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Yogesh Yadav v. Union Of India And Others
Factual and Procedural Background
The Competition Commission of India (CCI) issued a public notice dated 11-11-2009 advertising, inter alia, 13 vacancies for the post of Deputy Director (Law), of which three were reserved for the Other Backward Class (OBC) category. Clause 7 of the advertisement stated that applications would be screened, suitable candidates shortlisted “through a transparent mechanism”, and the shortlisted candidates called for interview.
A written examination worth 80 marks was held on 14-02-2010; instructions made clear that the interview would carry 20 marks and that only candidates obtaining at least 50% (general) or 40% (reserved) in the written test would be interviewed. The appellants, all OBC candidates, surpassed the written-test threshold and were interviewed on 19-03-2010.
Subsequently, CCI fixed an overall benchmark of 70/100 for general candidates and 65/100 for reserved candidates for final selection. No OBC candidate met this threshold, and only five general-category candidates were appointed. The appellants challenged their non-selection before the Delhi High Court, contending that the benchmark constituted an impermissible alteration of the selection criteria after the process had commenced. Both the Single Judge and the Division Bench dismissed their claims, prompting the present appeals to the Supreme Court.
Legal Issues Presented
- Whether CCI’s post-examination fixation of an overall benchmark of 65% (reserved) and 70% (general) constituted an unlawful change in the “rules of the game” after the recruitment process had begun.
- Whether the precedent in Hemani Malhotra v. High Court of Delhi (2008) 7 SCC 11, which invalidated late introduction of minimum viva-voce marks, governed the present case.
Arguments of the Parties
Appellants’ Arguments
- Fixing an overall benchmark after the written test and before declaration of results violated the principle that selection criteria cannot be altered mid-process (Hemani Malhotra).
- Neither the advertisement nor subsequent instructions mentioned any such benchmark; therefore the change was arbitrary and illegal.
Respondents’ (CCI) Arguments
- The written-test/interview ratio (80:20) and qualifying marks for interview were disclosed ab initio and never altered.
- Benchmarks were fixed only for final appointment, amounting to permissible shortlisting to secure meritorious candidates for a specialised post.
- The Interview Committee was insulated from written-test scores; total marks were tabulated only after both components were completed.
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| Hemani Malhotra v. High Court of Delhi (2008) 7 SCC 11 | Minimum viva-voce marks cannot be introduced after commencement of the selection process. | Distinguished; Court held that, unlike in Hemani Malhotra, the ratio of marks (80:20) remained unchanged and the benchmark represented permissible shortlisting, not a new interview cut-off. |
| Lila Dhar v. State of Rajasthan (1981) 4 SCC 159 | Authorities may prescribe minimum marks, but such norms must exist before selection commences. | Referenced in analysing Hemani Malhotra; ultimately found not to bar the present benchmark because it concerned overall selection, not viva-voce minima. |
| K. Manjusree v. State of A.P. (2008) 3 SCC 512 | Late introduction of additional qualifications/requirements is impermissible. | Considered but held inapplicable for reasons similar to Hemani Malhotra. |
| State of Haryana v. Subash Chander Marwaha (1974) 3 SCC 220 | Government can set a higher score than the minimum eligibility to maintain standards in a selection post. | Relied upon to justify CCI’s decision to appoint only candidates meeting the higher 70/65 benchmark. |
| M.P. Public Service Commission v. Navnit Kumar Potdar (1994) 6 SCC 293 | Shortlisting of candidates to achieve administrative efficiency is permissible. | Cited to treat fixation of the benchmark as lawful shortlisting rather than alteration of selection criteria. |
Court's Reasoning and Analysis
The Supreme Court agreed with the Delhi High Court that no component of the announced selection scheme was altered: the written test remained 80 marks, the interview 20 marks, and qualifying marks for being called to interview (50% general / 40% reserved) were unchanged. What CCI introduced was a benchmark for appointment, fixing overall thresholds of 70 and 65. The Court characterised this as permissible “shortlisting” designed to secure higher calibre candidates for a technical, legal post.
