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Sumitra Devi v. Hazari Lal

Allahabad High Court
Apr 23, 1930
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Judgment Summary — Revision from Order Dismissing Application to Sue in Forma Pauperis

Factual and Procedural Background

The plaintiff filed an application for leave to sue in forma pauperis before a Subordinate Judge. The learned Subordinate Judge dismissed that application on two stated grounds: (1) the case was "apparently founded on weak grounds" (i.e., weak on merits), and (2) the Government Pleader intimated his intention to dispute the applicant's claim of pauperism. The court below did not conduct an inquiry into whether the plaintiff was in fact a pauper, nor did it wait until the time for production of evidence. The plaintiff sought revision of that order to the High Court. A preliminary objection was raised by the respondent that the High Court lacked jurisdiction to entertain the revision, on the ground that the impugned order was interlocutory and therefore not a "case decided" within the meaning of section 115 of the Code of Civil Procedure.

Legal Issues Presented

  1. Whether the Subordinate Judge lawfully dismissed the application for leave to sue in forma pauperis without inquiring into the applicant's pauperism and on the ground that the case was weak on merits (i.e., whether the dismissal was outside the scope of Order XXXIII, Rules 5 and 6 of the Code of Civil Procedure).
  2. Whether the High Court has jurisdiction under section 115 of the Code of Civil Procedure to entertain a revision against an order dismissing an application to sue in forma pauperis (i.e., whether such an order constitutes a "case decided" for the purposes of revision), particularly in light of the Full Bench decision in Buddhu Lal v. Mewa Ram and the decision in Shankar Ban v. Ram Dei.

Arguments of the Parties

Applicant (Plaintiff)

  • The Subordinate Judge dismissed the in forma pauperis application without inquiring into the plaintiff's actual pauperism and before the time for producing evidence; the dismissal thus fell outside the scope of Order XXXIII rule 5.
  • When the application was not covered by rule 5, the court should have proceeded under rule 6 and fixed a day for receiving evidence regarding pauperism instead of rejecting the application merely because the Government Pleader was prepared to contest it.
  • By refusing to inquire into pauperism and dismissing on an improper ground (weak merits), the court refused to exercise jurisdiction, acted without jurisdiction, and committed material irregularity by depriving the plaintiff of the opportunity to prove pauperism or to show she had a good case.

Respondent

  • Preliminary objection that the High Court has no jurisdiction to interfere by way of revision because the impugned order is an interlocutory order and therefore not a "case decided" within section 115 of the Code of Civil Procedure.
  • Relied principally on the Full Bench decision in Buddhu Lal v. Mewa Ram and the subsequent decision in Shankar Ban v. Ram Dei to argue that no revision lies from such interlocutory orders (including refusal of leave to sue as a pauper).

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Buddhu Lal v. Mewa Ram (1921) I.L.R. 43 All. 564 (Full Bench) Considered the scope of "case decided" under section 115; Full Bench held that no revision lies from a mere finding on an isolated issue in a pending suit (distinguishing between a mere finding and a case finally decided). The court rejected any broad reading that Buddhu Lal barred all revision from interlocutory orders. It held Buddhu Lal to be authority only for the narrower proposition that no revision lies from a mere finding on an isolated issue in a still-pending suit; it does not rule out revision where the order effectively disposes of the plaintiff's claim (as by dismissal of an application to sue as a pauper).
Muhammad Ayab v. Muhammad Mahmud (1910) I.L.R. 32 All. 623 Distinction between cases where leave to sue in forma pauperis is granted and where it is refused; where refused, the proceeding (as to that application) comes to an end and may amount to a "case decided". The court relied on the distinction to support the view that dismissal of an in forma pauperis application terminates the proceedings for the pauper and may be treated as a "case decided" for section 115 purposes; Chamier and Karamat Husain, JJ.'s exposition was cited approvingly.
Shankar Ban v. Ram Dei (1926) I.L.R. 48 All. 493 Held (in the reported passage) that refusal of leave to sue as a pauper does not determine anything in the suit and thus is not a "case decided" within section 115; used to argue that no revision lies. The court observed that the reported judgment lacks factual context and that its general observations are not binding here; it declined to accept the broad proposition that Shankar Ban bars revision in all such cases and noted that other contrary authorities exist. Consequently Shankar Ban does not prevent interference by revision in the present case.
Shauran Bibi v. Abdus Samad (1923) I.L.R. 45 All. 548 Example where the High Court interfered in revision and set aside an order dismissing an application for leave to sue as a pauper. Used as authority supporting the proposition that the High Court can, in appropriate cases, entertain revision against an order dismissing an application to sue as a pauper.
Lachmi v. Ram Bahadur (1924) 23 A.L.J. 200 Single-Judge interference in revision in a case similar on facts. Referred to as further precedent showing that revision may lie in cases where an application for in forma pauperis leave was dismissed and the circumstances justified interference.
Mahadeo Sahai v. Secretary of State for India (1921) I.L.R. 44 All. 248 Addresses the Full Bench reasoning; Piggott, J. did not consider that his Full Bench judgment necessarily established a broader rule. Cited to show that even members of the Full Bench did not see their decision as necessarily establishing an absolute bar to revision in all interlocutory contexts; supports the narrower reading of Buddhu Lal.

