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Emperor v. Jorabhai Kisanbhai

Bombay High Court
Jun 17, 1926
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Structured Summary of the Opinion — Application to Enhance Sentence

Factual and Procedural Background

A Sub-Inspector of Police was convicted by the Sessions Judge of Surat of framing an incorrect record as a public servant under Section 218, fabricating false evidence under Section 193, using such fabricated evidence under Section 196, and forgery under Section 465 (as stated earlier in the opinion). He was sentenced to one year's rigorous imprisonment for each offence and ordered to pay a fine of Rs. 500 under Section 218, with a default term of six months' rigorous imprisonment. The Sessions Judge ordered the sentences to run concurrently.

The accused appealed to this Court. A Division Bench (the Chief Justice and Shah J.) confirmed the convictions and the sentences and dismissed the appeal on April 7, 1926. Immediately after that judgment, the Government Pleader applied orally for a notice to issue to the accused under Section 439, Criminal Procedure Code, asking him to show cause why his sentences should not be enhanced. The Bench granted that application and issued notice; the present matter concerns that application (an application to enhance sentence after the appellate judgment).

Legal Issues Presented

  1. Whether this Court has legal power under Section 439, Criminal Procedure Code, to enhance sentences after an appellate judgment confirming conviction has been delivered.
  2. Whether the finality provision in Section 430, Criminal Procedure Code, prevents this Court from issuing a notice for enhancement or otherwise revisiting sentencing after an appellate judgment.
  3. Whether Sub-section (6) of Section 439 (added by Act XVIII of 1923), which allows an accused to show cause against enhancement and gives a right to show cause against his conviction, means that an accused is entitled to a full rehearing on the merits of his conviction after an appellate Bench has already heard and dismissed his appeal.
  4. If enhancement may be considered, what standard of treatment should govern the hearing — in particular, whether the conviction must be treated as final for purposes of the enhancement application.

Arguments of the Parties

Accused's (Mr. Coyajee) Arguments

  • The Court has no legal power under Section 439 to enhance sentences after a judgment of this Court has been delivered; to do so would effectively review or revise the judgment already delivered by an appellate Bench.
  • Reliance on Section 430, Criminal Procedure Code, which states judgments and orders passed by an appellate Court shall be final except in the cases provided for in Section 417 and Chapter XXXII; this lends support to the contention that an appellate judgment is final.
  • Reliance on the decision in Emperor v. Mangal Naran that ordinarily when an appeal is admitted it is undesirable to issue notice under Section 439 at the same time, and that the Court should first decide the appeal on its merits and only thereafter consider whether to issue notice to enhance sentence.
  • Reference to Sub-section (6) of Section 439 (added in 1923), which allows an accused to show cause against his conviction as well as against enhancement; this was argued to support the contention that notice should have been issued before the appeal was actually disposed of, and that the accused retains a right to be heard on the conviction.

Government Pleader's Arguments

  • The Government Pleader applied orally immediately after the appellate judgment for notice to issue to show cause why sentences should not be enhanced, acting on Government instructions.
  • The Government Pleader drew the Court's attention to Section 369 (protecting alteration of a judgment once delivered except to correct clerical errors) and relied upon the decision in Emperor v. Mangal Naran to support the procedure followed; he supported the competency of the application to enhance sentence.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Emperor v. Mangal Naran Stated that ordinarily it is undesirable, when an appeal is admitted, to issue a notice under Section 439 at the same time; the Bench should first decide the appeal on merits and only afterwards consider issuing notice for enhancement. The Court treated the remarks in that case (particularly suggestions that a second hearing on the merits would be available) as obiter dicta so far as they suggest a right to a full second hearing on the merits after an appellate dismissal. The opinion acknowledges the case but declines to treat those remarks as binding on the present Bench.
Emperor v. Chinto (1908) I.L.R. 32 Bom. 182 Described the previous invariable practice of the Bombay High Court in enhancement applications to accept the conviction as conclusive and consider enhancement on that basis. The Court regarded Sub-section (6) of Section 439 (added in 1923) as intended primarily to overrule that prior view, permitting an accused (in certain circumstances) to show cause against conviction where previously the conviction had been treated as conclusive.
Hook v. Administrator-General of Bengal (1921) I.L.R. 48 Cal. 499 Illustrated the Privy Council's references to the ordinary principle of finality of judgments. The Court relied on the principle of finality, as discussed by the Privy Council in Hook, to support the conclusion that an accused is debarred from asking a different Bench to re-hear the merits of a conviction already dismissed on appeal by a Bench of this Court.
Emperor v. Bankatram Lachiram (cited; Jenkins C.J. remarks adopted) Remarks on the undesirability of one Judge attempting to fetter the judicial discretion given by the legislature (quoted for general principle on discretion and propriety of practice). Madgavkar J. adopted Jenkins C.J.'s remarks and cited them in discussing the appropriate practice and discretion as to timing for issuing notices for enhancement; used as supportive authority for refusing to lay down a rigid rule.

