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Rajesh Kumar Gupta And Others v. State Of U.P And Others
Factual and Procedural Background
The State of Uttar Pradesh faced an acute shortage of primary-school teachers. Existing district training colleges produced only 5,000–6,000 Basic Teacher’s Certificate (BTC) holders annually, whereas roughly 50,000 Assistant Teachers were required for schools run by the U.P. Basic Education Board (“the Board”). To bridge this gap, the State issued a Government Order dated 3-8-2001 creating a two-month “special BTC” training for B.Ed./L.T. (and later CPEd/DPEd/BPEd) graduates, with the promise that successful trainees would be deemed equivalent to regular BTC holders and appointed as Assistant Teachers. The order incorporated two 50% reservation schemes: (a) Science vs. Arts streams and (b) male vs. female candidates. Applications were initially to be assessed on a State-wide merit list, but a series of subsequent Government Orders (20-8-2001, 14-9-2001, and 31-10-2001) ultimately reverted to the preparation of merit lists on a district-wise basis.
Candidates who applied on the expectation of a State-wide list but were excluded from district lists filed writ petitions under Article 226 of the Constitution. A learned Single Judge quashed the Government Orders, holding them unconstitutional and contrary to the U.P. Basic Education Act, 1972 and the U.P. Basic Education (Teachers) Service Rules, 1981. The State and certain successful candidates filed special appeals; a Division Bench substantially affirmed the Single Judge. The present group of appeals before the Supreme Court challenges the Division Bench decision.
Legal Issues Presented
- Whether writ petitions were maintainable without impleading candidates whose names appeared in the select list.
- Whether petitioners were estopped from challenging the selection process after having participated in it.
- Whether the doctrine of promissory estoppel applied in favour of the writ petitioners.
- The validity, under Articles 14, 15 and 16, of reserving 50% seats for females vs. males and 50% for Arts vs. Science candidates, in addition to existing reservations.
- Whether confining the merit list to a district-wise basis, instead of a State-wide basis, violates Articles 15 and 16.
- Whether Article 350-A (rights of linguistic minorities) was attracted.
- Whether the special BTC scheme was contrary to the U.P. Basic Education Act, 1972, the 1981 Rules and the National Council for Teacher Education Act, 1993.
Arguments of the Parties
Writ Petitioners/Respondents
- District-wise merit lists were arbitrary and violated Articles 14, 15, 16 and 21.
- The scheme conflicted with the U.P. Basic Education Act, 1972 and the 1981 Service Rules.
- Dual 50% reservations (male/female and Arts/Science) were unconstitutional.
State of Uttar Pradesh/Appellants
- Non-impleadment of selected candidates rendered the writ petitions non-maintainable.
- Petitioners were estopped after participating in the selection process.
- District-level selection was justified because different districts had different dialects, requiring local candidates.
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| I.J. Divakar v. Govt. of A.P. (1982) 3 SCC 341 |
Mere inclusion in a select list does not create a vested right to appointment. | Supported the finding that writ petitions were maintainable even without impleading selected candidates. |
| Shankarsan Dash v. Union of India (1991) 3 SCC 47 |
No enforceable right arises from a select list; appointment remains discretionary. | Reinforced the view that selected candidates’ absence was not fatal to the petitions. |
| Union of India v. Shah Goverdhan L. Kabra Teachers’ College (2002) 8 SCC 228 |
The National Council for Teacher Education (NCTE) is the expert body whose recognition is mandatory for teacher-training courses. | Used to hold that the unrecognised special BTC course could not be treated as an equivalent qualification. |
Court's Reasoning and Analysis
Maintainability & Estoppel: Relying on Divakar and Shankarsan Dash, the Court agreed that publication of a select list confers no legal right; therefore, non-impleadment was not fatal. Because the State altered the selection criteria after applications were submitted, candidates were not estopped from challenging the process, and promissory estoppel did not arise.
Reservation Scheme: The Court upheld the 50% reservation for women, invoking Article 15(3) and noting pedagogical advantages for young female students. The scheme was not arbitrary and complied with Articles 14–16.
District-wise Merit List: The Court found no evidence that dialects differed district-to-district or that teaching required district-specific dialect proficiency. Restricting selection to home-district candidates was deemed arbitrary and violative of Articles 15(1) and 16(2).
Article 350-A: As no linguistic-minority rights were implicated, Article 350-A was held inapplicable.
Validity of Special BTC Course: Guided by Shah Goverdhan, the Court emphasised that teacher-training courses require NCTE recognition. The special BTC programme lacked such recognition and therefore could not be declared an equivalent qualification under the U.P. Basic Education Act or the 1981 Rules. Section 16 of the NCTE Act gave overriding effect to this conclusion.
