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Emperor v. Shambhu And Another

Allahabad High Court
Nov 2, 1931
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Structured Summary of the Provided Opinion

Factual and Procedural Background

This is an appeal by Shambhu Nath and Lalain, Brahmans, who were convicted by the learned Second Additional Sessions Judge of Cawnpore under Section 302, Indian Penal Code, for the murder of one Bhola Brahman. Shambhu Nath was sentenced to death and Lalain to transportation for life. The accused and the deceased were neighbours in the village of Manch Kalan. Ages given in the record: Shambhu Nath about 55, Lalain about 20, and Bhola about 55.

The murder took place on the night between 4th and 5th April on Bhola's khalyan (threshing floor). The village chaukidar discovered the body early in the morning and reported the crime to the police, stating that the injuries (initially eight or nine noted) appeared to be caused by a "kanta." A muharrir commenced investigation and sent the corpse to the mortuary. Post-mortem disclosed twelve incised wounds and multiple fractures including serious skull fractures; injuries consistent with a sharp cutting instrument such as a gandasa.

Investigation was later taken over by a Sub-Inspector on 6th April 1931. The accused were taken into custody almost immediately. A chadar "besmeared with blood" was recovered from Shambhu Nath's house; stains had disintegrated and the Imperial Serologist could not determine their origin. The prosecution's case primarily relied on: (1) evidence of enmity between accused and deceased, (2) a statement by Lalain recorded by the Magistrate under Section 164, Criminal P.C., on 7th April 1931, and (3) corroborative evidence including the statement of Mannu Dhobi.

On appeal, the court examined admissibility and reliability of Lalain's statement and the sufficiency of corroboration, and ultimately allowed the appeal, set aside convictions and sentences, and directed the release of both accused.

Legal Issues Presented

  1. Whether the statement of Lalain, recorded under Section 164, Criminal P.C., is admissible and reliable as evidence against Shambhu Nath (a co-accused) and/or against Lalain himself.
  2. Whether the prosecution had sufficient corroborative evidence (independent of Lalain's statement) to convict either accused beyond reasonable doubt.
  3. Whether the recording Magistrate complied with the required safeguards and procedures to establish the voluntariness of the statement under Section 164, Criminal P.C.

Arguments of the Parties

The opinion does not contain a detailed account of the parties' legal arguments.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Emperor v. Kalwa, A.I.R. 1926 All. 377 Corroboration must point indubitably to the identification of the person charged with the particular act with which the direct evidence connects him. The court invoked this principle to emphasize that proof of enmity or motive alone is insufficient; corroborative evidence must firmly identify the accused as the perpetrator. This supported the view that enmity evidence was circumstantial and inadequate by itself.
Empress v. Belat Ali [1873] 19 W.R. Cr. 67; Empress v. Ganraj [1878] 2 All. 444; Empress v. Mulu [1878] 2 All. 646; Petition of Kapur Singh [1881] A.W.N. 20 The incriminating statement of a co-accused that imputes the offence to a co-accused but does not implicate the declarant as fully and substantially cannot be used as evidence against the co-accused (principle about tainted testimony of an accomplice). The court applied this line of authority to conclude that Lalain's statement—where he gives Shambhu Nath the active role and keeps himself in a minor/passive role—was tainted and not admissible against Shambhu Nath.
Criminal Appeal No. 754 of 1910, re Ghheddu Khan and others (decided 22 April 1911) Approver or co-accused statements often show the declarant keeping himself free from direct acts of violence; such patterns undermine reliability of those statements for convicting others. The court cited observations from this decision to support the assessment that Lalain's manner of describing events—keeping himself free of active violence—matched the pattern of unreliable self-exculpatory accomplice statements.
Prag v. Emperor, A.I.R. 1930 Oudh 449 (at p. 451) Magistrate recording a confession must follow standing orders: (a) take steps to satisfy himself that the confession was voluntary, (b) record the questions and answers that led him to this conclusion; courts cannot accept the magistrate's certificate as to voluntariness without the recorded materials. The court relied on this authority to criticize the recording Magistrate's procedure in Lalain's case, noting absence of recorded safeguards and hence inability to accept the certificate of voluntariness at face value.

