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Shiv Singh Chak v. Smt. Baby Jain

Allahabad High Court
Oct 28, 2006
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Judgment Summary — Rakesh Tiwari, J.

Factual and Procedural Background

This matter arises from a tenant's writ petition challenging the judgment of the Additional District Judge, Court No. 3, Firozabad in Misc. P.A. Appeal No. 19 of 2002 dated 13.01.2006, which dismissed the tenant's appeal against an order of the Prescribed Authority/Civil Judge (Junior Division), Firozabad dated 14.03.2002 in P.A. No. 2 of 1997.

The respondent, Smt. Baby Jain, is the owner/landlord of a shop at Tundla, District Firozabad. The shop had been let to the petitioner at a monthly rent of Rs. 300/- (plus taxes) from 01.04.1984. The landlady filed an application under section 21(1)(a) of U.P. Act No. 13 of 1972 seeking release of the shop on grounds including that she and her husband had shifted to Tundla, the husband became jobless and required the shop for carrying on business, and that the tenant (petitioner) had been elected as member of the Vidhan Sabha, had kept the shop closed and had constructed his own shops nearby.

The tenant contested the release application by a written statement dated 06.01.1997, disputing the landlord's bonafide need, asserting that the application was barred by provisions of section 21 and Rule 16, and stating that he had carried on motor-parts business in the shop for 13 years and relied on the shop for his family's livelihood. The landlord's reply alleged existence of another vacant adjacent shop and contended the tenancy had been let out in contravention of sections 11 and 13 of the Act.

Both parties adduced evidence. The Prescribed Authority allowed the landlord's release application by order dated 14.03.2002. The tenant's appeal to the Appellate Court was dismissed by order dated 13.01.2006. The tenant therefore filed this writ petition under Article 226 challenging the concurrent orders below.

Legal Issues Presented

  1. Whether the landlord's claim for release of the shop under section 21(1)(a) of U.P. Act No. 13 of 1972 was supported by bonafide need and comparative hardship sufficient to warrant release.
  2. How the burden of proof operates in applications under section 21(1)(a) — i.e., whether the petitioner could shift the onus to the landlord and whether the landlord discharged any burden to prove bonafide need.
  3. Whether Explanation (i) to section 21(1)(a) of the Act and the definition of "family" in section 3(g) apply to the facts of this case (specifically where a member of the tenant's family has built or acquired a shop).
  4. Whether the concurrent findings of fact recorded by the Prescribed Authority and the Appellate Court suffer from perversity, arbitrary reasoning, or illegal burden shifting warranting interference under Article 226.

Arguments of the Parties

Petitioner's (Tenant's) Arguments

  • The Prescribed Authority recorded perverse findings based on surmise and conjecture and illegally shifted the burden of proof onto the petitioner; the decision ignored Rule 16 of the Act.
  • The Appellate Court confirmed the Prescribed Authority's order in a mechanical manner; that confirmation was illegal and unsustainable.
  • Under section 21(1)(a) the landlord must prove bonafide need and comparative hardship; the tenant relied on the Dhirendra Mohan Saksena judgment (para 3) to contend that burden of proof shifts only after reasonable evidence is adduced and that the tenant had not been required to prove negative facts.
  • The landlady did not lead evidence that she had a vacant adjacent shop despite alleging so; the tenant also alleged contravention of sections 11 and 13 in the letting and that the shop was constructed before September 1982.
  • The petitioner's counsel also relied on Tara Chand v. District Judge and Smt. Bitta Devi v. Bimal Kumar in support of his contentions (as cited in the record).