Distinguishing Hemani Malhotra, the Court emphasised that the impugned change there introduced a new viva-voce cut-off after the process had begun, whereas here the ratio of marks and interview criteria remained constant; only the level of merit for final selection was elevated. Relying on Subash Chander Marwaha, the Court noted that an employer may legitimately set standards higher than the minimum eligibility to maintain professional competence. The benchmark therefore neither violated the advertisement nor altered “the rules of the game.”
The Court further observed that candidates were treated uniformly; the benchmark applied equally to all OBC aspirants and no evidence of arbitrariness or mala fides was produced. CCI's decision was thus “rational and reasonable,” falling within its prerogative to ensure administrative efficiency and quality appointments.
Holding and Implications
Appeals Dismissed; no order as to costs.
The decision affirms that an employer may, even after examinations and interviews, prescribe an overall benchmark for appointment provided it does not alter previously published components of the selection process. The immediate effect is that the appellants are not entitled to appointment as Deputy Director (Law). The judgment reinforces the principle that reasonable shortlisting to uphold standards is lawful and does not necessarily contravene earlier Supreme Court precedents on mid-process changes, though it sets no fundamentally new precedent.
A.K Sikri, J.— Leave granted. The counsel for the parties were heard at length on the issue involved in these cases. We now proceed to decide the same by this order.
2. The matter pertains to appointment to the post of Deputy Director (Law) in the Other Backward Class (OBC category). The appointments to the vacancies in the aforesaid post were to be made in the office of the Competition Commission of India (CCI). The three appellants in these three appeals were also the candidates who appeared in the written test. After qualifying the written test, they also faced the interview. However, their names did not appear in the list of candidates finally selected. According to the appellants, their non-selection was the result of altering the prescribed mode of selection midway i.e after the initiation of recruitment process which was impermissible. This contention has not found favour with either the learned Single Judge WP (C) No. 7007 of 2010 in the writ petitions filed by them or the Division Bench LPA No. 561 of 2011 of the High Court in the appeals filed by them challenging the order of the learned Single Judge. The bone of contention, before us also, remains the same. Therefore, the issue which needs to be decided is as to whether there was any change in the mode of selection after the process of selection had started.
3. The seminal facts which are necessitated to understand the controversy are recapitulated hereinbelow: CCI had issued the notification through public notice dated 11-11-2009 inviting applications for various posts. We are concerned with the post of Deputy Director (Law) for which 13 vacancies were notified — 9 were in general category, 1 in SC category and 3 posts were reserved for OBC category.
4. Clause 7 of the notification stipulated the mode of selection in the following manner:
“7. Mode of selection.—All the applications received by the due date will be screened with reference to the minimum qualification criteria. From amongst the eligible candidates, suitable candidates will be shortlisted through a transparent mechanism and the shortlisted candidates will be called for interview before final selection. Mere fulfilling of minimum qualifications by itself would not entitle any applicant for being called for interview.”
5. The eligibility/qualification/experience required for this post was also provided in the advertisement. It is undisputed that the appellants fulfilled the eligibility condition, being holder of degree of Bachelor of Law (Professional) as well as 3 years' experience in the relevant field including in the corporate sector. The written test for this post was held on 14-2-2010 for shortlisting of candidates for interview. The admit card was also issued to the appellants for appearing in the written test along with the detailed instructions including the scheme of examination. Paras 4 and 9 of the instructions which were given to the examinees/candidates are relevant for our purposes and therefore we reproduce the same hereunder:
“4. The selection to all the positions advertised will be based on a written test followed by an interview. The written test will carry 80% of the marks and interview will have 20% of the marks. The written test will be in two parts. The first part will be based on multiple choice questions for 50 marks. There is no negative marking in these multiple choice questions. The second part carrying 30 marks will be distributed to the descriptive questions on the subject of your specialisation within the broad outline of the subject of specialisation as indicated in the advertisement.
