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Badrudin v. Sitaram Vinayak Apte
Structured Summary of the Opinion (Fawcett, J.; Mirza, J.)
Factual and Procedural Background
This opinion addresses whether an amendment to clause 15 of the High Court's Letters Patent (substituted clause published in the Bombay Government Gazette on 2 February 1928) operates retrospectively to affect an appeal which arose from a judgment of a single Judge delivered on 19 January 1928 but was filed on 13 February 1928 (i.e., after the publication date).
The substituted clause 15 removed an automatic right to appeal from a single Judge to a Division Bench when the single Judge was exercising second appellate jurisdiction, except where the single Judge declared the case to be fit for appeal. The narrow procedural question is whether that alteration applied to the present appeal which accrued prior to publication but was filed after publication.
The Court ultimately refused to admit the appeal. The opinion includes discussion of whether the amendment is procedural or substantive, several authorities cited by the parties, and procedural guidance about how an application for a certificate that a case is fit for appeal may be made to a single Judge.
Legal Issues Presented
- Whether the amendment to clause 15 of the Letters Patent (published 2 February 1928) has retrospective effect so as to apply to an appeal arising from a single-Judge judgment given on 19 January 1928 but filed on 13 February 1928.
- Whether the amendment to clause 15 is a matter of procedure (and therefore prima facie retrospective) or a substantive change that cannot be applied retrospectively without clear words.
- Whether the Court may extend the time for applying for a certificate (declaration) that a case is fit for appeal where that time has expired.
Arguments of the Parties
Appellant's Arguments (as presented in the opinion)
- The appellant (represented by Mr. Patwardhan) argued that a right of appeal to a Division Bench had already accrued on 19 January 1928 and was therefore a vested substantive right which could not be taken away by the subsequent amendment without clear retrospective words.
- He relied principally on the Privy Council decision in The Colonial Sugar Refining Company, Ltd. v. Irving to support the proposition that a right of appeal to a higher tribunal is substantive and not to be taken away retrospectively.
- The appellant also relied on Nana v. Sheku and Ramakrishna Chetty v. Subbaraya Iyer (these cases were cited in support of his contention; the opinion records reliance but does not elaborate their holdings).
- He requested the Court to extend the time for applying for a certificate that the case is fit for appeal, asserting that the statutory/Rule period had expired.
The opinion does not set out detailed or developed arguments presented by the respondent; therefore only the appellant's arguments are summarized above.
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| The Colonial Sugar Refining Company, Ltd. v. Irving (Privy Council) | States the general principle that statutes (or provisions altering rights of appeal) are not to be construed as acting retrospectively unless a clear intention is manifested; depriving a party of an accrued appeal to a superior tribunal is different from regulating procedure. | The appellant relied on it to argue that his accrued right of appeal could not be taken away. The Court distinguished that case on its facts (substitution of an outside tribunal) and observed that the presumption against retrospectivity does not apply in the same way to an amendment of the internal procedure of the same tribunal; part of the decision might not control the present question. |
| Nana v. Sheku | The opinion records the case as relied on by the appellant; no specific rule or passage from the case is quoted in the text. | Not specifically analyzed in the opinion beyond being cited by the appellant in support of his contention. |
| Ramakrishna Chetty v. Subbaraya Iyer | The opinion records the case as relied on by the appellant; no specific rule or passage from the case is quoted in the text. | Not specifically analyzed in the opinion beyond being cited by the appellant in support of his contention. |
| Framji Bomanji v. Hormasji Barjorji | Held that the intention of the framers of the amended Letters Patent (1865) was that certain changes (including the right of appeal) should be taken away; clause 2 of the 1865 Letters Patent treated proceedings pending prior to publication as if commenced after publication (a retrospective operation). | The Court relied on the reasoning and Couch C.J.'s remarks in this case to support the view that an amendment directed to take effect from publication can be construed to have retrospective effect for continuance of proceedings, and used it as an important precedent for construing His Majesty's direction about the substituted clause taking effect from date of publication. |
