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Shivu And Another v. Registrar General, High Court Of Karnataka And Another

Supreme Court Of India
Feb 13, 2007
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Smart Summary (Beta)

Factual and Procedural Background

Jayamma (PW-1) lived in Badrenahalli Village, Kollegal Taluk, with her family, including the victim Shivamma (aged about 18). The two accused, aged 20 and 22 and residents of the same village, had previously attempted to molest two other girls but had escaped criminal prosecution after village panchayats merely admonished them. On the morning of 15-10-2001, Shivamma went to her family land to dump manure and did not return. PW-1 found her raped and strangled to death. Villagers saw the accused near the spot, pursued them, secured an extra-judicial confession, and handed them to the police. A case (Crime No. 86/2001) was registered under Sections 376 and 302 read with Section 34 IPC. Twenty prosecution witnesses were examined, and the trial court convicted both accused, imposing 10 years’ rigorous imprisonment for rape and a sentence of death for murder. The High Court, on reference under Section 366 CrPC and the convicts’ appeal under Section 374(2) CrPC, confirmed both conviction and sentence. The present Supreme Court appeal challenges those findings.

Legal Issues Presented

  1. Whether the chain of circumstantial evidence established by the prosecution is so complete as to justify the conviction of the appellants under Sections 302/34 and 376/34 IPC.
  2. Whether, in the facts of the case, the death penalty satisfies the “rarest of the rare” test laid down in Bachan Singh and Machhi Singh.

Arguments of the Parties

Appellants’ Arguments

  • The prosecution case is based solely on circumstantial evidence; the circumstances do not form an unbroken chain pointing only to the guilt of the accused.
  • Even if conviction is sustained, the death sentence is unwarranted.

State’s Arguments

  • The circumstances proved—last-seen evidence, conduct of the accused, extra-judicial confession, and medical evidence—unerringly establish guilt.
  • Both accused are hardened criminals who had earlier attempted rape on two other girls; the brutality of the crime justifies the death penalty.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Hukam Singh v. State of Rajasthan (1977) 2 SCC 99 Standards for conviction on circumstantial evidence Reaffirmed that circumstances must be incompatible with innocence
Eradu v. State of Hyderabad, AIR 1956 SC 316 Need for complete chain of circumstances Cited as foundational authority on circumstantial evidence
Earabhadrappa v. State of Karnataka (1983) 2 SCC 330 Principles governing circumstantial evidence Used to support sufficiency of prosecution evidence
State of U.P. v. Sukhbasi 1985 Supp SCC 79 Incompatibility of proved circumstances with innocence Relied on to dismiss alternative hypotheses
Balwinder Singh v. State of Punjab (1987) 1 SCC 1 Requirement of conclusive circumstances Affirmed completeness of evidentiary chain
Ashok Kumar Chatterjee v. State of M.P. 1989 Supp (1) SCC 560 Evaluation of circumstantial evidence Cited for the same proposition
Bhagat Ram v. State of Punjab, AIR 1954 SC 621 Cumulative effect of circumstances Applied to assess overall evidentiary impact
C. Chenga Reddy v. State of A.P. (1996) 10 SCC 193 Completeness of the chain of evidence Quoted to emphasise “no gap” requirement
Padala Veera Reddy v. State of A.P. 1989 Supp (2) SCC 706 Four tests for circumstantial evidence Bench found all four tests satisfied
State of U.P. v. Ashok Kumar Srivastava (1992) 2 SCC 86 Care in evaluating circumstantial evidence Guided the court’s careful scrutiny
Hanumant Govind Nargundkar v. State of M.P., AIR 1952 SC 343 Early statement of circumstantial evidence principles Cited as historical authority
Sharad Birdhichand Sarda v. State of Maharashtra (1984) 4 SCC 116 Five conditions precedent for conviction on circumstantial evidence Held to be fully met by prosecution
Bachan Singh v. State of Punjab (1980) 2 SCC 684 “Rarest of rare” doctrine for death penalty Applied to evaluate appropriateness of death sentence
Machhi Singh v. State of Punjab (1983) 3 SCC 470 Guidelines and tests to identify “rarest of rare” cases Used to affirm that facts met the test for capital punishment

Court's Reasoning and Analysis

The Supreme Court meticulously applied the settled principles governing circumstantial evidence. It reviewed the six circumstances relied upon by the trial court—last-seen evidence, suspicious movements, rape and murder, prompt apprehension and extra-judicial confession, medical findings showing resistance, and prior and post-crime conduct. By juxtaposing these facts against the jurisprudence extracted from Hanumant, Sharad Sarda, and allied cases, the Court concluded that the prosecution had established a complete, unbroken chain of circumstances incompatible with any hypothesis other than the appellants’ guilt.

