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Suchitra Mitra And Ors. v. Union Of India And Ors.
Summary of Judicial Opinion — University of Allahabad (Promotions under Career Advancement Scheme)
Factual and Procedural Background
The petitioners are Associate Professors in the Department of Sanskrit at the University of Allahabad who petitioned the Court seeking a direction to the respondents to convene a meeting of the Selection Committee so they could be considered for promotion to the post of Professor under the Career Advancement Scheme framed by the University Grants Commission pursuant to the 2010 Regulations. The petitioners assert they meet the eligibility criteria under clause (6) of the 2010 Regulations.
The Vice-Chancellor's office at the University was vacant. Under Statute 2(6) of the University's Statutes, the senior-most Professor has been functioning as Acting Vice-Chancellor (Professor N.R. Farooqui since 28 July 2014). The petitioners alleged that, despite this, meetings of the Selection Committee for promotions were not being convened.
The University filed a counter-affidavit stating that meetings were not being convened because of two communications from the Ministry of Human Resource Development (dated 7 August 2014 and 9 October 2014) which, according to the University, required Acting Vice-Chancellors to act in accordance with Rule 12(2) of the CCS(CCA) Rules, 1965 and prevented them from taking certain actions including making permanent appointments.
The Court considered the parties' submissions and examined the statutory framework of the University and the Ministry's communications.
Legal Issues Presented
- Whether the communications dated 7 August 2014 and 9 October 2014 from the Ministry of Human Resource Development can validly prohibit the Acting Vice-Chancellor of the University from convening Selection Committee meetings and making permanent appointments under the University's Act and Statutes.
- Whether the CCS(CCA) Rules, 1965 (and specifically Rule 12(2)) apply to professors and other academic staff of a Central University like the University of Allahabad.
- Whether, in the absence of the regular Vice-Chancellor and Pro-Vice-Chancellor, the senior-most Professor acting as Acting Vice-Chancellor has the duty and power under the University Act and Statutes to convene Selection Committee meetings and to perform duties necessary for granting promotions under the Career Advancement Scheme.
Arguments of the Parties
Petitioners' Arguments (as advanced by Dr. Y.K. Srivastava)
- The restrictions in the Ministry's communications (7 August 2014 and 9 October 2014) invoking Rule 12(2) of the CCS(CCA) Rules, 1965 do not apply to the University because the Acting Vice-Chancellor must function in accordance with the University's Act and Statutes.
- There is no provision in the University Act or Statutes prohibiting the Acting Vice-Chancellor from making permanent appointments or convening Selection Committee meetings; in fact, Statute 2(6) obliges the senior-most Professor to perform all duties of the Vice-Chancellor until a new Vice-Chancellor assumes office.
- The Executive Council had, in a meeting on 20 September 2014, resolved to grant promotions in other departments under the Scheme, demonstrating that promotions could be and were being granted despite the Ministry's communications; denying promotions to the petitioners on that basis was arbitrary.
University's Arguments (as advanced by Sri V.K. Singh)
- The Selection Committee meeting in the Department of Sanskrit was not being convened solely because the Government of India communications (7 August 2014 and 9 October 2014) prohibit Acting Vice-Chancellors of Central Universities from making permanent appointments.
Union/Government's Argument (as advanced by Sri Ashok Mehta, Additional Solicitor General)
- The Ministry's communications are defensible and are made in the interest of the University; Acting Vice-Chancellors should be restrained from making permanent appointments.
Table of Precedents Cited
No precedents were cited in the provided opinion.
Court's Reasoning and Analysis
The Court examined the statutory framework governing the University and the content and applicability of the Ministry's communications:
- The Court found it undisputed that the Vice-Chancellor's office was vacant and that, under Statute 2(6) of the University's Statutes, in the absence of a Pro-Vice-Chancellor the senior-most Professor is required to perform the duties of the Vice-Chancellor until a new Vice-Chancellor assumes office. Professor N.R. Farooqui had been acting in that capacity since 28 July 2014.
- The Court identified the Vice-Chancellor as an "Officer" under Section 12 of the University Act and noted Section 14(2), which designates the Vice-Chancellor as the principal executive and academic officer who exercises general supervision and control over University affairs and gives effect to decisions of University authorities. Sub-section (5) of Section 14 permits the Vice-Chancellor to exercise other powers as prescribed by Statutes or Ordinances.