Court's Reasoning and Analysis

The Court undertook a close textual and purposive reading of the Criminal Procedure Code provisions relevant to revision and enhancement of sentence, especially Section 439 (as amended by Act XVIII of 1923), Section 430 and Section 369.

  1. Interpretation of Sub-section (6) of Section 439:

    The Court emphasized the opening words "notwithstanding anything contained in this section".

    The Court reasoned that Sub-section (6) was primarily introduced to overcome the effect of Clause (5) of Section 439 (which prevented revision applications from being treated as appeals where no appeal had been brought). That is, Sub-section (6) was intended to allow an accused who had not appealed (or where no appeal lay) to show cause against his conviction where previously the conviction might have been treated as conclusive. It was not intended to give an accused an unfettered right to a full rehearing of a conviction after an appellate Bench of this Court had already heard and dismissed his appeal.

  2. Finality and limitations imposed by Sections 430 and 369:

    The Court noted that Section 430, a long-standing provision, declares appellate judgments final except for matters provided in Chapter XXXII (revision by a competent revisional Court). When read alongside Section 369 (which restricts alteration of a judgment once delivered except to correct clerical errors), these provisions manifest the Code's general intention to preserve the finality of appellate judgments.

    Consequently, although Sub-section (6) permits an accused to show cause against conviction in certain circumstances, it cannot be interpreted so broadly as to permit a full re-hearing of the merits of a conviction that an appellate Bench of this Court has already heard and dismissed. Allowing such rehearing would undermine the principle of finality and risk divergent views between Benches of the Court, creating uncertainty and wasting judicial time.

  3. Treatment of the April 7 judgment and scope of enhancement:

    The Court observed that the April 7 judgment confirmed the convictions and declined to reduce sentences, but that judgment did not categorically decide that the sentences could never be enhanced if the proper procedure (as permitted by the Code) were invoked. Thus, the April 7 ruling did not "tie the hands" of the Court with respect to an enhancement application.

    Given the appellate dismissal, the Court held it must treat the conviction as correct for the purposes of the enhancement application and confine the proceedings to the question of adequacy of the sentence, not a re-examination of the conviction's merits.

  4. Practical considerations and procedural practice:

    Madgavkar J. (concurring) observed that ordinarily the question of adequacy of punishment is for Government and the District Magistrate, and Government may apply for enhancement before the appeal is heard. The ordinary and proper procedure where Government applies is: the appeal is heard on the merits, the appeal disposed of, and then (if conviction is confirmed) the same Bench may immediately consider enhancement. However, the Court declined to state any rigid rule about the precise timing for issuing such notices; the exercise of discretion depends on circumstances and the interests of justice.

  5. Application of sentencing principles to the facts:

    The Sessions Judge had acknowledged the seriousness of the offences but mitigated sentence by reference to the accused's long public service (about twenty-five years) and the loss of anticipated pension. The appellate Bench concluded that, given the gravity and "heinousness" of the offences (abuse of investigative powers striking at the root of administration of justice), the one-year sentences were unduly lenient.

    Therefore the Court concluded that sentences for the offences under Sections 193, 196, 218 and 468 (as set out in the opinion) should be increased to two years' rigorous imprisonment for each offence, with the sentences to run concurrently, and the fine of Rs. 500 with imprisonment in default maintained.

Holding and Implications

Holding (core ruling):

Application to enhance the accused's sentences was held competent and, on the merits, the sentences were increased.

Specifically, the Court substituted a sentence of two years' rigorous imprisonment for each of the sentences of one year's rigorous imprisonment previously imposed for offences described in the opinion (the opinion states these as under Sections 193, 196, 218 and 468, Indian Penal Code). The Court ordered that these sentences run concurrently. The fine of Rs. 500 imposed under Section 218, with the stipulated imprisonment in default, was maintained.