Having upheld the conviction, the Bench turned to sentencing. Drawing on the framework in Bachan Singh and Machhi Singh, it conducted a balancing exercise of aggravating and mitigating factors. Aggravating factors included (i) prior sexual predation by the accused, (ii) brutal rape and strangulation of a helpless 18-year-old, and (iii) the community’s shocked conscience. The Court found no mitigating factors of sufficient weight to displace the death penalty, stressing that life imprisonment would be “altogether inadequate” in the circumstances.

Holding and Implications

APPEAL DISMISSED; conviction and death sentence upheld.

Immediate effect: both appellants remain under sentence of death as confirmed by the Supreme Court. Broader implications: the judgment reinforces rigorous standards for circumstantial evidence and reaffirms that sexual offences culminating in murder of a helpless victim can fall within the “rarest of the rare” category warranting capital punishment. No new legal doctrine was created; existing principles were stringently applied.

Show all summary ...

Dr. Arijit Pasayat, J.— Leave granted.

2. Challenge in this appeal is to the judgment rendered by a Division Bench of the Karnataka High Court accepting the reference made under Section 366 of the Code of Criminal Procedure, 1973 (in short “CrPC”) and confirming death sentence awarded to the appellants in respect of offences punishable under Section 302 read with Section 34 of the Indian Penal Code, 1860 (in short “IPC”) and sentence of 10 years and fine of Rs 25,000 with default stipulation for the offence punishable under Section 376 read with Section 34 IPC awarded by the learned District and Sessions Judge, Chamarajanagara.

3. Background facts which led to the trial of the accused persons are essentially as follows:

Jayamma (PW 1) is the resident of Badrenahalli Village in Kollegal Taluk. She resided with her husband, and children Raju (PW 2), Nagarajamma (PW 10) and Shivamma (hereinafter referred to as “the deceased”). Both the accused are residents of the same village. The accused, aged about 20 and 22 years respectively were sexually obsessed youngsters. Few months prior to the incident, relating to the present appeal they attempted to commit rape on Lakkamma [daughter of Puttegowda (PW 7)], but were unsuccessful. For that act, they were admonished. Later, they attempted to commit rape on PW 10 (daughter of PW 1). PW 10 was also successful in escaping from their clutches. Though in both the incidents, the aggrieved persons wanted to lodge police complaints against the accused, at the instance of village elders and family members of these accused, instead of lodging criminal cases, only Panchayat of village elders was called on each occasion and the accused were directed to mend their ways. But this warning had no effect on them. Emboldened by escape from punishment in those two incidents, they committed rape on the deceased, a young girl of hardly 18 years and to avoid detection, committed heinous and brutal act of her murder. On the morning of 15-10-2001, deceased Shivamma went to the family land situated near her house to dump manure. As she did not return, PW 1 went in search of her after some time. When Shivamma was not seen in the land, PW 1 began to call her by name. Suspecting some untoward incident, when PW 1 went near the spot, she saw the body of the deceased lying on the ground with clothes disarrayed. Noticing that Shivamma was dead, PW 1 raised hue and cry and went towards the village calling people for help. Attracted by her cries, her son PW 2 and other villagers including Chikkiregowda (PW 3) came to the spot and on learning about the incident, especially the fact that the accused had been seen earlier at the spot where the dead body was found and had on detection run away, they went in search of the accused. In the meantime, Narayana Gowda (PW 5), the brother of PW 1 (maternal uncle of the deceased) who also resides in the same village came to the house of PW 1 and on suspecting the role of the accused in the rape and murder of Shivamma, wrote down the statement of PW 1 and after taking her LTI, took the same to the jurisdictional police at Rampur Police Station. M.K Ali, the SHO of Rampur Police Station (PW 20) on receipt of the information of the crime, after accepting the written complaint as per Ext. P-1, registered a case as Crime No. 86 of 2001 for the offences punishable under Sections 376, 302 both read with Section 34 IPC against these two accused and took up investigation.