Respondent's (Landlord's) Arguments

  • The Prescribed Authority, after considering facts, evidence and law, recorded categorical findings that there was no shop available to the respondent for carrying on the motor-parts business by her husband.
  • The tenant had constructed his own shop and was not vacating the disputed shop with malafide intention.
  • There are concurrent findings recorded by both Courts below that the landlord's need was bonafide and greater hardship would be suffered by the landlord if the application were rejected; these concurrent findings were supported by evidence and cogent reasons and thus required no interference. The respondent relied on Manoj Kumar v. Munni Devi (para 8) in support.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Dhirendra Mohan Saksena v. Prescribed Authority, Bareilly (1991 17 ALR 1) Principle that burden of proof is not stationary: when a party establishes facts by reasonable evidence the burden shifts and may shift back as evidence is adduced. The petitioner's counsel relied on paragraph 3 to argue burden shifting. The Court examined the principle but proceeded to apply Explanation (i) to section 21(1)(a) given the petitioner's admission regarding a shop constructed by his father.
Manoj Kumar v. Munni Devi (2005 2 ARC 1) Illustration where appellate authority found landlord's need bonafide and High Court declined interference under Article 226. The respondent relied on paragraph 8. The Court observed that Manoj Kumar was decided on its peculiar facts and did not lay down any law of universal application; it treated the case as not controlling in the instant factual matrix.
Tara Chand v. District Judge, Saharanpur (1978 ALL.L.J 424) Authorities must first find the landlord's need to be bonafide before comparing needs; the tenant must demonstrate alternatives before burden can shift. The Court cited paragraphs 4 and 5, noted the principle that bonafide need must be established before a comparison of needs, and observed the principle while determining applicability to the present case.
Smt. Bitta Devi v. Bimal Kumar Principle that tenancy cannot be split; a termination notice that attempts to terminate part of a composite accommodation may be invalid. The Court summarized the case facts and held that the ruling was not applicable to the facts of the present dispute.

Court's Reasoning and Analysis

The Court recited the well-established principle that the burden of proof is not stationary and may shift depending on the evidence adduced by parties. It then examined the statutory provisions directly relevant to the landlord's release application: Explanation (i) to section 21(1)(a) of U.P. Act No. 13 of 1972 and the definition of "family" in section 3(g) of the Act.

The Court quoted Explanation (i) to section 21(1)(a) which provides that where the tenant or any member of his family has built or otherwise acquired in a vacant state a residential building or shop in the same notified area, the tenant's objection to a release application under that sub-section shall not be entertained. The Court also set out section 3(g)'s definition of "family," which expressly includes male lineal descendants and certain parents.

Applying these provisions to the admitted facts, the Court observed that the petitioner had been given a shop constructed by his father. On the analogy of Explanation (i) and the section 3(g) definition of family, the Court held that where a member of the tenant's family (here, the father) has constructed/acquired accommodation, the tenant cannot challenge the bonafide need and comparative hardship of the landlord on the basis that the landlord has alternative accommodation. The Court reasoned that the expression "member of the family" must be interpreted consistently with section 3(g), which includes the father.

The Court then relied on the findings recorded by the Prescribed Authority: that the property adjoining the disputed shop was owned by the petitioner (municipal assessment in his name), that the petitioner had constructed multiple shops of specified dimensions, that the petitioner resided on the first floor and that at least two roadside shops were vacant and available for the petitioner to shift his business. The Prescribed Authority also found that the respondent had shifted to Tundla in 1995 and was living there permanently; it found the tenant's alleged vacant shop occupied by Sri Mustakim was not proved by the petitioner.

The Court additionally noted the petitioner's status as an elected member of the Vidhan Sabha and observed that demanding premium or retaining the disputed shop while having other accommodation and constructing shops in the vicinity reflected conduct inconsistent with the tenant's moral duty. Considering pleadings, evidence and cited law, the Court concluded that the concurrent findings of fact by the Courts below—that the landlord's bonafide need and comparative hardship were greater than the tenant's—were supported by evidence and cogent reasons.

The Court also reviewed the authorities cited by the parties (including Tara Chand and Smt. Bitta Devi) and concluded those rulings were not applicable to the facts of this case. It treated Manoj Kumar as fact-specific and not laying down a universally applicable rule.

Holding and Implications

Holding: The writ petition is DISMISSED.

Implications:

  • The Court affirmed the concurrent factual findings of the Prescribed Authority and the Appellate Court that the landlord's need was bonafide and that comparative hardship favored the landlord, and declined to interfere under Article 226.
  • The Court applied Explanation (i) to section 21(1)(a) together with the definition of "family" in section 3(g) to conclude that where a member of the tenant's family has constructed/acquired accommodation in the same notified area, the tenant cannot successfully object to a landlord's release application on the basis of alternative accommodation.
  • As reflected in the opinion, the decision resolves the dispute between the parties without purporting to lay down any new universal legal principle; the Court treated cited appellate decisions as fact-specific where relevant and did not extend them as broadly binding precedents.

Disposition: Petition Dismissed.

Show all summary ...