Direct consequences and legal implications:

  • The accused's conviction, as confirmed by the appellate dismissal, was to be treated as final for purposes of the enhancement application; he was not entitled to a full rehearing of the merits of the conviction before a different Bench.
  • The Court held that Sub-section (6) of Section 439 does not permit a second full merits hearing of a conviction already dismissed on appeal; it serves primarily to remove a prior disability in cases where no appeal was brought and to allow limited challenge in that context.
  • The opinion treated certain prior remarks in Emperor v. Mangal Naran as obiter dicta so far as they suggested that an accused could obtain a full second merits hearing after appellate dismissal.
  • The Court did not purport to lay down an inflexible procedural rule as to the precise timing for issuing notices to enhance sentence; the practice and exercise of discretion may vary with circumstances (and Government retains the ordinary locus to consider adequacy of punishment and to apply for enhancement at appropriate times).

No attempt has been made in this summary to infer facts, reasoning or outcomes beyond what is explicitly stated in the provided opinion. If any specific statutory subsection or citation is quoted differently within parts of the opinion, the summary reproduces the treatment as presented by the Court in the opinion text.

End of summary.

Show all summary ...

1. In this case a Sub-Inspector of Police was convicted of framing an incorrect record as a public servant under Section 218, fabricating false evidence under Section 193, using such fabricated evidence under Section 196, and forgery under Section 465, Indian Penal Code. He was sentenced to one year's rigorous imprisonment for each of those offences and to pay a fine of Rs. 500 also under Section 218, Indian Penal Code, in default to serve a further term of six months' rigorous imprisonment. The Sessions Judge of Surat ordered the sentences of imprisonment to run concurrently. An appeal was made to this Court, and a Division Bench, consisting of the Chief Justice and Shah J., confirmed the convictions and sentences and dismissed the appeal on April 7, 1926. After the judgment had been delivered, the Government Pleader applied orally to the Court to have notice issued to the accused to show cause why his sentences should not be enhanced, and this application was granted. We have now that application before us.

2. It is contended by Mr. Coyajee for the accused that this Court has, in the circumstances, no legal power to enhance the sentences under Section 439, Criminal Procedure Code. His main contention is that this would practically amount to this Court reviewing or revising the judgment already delivered by a Bench of this Court on April 7, and reliance is placed on the provisions of Section 430, Criminal Procedure Code, which says that judgments and orders passed by an appellate Court upon appeal shall be final, except in the cases provided for in Section 417 and Chapter XXXII. He drew our attention also to the decision of this Court in Emperor v. Mangal Naran . In that case it was held that ordinarily it is not desirable, when an appeal is admitted, to issue a notice at the same time on the accused under Section 439, Criminal Procedure Code, asking him to show cause why the sentence passed upon him should not be enhanced. It was held that the Court should first of all deal with the appeal on its merits, and it is only after disposing of the appeal that it should consider whether a notice to enhance the sentence should issue. The learned Counsel for the accused contends that that decision is erroneous, and that the only legal procedure is to issue a notice for enhancement before the appeal has been actually disposed of. Reference is also made to the provisions of Sub-section (6) of Section 439, Criminal Procedure Code, which were added by Act XVIII of 1923. The sub-section now allows a convicted person, to whom a notice has been given, to show cause why his sentence should not be enhanced, a right of showing cause also against his conviction. This, no doubt, supports the contention that the appeal shonld not have been disposed of prior to the issue of a notice.

3. In my opinion, however, importance attaches to the opening words of that sub-section, "notwithstanding anything contained in this section". It seems to me clear that the main reason for the introduction of this sub-section was the provision in Sub-section (5) that "where under this Code an appeal lies and no appeal is brought, no proceedings by way of revision shall be entertained at the instance of the party who could have appealed." In the case of an accused to whom a notice has been issued, and who has not appealed, or, if no appeal lay, has not applied for revision of his conviction, naturally it would be contended that he could not question the correctness of his conviction; and it was in fact decided by this Court in Emperor v. Chinto (1908) I.L.R. 32 Bom. 182, s.c. : 10 Bom. L.R. 93 that it had been the invariable practice of the Bombay High Court, in cases that came before it for enhancement of sentence, to accept the conviction as conclusive and to consider the question of enhancement of sentence on that basis. It was presumably to overrule that view that the provisions of Sub-section (6) were inserted in 1923, And, that being so, it seems to me that the Sub-section (6) is primarily intended to operate as an exception to what is otherwise laid down or implied in Section 439 itself.

