by Order 23, which allows the Court in certain cases to grant the plaintiff permission to withdraw from a suit with liberty to issue a fresh suit, in which case the bar against a fresh suit which is otherwise imposed on a plaintiff who abandons his first suit is removed.

The same point was raised at their Lordships' bar, but their Lordships agree with the Court of the Judicial Commis sioner that it is not a good one. There was no application for leave to withdraw the suit, nor was it withdrawn; it was dis missed and the power of the learned Judge ceased upon this dismissal. It may have been unfortunate for the plaintiff's that the learned Judge thought that he had a power which he did not possess, but happily, as the Judges on the appeal ob served, it is improbable that there was substance in the claim which they have been prevented from further prosecuting.

In passing it may be observed that if the learned Judge thought that he was exercis ing power under Order 23 he must also have thought that the subject matter of any future suit would be the same subject matter as that of the suit which he dis missed. This confirms the view which the Courts below and their Lordships have taken.

Several authorities upon the construc tion of Section 11 of the Code of Civil Procedure were cited, which it was sug gested, put a construction on Explanation 4 which was favourable to the plaintiffs. They have been considered by their Lord ships; but in fact, they have no bearing upon the present case.

Perhaps the one which requires the most careful examination is that of Doorga Prasad Singh v. Doorga Konwari (1879) 4 Cal 190 : 5 IA 149 : 8 CLR 31 : 3 Sar 827 (PC) because in that case their Lordships intima ted that the plaintiff would not be barred from setting up a family custom of descent upon the death of a widow by reason of his having, in a previous suit in which he was a defendant, averred the family custom as entitling him to oust the widow during her life and having failed on this point. But they held that as to the im mediate point then under consideration he was barred, and after citing a very strong passage from Vijaya Raganadha v. Katama Natchiar (1867) 11 MIA 50 at P 73 : 10 WR 1 : 2 Sar 212 they proceeded to express themselves as follows :-

"If the defendant did not resist the claim in the former suit upon the ground of the family custom, he is not entitled in the present suit to upset the former decision, because he failed to set up a custom which he ought to have relied upon at the time."

In Zemindar of Pittapuram v. Proprie tors of the Mutta of Kolanka (1878) 2 Mad 23 : 5 IA 206 : 3 CLR 263 : 3 Sar 850 (PC) the plaintiff had brought a previous suit which had failed against his grandfather's widow and certain other defendants; and some of the defendants to the second suit might have been held to he successors-in-title to some of the defendants in the previous suit. But in the view which the Judicial Committee took of the facts, there were three properties concerned in the first suit, (1), (2) and (3), and numbers (1) and (2) were not in question in the first suit affect ing the defendants in the second suit, and the only way in which number (3) came into the first suit was because the plaintiffs at that time sought to restrain the widow (since dead and not a party to the second suit) from waste.

This being so, nothing had been decided in the first suit which affected the question of the title of the plaintiff to property number (3), and as to it, there was held to be no case of res judicata.

Mt. Chand Kour v. Partab Singh (1889) 16 Cal 98 : 15 IA 156 : 5 Sar 243 (PC) was a suit by reversionary heirs alleging the intention of a widow to injure their right by soiling or mortgaging the pro perty, which failed, and then a second suit to set aside an actual deed of gift. This second suit was, upon the construction of the earlier Act then in force, held to be a suit upon ''a different and subsequent cause of action to that relied upon in the first suit."

It may be added that in that case the failure of the first suit was caused by the non-appearance of the plaintiff at the trial, and inasmuch as the first suit might have failed in either of two respects (either the plaintiff might have no title or the widow might not have been threatening to sell or mortgage), a mere dismissal for non-appearance could not be held to determine that the plaintiff had failed for want of title.

Lastly, their Lordships would refer to the case of Kailash Mondul v. Baroda Sundari Dasi (1897) 24 Cal 711 : 1 CWN 565 decided in the High Court at Calcutta. In that case the plaintiff had sued the defendant for rent, and the defen dant had pleaded abatement and had adduced no evidence in support of his plea, so that the plaintiff recovered judgment. Many years after, the plaintiff sued the defendant for the rent subsequently ac cruing, and the defendant sought to raise various defences.

It was contended, and so held in the lower Courts, that the matter was res judicata, and concluded in favour of the plaintiff. But the High Court held that it did not follow because rent was due from the defendant in one year that it was necessarily due in later years; and this seems obvious, for the position of either of the parties might have changed. Maclean, C. J., said that it might be that on looking further into the matter some particular issue might be found to have been pre viously decided, and then the principle of res judicata might apply; but that as the matter stood it did not necessarily so ap pear. Banerjee, J., it is true, made some observations upon those words "heard and finally decided," which appeared in the old Act and are in the present Code; and to these observations, couched in langu age not so careful as it might have been, undue prominence has been given by the reporter in the summary of the case which appears in the head note. But in the actual decision there is no conflict with the estab lished authorities.

The other cases, which were brought by the learned Counsel for the appallants before their Lordships, have, in their Lordships' judgment, no bearing upon the present decision. Upon the whole, there fore, their Lordships agree with the Courts below that this is a case of res judicata, and that the defence succeeded.

Their Lordships will therefore humbly recommend His Majesty that this appeal should be dismissed with costs; but the respondents must have only one set of costs between them.

Appeal dismissed.