4. After registering the case, preparing the FIR, sending the same to the superior officers and the court, the investigating officer along with staff, went to the place of the incident and held the necessary mahazars like spot mahazar, seizure of certain articles found near the scene of offence. After inquest proceedings, the body of the deceased was taken for autopsy. In the meantime, on learning about the culpability of the accused in the crime, several villagers went in search of the accused. Accused 1 was found at the bus-stand while attempting to board a bus. He was brought and was interrogated. His disclosure confirmed the involvement of Accused 2 as the co-participant in the crime. People went in search of the second accused who was found hiding in the house. Both of them were brought and kept in confinement in the house of one Shivamma near the spot. They admitted to their guilt. On arrival of the investigating officer, after the preliminary investigation as already noted, the accused were taken into custody and they were sent for medical examination. The post-mortem examination on the dead body of Shivamma was carried out by Dr. Pushpalatha, PW 11 along with Dr. Basavaraju, PW 12. It confirmed rape on the deceased and that she had been killed by strangulation. The accused were examined by the doctor, PW 12 who noted nail scratch marks on their bodies. Syed Ameer Pasha (PW 13), a photographer was summoned and he took photographs of the scene of offence as well as the dead body. Similarly Siddappa (PW 15), Junior Engineer prepared the sketch of the scene of offence as per Ext. P-15. After recording the statements of material witnesses including the relatives and the other villagers who could throw light on the incident and after receipt of all material reports, charge-sheet was filed against these two accused for offences punishable under Section 376 read with Sections 34 and 302 read with Section 34 IPC.

5. Twenty witnesses were examined to further the prosecution version. In their examination under Section 313 CrPC the accused persons except denying their involvement did not offer explanation of particular defence. The trial court after considering the evidence on record recorded conviction and awarded sentence as aforenoted. Since the death sentence had been awarded by the trial court, reference was made to the High Court in terms of Section 366 CrPC for confirmation of the death sentence. The accused-appellants also preferred appeal in terms of Section 374(2) CrPC. The circumstances on which the trial court placed reliance for recording conviction are as follows:

(a) the accused and the deceased were last seen together near the scene of offence;
(b) the movements of the accused;
(c) the rape and murder of the victim;
(d) the immediate apprehension of the accused by the villagers and their extra-judicial confession;
(e) medical evidence in respect of the accused indicating resistance put forth by the victim and lastly;
(f) the conduct of the accused prior to and after the crime.

6. Considering the heinous nature of the crime, the trial court held it to be falling in the rarest of the rare category and awarded death sentence.

7. The High Court as noted above confirmed the conviction and the sentence imposed.

8. In support of the appeal learned counsel for the appellants submitted that the case is based on circumstantial evidence and the circumstances highlighted do not present a complete chain to warrant any inference about the guilt of the accused. Alternatively, it is submitted that the death sentence is not warranted.

9. Learned counsel for the appellant State on the other hand submitted that the circumstances highlighted clearly establish the guilt of the accused and no exceptions can be taken to the reasons indicated by the trial court in the well-reasoned judgment. The evidence has also been analysed in great detail by the High Court and, therefore, no question of any interference is called for with the conviction recorded. So far as the sentence is concerned it is pointed out that the accused persons are hardened criminals. They had made earlier attempts of rape on two different girls i.e daughters of PW 7 and PW 1.

10. PWs 11 and 12 are the doctors who conducted the autopsy and it is PW 12 who has also medically examined the accused and given the wound certificates. PW 13 is the photographer who took the photograph of scene of offence and the dead body. PW 15 is the Junior Engineer who has prepared the sketch of the scene of offence as per Ext. P-15 and PW 14 is the Village Accountant who has furnished the RTC of the lands in question. PWs 18 and 19 have been examined by the prosecution to show the earlier attempts of the accused to molest other girls (Lakkamma and Nagarajamma) and their participation in the Panchayat held by the village elders in that regard. However, it is to be noted that as they did not support the prosecution, they have been treated as hostile witnesses and in spite of searching cross-examination by the prosecution they have stuck to their contrary version. The remaining witnesses are mahazar witnesses and the members of the investigation team.