Court's Reasoning and Analysis

The court's analysis proceeded in two linked strands: (A) evaluation of the correctness of the Subordinate Judge's exercise of jurisdiction in dismissing the application for leave to sue in forma pauperis; and (B) the question whether the High Court had jurisdiction under section 115 to entertain revision of that order.

A. On the Subordinate Judge's Order

  • The Subordinate Judge dismissed the in forma pauperis application on the asserted basis that the suit was weak on merits and because the Government Pleader would contest the allegation of pauperism.
  • The court observed that Order XXXIII, Rule 5 enumerates specific grounds on which an application may be rejected; the learned Judge did not rely on any of those explicit grounds (e.g., improper framing, fraud, no cause of action, collusion, or non-pauperism proved), but instead dismissed because the case was weak on merits — a ground not equivalent to saying the plaint disclosed no cause of action.
  • When the application was not covered by Rule 5, the court should have proceeded under Rule 6 and fixed a day for receiving evidence as to the applicant's pauperism. The Subordinate Judge therefore failed to perform the duty imposed by the rules and declined to exercise jurisdiction properly: he acted outside the scope of Order XXXIII, Rule 5, and refused to decide the pauperism question by inquiry or evidence.
  • Because the plaintiff was given no opportunity to show pauperism or that she had a good case, the order was found to be made without jurisdiction and with material irregularity. For these reasons, the Subordinate Judge's order was unjustifiable.

B. On Jurisdiction of the High Court to Entertain Revision

  • The respondent's objection rested on a broad reading of Buddhu Lal and the decision in Shankar Ban that purportedly preclude revision from interlocutory orders. The court examined the Full Bench's reasoning and the separate opinions that compose it.
  • Analysis of Buddhu Lal showed that the Full Bench's holding was narrower: it was authority that no revision lies from a mere finding on an isolated issue in a suit that remains pending; the Full Bench did not lay down an absolute rule that no revision would ever lie from an interlocutory order.
  • The court emphasized the legal and practical distinction between an interlocutory finding in an ongoing suit and an order that effectively terminates the plaintiff's ability to proceed (e.g., dismissal of an application to sue as a pauper where no court fee is subsequently paid). When the dismissal of the in forma pauperis application leaves the plaintiff entirely "out of court," the order has effectively disposed of the plaintiff's claim and cannot be treated as a mere interlocutory finding.
  • Niamat-ullah, J. expressly agreed and elaborated: Order XXXIII governs proceedings for leave to sue as a pauper; if the application is rejected under Rule 5, those proceedings terminate and, given that the suit has not commenced without payment of court fee, a definite "case" for the applicant has been decided. Thus section 115 can apply and revision is maintainable where dismissal effectively ends the plaintiff's claim.
  • The court further noted that the decision in Shankar Ban lacked factual details and that other subsequent Division Bench and single-judge decisions had taken a contrary view — these cases supported interference by revision in comparable circumstances. Given these authorities and the reasoning above, the High Court's revisional jurisdiction was available in the present case.