Court's Reasoning and Analysis

The court conducted a step-by-step analysis focused on the evidentiary value and admissibility of Lalain's Section 164 statement and the degree of independent corroboration available to the prosecution.

1. Centrality of Lalain's statement: The opinion identifies Lalain's statement (recorded 7th April 1931) as the main plank of the prosecution case, stating that if it is eliminated, disbelieved, or rejected for want of corroboration, the prosecution's case must fail.

2. Two-part character of the statement: The statement was split into (a) recital of facts and incidents showing enmity between the accused and the deceased, and (b) the specific narrative describing the roles played by Shambhu Nath and Lalain in the killing (i.e., Shambhu attacking with a kanta while Lalain stood by).

3. Enmity as circumstantial evidence: The court reiterated the established view (citing Emperor v. Kalwa) that hostility or motive is only circumstantial and cannot, by itself, prove participation in the offence.

4. Nature of Lalain's confession and admissibility against co-accused: The court observed that Lalain's statement substantially incriminates Shambhu Nath while assigning only a minor, passive role to himself. Relying on older authorities, the court held that where a co-accused's statement implicates a fellow accused more significantly than the declarant, that statement is tainted and cannot be used as evidence against the co-accused in the absence of safeguards (oath, cross-examination). Therefore, Lalain's statement is not admissible against Shambhu Nath.

5. Corroboration assessed: With Lalain's statement excluded as evidence against Shambhu Nath, the only corroborative evidence pointed to was the statement of Mannu (Mannu) Dhobi, who said Shambhu Nath and Lalain were seen near a bargad tree close to the khalyan on the night in question and that Lalain (not Shambhu) had a kanta. The court found this insufficient to prove Shambhu Nath's guilt—particularly given that the accused owned a khalyan near that tree and that the deponent himself was also in the vicinity.

6. Voluntariness and recording procedure: As to Lalain's statement standing as evidence against Lalain himself, the court scrutinized the circumstances in which the Magistrate recorded the Section 164 statement. Although the Magistrate certified voluntariness, the court noted (a) Lalain was allowed to sit for about three hours before the statement was recorded, (b) there were confusing or discrepant sequences in the statement (which the court thought unlikely in a genuine confession), and (c) Lalain had retracted aspects of the statement later. The court endorsed the Prag v. Emperor principle that it is the duty of the recording Magistrate to record the questions and answers used to satisfy himself about voluntariness and that higher courts cannot accept the magistrate's certificate blindly in the absence of those recorded materials.

7. Corroboration for Lalain: The court identified the material portions of the confession relevant to Lalain (that Shambhu told him to "go and cut up Bhola," that both went to the khalyan with Shambhu armed with a kanta, and that Shambhu assaulted Bhola while Lalain stood by). The court found no corroboration for these material aspects except for presence under a tree (Mannu Dhobi). Given the retraction, procedural shortcomings in recording, and lack of corroboration of crucial elements, the court concluded the prosecution had not proved Lalain's guilt beyond reasonable doubt.

Holding and Implications

Holding: The court ALLOWED THE APPEAL, set aside the convictions and sentences passed upon Shambhu Nath and Lalain, and directed that they be released forthwith.

Implications:

  • Direct effect on the parties: Both accused were acquitted on appeal; the conviction and sentences (death for Shambhu Nath; transportation for life for Lalain) were quashed and the court directed their release.
  • Legal consequences emphasized by the opinion: The judgment reinforces established principles concerning the admissibility of confessions by a co-accused (particularly where the confessor exculpates himself while implicating another) and the requirement for meaningful corroboration. It also reiterates the procedural obligation of a recording Magistrate to take steps and record the material questions and answers demonstrating voluntariness so that trial and appellate courts can form an independent view.
  • Broader precedent: The opinion applies and follows existing authorities rather than announcing a new legal doctrine; its immediate consequence is to reverse the convictions in this case and to underline procedural safeguards for Section 164 statements.
Show all summary ...