11. To show the presence of the accused at the time and place almost near the victim, the prosecution has relied upon the evidence of Puttegowda, PW 6, Jayamma (PW 1) and two independent witnesses, Kalamma (PW 8) and Rudramma (PW 9). Puttegowda (PW 6) states that on the date of the incident while he was taking tea in the morning, he saw the deceased going towards her family land carrying basket of manure. He also saw that these two accused were following her from a little distance. He states that after some time he also saw Jayamma (PW 1), the mother of the deceased going towards the land and coming back raising hue and cry over the murder of her daughter Shivamma by the accused and her seeing them running away from the spot. The evidence of this witness, so far as this aspect is concerned, except the futile suggestion that this witness is speaking falsehood as he belongs to the group of Narayana Gowda and opposed to the accused has remained unshaken.

12. It has been consistently laid down by this Court that where a case rests squarely on circumstantial evidence, the inference of guilt can be justified only when all the incriminating facts and circumstances are found to be incompatible with the innocence of the accused or the guilt of any other person. (See Hukam Singh v. State of Rajasthan (1977) 2 SCC 99, AIR 1977 SC 1063, Eradu v. State of Hyderabad AIR 1956 SC 316, 1956 Cri LJ 559, Earabhadrappa v. State of Karnataka (1983) 2 SCC 330, AIR 1983 SC 446, State of U.P v. Sukhbasi 1985 Supp SCC 79, AIR 1985 SC 1224, Balwinder Singh v. State of Punjab (1987) 1 SCC 1, AIR 1987 SC 350 and Ashok Kumar Chatterjee v. State of M.P 1989 Supp (1) SCC 560, AIR 1989 SC 1890) The circumstances from which an inference as to the guilt of the accused is drawn have to be proved beyond reasonable doubt and have to be shown to be closely connected with the principal fact sought to be inferred from those circumstances. In Bhagat Ram v. State of Punjab AIR 1954 SC 621, 1954 Cri LJ 1645 it was laid down that where the case depends upon the conclusion drawn from circumstances, the cumulative effect of the circumstances must be such as to negative the innocence of the accused and bring home the offences beyond any reasonable doubt.

13. We may also make a reference to a decision of this Court in C. Chenga Reddy v. State of A.P (1996) 10 SCC 193 wherein it has been observed thus:

“21. In a case based on circumstantial evidence, the settled law is that the circumstances from which the conclusion of guilt is drawn should be fully proved and such circumstances must be conclusive in nature. Moreover, all the circumstances should be complete and there should be no gap left in the chain of evidence. Further, the proved circumstances must be consistent only with the hypothesis of the guilt of the accused and totally inconsistent with his innocence.”

14. In Padala Veera Reddy v. State of A.P 1989 Supp (2) SCC 706, AIR 1990 SC 79 it was laid down that when a case rests upon circumstantial evidence, such evidence must satisfy the following tests:

“(1) the circumstances from which an inference of guilt is sought to be drawn, must be cogently and firmly established;
(2) those circumstances should be of a definite tendency unerringly pointing towards guilt of the accused;
(3) the circumstances, taken cumulatively, should form a chain so complete that there is no escape from the conclusion that within all human probability the crime was committed by the accused and none else; and
(4) the circumstantial evidence in order to sustain conviction must be complete and incapable of explanation of any other hypothesis than that of the guilt of the accused and such evidence should not only be consistent with the guilt of the accused but should be inconsistent with his innocence.”

15. In State of U.P v. Ashok Kumar Srivastava (1992) 2 SCC 86, 1992 Cri LJ 1104 it was pointed out that great care must be taken in evaluating circumstantial evidence and if the evidence relied on is reasonably capable of two inferences, the one in favour of the accused must be accepted. It was also pointed out that the circumstances relied upon must be found to have been fully established and the cumulative effect of all the facts so established must be consistent only with the hypothesis of guilt.