Holding and Implications

Holding: The High Court allowed the revision and concluded that the order of the Subordinate Judge dismissing the application for leave to sue in forma pauperis was unjustifiable. In the language of the opinion, the lower court "refused to exercise jurisdiction" and "acted without jurisdiction" and with "material irregularity." Both members of the Bench concurred that revision was maintainable.

Core Ruling: Revision allowed; the order of the Subordinate Judge dismissing the application for leave to sue in forma pauperis is set aside.

Direct Consequences for the Parties

  • The plaintiff is no longer precluded by the dismissed order and must be given the opportunity contemplated by Order XXXIII (for example, the court should have fixed a day to receive evidence as to pauperism under Rule 6 rather than dismissing on an improper ground).
  • The Subordinate Judge's dismissal on the ground of weak merits (without inquiry into pauperism) is disapproved and cannot stand; the plaintiff should be permitted to establish pauperism or to proceed according to the proper procedure.

Broader Legal Implications Identified in the Opinion

  • The opinion restricts the scope of the Full Bench decision in Buddhu Lal: a dismissal that effectively terminates the plaintiff's ability to proceed may be a "case decided" within section 115 and therefore amenable to revision; Buddhu Lal is authority only for the narrower proposition that no revision lies from a mere finding on an isolated issue in a suit that remains pending.
  • The court declined to accept a categorical rule (as suggested by some readings of Shankar Ban) that no revision will ever lie from an interlocutory order dismissing an application to sue as a pauper; factual context matters and subsequent contrary authorities support revisional interference in appropriate circumstances.
  • No new sweeping precedent was asserted beyond these clarifications; the decision emphasizes that where dismissal of an in forma pauperis application disposes of the plaintiff's claim, the High Court may interfere in revision if jurisdictional error or material irregularity is shown.

Note: This summary is confined to the matters and reasoning expressly contained in the provided opinion and does not add or infer facts or holdings beyond the text.

Show all summary ...

Sulaiman, J.:— This is an application for revision by the plaintiff from an order of the Subordinate Judge Page: 929dismissing her application for leave to sue in forma pauperis. The learned Judge has dismissed the application on two grounds; (1) that the case is “apparently founded on weak grounds”, i.e, “the case is weak on merits”, and (2) that the Government Pleader intimated his intention to dispute the allegations of the applicant's pauperism.

The court did not proceed to inquire as to whether the plaintiff was in reality a pauper or not, but merely considered her case to be weak on the merits, although the time for the production of her evidence had not yet arrived. The ground for the dismissal of the application is not that the application was not properly framed or presented, or that the applicant was not a pauper, or that she had acted in any way fraudulently, or that her allegations showed no cause of action, or that she had entered into an agreement with another person who had obtained an interest in the subject matter of the suit. His opinion that the case was weak on the merits is not tantamount, to holding that the plaint itself discloses no cause of action. Thus the learned Judge has proceeded entirely outside the scope of order XXXIII, rule 5, which gave him jurisdiction to dismiss the application. When the case was not covered by that rule, it was the duty of the court, under rule 6, to fix a day for receiving evidence as regards her pauperism. The court could not reject the application merely because the Government Pleader was prepared to contest it. It is, therefore, perfectly clear that the court has refused to exercise jurisdiction by not inquiring into the application on the merits, has also acted without jurisdiction in dismissing it on a ground not covered by rule 5 and has acted with material irregularity in the exercise of its jurisdiction, because the plaintiff has been given no opportunity to show that she was a pauper or that she had really a good case. The order of the court below, therefore, cannot be justified in any way.