| In the matter of the petition of Ratansi Kalianji (Full Bench) | Contains discussion (per Westropp C.J., West J., Green J.) about presumption against retrospectivity and the applicability of Colonial Sugar decision; indicates complexity about whether certain changes are substantive or procedural. | Used by the Court to show that the Colonial Sugar decision may not apply in all respects to Letters Patent amendments and to support the view that retrospective operation of amended Letters Patent had been recognised in earlier authorities. |
| Nataraja Pillai v. Rangaswami Pillai | Held that the alteration in section 195 of the Criminal Procedure Code by Act XVIII of 1923 was merely a change in procedure (and therefore prima facie retrospective). | Applied analogically by the Court (Fawcett, J.) to support the proposition that the alteration of clause 15 can properly be treated as relating to procedure and therefore prima facie retrospective. |
| The Ydun | Held that the limitation of a right of suit under section 1 of the Public Authorities Protection Act, 1893, related to procedure only. | Referred to by Fawcett, J. as an analogous authority where a restriction of a general right to bring proceedings was treated as procedural rather than substantive, supporting retrospective application. |
| Radhakrishna Ayyar v. Sundaraswamiar (Privy Council) | Privy Council held that repeal of an Order in Council relating to Privy Council appeals was effectual in regard to any appeal filed after the date of the repeal/appeal. | Cited by Fawcett, J. as additional authority supporting the conclusion that an amendment or repeal can operate as to appeals filed after a designated date; used to reinforce the view that His Majesty's direction could mean full retrospective effect from publication. |
| Ma Than v. Maung Ba Gyaw (Full Bench, Rangoon High Court) | Held that the certificate that a case is a fit one for appeal can only be granted by the Judge who passed the judgment sought to be appealed. | Referred to in relation to the Court's procedural direction: the opinion endorses the proposition that the Judge who passed the judgment should grant the certificate and supports the practice of making an oral application to that Judge at the time. |
Court's Reasoning and Analysis
The Court's reasoning is set out in two concurring judgments (Fawcett, J. and Mirza, J.). Both judges treat the central question as one of statutory/charter construction: whether the direction that the substituted Letters Patent "shall have effect from the date of such publication" imports a retrospective operation so as to govern appeals arising before but filed after publication.
Key analytical steps in Fawcett, J.'s reasoning:
- Distinction in source and effect: The amendment to the Letters Patent is an exercise of His Majesty's prerogative power under sub-section (1A) of section 106 of the Government of India Act, not a change effected by ordinary statute; therefore statutory interpretation rules (e.g., general interpretation acts cited by counsel for non-retrospectivity on repeal) do not directly control.
- Authoritative precedent: The Court considered Framji Bomanji v. Hormasji Barjorji, in which the 1865 Letters Patent clause 2 was construed to treat proceedings pending prior to publication as if commenced after publication; Couch C.J.'s remarks were cited to show that the framers intended the new Letters Patent to operate retrospectively as to continuance of proceedings.
- Interaction with Colonial Sugar principle: The Privy Council decision in Colonial Sugar (which upholds the presumption against retrospectivity when a substantive right or external tribunal is involved) was acknowledged. Fawcett, J. observed that to the extent Colonial Sugar rests on treating the matter as purely procedural it may be overruled, but that the Colonial Sugar decision was mainly based on clause 2 considerations. He concluded that Colonial Sugar does not directly control the present question of an amendment to the internal composition/procedure of the same tribunal.
- Nature of the change: The alteration to clause 15 was characterised as a restriction (not an abolition) of a former right of appeal; the appellant is not entirely deprived of any appeal because the Judge can still declare a case fit for onward appeal. This supports treating the amendment as procedural in character.
- Analogies: Fawcett, J. invoked statutory and case analogies where restrictions were held procedural (section 195 CrPC amendment per Nataraja Pillai; limitation under Public Authorities Protection Act per The Ydun) to reinforce that such changes are prima facie retrospective.
- Textual construction: The direction that the substituted clause "shall have effect from the date of publication" was read consistently with the historic practice demonstrated by the 1865 Letters Patent (clause 2) to indicate a sufficiently clear intention for retrospective operation as to continuance and effect.
- Practical considerations: The appellant's delay in filing was noted; although rule 8 allowed 60 days to file an appeal, the Court held that disobedience to His Majesty's direction as to the effective date could not be justified by that rule. The appellant nonetheless retained a potential remedy by persuading the single Judge to certify the case as fit for appeal.