Rakesh Tiwari, J.:— Heard Counsel for the parties and perused the record.

2. This is tenant's writ petition filed against the judgment of the Additional District Judge, Court No. 3, Firozabad in Misc. P.A Appeal No. 19 of 2002 dated 13.1.2006 dismissing the appeal filed by the tenant against the order of the Prescribed Authority/Civil Judge (Junior Division), Firozabad dated 14.3.2002 in P.A No. 2 of 1997.

3. Respondent Smt. Baby Jain is the owner and landlord of the disputed shop situated at Tundla, District Firozabad. The shop in dispute was let out to the petitioner on monthly rent of Rs. 300/- apart from taxes etc. on 1.4.1984

4. An application under section 21(1)(a) of U.P Act No. 13 of 1972 was filed by the landlady for the release of the aforesaid shop against the petitioner on the ground that at the time of letting out the shop she was residing at Etah with her husband who was doing business of motor parts. It was averred in the application that the shop was required for her husband as the family has shifted to Tundla with bag and baggage and now her husband is jobless. It was further alleged that the tenant has been elected as member of the Vidhan Sabha as such the disputed shop is kept closed by him and he has constructed his own shops in the vicinity/adjoining property to the shop in dispute. The landlord also alleged that her need is extreme and bonafide and the tenant does not require the shop in dispute but is demanding premium for vacating the shop in dispute.

5. The application was contested by the tenant by filing W.S dated 6.1.1997 He claimed that the need of the landlord was not bonafide and has no cause of action as the husband of the landlady is doing business in her home; that application is barred by the provisions of section 21 of U.P Act No. 13 of 1972 and Rule 16 of the Act. It was also his case that he is doing business of motor parts in the shop in dispute for the last 13 years and has earned good will due to his honesty and hard labour. The shop in dispute situated on Agra Firozabad highway which is suitable for the business of motor parts and is the only source of livelihood of the family of the respondent.

6. It was averred in the reply that the landlady is having another vacant shop adjacent to the petitioner's shop in the same house which could be used by her husband and her need is not bonafide. The petitioner has no property towards east of the shop in dispute and towards east of the shop in dispute the property of his father is situated which has not been partitioned as yet and the petitioner is living separately and is not in possession of any shop in the said house. Further, it was averred that the shop in dispute has been let out in contravention of sections 11 and 13 of U.P Act No. 13 of 1972 whereas the shop in dispute was constructed such before September, 1982 as provision of U.P Act No. 13 of 1972 has been violated in letting the shop in dispute.

7. Both the parties adduced evidence in respect of their respective cases. The prescribed authority vide its order dated 14.3.2002 allowed the release application of the landlord.

8. Aggrieved by the aforesaid order dated 14.3.2002 the petitioner filed appeal before the Appellate Court which too was dismissed vide order dated 13.1.2006, hence this writ petition.

9. It is submitted by the Counsel for the petitioner that the prescribed authority in a wholly arbitrary manner against the evidence on record on the basis of surmises and conjecture has recorded perverse finding and has illegally shifted the burden of proof on the petitioner without considering the effect of Rule 16 under U.P Act No. 13 of 1972. He has illegally allowed the release application of the landlord vide order dated 14.3.2002

10. It is further submitted that the Appellate Court vide order dated 13.1.2006 has confirmed the order of the prescribed authority dated 14.3.2002 in a mechanical manner which is illegal and cannot be sustained in the eye of law.

11. The contention of the Counsel for the petitioner is that under section 21(1)(a) of U.P Act No. 13 of 1972 the landlord has to prove his bonafide need and comparative hardship. He has placed reliance upon paragraph 3 of the judgment in Dhirendra Mohan Saksena v. Prescribed Authority, Bareilly . 1991 17 ALR 1. which is as under:—

“This is settled law that onus is not stationary and it keeps on moving like a pendulam of a clock. When a party to the asserts some fact and establishes that by reasonable evidence, then the burden is shifted to the other party to rebut the same and when that party rebuts such contention by reasonable evidence then again the burden is shifted to the party, who originally asserted a fact.