A preliminary objection, however, is taken on behalf of the respondent that this Court has no jurisdiction to interfere in revision. It is contended that the order passed by the Judge is an interlocutory order and, therefore, it is not a case decided within the meaning of section 115 of the Code of Civil Procedure, and that therefore no revision at all lies to this Court. The learned advocate concedes that prior to the decision in Buddhu Lal v. Mewa Ram (1921) I.L.R, 43 All., 564, there were various cases of this Court in which the High Court had interfered in revision when an application for leave to sue in forma pauperis had been rejected and there were proper grounds for interference. I may in this connection refer to the case of Muhammad Ayab v. Muhammad Mahmud (1910) I.L.R, 32 All., 623, where Karamat Husain and Chamier, JJ., drew a distinction between the case where the application for leave to sue in forma pauperis was dismissed and the case in which it was granted. The contention, however, is that, as a result of the pronouncement by the Full Bench, no revision now lies. Reliance is strongly placed on the case of Shankar Ban v. Ram Dei (1926) I.L.R, 48 All., 493 which it cited as an authority for that proposition. It is possible that the learned Judges in that case considered that there was not good ground for interference in revision. But if they intended to lay down that the High Court has no jurisdiction to interfere in revision if an application for leave to sue as a pauper has been dismissed, to matter however illegal of without jurisdiction the order may be, that opinion is certainly contrary to other cases of this Court which were decided subsequent to the same Full Bench. In Shauran Bibi v. Abdus Samad (1923) I.L.R, 45 All., 548 the High Court did interfere in revision and set aside an order dismissing an application for leave to sue as a pauper. In a case somewhat similar, on facts to the case before us, a single Judge of this Court also interfered in revision: Lachmi v. Ram Bahadur (1924) 23 A.L.J, 200.

It seems to me that the case of Buddhu Lal v. Mewa Ram is no authority for the broad proposition that no revision lies from any order which may be called an interlocutory order, much less for the proposition that, even if an application for leave to sue in forma pauperis has been dismissed, and so far as the plaintiff is concerned his case is at an end, no revision lies. Rafique and Walsh, JJ., were of opinion that a revision lay from even an interlocutory order, which would include even, the decision on one issue in the case. Piggott, J., with whom Gokul Prasad, J., agreed, held that no revision would lie from an interlocutory order when the case was still pending. He distinguished some of the cases cited before the Full Bench on the ground that they dealt with the record of cases which had beyond question been decided, having been finally disposed of and struck off the pending file of the subordinate court concerned; and finally concluded, at page 577: “the order against which this application in revision has been filed is merely a finding by the trial court on one out of several issues arising in a suit which is still pending; I would dismiss the application on the ground that the record before us is that of a pending suit and not the record of any case which has been decided.” Ryves, J., confined his judgment within very narrow limits. To quote his own words, “The only question which I propose to answer in this case is whether the decision of a single issue by a subordinate court, in a suit which is still pending in that court, is a ‘case decided’ … My answer is confined strictly to the precise point we have to decide. The referring order, I think, is perhaps framed too widely, though I myself was chiefly responsible for its wording.” Having put before him this narrow question, his conclusion was that there was no revision from a mere finding. It is noteworthy that in that case the court had merely expressed an opinion on one of the several issues which arose in the case; and the finding on the issue of jurisdiction being in favour of the plaintiff, the Page: 932court was still seised of the case and proposed to proceed with the trial of the remaining issues. Thus a revision had been preferred merely from a finding on an isolated issue in the suit. In that view, no case had really been decided but an opinion had been expressed containing a finding on that issue. As the opinion of Ryves, J., alone turned the scale, the Full Bench is only authority for the proposition that no revision lies from a mere finding, even though that finding may relate to the question of jurisdiction. That case is no authority for the broader proposition that no revision will ever lie from an order which is merely an interlocutory one. In Mahadeo Sahai v. Secretary of State for India (1921) I.L.R, 44 All., 248 Piggott, J., himself did mot consider that such a result necessarily followed from his judgment in the Full Bench case.

It may further be pointed out that when the matter is altogether at an end and the plaintiff is entirely out of court because her application has been dismissed, the order, although not a decree, cannot be, strictly speaking, treated as a mere interlocutory order in the course of the trial of a pending suit. So far as the plaintiff is concerned, her case has been completely disposed of; and if the court has acted without jurisdiction or with material irregularity in the exercise of it, the plaintiff would be without any remedy unless the High Court can interfere and help her. I have, therefore, no hesitation in saying that the Full Bench case is no bar to our interfering in revision in this case.