4. Then, coming to Section 430, it is to be noted, first of all, that that section was in the Code long before the amendment of Section 439 in 1923, and when, therefore, the section says that a judgment and order passed by an appellate Court shall be final, except in the cases provided for in Chapter XXXII, that merely referred to the liability of a judgment or order of an appellate Court to revision in accordance with the provisions of that Chapter. It would, in fact, be an exception only applicable to a judgment and order of a Court inferior to a High Court, which could act as a Court of revision under the provisions contained in that Chapter.

5. The Government Pleader has also drawn our attention to Section 369, which is a provision against alteration of a judgment once delivered except to correct a clerical error.

6. What the judgment of April 7 came to was that it confirmed the conviction, and that it rejected the appeal as to sentences in the sense that it saw no reason to reduce them. That in no way was a decision that the sentences should not be enhanced, if a proper procedure was taken, such as the Code allows for that purpose, and, therefore, so far as the judgment goes, there is nothing which in any way ties our hands.

7. Sub-section (6) of Section 439 does not suffice to show that an application for enhancement cannot be heard after a judgment on an appeal has been delivered by this Court, for the reasons which I have already given.

8. On the contrary, it seems to me that the provisions of Sections 369 and 430 show the clear intention of the Code as to the finality of a judgment such as that of April 7, 1926, and that the provisions of Sub-section (6) of Section 439, although they entitle the accused to show cause against his conviction, do not suffice to justify the contention that Mr. Coyajee has put before us that he is at liberty, on this application, to ask the Court to give a full rehearing of the appeal on the merits, and for this Bench to decide for itself whether the conviction was correct or not. Obviously, that whould be a proceeding which is against the ordinary principle of finality of judgments, such as has often been referred to by the Privy Council, for instance, in Hook v. Administrator-General of Bengal (1921) I.L.R. 48 Cal. 499, 508, s.c. : 23 Bom. L.R. 648, F.C. Although, technically, the accused in a case like the present can say, "I have a right to show cause against my conviction", yet the moment the Court is cognizant of the fact that his appeal against that conviction has been dismissed by an appellate Bench of this Court, then, in my opinion, he is debarred from asking another Bench to go into the merits of the conviction. As I have already pointed out, Sub-section (6) of Section 439 is mainly intended to prevent a disability arising in consequence of the provisions of section 439, and cannot be given the wide scope now sought to be put upon it. I am quite aware that in his judgment in Emperor v. Mangal Naran the learned Chief Justice said (p. 358) that-

If, after an appeal baa been heard on its merits and dismissed, a notice to enhance the sentence is issued, the accused has still the right to show cause against his conviction, but any attempt to set aside the conviction would not have much chance of success.

9. That was not a point that was really before the Bench, It is not referred to in the judgment of Crump J., and, with due deference, I certainly protest against, that being taken as a correct view. It would be not only against the principle of finality of justice that I have mentioned, but it would also obviously lead to the very inconvenient position of one Bench possibly taking a different view to another, and, therefore, throwing doubt upon a previous judgment of this Court It would also lead to a considerable amount of time being spent in this manner, which would ordinarily be nothing but a waste of time. Therefore, I treat these remarks, so far as they may be said to be in favour of the accused having a right to go into the merits a second time, as obiter dicta not binding upon this Bench.

10. I think, therefore, that the application must be heard on the merits, treating the conviction as correct in view of the dismissal of the appeal. That being so, the only question is whether the reasons which the Sessions Judge gave for only passing a sentence of one year's rigorous imprisonment plus a fine of Rs. 500 should, or should not, be accepted by this Court. The learned Sessions Judge says:

"The offences are indeed serious and difficult to detect and consequently call for deterrent punishment."
With that remark I fully agree. The offences were of very great seriousness, for the Sub-Inspector abused his powers of investigation of crime in a manner that strikes at the root of the proper administration of justice. But the Sessions Judge took into account the fact that he was an old public servant with about twenty-five years' service in the Police Department, and that the effect of this conviction would deprive him of the pension that he might otherwise have expected to. secure after a few more years of service. Due weight can, of coarse, be given to a consideration of that kind. But, still it seems to me that, having regard to the heinouaness of the offences proved against the Sub-Inspector, the sentences were unduly lenient. I think that the sentences of one year's rigorous imprisonment should be increased to at least two years' rigorous imprisonment, and the fine of Rs. 500 and imprisonment in default maintained. Therefore, in lieu of the sentences of one year's rigorous imprisonment paBsecl under Sections 193,196, 218 and 468, Indian Penal Code, I would substitute a sentence of two years rigorous imprisonment for each offence, maintaining the provision that the sentences should run concurrently. The other sentence of imprisonment in default of payment of the fine of Rs. 500 under Section 218, Indian Penal Code, is also maintained.

