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Bhudeo v. Gupteshwar

Patna High Court
Aug 18, 1949
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Structured Summary of the Opinion (Ramaswami, J. and Manohar Lall, J.)

Factual and Procedural Background

The original proceedings began with Janki Pandey and Foujdar Mahto obtaining a preliminary mortgage decree. The judgment-debtors appealed to the High Court. While that appeal was pending, Janki Pandey died; in his place the plaintiff in the present suit and defendant no. 1 were substituted. After the High Court dismissed the appeal, a final decree was prepared in favour of the substituted parties (plaintiff and defendant no. 1).

The plaintiff then instituted the present suit seeking (a) a declaration that he was the daughter's son of the deceased Janki Pandey and, as Janki's sole heir, entitled to the entire money due under the mortgage decree, and (b) a temporary injunction restraining defendant no. 1 from withdrawing his share of the decree money.

The defendants' principal defences were that the plaintiff was not the grandson of Janki and that the suit was barred by the rule of res judicata. The learned Munsif found the plaintiff to be the sole heir but dismissed the suit on the ground of res judicata. On appeal the Subordinate Judge reversed the Munsif and held that the plaintiff was entitled to a decree. The present appeal challenges that result, and the main issue framed is whether the plaintiff's claim is barred by res judicata.

Legal Issues Presented

  1. Whether the plaintiff's claim for declaration of heirship and entitlement to the entire sum due under the mortgage decree is barred by the rule of res judicata.

Arguments of the Parties

Plaintiff's Position

  • The plaintiff asserted that he was the daughter's son of the deceased Janki Pandey and, as Janki's sole heir, was entitled to the entire amount due under the mortgage decree.
  • The plaintiff sought injunctive relief restraining defendant no. 1 from withdrawing his share of the decree money while the question of entitlement was litigated.

Defence / Appellant's Arguments

  • The principal defence was that the plaintiff was not the grandson of Janki Pandey.
  • The defence also asserted that the suit was barred by the rule of res judicata, including an argument (pressed by the appellant's advocate) that the rule of res judicata as between co-plaintiffs should be applicable to bar the present claim.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Antu Rai v. Ram Kinkar Rai (Allahabad High Court) Held that decision under Order XXII, rule 5 is a decision in a summary proceeding for continuance of the appeal and cannot operate as res judicata in a subsequent suit regarding succession to property not in issue in the earlier suit. Used as supporting authority for the proposition that proceedings under Order XXII, r.5 are collateral and do not operate as res judicata.
Raj Bahadur v. Narain Prasad Mentioned as a contrary view (dissenting in the context described by Antu Rai). Not followed by the court; cited to show that Antu Rai expressly dissented from Raj Bahadur.
Parsotam Rao v. Janki Rai Earlier decision of the same High Court followed by Antu Rai. Noted as an authority that Antu Rai expressly followed; supports the non-application of res judicata to Order XXII r.5 proceedings.
Samsarivsa Sarvathi Palekhan v. Pathumma (Madras High Court) Held that admission of a legal representative to continue a suit is a preliminary matter and not one of the questions arising for decision in the suit itself. Relied on to support the proposition that disputes under Order XXII r.5 are preliminary/collateral and not res judicata.
Bala Rai v. Ganesh (Bombay High Court) Expressed the same view as other High Courts that Order XXII r.5 proceedings do not operate as res judicata. Relied upon as consistent authority for the same principle.
Chiragh Din v. Dilawar Khan (Lahore High Court) Held that a decision under Order XXII, rule 5 did not bar re-agitating the same question in a separate suit; res judicata did not apply. Placed among the authorities supporting the non-applicability of res judicata to Order XXII r.5 proceedings.
Zalam v. Tirlochan Pd. Singh (Oudh Chief Court, Full Bench) Reached the same conclusion regarding Order XXII r.5 and res judicata. Cited as further authority in the same line of decisions.
Cottingham v. Earl of Shrewsbury (Wigram V.C.) Principle: co-defendants (and by analogy co-plaintiffs) are not bound inter se by a proceeding that is necessary only to enable the plaintiff to obtain relief, unless deciding between them is essential to the relief given to the plaintiff. Adopted as a governing principle: res judicata between co-plaintiffs/co-defendants arises only where inter se adjudication was necessary to give relief to the opponent.
Rukhmini v. Dhondo Mahadu Held that a finding becomes res judicata as between co-plaintiffs only if it was essential for giving relief against the defendants; factual example provided about ornament/stridhan dispute. Relied on to illustrate that res judicata cannot be inferred unless the point was essential to the relief given in the previous suit.
Attorney-General for Trinidad and Tobago v. Eriche Held that no court ought to infer res judicata by mere argument from a previous judgment. Cited to support the caution against inferring res judicata from prior decisions absent clear necessity in the earlier judgment.
Ashgar Reza Khan v. Mahomed Mehdi Hossain Khan (Judicial Committee) Held that res judicata did not apply among parties who all claimed under the same former plaintiff; the dispute there turned on construction rather than res judicata. Quoted (Lord Lindley) and used to show res judicata may be inapplicable among persons claiming under the same predecessor.
Maharaja Pratap Udainath Sahi Deo v. Ganesh Narain Sahi (Sir Dawson-Miller, C.J. and Jawala Prasad, J.) Observed that where there was no dispute between co-plaintiffs, the principle in Cottingham v. Shrewsbury had no application and the decision could not be res judicata inter se. Quoted to support the proposition that absence of conflict between co-plaintiffs precludes a res judicata bar inter se.
Ramchandra Narayan v. Narayan Mahadev Referenced in connection with the above principle (no conflict between co-plaintiffs). Referred to as an authority cited in Maharaja Pratap Udainath Sahi Deo to support non-binding effect inter se.
Sheo Singh Rai's case (Privy Council) Pointed out that a court could not properly make a binding declaration between adoptive mother and adopted son where both were plaintiffs; decree framed to avoid prejudice inter se. Relied upon by Manohar Lall, J. to illustrate that courts often avoid making binding inter se declarations between co-plaintiffs where unnecessary to the relief against defendants.
Munni Bibi v. Triloki Nath; Maung Sein Done v. Ma Pan Nyun; Kedar Nath Goenka v. Ram Narain Lal Cited by Manohar Lall, J. as other well-known decisions applying the same governing rule on co-plaintiffs/co-defendants and res judicata. Referred to as supporting authorities for the proposition that res judicata applies between parties on the same side only when essential to the relief.