16. Sir Alfred Wills in his admirable book Wills' Circumstantial Evidence (Chapter VI) lays down the following rules specially to be observed in the case of circumstantial evidence: (1) the facts alleged as the basis of any legal inference must be clearly proved and beyond reasonable doubt connected with the factum probandum; (2) the burden of proof is always on the party who asserts the existence of any fact, which infers legal accountability; (3) in all cases, whether of direct or circumstantial evidence the best evidence must be adduced which the nature of the case admits; (4) in order to justify the inference of guilt, the inculpatory facts must be incompatible with the innocence of the accused and incapable of explanation, upon any other reasonable hypothesis than that of his guilt; and (5) if there be any reasonable doubt of the guilt of the accused, he is entitled as of right to be acquitted.

17. There is no doubt that conviction can be based solely on circumstantial evidence but it should be tested by the touchstone of law relating to circumstantial evidence laid down by this Court as far back as in 1952.

18. In Hanumant Govind Nargundkar v. State of M.P AIR 1952 SC 343, 1953 Cri LJ 129 it was observed thus: (AIR pp. 345-46, para 10)

“It is well to remember that in cases where the evidence is of a circumstantial nature, the circumstances from which the conclusion of guilt is to be drawn should in the first instance be fully established, and all the facts so established should be consistent only with the hypothesis of the guilt of the accused. Again, the circumstances should be of a conclusive nature and tendency and they should be such as to exclude every hypothesis but the one proposed to be proved. In other words, there must be a chain of evidence so far complete as not to leave any reasonable ground for a conclusion consistent with the innocence of the accused and it must be such as to show that within all human probability the act must have been done by the accused.”

19. A reference may be made to a later decision in Sharad Birdhichand Sarda v. State of Maharashtra (1984) 4 SCC 116, AIR 1984 SC 1622. Therein, while dealing with circumstantial evidence, it has been held that the onus was on the prosecution to prove that the chain is complete and the infirmity of lacuna in the prosecution cannot be cured by a false defence or plea. The conditions precedent in the words of this Court, before conviction could be based on circumstantial evidence, must be fully established. They are:

“(1) the circumstances from which the conclusion of guilt is to be drawn should be fully established.
… the circumstances concerned ‘must or should’ and not ‘may be’ established. …
(2) the facts so established should be consistent only with the hypothesis of the guilt of the accused, that is to say, they should not be explainable on any other hypothesis except that the accused is guilty,
(3) the circumstances should be of a conclusive nature and tendency,
(4) they should exclude every possible hypothesis except the one to be proved, and
(5) there must be a chain of evidence so complete as not to leave any reasonable ground for the conclusion consistent with the innocence of the accused and must show that in all human probability the act must have been done by the accused.”

20. When the evidence on record is analysed in the background of principles highlighted above, the inevitable conclusion is that the prosecution has established its accusations.

21. The residual question relates to sentence. In Bachan Singh v. State of Punjab (1980) 2 SCC 684 and Machhi Singh v. State of Punjab (1983) 3 SCC 470 the guidelines which are to be kept in view when considering the question whether the case belongs to the rarest of the rare category for awarding death sentence were indicated.

