- Bookmark
- Share
- CaseIQ
Gopi Lal v. Lakhpat Rat And Others
Summary of Legal Opinion — Lord Carson
Factual and Procedural Background
The consolidated appeals concern the validity of the respondents' Indian patent No. 2191 dated 23 June 1915, granted for "improvements in the manufacture of a medicinal preparation" (a substance known as "tabakshir" or "bamboo manna," commonly marketed as "banslochan"). The appellants were merchants at Muhalla Sadh wara, Farrukhabad; the respondents, the registered patent owners, were merchants in Calcutta trading as Lakhpat Rai Sampat Rai.
Procedurally, in the second appeal the respondents sued the appellants for infringement on 1 March 1916. In the first appeal the appellants presented a petition for revocation of the letters patent on 16 January 1917. The Additional District Judge of Farrukhabad, on 14 February 1917, found for the defendants (the present appellants). The respondents appealed to the High Court of Judicature for the North-West Provinces, which on 22 May 1918 reversed the District Court and held the patent valid. The present opinion (delivered by Lord Carson) addresses these consolidated appeals from those decisions.
Legal Issues Presented
- Whether the respondents' patent (Indian patent No. 2191 dated 23 June 1915) is valid.
- Whether the first claim of the specification—"In the preparation of the said substance the treatment of the same when red hot with an acid"—was novel in view of prior user and therefore capable of supporting the patent.
- Whether the second claim—relating to a special stove constructed and illustrated in the specification—was independently valid (not finally decided because of the disposal on the first claim).
Arguments of the Parties
Appellants' Arguments
- The appellants maintained that, long before the respondents' patent, the medicinal preparation ("banslochan") had been refined and sold throughout India using a process that included washing, treatment with sulphuric acid at some stage, and calcining in an iron stove or pan.
- They asserted prior use of sulphuric acid applied to the material while it was red hot and prior use of stoves with earthen vessels of the same construction as in the patent.
- They sought revocation of the patent on grounds that the claimed subject-matters were not new.
Respondents' Arguments
- The respondents claimed improvements consisting broadly of (1) adding sulphuric acid at a defined stage of the process (viz., when red hot) and (2) using a specially constructed stove as described and illustrated in the patent specification.
- They relied on the patent claims as establishing a right to the claimed improvements and pursued an infringement action against the appellants.
Table of Precedents Cited
No precedents were cited in the provided opinion.
Court's Reasoning and Analysis
The court analysed the two distinct claims in the specification separately and emphasised that, under the applicable law in India, if either claim was bad the letters patent would be invalid.
The Privy Council examined the appellate Court's treatment of the first claim (use of sulphuric acid when the material is red hot) and found inconsistencies in the appellate Court's reasoning. The appellate Court had both (a) indicated that acid had always been used in some form or at some stage in the process and that treatment with acid at red heat was "well known to the trade and perfectly intelligible," and (b) limited the practical effect of the patent to preventing construction or use of the special stove described in the specification. The Privy Council considered these statements difficult to reconcile and considered that the appellate Court had not kept sufficiently clearly in mind the obligation to adjudicate each claim independently rather than construing the specification as a single combination.
The Privy Council accepted the Additional District Judge's factual findings. The Trial Judge had found, as matters of fact, that long before the plaintiff's application for the patent the stove with earthen vessels of the same construction as the patent-stove was commonly used in Calcutta and that sulphuric acid was applied to the material while it was red hot. The Privy Council considered the trial evidence, as analysed by the Trial Judge, to amply support the finding that sulphuric acid was applied when the material was red hot. That factual conclusion was supported by direct testimony from named witnesses (Manna Lal, Rameshwar Bajpai, Shrovaj Narain, Maharaj Narain, Gobind Singh and Chhedu). The opinion notes that, while there was evidence of acid use at other stages, the evidence on use at the "red hot" stage was not contradicted by positive evidence but only by negative evidence on the other side.
The Privy Council also observed that the plaintiffs' plaint and the pre-action notice did not mention the claim concerning the application of acid when "red hot," the plaint and notice having been founded on alleged infringement of the second branch (the special earthenware stove).