1. This is an appeal by Shambhu Nath and Lalain, Brahmans, who have been convicted by the learned Second Additional Sessions Judge of Cawnpore, under Section 302, I.P.C., for the murder of one Bliola Brahman. Shambhu Nath has been sentenced to death, and Lalain to transportation for life. The accused and the deceased were neighbours, and belonged to a village called Manch Kalan. Shambhu Nath is aged 55 and Lalain is about 20 years, and Bliola was about 55 years of age. Bhola was murdered in his khalyan or threshing floor on the night between 4th and 5th April. The murder was discovered early in the morning and a report was lodged at the police station by the village chaukidar, who stated that the murder had been committed by some person or persons unknown, that there wore eight or nine injuries on the body of the deceased, and that the said injuries appeared to have been caused by a kanta. Investigation was commenced by the than a muharrir almost immediately, lie sent the corpse to the mortuary. The post mortem examination revealed twelve incised wounds with multiple fractures of bones, including very serious fractures of the skull. The nature of the injuries indicated that these had been caused by some sharp cutting instrument like a gandasa. The investigation was subsequently taken over by the Sub-Inspector on 6th April 1931. The accused were taken into custody almost immediately. The houses of the accused were searched and a chadar (to use the language of the police officer, who wrote out the challan) "besmeared with blood," was recovered from the house of Shambhu Nath. There were some stains upon the chadar, but the Imperial Serologist could not determine the origin of these stains as they had distintegrated.

2. The case for the Grown mainly hinges upon a statement of Lalain, recorded by the Magistrate of the First Glass, on 7th April 1931, under Section 164, Criminal P.C., Lalain was produced before the Magistrate from the custody of the police. He was allowed to sit near the Magistrate for about three hours before his statement was recorded. The Magistrate has certified that the statement was voluntary. The case for the prosecution is that there had been strained relations between the accused and the deceased. Some three years before the murder Shambhu Nath had contracted a liaison with a Brahman widow named Mt. Ram Dulari. Shambhu Nath appears to have advanced a small loan to Mt. Ram Dulari. He did not; demand any payment of the loan so long as his connexion with Ram Dulari continued. About two years later, Mt. Ram Dulari got tired of Shambhu Nath, and transferred her affection to the deceased Bhola. This could not but have enraged Shambhu Nath against Bhola. After this, Shambhu Nath appears to have retaliated by making pressing demands, time after time, for the return of the loan. The matter had to be referred to a panchayat. Shambhu Nath refused to abide by the decision of the panchayat and Mt. Dulari subsequently had to part with a she-buffalo towards the part payment of the debt. Here, Bhola intervened. He paid Shambhu Nath a sum of Rs. 55, and recovered from him the she-buffalo belonging to his mistress.

3. On certain occasions, a few days before the murder, Shambhu Nath appears to have gone to the house of Mt. Ram Dulari, with a view, to renew his old connexion with her, but he had a bad time Mt. Rani Dulari gave him a cold shoulder and Bhola threatened him with violence.

4. Bhola, who was an unmitigated scoundrel, once attempted to outrage the modesty of an unprotected Brahman girl, belonging to the family of the Misirs. Upon her outcry Lalain ran to the spot. Bhola left the girl and fled. Lalain gave him a chase, but could not catch him. Lalain mentioned this incident to a number of persons in the village. One Jai Narain expostulated with Bhola and threatened to beat him. Bhola denied the whole story. But his wrath fell upon Lalain, who had gone about circulating the story. This was the alleged enmity between Bhola and Lalain. Some time after this event, there appears to have been some further unpleasantness between the two about the loan of a dholak.

5. The evidence for the prosecution may be enumerated under three heads : (1) evidence to prove enmity between the accused and deceased; (2) statement of Lalain, which was recorded on 7th April 1931; and (3) corroborative evidence consisting of the statement of Manu Dhobi'

6. While dealing with the evidence of enmity the learned Additional Sessions Judge observes as follows:

As regards Lalain accused and Bhola, the evidence of Jai Narain (P.W. 7), whom I see no reason to disbelieve and Lalain's own confession show that about a month before the murder of Bhola, Lalain was severely reprimanded by Bhola on his spreading a scandal about him. Lalain too therefore could not have been very friendly towards Bhola, and though the enmity between them be not so grave as to lead Lalain to think of murdering Bhola, still it was sufficient to prompt him to join Shambhu if the latter wanted to do away with Bhola. The motive proved by the prosecution against both the accused would not by itself be sufficient for their conviction, had it not been that the case against them is proved almost conclusively by Lalain's confession.

7. The statement of Lalain is the main plank in the case for the Crown, and, if the said statement be eliminated on the ground of being inadmissible against either accused or both, or be disbelieved or be rejected for want of corroboration - in any of these events - the case for the Crown must fail.