22. In Machhi Singh case (1983) 3 SCC 470 it was observed:

“The following questions may be asked and answered as a test to determine the ‘rarest of rare’ case in which death sentence can be inflicted:
(a) Is there something uncommon about the crime which renders sentence of imprisonment for life inadequate and calls for a death sentence?
(b) Are the circumstances of the crime such that there is no alternative but to impose death sentence even after according maximum weightage to the mitigating circumstances which speak in favour of the offender?
The following guidelines which emerge from Bachan Singh case (1980) 2 SCC 684 will have to be applied to the facts of each individual case where the question of imposition of death sentence arises:
(i) The extreme penalty of death need not be inflicted except in gravest cases of extreme culpability.
(ii) Before opting for the death penalty the circumstances of the ‘offender’ also require to be taken into consideration along with the circumstances of the ‘crime’.
(iii) Life imprisonment is the rule and death sentence is an exception. Death sentence must be imposed only when life imprisonment appears to be an altogether inadequate punishment having regard to the relevant circumstances of the crime, and provided, and only provided, the option to impose sentence of imprisonment for life cannot be conscientiously exercised having regard to the nature and circumstances of the crime and all the relevant circumstances.
(iv) A balance sheet of aggravating and mitigating circumstances has to be drawn up and in doing so the mitigating circumstances have to be accorded full weightage and a just balance has to be struck between the aggravating and the mitigating circumstances before the option is exercised.
In rarest of rare cases when collective conscience of the community is so shocked, that it will expect the holders of the judicial power centre to inflict death penalty irrespective of their personal opinion as regards desirability or otherwise of retaining death penalty, death sentence can be awarded. The community may entertain such sentiment in the following circumstances:
(1) When the murder is committed in an extremely brutal, grotesque, diabolical, revolting, or dastardly manner so as to arouse intense and extreme indignation of the community.
(2) When the murder is committed for a motive which evinces total depravity and meanness; e.g murder by hired assassin for money or reward; or cold-blooded murder for gains of a person vis-à-vis whom the murderer is in a dominating position or in a position of trust; or murder is committed in the course for betrayal of the motherland.
(3) When murder of a member of a Scheduled Caste or minority community, etc., is committed not for personal reasons but in circumstances which arouse social wrath; or in cases of ‘bride burning’ or ‘dowry deaths’ or when murder is committed in order to remarry for the sake of extracting dowry once again or to marry another woman on account of infatuation.
(4) When the crime is enormous in proportion. For instance when multiple murders, say of all or almost all the members of a family or a large number of persons of a particular caste, community, or locality, are committed.
(5) When the victim of murder is an innocent child, or a helpless woman or old or infirm person or a person vis-à-vis whom the murderer is in a dominating position, or a public figure generally loved and respected by the community.
If upon taking an overall global view of all the circumstances in the light of the aforesaid propositions and taking into account the answers to the questions posed by way of the test for the rarest of rare case, the circumstances of the case are such that death sentence is warranted, the court would proceed to do so.”

23. A convict hovers between life and death when the question of gravity of the offence and award of adequate sentence comes up for consideration. Mankind has shifted from the state of nature towards a civilised society and it is no longer the physical opinion of the majority that takes away the liberty of a citizen by convicting him and making him suffer a sentence of imprisonment. Award of punishment following conviction at a trial in a system wedded to the rule of law is the outcome of cool deliberation in the courtroom after adequate hearing is afforded to the parties, accusations are brought against the accused, the prosecuted is given an opportunity of meeting the accusations by establishing his innocence. It is the outcome of cool deliberations and the screening of the material by the informed man i.e the Judge that leads to determination of the lis.

24. The principle of proportion between crime and punishment is a principle of just deserts that serves as the foundation of every criminal sentence that is justifiable. As a principle of criminal justice it is hardly less familiar or less important than the principle that only the guilty ought to be punished. Indeed, the requirement that punishment not be disproportionately great, which is a corollary of just deserts, is dictated by the same principle that does not allow punishment of the innocent, for any punishment in excess of what is deserved for the criminal conduct is punishment without guilt.

25. The criminal law adheres in general to the principle of proportionality in prescribing liability according to the culpability of each kind of criminal conduct. It ordinarily allows some significant discretion to the Judge in arriving at a sentence in each case, presumably to permit sentences that reflect more subtle considerations of culpability that are raised by the special facts of each case. Judges in essence affirm that punishment ought always to fit the crime; yet in practice sentences are determined largely by other considerations. Sometimes it is the correctional needs of the perpetrator that are offered to justify a sentence, sometimes the desirability of keeping him out of circulation, and sometimes even the tragic results of his crime. Inevitably these considerations cause a departure from just deserts as the basis of punishment and create cases of apparent injustice that are serious and widespread.

26. Proportion between crime and punishment is a goal respected in principle, and in spite of errant notions, it remains a strong influence in the determination of sentences. Anything less than a penalty of greatest severity for any serious crime is thought to be a measure of toleration that is unwarranted and unwise. But in fact quite apart from those considerations that make punishment unjustifiable when it is out of proportion to the crime, uniformly disproportionate punishment has some very undesirable practical consequences.

27. Considering the view expressed by this Court in Bachan Singh case (1980) 2 SCC 684 and Machhi Singh case (1983) 3 SCC 470 we have no hesitation in holding that the case at hand falls in rarest of rare category and death sentence awarded by the trial court and confirmed by the High Court was appropriate.

28. The appeal is dismissed.