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9. The candidates who do not secure 50% of the marks in the test will not be called for the interview. However, for candidates belonging to the reserved categories, the cut-off marks will be 40% of the total marks.”
6. The written examination was of 80 marks and the appellants secured more than 50% marks therein. They were called for the interview which was held on 19-3-2010 and the result of which was published on the website of CCI. Finally, only 5 candidates, that too from the general category, were selected. Nobody from the OBC category, to which category the appellants belonged, emerged successful. On obtaining the information from the respondents under the Right to Information Act, 2005, the appellant in CA No. 6799 of 2013 [@ SLP (C) No. 34427 of 2011] came to know that he had secured only 2 marks out of 20 marks in the interview. In this manner, total marks secured by him were 53 out of 100 marks. He also learnt that the respondents had fixed the benchmark of 70 marks for the general category and 65 marks for the reserved category candidates. Since the total marks obtained by all these appellants were less than 65, that was the reason for their non-selection. It is this fixation of benchmark which has agitated the appellants and according to them it amounts to changing the selection procedure midway, which is illegal.
7. The appellants approached the High Court of Delhi by filing a writ petition challenging their non-selection primarily on the ground that the selection criteria was changed arbitrarily that too after the advertisement and the law did not permit the respondents to change the rules of the game after the game had started. The precise contention in this behalf was that the benchmark which was fixed at 70 and 65 marks or above in the general and reserved category respectively for the purposes of selection was not mentioned earlier i.e before the start of selection process, either in the advertisement or otherwise.
8. The writ petitions were contested by the respondents. In the counter-affidavit filed by CCI, it was explained that there was an overwhelming response received from the candidates for selection to the aforesaid post and having regard to the large number of applications received, CCI decided to undertake the selection to all posts notified in the advertisement on the basis of written test followed by interview and accordingly it was determined that written test would be for 80 marks while 20 marks were attributed to interview. Further, the candidates who secured minimum of 50 marks in the written test in the general category and minimum of 40 marks in the reserved category were called for interview in the ratio of three times of the number of vacancies where the number of vacancies were more than 10 and 5 times of the number of the vacancies for less than 10. The marks obtained in the written test were not disclosed to the Interview Committee and the Committee independently and without being influenced by the marks obtained in the written test adjudged the candidates on the basis of viva voce test and awarded the marks. The marks of the written test, which were kept in the sealed cover, were opened after the marks given to candidates in the interview by the Interview Board and tabulated merit list was prepared accordingly. CCI, keeping in view the nature and purpose of the post, decided to fix the percentage for final selection as 70 marks out of 100 for unreserved category and minimum 65 marks out of 100 for reserved category for professional categories in which category the post of Deputy Director (Law) falls. It was argued that such a course of action was permissible and it was not a case where the mode of selection, at any time was changed and insofar as fixation of benchmark is concerned that was the prerogative of the employer.
9. The learned Single Judge of the High Court accepted the plea of the respondents as he did not perceive this to be the change in criteria in the selection procedure, holding that fixation of the benchmark was legal and justified. As pointed out above, letter patent appeals filed by the appellants against the learned Single Judge have also met the same fate.
10. In the aforesaid backdrop, the question that falls for consideration is as to whether fixation of benchmark would amount to change in the criteria of selection in the midstream when there was no such stipulation in that regard in the advertisement.