Key analytical steps in Mirza, J.'s reasoning (concurring):
- Primary object test: Mirza, J. emphasised that clause 15 primarily concerns the machinery and procedure of the High Court (constitution of Appellate Benches) and does not create a substantive right in favour of an unsuccessful party.
- Distinguishing Colonial Sugar: He explained the factual and legal difference between substituting an external superior tribunal (as in Colonial Sugar) and altering the internal bench composition of the same appellate tribunal—only the former tends to create substantive rights to appeal to a different body and therefore attract a stricter presumption against retrospectivity.
- Textual corroboration: Mirza, J. relied on the amended clause 15 read with clause 2 of the Letters Patent to conclude that the legislature intended the amendment to operate from notification in the Gazette and to have retrospective effect in that sense.
- Practical fairness and safeguards: He observed that the amended clause does not unreasonably burden appellants because a single Judge who feels a point is important may grant leave; he also noted that appeals admitted prior to notification are not affected by the amendment.
Both judges therefore concluded that the substituted clause 15 was properly to be treated as procedural and that the direction making it effective from the date of publication brought the present appeal within its operation.
Holding and Implications
Final Holding: The Court REFUSED TO ADMIT THE APPEAL.
Consequences and immediate effects:
- The appellant's appeal (filed on 13 February 1928 in respect of a judgment dated 19 January 1928) was not admitted because the substituted clause 15 of the Letters Patent, having been directed to take effect from the date of publication (2 February 1928), applied to the appeal in question.
- The Court declined to give the relief sought of extending time to apply for a certificate that the case is a fit one for appeal; it said that it could not properly grant such an extension in the present context because it was not entertaining an application to grant the declaration itself.
- The Court observed (and authoritatively stated) that an application to the single Judge who disposed of a second appeal for a declaration that the case is fit for appeal may be made orally, at once, by the pleader, and that this practice should be encouraged. The opinion reiterates that the certificate can only be granted by the Judge who passed the judgment (following Ma Than v. Maung Ba Gyaw).
- The amended clause will not apply to Letters Patent appeals that were admitted prior to notification and were then pending; those remain governed by the earlier admission.
Broader precedent-setting: The Court's reasoning is grounded in precedent (including Framji Bomanji and other authorities) and in a textual construction of the direction to make the amendment effective from publication. The opinion applies existing principles about procedural versus substantive changes and about the interpretation of Instruments of constitution/Letters Patent; it does not purport to lay down a novel rule beyond applying those established principles to the facts before it.
Order accordingly.
Judges: Fawcett, J.; Mirza, J.
This summary is confined strictly to the content of the provided opinion and does not include outside information or interpretation beyond the text.
Fawcett, J.:—
Clause 15 of the Letters Patent of this Court has been altered, so that no appeal from the judgment of one Judge of this Court lies to a Division Bench, if it is made in the exercise of second appellate jurisdiction, except in any case where such single Judge declares that it is a fit one for appeal. The question before us is whether this alteration has retrospective effect so as to apply to an appeal from the judgment of a single Judge on January 19, 1928, which was made on February 13, 1928, i.e, after the date, when the substituted 15th clause of the Letters Patent was published in the Bombay Government Gazette (February 2, 1928). Paragraph 2 of the notification at page 197 of Part I of that Gazette says:—
“And we do further ordain and declare that these Letters Patent shall be published in the Bombay Gazette and shall have effect from the date of such publication.”