8. It should be borne in mind that the existence of hostility as a motive for a criminal act is no more than a piece of circumstantial evidence and falls short of proving the participation of the accused in the offence, which is sought to be fastened upon him. As was said in Emperor v. Kalwa A.I.R. 1926 All. 377:

Corroboration must point indubitably to the identification of the person charged with the particular act with which the direct evidence connects him.

9. The statement of Lalain may be classified under two heads : (1) Recital of facts and incidents relating to enmity with the deceased. We have already summarized the story relating to this part of the case and (2) the specific part played by each of the accused persons in the commission of the murder. The story may be reproduced as told by Lalain himself:

Now eight or ten days ago , Shambhu went to Shyjm's widow. At that time Bhola was inside the house. Shambhu made off with his shoes which were placed outside. Bhola rushed at him with his danda. Shambhu ran back to his house. Shambhu then said to me : "He dishonours everybody but nobody does anything to him. Let us go and cut him." I replied that I feared I would be convicted. He asked me to accompany him. I went with him at 11 p.m. At that time, Bhola was sleeping in the threshing floor. Shambhu had with him a kanta, which he struck on Bhola's head and mouth several times. He died then and there. I remained standing close to him.

10. It would appear from this : (1) that Shambhu felt grievously insulted by the conduct of Bhola; (2) that he expressed his intention to avenge the wrong by cutting Bhola to pieces; (3) that Shambhu Nath went to Bhola's threshing floor, where the latter was sleeping, (4) that Shambhu Nath was armed with a kanta ; and (5) that he killed him by striking him with the kanta several times on the head and mouth.

11. Lalain does not assign to himself any active part in this transaction. When asked to join Shambhu Nath, he demurred: "I fear I shall be convicted." He however accompanied Shambhu Nath who is armed with a fatal weapon and he knows the object of the mission to a lonely khalyan at the dead hour of night. He stands close by, when blow after blow is inflicted upon Bhola; and Bhola is finished. These statements cannot be considered as self-exculpatory. They are self-incriminating in the sense that they amount either to a direct admission of constructive guilt or at least to statements from which constructive guilt may be inferred. It is patently clear however that Lalain assigns to himself a minor or sub-ordinate part in the transaction. He is not the active murderer. He is merely a passive spectator of the murder. He does not implicate himself substantially and to the same extent as he implicates Shambhu Nath. The incriminating statement of a co-accused is no more than the tainted testimony of an accomplice. The statement is without the safeguards of either oath or cross-examination. When an accused person in his statement or confession imputes the commission of the offence to his co-accused, but does not implicate himself as fully and substantially as he does his co-accused, the said statement cannot be used as evidence against the co-accused : vide Empress v. BelatAli [1873] 19 W.R. Cr. 67, Empress v. Ganraj [1878] 2 All. 444, Empress v. Mulu [1878] 2 All. 646, and Be Petition of Kapur Singh [1881] A.W.N. 20 . A similar view appears to have been taken by a Division Bench of this Court : in Criminal Appeal No. 754 of 1910, re Ghheddu Khan and others, -decided on 22nd April 1911. One of the questions in issue was as to whether the statement of Kheoraj, approver, could be accepted and acted upon. The following observations occur in the judgment:

A still more important fact in connexion with this evidence is this, that in every dacoity of which he gives an account he takes care to keep himself free from any direct act of violence. He assigns to himself positions either outside the house dacoited or away from those who were committing these acts of violonce. To use an expression which Straight, J., on a similar occasion used very happily 'while tarring others, he takes care not to tar himself with the same brush'.

12. We are of opinion that the statement of Lalain, apart from its value on the merits, is not admissible in evidence against Shambhu Nath. If this evidence be eliminated, the statement of Mannu Dhobi falls short of proving any offence committed by Shambhu Nath. According to this statement Shambhu Nath and Lalain were seen under a bargad tree on the fateful night, close to the scene of murder, and that Lalain - and not Shambhu Nath - had a kanta in his hand. This does not carry the matter very far. The deponent himself was seen at the identical spot close to the khalyan.