In this case, the tenant's case was that the landlord-petitioner owns several houses, namely, 129, 193, 258, 230, 331, 99 and 112-A situate in Mohalla Karolan, Bareilly besides the house No. 193 situate in Gali Maliyan, Bareilly. Therefore, the questions for the consideration is whether on the facts and the circumstances of this case, the tenants successfully established by reasonable evidence that the accommodation named above belonged to the petitioner. Unless some evidence is given by the tenant to establish the averment that the petitioner owned several accommodations, in Bareilly, the burden of proof could not be shifted to the petitioner. The case of the petitioner is that he did not own any other accommodation in Bareilly and, therefore, it was the duty of the tenant to establish by independent evidence that the petitioner owned several accommodations and unless this fact is established by reasonable evidence adduced by the tenant no burden would be shifted to the petitioner to rebut the case of the tenant. Unless something is established, no rebuttal is required. The question is: did the tenant established the fact that the petitioner owned several accommodations in Bareilly? The answer is clearly No, because not even the symblance of evidence, much less reasonable evidence was adduced by the tenant to prove his averment that the petitioner was the owner of several accommodations. On these facts it is clear that the petitioner could not be forced to prove negative fact that he as not the owner in possession of any other accommodation. It is not a negative fact but a positive one, which has to be prove. The tenant having asserted that several houses belonged to the petitioner carried the burden to prove that fact and not the petitioner.”

12. It is stated that the landlady did not disclose that she has four shops and out of which she has a vacant shop adjacent to the disputed shop and in this regard she has not led any evidence that she has a vacant shop adjacent to the shop in dispute.

13. Per contra, the Counsel for the respondent submits that the prescribed authority after considering facts, evidence and law relied by the parties recorded categorical finding that there exist no shop available to the respondent for carrying on business of motor-parts by her husband.

14. It is further submitted by the Counsel for the respondent that the petitioner has constructed his own shop but is not vacating the disputed shop of the respondent with malafide intention.

15. It is stated that there are concurrent findings recorded by both the Courts below which are based on evidence and cogent reasons, hence require no interference. In support of his contention the Counsel for the respondent has placed reliance upon paragraph 8 of the judgment rendered in the case of Manoj Kumar v. Munni Devi . 2005 2 ARC 1. wherein it has been observed that-

“The appellate authority has recorded a clear finding that the need of the landlord was bonafide and genuine and further that the landlord will suffer greater hardship in the event of rejection of the release application that that which will be suffered by the tenants in the event of grant of the application as they had several other vacant shop in their occupation. The appellate authority has also recorded a finding that the requirement of first proviso to sub-section (1) of section 21 of the Act had been complied with as a notice was given before filing of the release application. The High Court, therefore, rightly declined to interfere with the order passed by the appellate authority while exercising jurisdiction under Article 226 of the Constitution.”

16. In rebuttal, the Counsel for the petitioner submits that the shop is said to have been constructed by the father of the petitioner and he has not been given share in the aforesaid property constructed by his father as such if any shop has been acquired by his father is of no consequence.

17. In support of his contention the Counsel for the petitioner has placed reliance upon the following rulings.

1. Tara Chand v. District Judge, Saharanpur . 1978 ALL.L.J 424, and

2. Smt. Bitta Devi v. Bimal Kumar Kumar.4

CONCLUSIONS:

18. Before conclusion of the facts the case law cited by the Counsel for the parties may be examined. It is not in dispute that burden of proof is not stationary. The party asserting his claim must discharge his burden, which thereafter shifts on the other party. However, in the instant case the petitioner has constructed his own shop, hence the question of proving bonafide need and comparative hardship would not arise in view of explanation (1) of section 21(1)(a) of U.P Act No. 13 of 1972. This aspect of the matter is being dealt with in later part of the judgment. The case of Manoj Kumar (supra) cited by the Counsel for the respondents was decided in the peculiar facts and circumstances of that case and no law of universal application has been laid down in the aforesaid case.

19. In Tara Chandra (supra) it has been held in paragraphs 4 and 5 that-

“Before the authorities under the Act proceed to compare the needs of the landlord and the tenant, they have first to find out whether the need of the landlord is bonafide as it is only when that question is answered in the affirmative, that the burden of comparison can arise.

Where the prescribed authority finds that both landlord and tenant have equal alternative accommodations and emphasizing that it is the tenant's duty to vacate if he has got alternative accommodation holds that landlord's need is greater, it cannot be inferred therefrom that the need of the landlord is genuine and bona fide. Every need of the landlord cannot be called to be bonafide. Had it been so, the word “bona fide” would not have been mentioned prior to the word ‘need’ in section 21 of the Act.”