Niamat-ullah, J.:— The facts out of which the present revision has arisen have been fully stated by my learned brother. I need not recapitulate them. I entirely agree with his conclusions and the reasons on which they proceed. I desire to make a few observations, to emphasise his view that the revision is maintainable.

The case of Shankar Ban v. Ram Dei (1926) I.L.R, 48 All., 493 has been pressed on our attention in support of the argument that no revision can, under any circumstances, lie from an order dismissing an application for leave to sue as a pauper under order XXXIII of the Code of Civil Procedure. The proposition contended for is so widely put that it is necessary to examine the provisions of order XXXIII of the Code of Civil Procedure, and the Full Bench case of Buddhu Lal v. Mewa Ram (1921) I.L.R, 43 All., 564, on which the case quoted above proceeds. An application for leave to sue as a pauper is to be either rejected or granted. If any of the grounds specified in rule 5 of that order exists, the application for leave to sue as a pauper must be rejected. The proceedings so far as they relate to that application, terminate and if court fee is paid, the proceedings in the suit will begin. Similarly, if the application for leave to sue as a pauper is granted under rule 8, it is to be registered as a plaint, and the proceedings in the suit will commence. I do not express any opinion as regards the question whether, if an application for leave to sue as a pauper is granted, a definite proceeding should be considered to terminate with the order granting such application so as to amount to a “case” having been decided; but if the application for leave to sue as a pauper is rejected, I entertain no doubt that a definite “case” should be deemed to have ended with the order of the court rejecting the application to sue as a pauper, because, if court fee is not paid subsequently, the claim of the pauper cannot be proceeded with; and if a revision is otherwise entertain able it cannot be contended that a “case” has not been decided.

In Buddhu Lal v. Mewa Ram (1921) I.L.R, 43 All., 564 Piggott, J., whose conclusions were adopted by two other learned Judges, has attempted to define the word “case” as it occurs in section 115 of the Code of Civil Procedure. He observes at page 572 of the report: “The word ‘case’ is, Page: 934therefore, the more comprehensive expression of the two; but while in order XIV, rule 2, it is used as if practically synonymous with ‘suit’, I am confident that, instances can be quoted of its use where it would not at least include a ‘suit’. If this view is correct, it follows that whereas all ‘cases’ are not ‘suits’, every ‘suit’ is at least a ‘case’. From this I would go on to conclude that, where the ‘case’ in which the revisional jurisdiction of the High Court is invoked happens to be also a ‘suit’, then this suit is itself the ‘case’ referred to in section 115 of the Code of Civil Procedure, which requires to be decided before the record is called for. To put the point in another way; holding that the word ‘case’ in the Code of Civil Procedure always includes a ‘suit’, I read the relevant portion of section 115 just as if it ran—‘may call for the record of any suit or other, description of case which has been decided.’”

A dismissal of an application for leave to sue as a pauper is obviously not the decision of the suit, which did not begin till then. There can be no doubt that the proceedings started by the application did come to an end. According to the definition of the word “case” given in the passage quoted above, it must be considered to be a “case” which has been decided.