11. Mr Jayant Bhushan, the learned Senior Counsel appearing for one of the appellants submitted that the case is squarely covered by the ratio of the judgment of this Court in Hemani Malhotra v. High Court of Delhi (2008) 7 SCC 11. That case pertained to recruitment to the Higher Judicial Service in Delhi. The mode of selection was written test and viva voce. 250 marks were assigned for written test and 750 marks prescribed for viva voce test. When the advertisement was given there was no stipulation prescribing the minimum marks/cut-off marks at viva voce test after the written test was held. The persons who qualified the written test were called for interview. The interview was, however, postponed by the Interview Committee and it felt that it was desirable to prescribe minimum marks for the viva voce test as well. The matter was placed before the Full Court and the Full Court resolved to fix minimum qualifying marks in viva voce which were 55% for general category, 50% for SC/ST candidates. After this change was effected in the criteria thereby prescribing fixation of minimum qualifying marks, the interviews were held. The petitioners in that case were not selected as they secured less than 55% marks. Those two petitioners filed the writ petition submitting that prescribing minimum cut-off marks in the viva voce test, after the selection process had started, when there was no such stipulation at the time of initiation of recruitment process, was unwarranted and impermissible. The Court, taking notice of its earlier judgments in Lila Dhar v. State of Rajasthan (1981) 4 SCC 159 and K. Manjusree v. State of A.P (2008) 3 SCC 512 held that when the previous procedure prescribing minimum marks was not permissible at all after the written test was conducted, the ratio of the case is summed up in para 15 of the judgment, as under: (Hemani Malhotra case (2008) 7 SCC 11)
“15. There is no manner of doubt that the authority making rules regulating the selection can prescribe by rules the minimum marks both for written examination and viva voce, but if minimum marks are not prescribed for viva voce before the commencement of selection process, the authority concerned, cannot either during the selection process or after the selection process add an additional requirement/qualification that the candidate should also secure minimum marks in the interview. Therefore, this Court is of the opinion that prescription of minimum marks by the respondent at viva voce test was illegal.”
12. This very argument based on the aforesaid judgment was taken in the LPAs before the High Court as well. However, the High Court took the view that the aforesaid judgment was not applicable in the instant case as the factual scenario was altogether different. Since we are agreeing with the view of the High Court, it would be apposite to take notice of the relevant discussion on this aspect:
“18. From the aforesaid pronouncement of law, it is vivid that an amended rule cannot affect the right of a candidate who has qualified as per the terms stipulated in the advertisement and is entitled to claim a selection in accordance with the rules as they existed on the date of the advertisement; that the selection can be regulated by stipulating a provision in the rule or laying a postulate in the advertisement for obtaining minimum marks both in the written examination and viva voce, but if minimum marks are not prescribed for viva voce before the commencement of the selection process, the authority, during the selection process or after the selection process, cannot add an additional requirement/qualification that the candidate should also secure minimum marks in the interview; that the norms or rules as existing on the date when the process of selection begins will control such selection and that revisiting the merit list by adopting a minimum percentage of marks for interview is impermissible.
19. The factual scenario in the present case has a different backdrop. The advertisement stipulated that the shortlisted candidates would be called for interview before the final selection and mere fulfilling of minimum qualifications by itself would not entitle any applicant for being called for interview. Thereafter, in the instructions, the marks were divided. Regard being had to the level of the post and the technical legal aspects which are required to be dealt with, a concise decision was taken to fix 65% marks for OBC category in toto i.e marks obtained in the written examination and marks secured in the interview. It is not a situation where securing of minimum marks was introduced which was not stipulated in the advertisement. A standard was fixed for the purpose of selection.”
13. The instant case is not a case where no minimum marks are prescribed for viva voce and this is sought to be done after the written test. As noted above, the instructions to the examinees provided that written test will carry 80% marks and 20% marks were assigned for the interview. It was also provided that candidates who secured minimum 50% marks in the general category and minimum 40% marks in the reserved categories in the written test would qualify for the interview. The entire selection was undertaken in accordance with the aforesaid criterion which was laid down at the time of recruitment process. After conducting the interview, marks of the written test and viva voce were to be added. However, since a benchmark was not stipulated for giving the appointment. What is done in the instant case is that a decision is taken to give appointments only to those persons who have secured 70% marks or above marks in the unreserved category and 65% or above marks in the reserved category. In the absence of any rule on this aspect in the first instance, this does not amount to changing the “rules of the game”. The High Court has rightly held that it is not a situation where securing of minimum marks was introduced which was not stipulated in the advertisement, standard was fixed for the purpose of selection. Therefore, it is not a case of changing the rules of the game. On the contrary in the instant case a decision is taken to give appointment to only those who fulfilled the benchmark prescribed. The fixation of such a benchmark is permissible in law. This is an altogether different situation not covered by Hemani Malhotra case (2008) 7 SCC 11.