Court's Reasoning and Analysis

The court framed the decisive issue as whether the plaintiff's claim is barred by res judicata. It proceeded in two linked strands of reasoning:

  1. Analysis of Order XXII, rule 5: The court observed that a decision under Order XXII, rule 5 — concerning who is the legal representative of a deceased plaintiff — is not an issue arising in the suit proper but is a collateral, preliminary matter that must be decided before the suit can proceed. The rule empowers the court to appoint a representative to prosecute the suit, but such appointment is not a determination of any issue properly raised in the suit and therefore cannot operate as res judicata.

    This proposition was supported by a chain of authorities from various High Courts and earlier decisions, all holding that proceedings under Order XXII, r.5 are summary/preliminary and do not bind parties in later suits on the substantive question of succession or representation.

  2. Principle regarding res judicata between parties on the same side (co-plaintiffs/co-defendants): The court reiterated the established principle (as stated by Wigram V.C in Cottingham v. Earl of Shrewsbury and applied in subsequent authorities) that res judicata will apply between co-plaintiffs only when:
    • There was an actual conflict of interest between the co-plaintiffs (active controversy inter se); and
    • The adjudication inter se was necessary to give appropriate relief to the defendants in the earlier suit (i.e., the inter se decision was essential for the relief granted to the opposing party).

    The court emphasized that a point should not be held to be res judicata unless it is clear from the pleadings and findings in the previous suit that the matter was essential to the previous relief; courts should not infer res judicata from mere argument or implication in prior judgments.

  3. Application to the facts: Applying the two-fold principle to the present case, the court found that the prerequisites for res judicata were not satisfied. There had not been the requisite adversarial adjudication inter se among the substituted parties that would have been essential to the relief given to the defendants in the prior proceeding. Consequently, the decision made under Order XXII, r.5 (or the procedural steps relating to substitution/representation) did not operate to bar the plaintiff's suit on the substantive question of heirship and entitlement to the decree money.

On that basis the court concluded that the lower appellate court's decree in favour of the plaintiff was correct and that the appeal should be dismissed.

Holding and Implications

Holding: Appeal dismissed; the plaintiff's suit is not barred by res judicata, and the decree in favour of the plaintiff (as held by the lower appellate court) stands.

Implications

  • Direct effect: The dismissal of the appeal affirms the lower appellate court's decision granting the plaintiff a decree declaring his entitlement (the plaintiff was held not to be barred by res judicata and was entitled to the relief claimed), and the appellant was ordered to pay costs.
  • Scope and precedent: The court applied and relied upon an established line of authorities that treat proceedings under Order XXII, rule 5 as preliminary/collateral (not operating as res judicata) and reiterated the established test for res judicata between parties on the same side. The opinion does not purport to establish a new legal principle beyond these applications; it applies existing authorities to the facts before it.