Holding and Implications
APPEALS DISMISSED.
By affirming the High Court, the Supreme Court:
- Invalidated district-wise merit lists for the special BTC programme.
- Upheld the 50% reservation for women in teacher recruitment.
- Declared the unrecognised special BTC course incompatible with statutory and constitutional requirements.
The decision directly restores the High Court’s quashing of the impugned Government Orders; no broader precedent was expressly set beyond reaffirming existing constitutional principles and the supremacy of NCTE standards.
B.N Srikrishna, J.— Leave granted.
2. This group of appeals impugns the judgment of the Division Bench of the Allahabad High Court in a group of appeals challenging the correctness of the decision of the learned Single Judge, who allowed a batch of writ petitions resulting in the quashing of certain government orders relating to selection for training of candidates for appointment as Assistant Teachers in the primary schools run by the U.P Basic Education Board (hereinafter referred to as “the Board”).
3. The material facts relevant for disposal of this group of appeals may be summarised thus:
For several years, the State of U.P had experienced a severe shortage of teachers as a result of which it was finding it difficult to fulfil its obligations as mandated by Article 45 of the Constitution to provide free and compulsory education for all children up to the age of 14 years. The State Government runs a training college in each district (about 70 in number) where the candidates are given training in teaching and on successful completion of the training are awarded a “Basic Teacher's Certificate” (hereinafter referred to as BTC). The State Government experienced that the number of candidates turned out from these training institutions was insufficient to meet the large requirement of trained teachers required to teach in primary schools run by the Board. While the intake in the training colleges was only about 100 persons in a year, resulting in the number of trained BTC teachers in the range of 5000 to 6000 per annum, it was found that the total requirement of Assistant Teachers for teaching students in the primary schools run by the Board was in the range of about 50,000. In order to meet the shortfall, the State Government decided to impart two months' special training to candidates, who had done their BEd/LT so that they could be employed as Assistant Teachers in the primary schools run by the Board. This decision was implemented by a government order dated 3-8-2001. Applications were called for from BEd/LT-qualified candidates for selection to undergo the special BTC training after which suitable candidates would be selected and appointed as Assistant Teachers. The government order provided that 50% of the candidates to be selected shall be from Science stream and 50% from the Arts stream and further 50% would be female candidates and 50% would be male candidates. The government order also states that after the special BTC training, there would be an examination held and the selected candidates passing the examination would be interviewed and after selection would be recruited as Assistant Teachers in the primary schools of the districts and regions where there was deficiency of teachers. There was a restrictive condition in the government order dated 3-8-2001 that candidates were eligible to make applications only against the vacancies available in their home district and that, if a candidate applied for two or more districts, such applications were liable to be rejected. There was a detailed manner of selection for training on the basis of quality-point marks obtained in the various examinations passed by the candidates. The government order stated that those candidates who successfully completed the special BTC training shall be treated on a par with BTC general trained candidates and become eligible for appointment to the vacant posts of Assistant Teachers for primary schools.
4. The government order dated 3-8-2001 was subsequently modified by another government order dated 20-8-2001 under which the candidates having CPEd, DPEd and BPEd training as regular students from the universities, colleges and training colleges recognised and run by the State Government, were also eligible to apply for BTC training programme. There was some relaxation of age given by the order which is not material. The last date of receipt of application was extended from 15-9-2001 to 29-9-2001.
5. By another government order dated 14-9-2001, the State Government took a policy decision to prepare a merit list, not on the district-level, but at the State level. The government order dated 14-9-2001 indicates the manner in which the State-level merit list was to be compiled.
6. On 31-10-2001, by another government order, the government order dated 14-9-2001 was amended and once again the merit list of all the applications received from the candidates was directed to be prepared in accordance with the provisions given in the government order at the district level. A corrigendum published in the newspaper dated 22-9-2001 indicated this policy decision.
7. Some of the candidates had applied on the basis of the corrigendum, which provided for preparation of merit list Statewise, found themselves left out from consideration as a result of the change in the criteria of preparation of merit list from Statewise to districtwise pursuant to the government order dated 31-10-2001. When the merit list was notified, their names did not find place in the merit list of their respective home district. Being aggrieved, they moved the High Court by filing writ petitions under Article 226 of the Constitution and challenged the action of the Government as arbitrary and in contravention of Articles 14, 15 and 16 of the Constitution.
8. The broad grounds of challenge before the learned Single Judge were as follows:
“(i) the preparation of merit list districtwise was arbitrary and violative of Articles 14, 15, 16 and 21 of the Constitution;
(ii) it was also contrary to the provisions of the U.P Basic Education Act, 1972 (hereinafter referred to as the Act) and the U.P Basic Education (Teachers) Service Rules, 1981 (hereinafter referred to as the Rules); and
(iii) the reservation to the extent of making selection of 50% males and 50% females against the prescribed number of 50% candidates from the Science group and 50% from the Arts group is arbitrary and violative of Articles 14, 15, 16 and 21 of the Constitution.