- The statutory provisions (Statute 3 and Statute 3(5)) expressly make the Vice-Chancellor the ex officio Chairman of the Executive Council, the Academic Council and the Finance Committee and empower the Vice-Chancellor to convene meetings of those bodies. Statute 10 vests appointment powers for Professors, Readers, Lecturers and other academic staff in the Executive Council.
- From these provisions, the Court concluded that an Acting Vice-Chancellor (the senior-most Professor in the present facts) is vested with the powers to chair the Executive Council and to convene meetings of the Selection Committee. That power is not limited to a regular Vice-Chancellor; it also attaches to the Acting Vice-Chancellor by operation of the Statutes.
- The Court then analyzed the Ministry's communications. The letter of 7 August 2014 invoked Rule 12(2) of the CCS(CCA) Rules, 1965 and certain Government of India orders advising that an officer appointed to perform current duties can exercise administrative or financial powers but cannot exercise statutory powers. The subsequent 9 October 2014 communication clarified that Acting Vice-Chancellors could perform routine work including convening committee meetings and temporary appointments, but should not take decisions such as amending Statutes/Ordinances, or making permanent appointments or creating posts.
- The Court examined whether the CCS(CCA) Rules apply to Central Universities. Rule 3 of the CCS(CCA) Rules says the Rules apply to every Government servant. Rule 2(h) defines "Government servant" to include persons who are members of a Service or hold a civil post under the Union, or who are in the service of a local or other authority whose services are placed at the disposal of the Central Government. The Court observed that Professors of the University are neither members of such services nor hold civil posts under the Union nor are they in the service of local or other authority within the definitions; therefore the CCS(CCA) Rules do not apply to Central Universities.
- Further, the Court noted that Rule 12 of the CCS(CCA) Rules deals with disciplinary authorities and the imposition of penalties, not with the statutory powers of university officers. Given the inapplicability of the CCS(CCA) Rules to Central University professors and the subject-matter of Rule 12, any reliance on Rule 12(2) or the Government Orders referred to in the Ministry's letters was misplaced.
- Consequently, the Court held that the reason given by the Acting Vice-Chancellor for not convening Selection Committee meetings (i.e., the Ministry's communications invoking CCS(CCA) Rule 12(2)) was not consistent with the Act and Statutes of the University. The Acting Vice-Chancellor could not be restrained from performing duties that the Act and Statutes required him to perform on the basis of those communications.
- The Court also noted that the University had, in fact, been granting appointments under the Scheme after the Ministry's communications, as evidenced by the Executive Council resolution referred to in a 22 December 2014 communication, undermining the University's reliance on the Ministry letters to deny promotions to the petitioners.
Holding and Implications
Holding: The writ petition is allowed. The Court directed that the University shall proceed to convene the meetings of the Selection Committee forthwith so that the promotions which are long overdue may be granted under the Career Advancement Scheme at the earliest.
Implications:
- Direct effect on the parties: The University is ordered to convene the Selection Committee meetings immediately to consider and grant promotions under the Scheme to which the petitioners claim entitlement.
- Legal significance: The decision rests on the interpretation and application of the University's Act and Statutes and the Court's conclusion that the CCS(CCA) Rules, 1965 do not apply to University professors in a Central University context; the opinion does not purport to establish broader precedent beyond the statutory construction applied here.
This summary is based exclusively on the content of the provided opinion and does not add, infer, or assume facts or holdings beyond the text of that opinion.
1. The petitioners are Associate Professors in the Department of Sanskrit in the University of Allahabad ('the University'). They have filed this petition for a direction upon the respondents to convene a meeting of the Selection Committee so that they may be considered for grant of promotion on the post of Professors under the Career Advancement Scheme ('the Scheme') which has been framed by the University Grants Commission under the provisions of the University Grants Commission Regulations on Minimum Qualifications for Appointment of Teachers and Other Academic Staff in Universities and Colleges and Measures for the Maintenance of Standards in Higher Education 2010 ('the 2010 Regulations'). It is stated that the University is incorporated under the provisions of the University of Allahabad Act, 2005 ('the Act'). The University Grants Commission by a notification dated 30 June 2010 has notified the 2010 Regulations under clauses (e) and (g) of sub-section (1) of Section 26 of the University Grants Commission Act, 1956 in supersession of the earlier University Grants Commission Regulations, 2000. The Regulations apply among others to, every University established by or under a central act or a state act.