Because the first claim could not be sustained on the found facts (prior user of the acid at red heat), the Privy Council concluded that the letters patent were invalid and that it was unnecessary to decide the validity of the second claim. The Court additionally recorded a cautionary remark that it did not thereby endorse the proposition that substituting well-known earthenware vessels for iron ones would necessarily be patentable.
Holding and Implications
Core Ruling: The Privy Council advised that the appeals should be allowed and that the respondents' letters patent be revoked.
Consequences of the decision:
- The decree of the appellate Court dated 22 May 1918 in the infringement appeal is to be set aside.
- The decree of the District Court dated 14 February 1917 (which had decided for the defendants/appellants) is to be restored with costs.
- The decree made on the appellants' petition in the first appeal on 22 May 1918 dismissing the claim for revocation is to be set aside, and an order for revocation of the letters patent is to be decreed with costs.
- The opinion contains no discussion of broader legal doctrines that would establish a new precedent; its direct effect is to revoke the specific patent and to restore the District Court's judgment in favour of the appellants. The Court expressly declined to determine the second claim because the invalidity of the first claim was dispositive.
Lord Carson : -
The material ques tion to be determined in these con solidated appeals is : Whether the res pondents' Indian patent No. 2191, and dated the 23rd June, 1915, is a valid patent?
The appellants resided and carried on business as merchants at Muhalla Sadh wara Farrukhabad, and the respondents, who are the registered owners of the patent in question, resided and carried on business as merchants at Calcutta under the name and style of Lakhpat Rai Sampat Rai.
In the second appeal the respondents, on the 1st March, 1916, sued the appel lants for infringement of said letters patent, and in the first appeal the appel lants, on the 16th January, 1917, presented a petition for the revocation of the said letters patent.
The said letters patent were granted to the respondents in respect of "im provements in the manufacture of a medicinal preparation," and as stated in the specification, "the present invention relates to improvements in the treatment of a substance found in the interior of some bamboos and known as 'tabakshir' or 'bamboo manna,' for the purpose of refining the same when in the raw state, to convert it into a nutritious and saleable article."
This medicinal preparation was com monly known and marketed as "banslo chan," and admittedly had for many years, prior to the date of the said patent, been refined and sold throughout India.
It was not disputed, that prior to the date of the said patent "banslochan" had been prepared for the market by a process which included (a) washing the crude material in water ; (b) treating it at some period of the process with sulphuric acid ; and (c) calcining the mass which had been so treated in an iron stove or pan at a high temperature
The improvements alleged to have been discovered by the respondents, and in respect of which the said letters patent were granted, consist broadly (1) in the addition of sulphuric acid to the substance at a defined stage of the process, viz., when red hot, and (2) in the use of the process of heating in a stove constructed as described and illustrated in the said letters patent.
These improvements were the subject of distinct and separate claims in the said letters patent, and it was not disputed in the argument before this Board that under the law applicable in India, if either of the said claims was bad in law the letters patent would be invalid.
The action for infringement came to trial before the Additional District Judge of Farrukhabad, who on the 14th Feb ruary, 1917, gave judgment in favour of the defendants (the present appellants), deciding as matters of fact
"that long before the plaintiff's (respondents') appli cation for the patent, the stove with earthen vessels and of the same construc tion as the patent, stove was common ly used by other manufacturers at Cal cutta, and that sulphuric acid was also applied to the material while it was red hot, and not while it was still cold."
From this judgment the respondents appealed to the High Court of Judicature for the North-West Provinces, and on the 22nd May, 1918, the judgment of the Court was delivered reversing the judg ment of the Court below and holding that the respondents' patent was valid.
As their Lordships have come to the conclusion that the first claim in the speci fication, viz., " In the preparation of the said substance the treatment of the same when red hot with an acid " is invalid on the ground of want of prior user, it is necessary to examine the judgment of the appellate Court to see how that question was dealt with, having regard to the defi nite finding of fact by the Additional Dis trict Judge before whom the matter first came. In the first place, it is to be noted that the order of the appellate Court of the 22nd May, 1918, leaves entirely un touched the question of the appellants' right to apply sulphuric or other acid in the treatment of the substance when red hot and only grants an injunction restraining the defendants (respondents) from constructing or using the special kind of stove which forms the subject-matter of the second claim in the respondents' ap plication for a patent. Upon turning to the judgment of the learned Judges, the matter is dealt with in the following pas sage :-
"A difficulty has been raised with re gard to the first part of the claim where the patentees state that they claim in the preparation of the said substance the treatment of the same when red hot with an acid. We have purposely refrained from referring in detail to the evidence with regard to the use of acid.