9. The learned Single Judge overruled the objection that, having taken their chance under the Rules, the candidates who had failed were not entitled to challenge the selection process. The learned Single Judge also found that the impugned government orders were contrary to the provisions of the Act as well as the Rules. Since a categorical statement was made by the Chief Standing Counsel on behalf of the State Government that, not a single person has been declared selected, and that not a single person has been appointed pursuant to the impugned process of selection and only the result has been declared, the learned Single Judge took the view that non-impleadment of the successful candidate was not an insurmountable difficulty which could come in the way of entertaining the writ petitions. The learned Single Judge further held that the reservation of 50% to Arts and 50% to Science group and 50% for males and 50% for females was not warranted by the constitutional provisions, being over and above the constitutional reservations in favour of backward classes. Finally, the learned Single Judge came to the conclusion that the change made in preparation of the merit list from Statewise basis to districtwise basis was contrary to and violative of Articles 14 and 16 of the Constitution.
10. The State of U.P impugned the judgment of the learned Single Judge by its Special Appeal No. 404 of 2002 before the Division Bench of the High Court. Some of the candidates in the selection also filed special appeal before the Division Bench. The Division Bench heard all the special appeals together and disposed of them by the impugned judgment which upheld the judgment of the learned Single Judge with a slight modification. Being aggrieved thereby, the appellants are before this Court.
11. The Division Bench raised the following points which arose for its determination:
(i) Whether in the absence of the selected candidates having been impleaded by the writ petitioners, the writ petitions are maintainable.
(ii) Whether the writ petitioners having applied for special BTC training course and having failed to get their name in the merit list are estopped from challenging the advertisement and selection made pursuant thereto.
(iii) Whether the plea of promissory estoppel is available to the writ petitioners.
(iv) Whether the reservation of 50% females and 50% males and 50% for Arts group and 50% for Science group in addition to the reservation policy of the State Government already in force is contrary to the provisions of Articles 14, 15 and 16 of the Constitution.
(v) Whether the State Government can prepare merit list at the district level instead of State level and the same is violative of Articles 15 and 16 of the Constitution.
(vi) Whether the provisions of Article 350-A of the Constitution are attracted in the present case.
(vii) Whether the selection of candidates for special BTC training is contrary to the provisions of the Basic Education Act, 1972 and the U.P Basic Education (Teachers) Service Rules, 1981.
12. With regard to the first point, the impugned judgment of the Division Bench holds that full effect of the result would be given only after verification of the testimonials, certificates and documents mentioned in the application and mere publication of the select list on 31-10-2001 did not result in accrual of any right in favour of the candidates, whose names had found place in the select list. Relying on the judgment of this Court in I.J Divakar v. Govt. of A.P (1982) 3 SCC 341, AIR 1982 SC 1555 and Shankarsan Dash v. Union of India (1991) 3 SCC 47, (1991) 17 ATC 95, AIR 1991 SC 1612 and the statement made by the Chief Standing Counsel on behalf of the State made at the Bar, the Division Bench held that even though the candidates, whose names appeared in the select list, were not made parties to the writ petitions, the writ petitions could not be summarily dismissed on the said ground. We are inclined to agree with this finding of the Division Bench, which is supported by the authority of the Constitution Bench in Shankarsan Dash v. Union of India (1991) 3 SCC 47, (1991) 17 ATC 95, AIR 1991 SC 1612 and several other judgments of this Court.
13. The Division Bench also found that at the time of making the application the scheme notified by the State Government was that the preparation of the merit list would be at the State level and not at the district level. The criterion for merit list was subsequently challenged (sic changed) only on 31-10-2001 i.e after the applications had been made by the candidates. Consequently, no candidate had any occasion to protest, since the criterion was abruptly changed by the State Government. Thus, the Division Bench overruled the objection to the maintainability of the writ petitions by taking the view that there was no question of estoppel and the candidates, who had applied and were not selected could not be said to be estopped from challenging the process of selection. Nor could there be any plea of promissory estoppel invoked by the writ petitioners, as nothing was established to show that they had altered their position to their detriment by applying pursuant to the advertisement. In our view, the finding of the Division Bench on this point is justified.
14. The Division Bench took the view that Article 15(3) of the Constitution enables the State Government to make special provision for women and children notwithstanding the prohibition contained in Article 15(1). Particularly viewed in the background of the fact that a large number of young girls below the age of 10 years were taught in the primary school and recognising that it would be preferable that such young girls are taught by women, the reservation of 50% of the posts in favour of female candidates was held to be justified. The classification made was justified and cannot be styled as arbitrary or liable to be hit by Article 14.