Mr. Patwardhan contends that his client had a right of appeal to a Division Bench of this Court which had accrued to him on January 19, 1928; that this was not a mere matter of procedure but a substantive right, as ruled by the Privy Council in The Colonial Sugar Refining Company, Ltd. v. Irving; and that therefore this amendment does not operate retrospectively so as to take away that right of appeal. He also relies on Nana v. Sheku and Ramakrishna Chetty v. Subbaraya Iyer. If this question arose out of an Act either of the All-India Legislature or of a local Legislature, or even an Act of Parliament, then in the absence of clear words in the enactment making it retrospective as to the right of continuing legal proceedings commenced before the enactment, there would be a good deal to support Mr. Patwardhan's argument. In the case of a repeal by an enactment there are clear statutory authorities against retrospectivity of legislation in such a case: for instance section 38 of the interpretation act, 1889 (52 & 53 vic., c. 63) and section 6 of the general clauses act, 1897. these provisions do not, however, cover an amendment to this Court's Letters Patent, which is made by His Majesty under the powers conferred by sub-section (1A) of section 106 of the Government of India Act. There is also a ruling on this point which has to be considered. In Framji Bomanji v. Hormasji Barjorji a question arose whether a right of appeal that existed under section 14 of the Charter of 1862 was taken away by section 15 of the amended Charter of 1865. It was decided by Sir Richard Couch, C.J, and two other Judges that the intention of the framers of the new Charter was that the right of appeal was taken away. Reference is made in the judgment to clause 2 of the present Letters Patent of 1865, which, among other things, says:—
“That all proceedings commenced in the said High Court prior to the date of the publication of the Letters Patent shall be continued and depend in the said High Court, as if they had commenced in the said High Court after the date of such publication.”
In regard to this Couch, C.J, remarks (p. 53):—
“I do not say that these words may not bear a more limited meaning, although it does not appear to me that they do; but the intention would appear to have been not to make any reservation in favour of suits brought before the publication of these Letters Patent, or to provide that they should be continued in the same way as they would have been continued before that time, and that the parties should have preserved to them any right of appeal which then existed. The intention was that at the time the Letters Patent were published every suit pending in the Court should be treated as if it had been a suit brought after the Letters Patent were published.”
Having regard to this provision in the Letters Patent of 1865, it seems to me probable that, when His Majesty directs the amendment to take effect from the date of its publication in the Bombay Government Gazette, the intention is that the amendment should be retrospective in regard to the continuance of proceedings in the High Court of the kind contemplated in this clause 2.
No doubt, there is this to be said in favour of the contrary view that the decision of the Privy Council in The Colonial Sugar Refining Company, Ltd. v. Irving goes against the other ground, on which the ruling in Framji Bomanji v. Hormasji Barjorji is based, viz., that the question whether a right of appeal is taken away by the new Letters Patent was a question of procedure only. So far as the decision rests on that view, it might be said to be over-ruled. But it is mainly based upon clause 2, as is pointed out by Green, J., in the Full Bench case of In the matter of the petition of Ratansi Kalianji; and (apart from that) there are, in my opinion, good grounds which are stated in my learned brother's judgment for the view that the Privy Council judgment does not really apply to the particular question that arose in Framji Bomanji v. Hormasji Barjorji. No doubt, neither substituted, clause 15, nor paragraph 2 of the Notification contains any express provision such as was contained in clause 2 of the Letters Patent of 1865. But, it seems to me that the direction of His Majesty that the substitution shall have effect from the date of publication must be construed consistently with what was laid down in 1865 as to the retrospective operation of amendments made in the then new Letters Patent. It seems to me, in view of this, that there is a sufficiently clear intention that the amendment should operate retrospectively, so as to take the case out of the general rule against retrospectivity, which was followed in The Colonial Sugar Refining Company, Ltd. v. Irving.
Moreover, the present is not a case on all fours with the one just mentioned. There was an enactment which was treated as equivalent to an “abolition” of a right of appeal. Such a deprivation or divestment of vested rights naturally attracts the presumption against retrospectivity, which is dwelt on by Westropp. C.J, and West, J., in Ratansi Kalianji's case at pp. 180 and 211. But West, J., points out at p. 210 that “there is, in one sense, an element of retrospectivity in all laws, since no law can operate except by changing or controlling what would else have been different capabilities, or a different sequence of acts and events having their roots and motives in the past.” The alteration in clause 15 does not entirely abolish a former right of appeal; it merely restricts it in a reasonable manner. The appellant can exercise the right of appeal, if he persuades the Judge that it is a fit case for appeal. It is really more on the footing of the alteration made in section 195 of the Criminal Procedure Code by Act XVIII of 1923, which in Nataraja Pillai v. Rangaswami Pillai was held to be merely a change in procedure. In my opinion the alteration in the law can properly be treated as one relating to procedure which is prima facie retrospective. Even the limitation of a right of suit under section 1 of the public authorities protection act, 1893 (56 & 57 vic., c. 61), has been held to relate to procedure only: The Ydun. That, like this, was a case of restricting a general right of bringing legal proceedings.