We think it clearly establishes what the plaintiffs (respondents) have not seri ously denied, that in some form or an other, and at some stage or another in the process of manufacture, acid has always been used for purifying the material, and there seemed at one time a difficulty with regard to this claim, namely, as to whether it was not either too wide or too vague, or, in itself, old."
Later on the judgment continues :-
"Therefore we must hold that it is es tablished that the treatment of sulphuric acid at "red heat," which is a defined stage in the process of heating, is well known to the trade and perfectly intelligi ble, and also new, as nobody in the case suggests that there was any defined or ascertained stage at which it was always done. "
Their Lordships find it very difficult to reconcile this statement with what fol lows :-
"......and the patent does not confer upon the plaintiffs either the sole right to manufacture and sell the substance itself or even the sole right to apply sulphuric acid at red heat so that nobody may use it.
What people cannot do is to manufac ture an oven or stove substantially as described and illustrated in the specifica tion for drying, heating, roasting and calcining the said substance, and to use such construction for the purpose of applying sulphuric acid in the process of preparing and heating the substance to a red heat in the stove." Their Lordships cannot help thinking that the appellate Court did not keep sufficiently clearly before their minds the necessity of adjudicating on each claim in dependently and was construing the speci fication as if it was one for a combination and not for subject-matters which were distinctively claimed. Indeed, in another part of the judgment it is stated :-
"We find that the essential features of the process patented by the plaintiffs is the treatment of the substance at a red heat with sulphuric acid inside a closed crucible or retort made entirely of earthen ware."
Their Lordships can find no reason for disagreeing with the finding of the Addi tional District Judge on this point.
It is unnecessary to decide whether, when, as found by the appellate Court,
"that in some form or another, and at some stage or another in the process of manufacture, acid has always been used for purifying the material,"a valid claim for a patent can be made for the use of such acid for the same purpose at a defi nite stage, e.g., when the material is red hot.
The evidence which has been given at the trial, and which has been carefully and ably analysed by the Trial Judge, seems to their Lordships amply to sup port the finding of the Judge that long prior to the date of the letters patent, "the sulphuric acid was also applied to the material while it was red hot."
This was proved distinctly by Manna Lal, Rameshwar Bajpai, Shrovaj Narain, Maharaj Narain, Gobind Singh and Chhedu. No doubt there is evidence on the other side of the use of the acid at different stages, but as regards its use when the material is "red hot" the evi dence is purely negative.
It is also worthy of note that from be ginning to end of the plaint filed in the respondents' action there is no mention of the claim in respect of the application of the acid to the material when "red hot," and the same observation applies to the notice served by the attorney of the plaintiffs on the 3rd February, 1916, before the action was commenced, when the complaint was founded on an alleged in fringement of the second branch of the plaintiffs' claim, viz., the construction of a special kind of earthenware stove.
Having come to the conclusion that the first claim put forward by the res pondents in the application for a patent cannot be sustained, and that therefore the letters patent are invalid, it is un necessary for their Lordships to examine the second claim.
Their Lordships, however, would like to make it clear that they must not be taken as assenting to the proposition that the substitution of well-known earthen ware vessels in lieu of iron ones for the purpose of carrying out the process of manufacture would necessarily be a good subject-matter for a patent.
Under the circumstances, their Lord ships will humbly advise His Majesty that the present appeals should be allow ed with costs.
This will involve that the decree of the appellate Court of the 22nd May, 1918, in the second appeal, should be set aside and the decree of the District Court of the 14th February, 1917, should be restored with costs, and further, that the decree made on the appellants' petition in the first appeal on the 22nd May, 1918, dismissing the claim for revocation of the letters patent should be set aside and an order for such revocation decreed with costs.
Alert