This summary is strictly confined to the facts, arguments, authorities, reasoning, and conclusions as stated in the provided opinion. No information has been added beyond the text of the opinion.

Show all summary ...

Ramaswami, J.:— It is advisable at the outsets to set out the material facts which have led to the prosecution of this appeal.

Janki Pandey and Foujdar Mahto had obtained a preliminary mortgage decree against which the judgment-debtors preferred appeal to the High Court While the appeal was pending, Janki Pandey died and in his place plaintiff and defendant no. 1 were substituted. After the appeal was dismissed, final decree was prepared in favour of plaintiff and defendant no. 1. The plaintiff brought this present suit for a declaration that he was the daughter's son of deceased Janki and being his sole heir was entitled to the entire money due on the mortgage decree. The plaintiff also asked for a temporary injunction restraining defendant, no. 1 from withdrawing his share of the amount due on the mortgage decree. The main ground of defence was that plaintiff was not the grandson of Janki, that the suit was in any case barred by res Judicata. The learned Munsif held that plaintiff was the sole heir of the deceased Janki, but he dismissed the suit on the ground that the rule of res judicata applied. In appeal the learned Subordinate Judge reversed the judgment of the Munsif holding that plaintiff was entitled to decree.

The main question to be determined in this appeal is whether the claim of the plaintiff is barred by res judicata.

It is manifest that a decision of the question under Order XXII rule 5 whether a certain person is or is not the legal representative of a deceased plaintiff is not an issue arising in the suit itself but it is really a matter collateral to the suit and one that has to be decided before the suit itself can be proceeded with. The rule empowers the court in a case where a dispute arises as to who is the legal representative of a deceased plaintiff to appoint a legal representative for the purpose of prosecuting the suit. But the appointment of such legal representative is not the determination of any issue which is properly raised in the suit itself, and cannot operate as res judicata. This opinion is supported by a catena of authorities. In Antu Rai v. Ram Kinkar Rai) the Allahabad High Court held that decision under Order XXII, rule 5 of the Civil Procedure Code of a dispute as to which of several persons was the heir and legal representative of a deceased appellant was a decision in a summary proceeding for the purpose of continuance of the appeal, and cannot operate as res judicata in a subsequent suit between the same persons regarding succession to the property of the deceased person, which property was not in suit in the earlier suit. The learned Judges dissented from Raj Bahadur v. Narain Prasad and expressly followed an earlier decision of the same High Court, Parsotam Rao v. Janki Rai. Similarly in Samsarivsa Sarvathi Palekhan v. Pathumma the Madras High Court held that the question whether a person should be admitted as the legal representative of a deceased plaintiff to continue a suit could not be regarded as one of the questions arising for decision in the suit itself, and that it was a matter to be decided at a preliminary stage before the suit itself can be proceeded with. In Bala Rai v. Ganesh the Bombay High Court expressed the same view. In Chiragh Din v. Dilawar Khan the Lahore High Court held that a decision of a proceeding under order XXII, rule 5, did not bar, the reagitating of the same question in a separate suit and the rule of res judicata did not apply in such a case. In Zalam v. Tirlochan Pd. Singh a Full Bench of the Oudh Chief Court reached the same conclusion.

Learned advocate for the appellant stressed the argument that the rule of res judicata as between co-plaintiffs will be applicable. But the argument is invalid. On principle the rule of res judicata will not apply unless there is a conflict of interest among the co-plaintiffs, and a judgment defining the real rights and obligations of the co-plaintiffs inter se. Further the adjudication inter se between the co-plaintiffs should have been necessary to give appropriate relief to the defendants [Cf. Wigram V.C in Cottingham v. Earl of Shrewsbury].

In the last case (which deals with the cognate rule as to co-defendants) the Vice-Chancellor states: “But, if the relief given to the plaintiff does not require or involve a decision of any case between co-defendants, the co-defendants will not be bound as between each other by any proceeding which may be necessary only to the decree the plaintiff obtains”.

In Rukhmini v. Dhondo Mahadu it was pointed out that a finding to become res judicata as between co-plaintiffs must have been essential for the purpose of giving relief against the defendants. In that case the plaintiff D and his step-mother R brought a suit against O to recover possession of certain ornaments which formed part of the estate of M, the father of D and husband of R. It was held by the court of first instance that R was entitled to the ornaments, because they were her stridhan; but the appellate court held that she was entitled to them not because they were her stridhan, but because she was the absolute owner of the property. D then sued R for a declaration that he, as son and heir to M, was entitled to hold the decree. The defendant in reply contended inter alia, that the suit was barred by res judicata. The learned Judges held that the bar of res judicata did not apply, inasmuch as there was no final adjudication as between R and D, and in the first suit it was a matter of no consequence to the defendant therein for the purposes of the relief to be given against him whether R succeeded or whether D succeeded. The Court ought not to hold a point to be res judicata unless it is clear from the pleadings and the findings in the previous suit. The learned Judges referred to Attorney-General for Trinidad and Tobago v. Eriche in which it was held that no Court ought to infer res judicata by mere arguments from a judgment in a previous suit.