13. Further, it is in evidence that the accused have got their khalyan or threshing floorclose to the bargad tree. We hold that no case has been made out against Shambhu Nath and that he is entitled to an acquittal. We have already found that portions of Lalain's statement are of a self-incriminating character and that the inference of constructive guilt may be drawn therefrom. There are no intrinsic indications in the statement to prove that the statement was voluntary. Safeguards have been provided for against errors and abuses in the matter of recording confessions under Section 164, Civil P.C.; where there is nothing in the statement to show that besides the usual and stereotyped questions any serious attempt has been made by the Magistrate to find whether the statement was voluntary or otherwise, we should hesitate to accept his certificate at its face value. We would refer to the following observations of the Chief Court of Oudh, Prag. v. Emperor A.I.R. 1930 Oudh 449 at p. 451:

It is with regret, with stern regret, that we note that Babu Bhagwati Prasad Sinha, the Deputy Magistrate, who recorded these confessions, has completely disregarded the standing order of Government as to the method in which confessions ought to be recorded. Paras. 852, 853 and 853-A of the Manual of Government Orders, Vol. 1, lay down definite rules in this matter for the guidance of all Magistrates throughout British India. These standing orders of the Government are based upon instructions issued by the Government of India and embodied in G.G.C., Home Department (Police) No. 36-G dated 5th January 1916. In the record of the confessions of Prag and Mt. Bishna (not to speak of the confessions of Mt. Naraini and Ram Bali) in the present case there is nothing to show that Babu Bhagwati Prasad Sinha informed any of these confessing prisoners that he was a Magistrate of the First Glass empowered under the law to record a confession which could subsequently be utilized in the Court Session and be sufficient to base a conviction of the confessing prisoner on the capital charge of murder. Had he done so, one of the confessing accused could not subsequently with any show of reason or decency, have urged (as did Mt. Naraini afterwards) that the person recording the confession was understood by the prisoner to be a police officer and 'not a Magistrate'.

As pointed out by Government in Para. 853-A of the Manual of Government Orders quoted above, it is the Magistrate's duty to satisfy himself in every reasonable way that the confession is made voluntarily; and it is further the imperative duty of the Magistrate to record those questions and answers by means of which he has satisfied himself and that the confession is, in fact, voluntary. It is only by recording those questions and answers prior to taking down the story of the accused that the Magistrate recording the confession furnishes data which enable the Court of Session and the High Court or the Chief Court to arrive at the same conclusion as that to which the recording Magistrate has come, as regards the voluntary nature of the confession. Without supplying these data or materials it is impossible for the trial Court (i.e., the Court of Session) or for this Court to form any estimate as to the voluntary nature of these confessions. The Court of Session or this Court cannot merely accept the ipsi dixit of the Deputy Magistrate recording the confession as to its being voluntary. The genuineness of the confession and the fact of its being voluntarily made are matters which are within the exclusive province of the Court of Session and of this Court, and neither the Court of Session nor this Court can blindly accept the ready-made opinion of the recording Magistrate on these points without having before it materials from which it could arrive at an independent opinion on these crucial questions on which the fate of the accused hangs.

14. The remarks made here have our concurrence and approval. There appears to be considerable confusion and apparently some discrepancy about the sequence of events chronicled by Lalain. A feature like this ought not to have appeared in a confession which is genuine and bona fide. Lalain did not adhere to this statement either in the Court of the Committing Magistrate or in the Court of Session the evidentiary value of a retracted confession is very little and it is a rule of practice, as also a rule of prudence, that it is not safe to act on a 'retracted confession of an accused person [unless it its corroborated in material particulars.

15. The material portions of the confession affecting Lalain himself are : (1) Shambhu Nath told him : "Lot us go and cut up Bhola;" (2) Sharnbhu Nath and Lalain went to the khalyan and Sharnbhu Nath was armed with a kanta; (3) Shambhu Nath. assaulted Bhola with the kanta and Lalain stood by. There is absolutely no corroborative evidence on any of these points excepting on point No. 2 on which we have the statement of Mannu Dhobi. We have already discussed the nature and scope of Mannu Dhobi's evidence. Considering the case for the prosecution from every standpoint, we hold that no case has been made out against Lalain beyond any reasonable doubt. We accordingly allow the appeal, sot aside the convictions and sentences passed upon Shambhu Nath and Lalain, and direct that they be released forthwith.