Will it also be contended that the amendment made in clause 36 of the Letters Patent is one dealing with a substantive right and not mere procedure? There are only two alterations made, and both seem to me to be intended to “take effect” in every way from the date of publication.
In Radhakrishna Ayyar v. Sundaraswamiar the Privy Council held the repeal of an Order in Council relating to Privy Council appeals to be effectual in regard to any appeal filed after the date of the appeal.
For all these reasons I think that the direction of His Majesty about the alterations taking effect from the date of publication mean that they are to take effect in a full sense, and in the same way that the amended Letters Patent of 1865 were directed to take effect by clause 2.
It is argued that this involves a hardship upon the appellant as he has been taken by surprise. On the other hand, he could have filed his appeal before the end of January 1928, and he has only himself to blame for the delay, which has led to this result. No doubt, under rule 8 at page 37 of the Appellate Side Rules he had 60 days within which to file his appeal. But, this cannot, in my opinion, justify disobedience to the order of His Majesty that the amended Letters Patent shall have effect from the date of publication, i.e, February 2, 1928. Moreover, as I have already said, the appellant does not necessarily lose his right of appeal. The Judge may declare it to be a fit case for an appeal, and in that event he will not suffer any hardship.
The order of the Court therefore is that we refuse to admit the appeal. Mr. Patwardhan says that the time for applying for a certificate that the case is a fit one for appeal has expired and asks us to extend the time. In our opinion, this is not a direction that we can give, as we are not considering an application to grant the declaration that the case is a fit one for appeal; but we may say that Mr. Patwardhan had some authorities in his favour which might naturally lead him to think that his attitude was correct, and that we see no reason to think that he was not acting bona fide in pressing his contention that the amendment of the Letters Patent did not retrospectively affect his right of appeal under the former clause 15.
I take this opportunity of saying that an application to the single Judge, who has disposed of a second appeal, for a declaration that the case is a fit one for appeal to a Division Bench can, in our opinion, be made straightaway orally by the pleader, who thinks that his client should appeal, and that no written application is necessary in such a case. In saying this I have the authority of the Chief Justice, who agrees with that view and who says that the pleaders should be encouraged to make such an oral application at the time, instead of later, when a written application will be necessary and arrangements will have to be made for a special sitting to hear the application by the Judge, who will probably then have forgotten the facts of the case. There is all the more reason for speed in these matters in view of the ruling of a Full Bench of the Rangoon High Court in Ma Than v. Maung Ba Gyaw that the certificate that the case is a fit one for appeal can only be granted by the Judge who passed the judgment, against which it is proposed to appeal.
Mirza, J.:—I agree. Clause 15 of the amended Letters Patent, 1865, in my opinion only lays down a rule of procedure and does not create or confer a substantive right. In a sense no doubt every rule of procedure may be said to confer a substantive right. In construing an enactment we must consider what its primary object is. The Letters Patent have reference mainly to the machinery of the High Court and how it is to be handled. Clause 15, before its present amendment, provided that if a second appeal from the mufassal was disposed of by a single Judge of the High Court sitting in appeal a further appeal would lie from the decision of the single Judge to a Bench consisting of two or more Judges. Whether the judgment is of a single Judge sitting in appeal, or of two or more Judges sitting in appeal, the judgment is of the same tribunal, viz., the High Court in the exercise of its Appellate Jurisdiction. The judgment of the single Judge in appeal, however, had not, so far as the High Court was concerned, the finality which the judgment of two or more Judges sitting in appeal had. The aggrieved party had the right to prefer a further appeal to an Appellate Bench consisting of two or more Judges. A provision like this is intended to regulate the procedure of the High Court regarding the constitution of its Appellate Benches and does not primarily contemplate the creation of a substantive right in favour of the disappointed party to the appeal before a Bench of one Judge. No doubt the remedial right thus conferred may be regarded by the party concerned as being valuable, but it does not on that account cease to be a matter of procedural law.