In Ashgar Reza Khan v. Mahomed Mehdi Hossain Khan the Judicial Committee had the same question before them. The right to the profit rental of a bazar had been decided in the plaintiff's favour in a suit between rival zemindars. In the subsequent litigation all the parties claimed under the former plaintiff, and the matter in litigation was the right to possession of a share in the bazar. The Judicial Committee held that the rule of res judicata was not applicable, and decided the case on the construction of the conveyances and sale-certificate. Lord Lindley observed: “Under these circumstances the plea of res judicata might well be a defence to a hostile claim by persons asserting a title under Ahmed Reza's former opponent against those who claim under him. But their Lordships are at a loss to understand its applicability in a dispute between persons all of whom claim under Ahmed Reza himself, as the plaintiff and the defendants in this case do. The claim under the Statute of Limitations being negatived, the present dispute roust turn on the construction of the conveyances under which the parties respectively claim”.

In Maharaja Pratap Udainath Sahi Deo v. Ganesh Narain Sahi Sir Dawson-Miller, C.J and Jawala Prasad, J. in dealing with the question of res judicata as between co-plaintiffs observed as follows: “There was no dispute between the plaintiffs in that suit as to the Maharaja's right to resume or the fact that the tenure had come to an end on the death of Lachmi Nath. The principle laid down in Cottingham v. Shrewsbury can therefore have no application. There was no conflict of interest between the co-plaintiffs and the decision cannot, in my opinion, be held binding as res judicata on their successors vide Ramchandra Narayan v. Narayan Mahadev, 11 Bombay 216.

Upon this review of the authorities it is manifest that if the bar of res judicata is to apply, the first requisite is that there should have been active controversy inter se between the parties arrayed on the same side. In the second place, the adjudication inter se between the co-plaintiffs should have been necessary to give the appropriate relief to the defendants.

Applying these principles to the present case I hold that the suit is not barred by res judicata, and that the lower appellate court rightly granted a decree, to the plaintiff.

I should accordingly dismiss this appeal with costs.

Manohar Lall, J.:— I have also come to the same conclusion that in the circumstances of the present case the principle of res judicata has no application. As far back as 1878, their Lordships of the Privy Council pointed out in Sheo Singh Rai's case: “The Court, indeed, could not properly make a binding declaration as between the adoptive mother and the adopted son, both being plaintiffs. It is, no doubt, on this account that the decree, whilst it declares the right of the widow to present possession as against the Defendant, is framed in a form which avoids prejudice to the rights of the plaintiffs inter se.”—In this case the suit was to establish a Jain widow's right of inheritance to her husband's estate, and to uphold her adoption of her daughter's son, as well as his right to succeed her after her death, by avoiding the pretensions of the defendant who claimed under some title. The under lying principle has been so often stated that it is unnecessary to do more than make references to the well-known decisions of the Privy Council where they have adopted the observations of Wigram, V.C in Cottingham v. Earl of Shrewsbury the leading case on the subject: “If a plaintiff cannot get at his right without trying and deciding a case between co-defendants, the Court will try and decide that case, and the co-defendants, will be bound; but if the relief given to the plaintiff does not require or involve a decision of any case between co-defendants, the co-defendants will not be bound as between each other by any proceeding which may be necessary only to the decree the plaintiff obtains.” This rule governs the cases of co-plaintiffs also because on principle there is no distinction whether the persons are arrayed as co-plaintiffs or as co-defendants. In either case the rule of res judicata will apply if it was essential to decide the matter between the co-plaintiffs in order to give relief against the defendants and the matter had in fact been decided. See Munni Bibi v. Triloki Nath, Maung Sein Done v. Ma Pan Nyun, and Kedar Nath Goenka v. Ram Narain Lal. In the case of Rukhmini v. Dondo Mahad, an identical question came for decision, and it was held that a subsequent suit was maintainable by one of the co-plaintiff for a declaration that he and not a co-plaintiff was entitled to hold the decree. This is exactly the situation in the present case. For these reasons, I agree that the appeal should be dismissed with costs.

S.H
Appeal dismissed.