According to the view taken by the learned Judges forming the minority of the Full Bench (Rafique and Walsh, JJ.), there can be no question that a proceeding of the kind we are concerned with comes within the meaning of section 115 of the Code of Civil Procedure. The learned Judges who decided the case of Shankar Ban v. Ram Dei (1926) I.L.R, 48 All., 493 have held that the rejection of an application for leave to sue as a pauper is not a decision of a “case” within the meaning of section 115 of the Code of Civil Procedure. The facts of the case which the learned Judges were called upon, to consider are not given in the report. It is not known whether the application had been dismissed by the court of first instance Page: 935on the ground that the applicant had failed to establish that he was a pauper within the meaning of the explanation to rule 2 of order XXXIII of the Code of Civil Procedure, or whether it had been dismissed on any other ground referred to in rule 5. The learned Judges assumed that the Full Bench case, to which reference has already been made, was applicable to the particular case before them. They observed: “The refusal of leave to sue as a pauper does not determine anything in the suit. It is merely the decision of a preliminary issue arising in or anterior to the suit. It determines nothing except that the plaintiff cannot sue as a pauper. He can sue in the ordinary way like any body else, and to my mind the case is indistinguishable from the case of Buddhu Lal v. Mewa Ram (1921) I.L.R, 43 All., 564, in which a Full Bench of this Court finally endeavoured to set at rest a point upon which there had been considerable controversy. The question there was whether a preliminary issue on a question of jurisdiction was a case decided within the meaning of section 115. That issue, if decided in the negative, determined the proceedings in that court. But it is after all only a preliminary issue arising in a suit. Although the plaintiff cannot, after the determination, of that issue, sue in that court, he can still sue in the proper court which has jurisdiction. If the decision of an issue that the court has no jurisdiction is not a case decided, we are unable to see how it is possible to hold that the decision of a preliminary issue that the plaintiff is, or is not, a pauper is a case decided.” With the utmost respect I would point out that the decision of the question as to whether an applicant is entitled to sue as a pauper is not the decision of a preliminary issue arising in any suit, which, as pointed out above, would come into existence only if the application to sue as a pauper is granted, and registered as a plaint. If the word “issue” used by the learned Judge is to be taken in the sense in which it has been used in the Code of Civil Procedure, Page: 936it would arise only when a material fact affirmed, by the plaintiff is denied by the defendant—a stage which would be reached long after the permission is granted or the application is otherwise registered as a plaint. The question as to whether an applicant is entitled to sue as a pauper is not a question arising in the suit at all. It is a question anterior to the commencement of the suit. The decision of that question merely determines the right of the plaintiff to be exempted from the payment of court fee. The law in this respect has, in my opinion, been correctly laid down by Chamier and Karamat Husain, JJ., in Muhammad Ayab v. Muhammad Mahmud (1910) I.L.R, 32 All., 623. Chamier, J., expressed himself as follows: “It seems to be quite clear that the ‘case’ must have been decided before the High Court can interfere in revision. But giving the word ‘case’ the widest meaning …. I am unable to hold that the order against which this application for revision is presented decided any ‘case’. It appears to me that there is a clear distinction between the case of an application for permission to sue or appeal in forma pauperis being dismissed pry rejected and the case in which a similar application, is allowed. In the former it may be said that the case had been decided, while in the latter the order appears to be merely interlocutory.” The learned Judges had to deal with a case in which leave had been granted. In revision the order granting such leave was questioned. The suit instituted by the pauper plaintiff was pending. There is some justification for the view that no “case”, under those circumstances, could be said to have been decided; but the learned Judges took care to point out that if the application for leave to sue as a pauper had been dismissed, the same considerations could not be applicable. In commenting upon the observations quoted above, the learned Judges who decided the case of Shankar Ban v. Ram Dei (1926) I.L.R, 48 All., 493 say that the distinction drawn is “subtle”. It is submitted Page: 937with very great respect that the distinction is obvious and real and has been clearly set forth by those learned Judges. If the application to sue as a pauper is dismissed, no further proceedings can continue; and if the application to sue as a pauper was the foundation of a “case”, it must be deemed to have terminated with the order of dismissal; whereas, if the application had been granted, the proceedings may be taken to continue. In the latter case, according to the learned Judges who decided the case of Muhammad Ayah v. Muhammad Mahmud (1910) I.L.R, 32 All., 623, proceedings in the case continue and no case can be deemed to have been decided.

Our difficulty in fully appreciating the reasons which prompted the decision in Shankar Ban v. Ram Dei (1926) I.L.R, 48 All., 493, mainly lies in the total absence of facts of the particular case which the learned Judges had to decide. The view taken by them might have been perfectly justifiable with reference to the peculiar circumstances of that case; but the observations occurring in the judgment reported, which are founded on in the arguments before us, are general and, apart from the facts of the particular case, may be open to criticism. Were it not for a number of cases in which a contrary view has been taken and which have been referred to by my learned brother, this would have been a fit case for reference to a Full Bench; but in view of those cases in which the question we have to decide was directly raised and considered, this procedure is unnecessary. We are at liberty to follow the view taken by one Division Bench in preference to that taken by another Division Bench.

For these reasons, I have no hesitation in agreeing with the conclusions arrived at by my learned colleague, and concur in the order which he proposes to pass.