In Framji Bomanji v. Hormasji Barjorji it was conceded by counsel that clause 14 of the Letters Patent, 1862, and clause 15 of the amended Letters Patent, 1865, both related to procedure. Under clause 14 of the Letters Patent of 1862 an appeal lay to the High Court—meaning a Court of Appeal of the High Court—from a decision of a Bench of two Judges trying a case of first instance on the Original Side. That provision is omitted from the amended Letters Patent of 1865. Under circumstances similar to those in the application before us, the Court held that in respect of appeals the amended Letters Patent had substituted only a different procedure for the procedure under the old Charter.
The judgment of the Privy Council in The Colonial Sugar Refining Company, Ltd. v. Irving has not in my opinion over-ruled Framji Bomanji v. Hormasji Barjorji. Under an Order in Council 1860, an appeal lay from the Supreme Court of Queensland to His Majesty in Council. The right to appeal to His Majesty in Council had accrued to the party when the Australian Commonwealth Judiciary Act, 1903, providing that the appeal lay only to the High Court of Australia, came into operation. Here the question was not one of the constitution of a Bench of the same Court of Appeal, from which the further appeal was made, but it related to substituting an outside higher tribunal for another outside higher tribunal to which the further appeal was to be made. In the absence of a clear indication of the legislature to make the new Act retrospective, their Lordships held that the right to appeal to His Majesty in Council was not taken away in that case by the Act of 1903. The matter there did not relate merely to a procedural law. A right of appeal from one tribunal to another tribunal which is differently constituted stands on a different footing from the right to appeal from the judgment of a tribunal where only one Judge constituted the tribunal, to the same tribunal where two or more Judges constituted the tribunal. The former would seem to create not merely a remedial but a substantive right—the latter would seem merely to regulate the procedure of the same tribunal. A substantive right to appeal to a higher tribunal had already been conferred by the Order in Council of 1860 on the aggrieved party and the Act of 1903 could not, in the absence of a provision to that effect, take away that right and substitute for it another. Their Lordships remark (Per Lord Macnaughten, p. 372):
“To deprive a suitor in a pending action of an appeal to a superior tribunal which belonged to him as of right is a very different thing from regulating procedure. In principle, their Lordships see no difference between abolishing an appeal altogether and transferring the appeal to a new tribunal. In either case there is an interference with existing rights contrary to the well-known general principle that statutes are not to be held to act retrospectively unless a clear intention to that effect is manifested.”
If the amendment of clause 15 of the Letters Patent of 1865 is to be taken as an amendment of the procedure on the subject, the amendment must be held to be retrospective although no words to that effect are to be found in it. Even apart from this consideration, the amended clause 15 read with clause 2 of the Letters Patent makes it clear that the legislature intended the provision to be retrospective.
We have been asked to construe the retrospectivity of the amended clause 15 strictly as it would deprive the applicant, it is said, of a valuable right of appeal to a Bench of two or more Judges. I do not agree that the clause as amended is unreasonable or imposes an unnecessary burden on the applicant. Second appeals are admitted in this Court only on questions of law. The facts are taken as found by the lower appellate Court. If the single Judge deciding the question of law in second appeal feels some hesitation or doubt about his decision or is of opinion that the point is of such importance that more than one Judge should express an opinion on it he would, no doubt, grant leave to the applicant to appeal to a Bench of two or more Judges. The applicant's right to appeal to the Privy Council, should he be otherwise entitled to do so, is not affected by the amended clause 15. The amended clause is intended to weed out certain weak and futile matters from Letters Patent Appeals to a Bench of two or more Judges. It appears clearly to have been the intention of the legislature that the amended clause should operate immediately on its notification in the Government Gazette and that it should have retrospective effect. The amended clause, of course, will not apply to those Letters Patent Appeals which were admitted prior to the notification and are now pending in this Court. If this is to be regarded as an anomaly, as Mr. Patwardhan argued it would be, it is an anomaly which cannot be helped. A similar argument was advanced in Framji Bomanji v. Hormasji Barjorji but found no favour with the Court.
Order accordingly.
J.G.R
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