15. We agree with the Division Bench of the High Court that there was no violation of Articles 14, 15 and 16 of the Constitution.
Whether the State Government can prepare merit list at the district level instead of State level and the same is violative of Articles 15 and 16 of the Constitution
16. The Division Bench of the High Court came to the conclusion that the merit list could not be prepared on districtwise basis and that restricting the selection and preparation of merit list at the district level was not justified and amounted to discrimination. It was also found that though at one stage the State Government had decided to prepare the merit list on the State level, it was suddenly changed to the district level and the reasons advanced for the sudden change were found to be wholly irrelevant and unjustified. The action of the State Government in restoring the preparation of merit list from State level to district level was held arbitrary and violative of Articles 15(1) and 16(2) of the Constitution. The High Court has referred and relied on a number of judgments of this Court which have frowned upon recruitment on the basis of criteria restricted to candidates from specified local areas.
17. Although a feeble attempt was made by the counsel on behalf of the State respondents that different districts have different dialects and, therefore, it would be necessary to restrict the selection to candidates conversant and fluent in those regional dialects, we are not satisfied that adequate material was presented to the High Court on the basis of which this distinction could have been justified. In the first place, there was no material to indicate that dialects vary from district to district. Consequently, there was no material to indicate that a candidate from one district was not likely to be familiar with the dialect of another district for which he applied for training. There was also no material placed on record to indicate that training was to be in local dialect for the local school only. Finally, if the emphasis is really on the regional dialect, nothing prevented the State Government from making the knowledge of a specified regional dialect as preferential criterion for recruitment. For these reasons, we agree with the view taken by the Division Bench on this issue and hold that restriction of the selection and preparation of merit list at the district level was arbitrary and violative of Articles 15(1) and 16(2) of the Constitution.
Whether the provisions of Article 350-A of the Constitution are attracted in the present case
18. There was no material for the High Court to show that the case of any linguistic minority was involved, hence the High Court rightly held that Article 350-A was not violated.
Whether the selection of candidates for special BTC training is contrary to the provisions of the Basic Education Act, 1972 and the U.P Basic Education (Teachers) Service Rules, 1981
19. Relying on the judgment of Union of India v. Shah Goverdhan L. Kabra Teachers' College (2002) 8 SCC 228, JT (2002) 8 SC 269 the High Court held that the National Council for Teacher Education constituted under Section 3 of the National Council for Teacher Education Act, 1993 is an expert body whose function is to maintain the standards of education in relation to teachers' education. It was for this body to prepare norms for recognised courses for teachers' education on different levels. The special BTC training course contemplated by the State of U.P had not been recognised by the National Council for Teacher Education under the 1993 Act. It was, therefore, not a recognised teachers' training course. The State Government, therefore, could not have declared it or treated it as equivalent qualification for the purpose of Assistant Masters or Assistant Mistresses. Merely because the State was under pressure and in a hurry to recruit a large number of teachers, the requirement of educational standards of the training imparted to the teachers could not be compromised. Strangely, despite recognition of BEd/LT and other courses recognised by the National Council for Teacher Education under the 1993 Act, the State Government had not bothered to declare their equivalence for the purpose of making appointment on posts of Assistant Masters and Assistant Mistresses for the schools run by the Board. The High Court, therefore, pointed out that the government order recognising special BTC course as equivalent qualification was contrary to the provisions of the U.P Basic Education Act and provisions of the National Council for Teacher Education Act, 1993, particularly so in view of Section 16 of the National Council for Teacher Education Act, 1993 which gives overriding effect to the provisions of the State Act.
20. The U.P Basic Education (Teachers) Service Rules, 1981 provide under Rule 5 for direct recruitment to the posts of Assistant Masters and Assistant Mistresses to junior basic schools. The Rules prescribe the qualifications requisite for such posts. Academic qualification required is a bachelor's degree from a university established by law in India or a degree recognised by the Government together with “training qualification” consisting of a Basic Teacher's Certificate, Hindustani teacher's certificate, junior teacher's certificate, certificate of teaching of any other training course recognised by the Government as equivalent thereto. In the face of these Rules, and particularly keeping in view the provisions of the National Council for Teacher Education Act, 1993, no fault can be found with the impugned judgment of the High Court that the special BTC training course formulated by the State Government was contrary to the provisions of the impugned Act and Rules and the 1993 Central Act.
21. In the result, we find that the judgment under appeal is justified and sustainable. We see no reasons to interfere with the impugned judgment. Hence, all the appeals are dismissed. No costs.
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