20. In the case of Smt. Bitta Devi (supra) there was one room accommodation allotted to the tenant and he had occupied his side space. In that backdrop the Court has held that he was also the tenant of the side space. A notice was issued to the tenant terminating tenancy in respect of the room and demanding possession of the side space. The Court has further held that there was no termination of the tenancy of the entire accommodation occupied by the tenant. The tenancy could not be split. Hence the notice was invalid.

21. The case laws cited by the Counsel for the parties are not applicable to the facts and circumstances of this case.

22. Now the provisions of section 21(1)(a) and definition of the family under section 3(g) of the Act may be looked into.

23. Explanation (i) to section 21(1)(a) of U.P Act No. 13 of 1972 is as under:—

“(i) where the tenant or any member of his family who has been normally residing with him or is wholly dependent on him has built or has otherwise acquired in a vacant state or has got vacated after acquisition a residential building in the same city, municipality, notified area or town area, no objection by the tenant against an application under this sub-section shall be entertained.”

Section 3(g) defines ‘family’ as under:—

‘family’, in relation to a landlord or tenant of a building means, his or her-

(i) spouse;

(ii) male lineal descendants;

(iii) such parents, grand-parents and any unmarried or widowed or divorced or judicially separated daughter or daughter or a male lineal descendant, as may have been normally residing with him or her,..”

24. On the analogy of Explanation (I) of section 21(1)(a) of U.P Act No. 13 of 1972 read with the definition of family used in section 3(g) of the Act, it is apparent that once the petitioner admits that he has been given shop constructed by his father, he can neither question the bonafide need and comparative hardship of the respondent-landlord nor can take any advantage of fact that the landlord has alternative shop or accommodation in his possession. The petitioner has not deried that his father is normally not residing with him. The expression' member of the family' is to be consistent with the spirit of the definition of ‘family’ given in section 3(g) of the Act and there is no scope for interpreting this expression in any other manner, therefore, father is included in section 3(g)(iii) of the definition. The hardship of the tenant ends if any member of his family has constructed accommodation or shop.

25. Business carried by the husband from the residential portion under compulsion of want of shop cannot extinguish the bonafide need and comparative hardship of the landlady particularly when a number of shops have been constructed by tenant or member of his family in the vicinity and in the same notified municipal area. The prescribed authority recorded finding that the respondent has shifted to Tundla in the year 1995 and is living permanently there, hence his bonafide need and comparative hardship to start business from scratch would not in the facts and circumstances extinguish.

26. The prescribed authority has also recorded finding that the property adjoining the shop in dispute is owned by the petitioner. The municipal assessment thereof is in the name of petitioner. The petitioner has raised construction of shop of the size of 12′ × 45′ two shops of the size of 15′ × 12′5″ and six shops of the size of 7′5″ × 12′5″. The petitioner is residing at first floor one big shop and two other shops towards road side are still lying vacant from where the petitioner can shift his business.

27. Admittedly, the tenant has been elected as member of the Vidhan Sabha and his family members have got constructed shops adjacent to the shop in dispute. Being an elected member it is his moral duty to look after the persons in his constituencies rather than demanding premium to vacate the shop for the sole purpose to enrich himself with windfall gain. Such conduct is not expected for a person holding an elective office. It has after considering the pleading and evidence of the parties recorded a further finding of fact that the shop in occupation of Sri Mustakim which alleged to be lying vacant, has not been proved by the petitioner.

28. The judgment of the prescribed authority challenged by the petitioner was affirmed by the appellate authority after considering the evidence adduced, pleadings of the parties and law cited before it. The Courts below have thereupon came to the conclusion that the petitioner is carrying on business in the name of Shiv Gun house from the property owned by him beside carrying educational institute in the name of Anjana Shiksha Sadan Junior High School. The concurrent findings recorded by the Courts below that bonafide need and comparative hardship of the landlord is greater than the petitioner-tenant who has acquired his own shop and the property adjoining the disputed shop is owned by the petitioner and several shops are lying vacant and available to the petitioner require no interference in the facts and circumstances of this case. There is no illegality or infirmity in the impugned orders of the Courts below. No interference is required by this Court under Article 226 of the Constitution.

29. For the reasons stated above, the writ petition is dismissed.

Petition Dismissed.

(1) of section 21(1)(a) of U.P Act No. 13