2. The procedure for selection for promotions under the Scheme is provided for in clause (6) of the 2010 Regulations. According to the petitioners they fulfil all the eligibility criteria for being considered for promotion as Professors under the Scheme.
3. The petitioners have asserted that the office of the Vice-Chancellor of the University fell vacant and presently in terms of Statute 2(6) of the Statutes of University, the senior most Professor in the University is holding the office of the Vice-Chancellor of the University and though he is required to perform the duties of the Vice-Chancellor until a new Vice-Chancellor assumes office, meetings of the Selection Committee for granting promotion under the Scheme are not being convened.
4. A counter-affidavit has been filed on behalf of the University. It has been stated that on the resignation of the regular Vice-Chancellor of the University, the senior most Professor of the University namely Professor N.R. Farooqui took over the charge of the Vice-Chancellor of the University on 28 July 2014. It has further been stated that it is because of the communications dated 7 August 2014 and 9 October 2014 sent by the Ministry of Human Resources and Development in the Department of Higher Education that the Acting Vice-Chancellor of the University is not convening the meetings of the Selection Committee.
5. It is the submission of Dr. Y.K. Srivastava, learned counsel appearing for the petitioners that the restrictions contained in the communications dated 7 August 2014 and 9 October 2014 which require the Acting Vice-Chancellor of the Universities to act in accordance with Rule 12(2) of CCS(CCA) Rules, 1965 and perform routine nature of work of the University including meeting appointments on temporary basis and convening the meetings of Committees like Finance Committee, Executive Council and Academic Council but excluding taking any decision for amending the Statutes, introducing new Ordinances or amending the Ordinances, appointment of permanent teaching and non teaching staff, creation of new posts would not be applicable to the University. It is his submission that Acting Vice-Chancellor of the University has to function in accordance with the provisions of the Act and the Statutes of the University and since there is no provision in the Act or the Statutes which prohibits the Acting Vice-Chancellor from making permanent appointments, the Ministry of Human Resource Development in the Government of India cannot restrict the powers of the Acting Vice-Chancellor. Learned counsel submitted that, in fact, in view of provisions of Statute 2(6) of the Statutes of the University, the Acting Vice-Chancellor has an obligation to perform all the duties of the Vice-Chancellor.
6. Learned counsel for the petitioner also pointed out that the Executive Council of the University in its meeting held on 20 September 2014 had resolved to grant promotion to Associate Professors and Assistant Professors in the Department of Botany, Earth & Planetary Science, Defence Studies and Commerce under the Scheme and, therefore, promotion to the petitioners on the basis of the aforesaid communications is being denied for arbitrary reasons. In this connection learned counsel has placed before the Court the communication dated 22 December 2014 sent by the Deputy Registrar (Administration) a copy of which has been enclosed as Annexure-6 to the writ petition.
7. Sri V.K. Singh, learned Senior Counsel appearing for the University has, however, submitted that meeting of the Selection Committee in the Department of Sanskrit for granting promotion under the Scheme is not being convened solely for the reason that the Government of India has sent the communications dated 7 August 2014 and 9 August 2014 wherein the Acting Vice-Chancellor of a Central University has been prohibited from making any permanent appointment.
8. Sri Ashok Mehta, learned Additional Solicitor General of India assisted by Sri Krishna Agarwal has defended the two communications sent by the Ministry of Human Resource Development in the Government of India. It is his contention that it is in the interest of a University that the Acting Vice-Chancellors should not make any permanent appointments.
9. We have considered the submissions advanced by learned counsel for the parties.
10. It is not in dispute that at present the office of the Vice-Chancellor of the University is vacant. Professor N.R. Farooqui has been functioning as the Acting Vice-Chancellor of the University since 28 July 2014. Statute 2(6) of the Statutes of the University provides that if the office of the Vice-Chancellor becomes vacant due to death, resignation or otherwise, or if the Vice-Chancellor is unable to perform his duties due to ill-health or any other cause, the Pro Vice-Chancellor shall perform the duties of the Vice-Chancellor but if the Pro-Vice-Chancellor is not available, the senior most Professor shall perform the duties of the Vice-Chancellor until a new Vice-Chancellor assumes office or until the existing Vice -Chancellor resumes the duties of his office. It is, therefore, clear that in the absence of Pro-Vice-Chancellor of the University, the senior most Professor in the University has to perform the duties of the Vice-Chancellor until a new Vice-Chancellor assumes office.