14. The decision taken in the instant case amounts to shortlisting of candidates for the purpose of selection/appointment which is always permissible. For this course of action of CCI, justification is found by the High Court noticing the judgment of this Court in State of Haryana v. Subash Chander Marwaha (1974) 3 SCC 220. In that case, Rule 8 of the Punjab Civil Service (Judicial Branch) Service Rules was the subject-matter of interpretation. This Rule stipulated consideration of candidates who secured 45% marks in aggregate. Notwithstanding the same, the High Court recommended the names of candidates who had secured 55% marks and the Government accepted the same. However, later on it changed its mind and the High Court issued mandamus directing appointment to be given to those who had secured 45% and above marks instead of 55% marks. In appeal, the judgment of the High Court was set aside holding as under:
“12. … It is contended that the State Government have acted arbitrarily in fixing 55% as the minimum for selection and this is contrary to the rule referred to above. The argument has no force. Rule 8 is a step in the preparation of a list of eligible candidates with minimum qualifications who may be considered for appointment. The list is prepared in order of merit. The one higher in rank is deemed to be more meritorious than the one who is lower in rank. It could never be said that one who tops the list is equal in merit to the one who is at the bottom of the list. Except that they are all mentioned in one list, each one of them stands on a separate level of competence as compared with another. That is why Rule 10(ii), Part C speaks of ‘selection for appointment’. Even as there is no constraint on the State Government in respect of the number of appointment to be made, there is no constraint on the State Government in respect of the number of appointments to be made, there is no constraint on the Government fixing a higher score of marks for the purpose of selection. In a case where appointments are made by selection from a number of eligible candidates it is open to the Government with a view to maintain high standards of competence to fix a score which is much higher than the one required for mere eligibility.”
15. Another weighty reason given by the High Court in the instant case, while approving the aforesaid action of CCI is that the intention of CCI was to get more meritorious candidates. There was no change of norm or procedure and no mandate was fixed that a candidate should secure minimum marks in the interview. In order to have meritorious persons for those posts, fixation of minimum 65% marks for selecting a person from the OBC category and minimum 70% for general category, was legitimate giving a demarcating choice to the employer. In the words of the High Court:
“In the case at hand, as we perceive, the intention of the Commission was to get more meritorious candidates. There has been no change of norm or procedure. No mandate was fixed that a candidate should secure minimum marks in the interview. Obtaining of 65% marks was thought as a guideline for selecting the candidate from the OBC category. The objective is to have the best hands in the field of law. According to us, fixation of such marks is legitimate and gives a demarcating choice to the employer. It has to be borne in mind that the requirement of the job in a Competition Commission demands a well-structured selection process. Such a selection would advance the cause of efficiency. Thus scrutinised, we do not perceive any error in the fixation of marks at 65% by the Commission which has been uniformly applied. The said action of the Commission cannot be treated to be illegal, irrational or illegitimate.”
16. It is stated at the cost of repetition that there is no change in the criteria of selection which remained of 80 marks for written test and 20 marks for interview without any subsequent introduction of minimum cut-off marks in the interview. It is the shortlisting which is done by fixing the benchmark, to recruit best candidates on rational and reasonable basis. That is clearly permissible under the law. (M.P Public Service Commission v. Navnit Kumar Potdar (1994) 6 SCC 293, (1994) 28 ATC 286)
17. The result of the aforesaid discussion would be to dismiss the appeals as bereft of any merit. No costs.
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