Madgavkar, J.

11. The accused Sub-Inspector was convicted by the Sessions Judge of Surat. His appeal to this Court against his conviction was dismissed and the conviction confirmed, and, on an oral application immediately afterwards by the Government Pleader, according to the instructions of Government, the appellate Bench issued notice on the accused to show cause why his sentence should not be enhanced. Objection is taken on his behalf either that the present application is incompetent, or that, at the least, he has a right to have his appeal re-heard on the merits in regard to the conviction.

12. The argument is based in the main on a 439, Clause (6), Criminal Procedure Code, which gives the accused such a right "notwithstanding anything contained in the previous clauses of that section " ; and reference was also made to Section 430 with regard to the finality of appellate judgments. The learned Government Pleader relies on the case of Emperor v. Mangal Naran and Section 369. Criminal Procedure Code.

13. The important Section 439, to which the last clause was added in 1923 read as a whole, defines the powers of revision of this Court, and is, in my opinion, clear on the point now in question, Clause (1) gives this Court wide and unfettered powers to enhance a sentence, as is now sought, subject to Clause (2), namely, notice to the accused person with opportunity of being heard, and to Clause (3) in regard to the maximum of enhancement in certain cases. Clause (4) prevents a complete finding of acquittal being converted into a conviction. Clause (5) prevents a revision application ordinarily being treated as an appeal where no appeal has been brought, and then comes the added Clause (6), which, as pointed out by my learned brother, overrules the previous view of this Court in Emperor v. Chinto (1908) I.L.R. 32 Bom. 162 s.c. : 10 Bom. L.R. 83

14. The last Clause (6), which is all important from the point of view of the petitioner, gives him not an unrestricted right of hearing on the merits against his conviction, but is especially subjected to the initial six words " notwithstanding anything contained in this section," particularly Clause (5) preceding. Clearly, therefore, the present case, namely, that he had appealed and that this appeal has already been heard on the merits and his conviction confirmed, is not provided in Clause (6), and is outside the purview of that clause. On these grounds, I would bold that the present application is competent.

15. The only other point, namely, whether the accused has nevertheless a right to a second hearing on the merits, has already been dealt with in the main, sections 369 and 430 of the code are decisive.

16. The observations of Macleod C.J. in the case referred to above, p 357, as my learned brother has pointed out, are obiter dicta, and were not necessary for the decision of the case before the learned Chief Justice. That case also contains observations in regard to the practice as to the issue of notice in such cases.

16. In regard to the practice as to the proper time for issuing of such notice, speaking for myself, I should say that the question of adequacy of punishment is, in the first instance, a matter for Government and for the District Magistrate. From the time when the sentence is passed, and at all events up to the time when an appeal is admitted and notice is received, it is open to Government to consider the sufficiency of a sentence and, before hearing of the appeal, to apply to this Court for enhancement of sentence, if they are so advised. The appeal would then be heard on the merits as to the convictions and disposed of first, and, if the conviction was confirmed, the question of enhancement would be considered by the same Bench immediately afterwards. This, I think, would be the ordinary and the proper procedure. It is only in rare instances that this Court considers for itself the question of enhancement of sentence, and only if no action has been taken by Government, and if this Court thinks that the interests of justice imperatively demand it. In such a case it would be a matter for consideration by this Court, in view of all the circumstances, whether this Court should issue notice at the very time of the admission, or whether it should do so after the disposal of the appeal on the merits as to the conviction In considering these circumstances, the point referred to by Crump J. on p. 359 of the case, namely, the extreme undesirability that an accused should ever be deterred from appealing from a fear that an appeal mights lead to such a notice of enhancement, would doubtless, always be present to the mind of the Court. But it may be that in extreme cases, such as, for instance, the very case referred to, , where a sentence of capital punishment for murdering a girl for the sake of her gold and silver ornaments appeared to the admitting Bench be imperatively called for, the latter consideration might override the former consideration. Therefore, speaking for myself, I am not prepared to lay down any hard and fast rule for this Court as to the appropriate time for issue by it of notice of enhancement, As to the undesirability of one Judge attempting to fetter the judicial discretion which the legislature has given, I respectfully adopt and may refer to the remarks of Jenkins C.J. in Emperor v. Bankatram Lachiram (1954) I.L.R. 28 Bom. 533, 566 s.c. : 6 Bom. L.R. 379.

17. On the merits, I agree that the sentence should be enhanced as proposed by my learned brother.