11. The Vice-Chancellor is an 'Officer' of the University as provided for in Section 12 of the Act. Section 14(2) of the Act provides that the Vice-Chancellor of the University is the principal executive and academic officer of the University and shall exercise general supervision and control over the affairs of the University and give effect to all the decisions of the authorities of the University. The Vice-Chancellor under sub-Section (5) of Section14 exercises such other powers and performs such other duties as may be prescribed by the Statutes or the Ordinances.
12. Statute 3 provides that the Vice-Chancellor shall be the ex Officio Chairman of the Executive Council, the Academic Council and the Finance Committee and shall in the absence of the Chancellor, preside at the Convocations held for conferring degrees and at meetings of the Court.
13. Statute 3(3) provides that it shall be the duty of the Vice-Chancellor to see that the Act, the Statutes, the Ordinances and the Regulations are duly observed and he shall have all the powers necessary to ensure such observance.
14. Statute 3(5) provides that the Vice-Chancellor shall have the power to convene or cause to be convened the meeting of the Executive Council, the Academic Council and the Finance Committee.
15. Statute 10 provides that the Executive Council has to appoint Professors, Readers, Lecturers and other Academic Staff, as may be necessary in the University.
16. An Acting Vice-Chancellor would, therefore, be the Chairman of the Executive Council, and would have the power to convene meetings of the Selection Committee. This is a power which is not only vested in the Vice-Chancellor of the University but is a power which is also vested in the Acting Vice-Chancellor of the University.
17. It is in the light of the aforesaid provisions of the Act and the Statutes that the impact of the two communications dated 7 August 2014 and 9 October 2014 sent by the Ministry of Human Resource Development has to be examined. We, therefore, consider it appropriate to reproduce the said two letters.
18. The letter dated 7 August 2014 sent by the Ministry of Human Resource Development in the Department of Higher Education, which is addressed to all the Vice-Chancellors of the Central Universities, is as follows:
"I would like to bring it to your kind notice that as per the provisions or Rule 12(2) of CCS (CCA) Rules, 1965 an officer appointed to perform the current duties of an appointment can exercise administrative or financial power vested in the full fledged incumbent of the post but he cannot exercise statutory powers, whether those powers are derived direct from an Act of Parliament (e.g. Income Tax Act) or Rules, Regulations and Bye-laws made under various Articles of the Constitution (e.g. Fundamental Rules, Classification, Control and Appeal Rules, Civil Service Regulations, Delegation of Financial Powers Rules, etc.). The Vice-Chancellors who are performing the duties of Acting Vice-Chancellor in their respective Central Universities may take note of the above provision of CCS(CCA) Rules, 1965 and refrain from taking any action in contravention of the said provision."
(emphasis supplied)
19. The letter dated 9 October 2014 of the Ministry of Human Resource Development in the Department of Higher Education, which is also addressed to all the Vice-Chancellors of the Universities, is as follows:
"In continuation of this Department's letter of even number dated 7.8.2014 on the above subject, it is clarified that the Acting Vice-Chancellor can perform the routine nature of work of the University, which includes appointments on temporary basis and convening the meetings of the Committees like Finance Committee, Executive Council and Academic Council. Decisions like amending the Statutes, bringing new ordinances or amending the ordinances, appointment of permanent teaching and non teaching staff, creation of new posts etc. should not be taken up by the acting Vice-Chancellors."
(emphasis supplied)
20. The first letter dated 7 August 2014 refers to the provisions of Rule 12(2) of the CCS (CCA) Rules (the Rules'). It has, therefore, to be examined whether these Rules would at all apply to the University. As noted above, the University is governed by the provisions of the Act and the Statutes and Rule 3 of the CCS(CCA) Rules provides that the Rules would be applicable to every Government servant including every civilian Government servant in the Defence Services.
Government servant has been defined in Rule 2(h) to mean as follows:
"Government servant means a person who (i) is a member of a Service or holds a civil post under the Union, and includes any such person on foreign service or whose services are temporarily placed at the disposal of a State Government, or a local or other authority;
(ii) is a member of a Service or holds a civil post under a State Government and whose services are temporarily placed at the disposal of the Central Government;
(iii) is in the service of a local or other authority and whose services are temporarily placed at the disposal of the Central Government."
21. The Professors of the University are neither members of a service nor do they hold a civil post under the Union nor they are in the service of local or other authority. CCS(CCA) Rules would, therefore, have no application to a Central University.
22. Even otherwise Rule 12(2), on which reliance has been placed in the letter dated 7 August 2014, deals with Disciplinary Authorities and is as follows:
"Rule 12: Disciplinary Authorities
(1) The President may impose any of the penalties specified in Rule 11 on any Government Servant.
(2) Without prejudice to the provisions of sub-rule (1) subject to the provisions of sub-rule (4), any of the penalties specified in Rule 11 may be imposed on-
(a) a member of a Central Civil Service other than the General Central Services, by the appointing authority or the authority specified in the scheduled in his behalf or by any other authority specified in the schedule in this behalf or by any other authority empowered in this behalf by a general or special order of the President;
(b) a person appointed to a Central Civil Post included in the General Central Services, by the authority specified in this behalf by a general or special order of the President or, where no such order has been made, by the appointing authority or the authority specified in the Schedule in this behalf.
(3) Subject to the provisions of sub-rule (4), the power to impose any of the penalties specified in Rule 11 may also be exercised, in the case of a member of a Central Civil Service, Group C (other than the Central/Secretariat Clerical Service), or a Central Civil Service, Group D-
(a) if he is serving in a Ministry or Department of the Government of India, by the Secretary to the Government of India, in that Ministry or Department or
(b) if he is serving in any other office, by the head of that office, except where the head of the office is lower in rank than the authority competent to impose the penalty under sub-rule (2).
(4) Notwithstanding anything contained in this Rule:
(a) except where the penalty specified in clause (v) or clause (vi) of Rule 11 is imposed by the Comptroller and Auditor-General on a member of the Indian Audit and Accounts Service, no penalty specified in clauses (v) to (ix) of that Rule shall be imposed by any authority subordinate to the appointing authority;
(b) where a Government Servant who is a member of a service other than the General Central Service or who has been substantively appointed to any civil post in the General Central Service, is temporarily appointed to any other service or post, the authority competent to impose on such Government Servant any of the penalties specified in clauses (v) to (ix) of Rule 11 shall not impose any such penalties unless it has consulted such authority, not being an authority subordinate to it, as would have been competent under sub-rule (2) to impose on the Government Servant any of the said penalties had he not been appointed to such other service or post;
(c) in respect of a probationer undergoing training in Lal Bahadur Shastri National Academy of Administration, the Director of the said Academy shall be the authority competent to impose on such probationer any of the penalties specified in clauses (i) to (iii) of Rule 11 after observing the procedure laid down in Rule 16.
Explanation 1.--For the purpose of clause (c) 'probationer' means a person appointed to a Central Civil Service on probation.
Explanation 2.--Where a Government Servant belonging to a service or holding a Central Civil Post of any class, is promoted, whether on probation or temporarily to the Service or Central Civil Post of the next higher class, he shall be deemed for the purpose of this Rule to belong to their service of, or hold the Central Civil Post of such higher class."
23. It appears that the letter dated 7 August, 2014 has placed reliance on certain orders issued by the Government of India which provide that the Law Ministry has advised that an officer appointed to perform the current duties of an appointment can exercise administrative or financial powers vested in the full-fledged incumbent of the post but he cannot exercise statutory powers. It is in continuation of the letter dated 7 August 2014 that the subsequent communication dated 9 October 2014 has been sent by the Ministry of Human Resources and Development to the Vice-Chancellors of all the Central Universities that an Acting Vice-Chancellor of the University cannot make permanent appointment. As the CCS(CCA) Rules have no application to Central Universities, any reliance placed on Rule 12(2) of the Rules or the Government Orders referred to will have no application.
24. In such circumstances, the reason assigned by the Acting Vice-Chancellor of the University in not convening meetings of the Selection Committee for granting promotion under the Scheme is not in conformity with the provisions of the Act and Statues of the University. The Acting Vice-Chancellor of the University could not, therefore, have been restrained from discharging his duties under the Act and the Statutes on the basis of the aforesaid Rules. It is the duty of the Acting Vice-Chancellor of the University to convene the meetings of the Selection Committee for granting promotion under the Scheme and indeed the University has been granting appointments under the Scheme even after the communications dated 7 August 2014 and 9 October 2014 as would be clear from the resolution of the Executive Council which has been referred to in the communication dated 22 December 2014. It is, therefore, not possible to accept the contention of Sri V.K. Singh, learned Senior Counsel for the University. The writ petition is, accordingly, allowed. The University shall, therefore, proceed to convene the meetings of the Selection Committee forthwith so that the promotions which are long overdue are granted under the Scheme at the earliest.
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