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Indra Bhanu Gaur v. Committee, Management Of M.M Degree College And Others
Factual and Procedural Background
The appellant was appointed Principal of Mahamana Malviya Degree College, Meerut, in July 1974. During university examinations held in 1977, an Inquiry Committee constituted by the Vice-Chancellor found that, while acting as Senior Superintendent of the examination centre, the appellant committed “gross irregularities,” including replacing the answer-book of his son Rahul, who was one of the candidates.
On 19-9-1977 the College’s Managing Committee suspended the appellant and issued a charge-sheet. Despite repeated adjournments (16-10-1977, 25-10-1977, 20-1-1978, 24-2-1978) and notice by registered post, the appellant did not participate in the inquiry. The Committee recommended dismissal; the Vice-Chancellor considered the penalty harsh and, after reconsideration, approved termination of service on 1-7-1978.
The appellant’s reference to the Chancellor under Section 66 of the U.P. State Universities Act, 1973 was rejected on 3-8-1979. He then filed Civil Misc. Writ Petition No. 8804 of 1979 before the Allahabad High Court, which was dismissed on 16-5-1996. A special-leave petition in the Supreme Court (SLP (C) No. 23634 of 1996) resulted in an order dated 12-12-1997 permitting the appellant to seek review in the High Court; the review was rejected on 24-2-2002. The present appeals challenge both the original High Court judgment and the review order.
Legal Issues Presented
- Whether the disciplinary proceedings and termination order stood vitiated because no subsistence allowance was paid during the appellant’s suspension.
- Whether the Managing Committee’s decision was tainted by bias.
- Whether exoneration of the appellant’s son in separate writ proceedings nullified the factual substratum of the charges against the appellant.
- Whether the High Court erred in relying on alleged irregularities in the son’s college admission—matters not included in the charge-sheet—without first granting the appellant an opportunity to respond.
Arguments of the Parties
Appellant’s Arguments
- Non-payment of subsistence allowance from 19-9-1977 to 19-6-1978 rendered the entire inquiry void.
- The foundational charge collapsed once the appellant’s son obtained a High Court order quashing action against him and the Vice-Chancellor accepted that order.
- Proceedings were biased; even two Committee members later affirmed the presence of bias.
Managing Committee’s Arguments
- Payment of subsistence allowance required compliance with prescribed procedure, which the appellant ignored; the allowance was later paid.
- The son’s case was set aside purely for breach of natural justice, not an affirmative finding of innocence; it does not bar action against the appellant.
- Eight of the eleven Committee members independently approved termination; collective decision-making and repeated opportunities negate any allegation of bias.
Table of Precedents Cited
No precedents were cited in the provided opinion.
Court's Reasoning and Analysis
Subsistence allowance: Mere non-payment does not automatically vitiate proceedings; an employee must plead and prove specific prejudice. The appellant neither raised the issue before disciplinary authorities nor demonstrated any handicap in defending himself.
Alleged bias: The Chancellor’s order recorded that eight of eleven Committee members supported termination. The Supreme Court found this collective decision inconsistent with an allegation of bias, noting that dissent by a minority appeared to favour the appellant rather than prejudice him.
Exoneration of the son: The High Court had not examined the legal effect of the son’s subsequent exoneration (High Court judgment dated 11-1-1979 and University letter dated 14-6-1983 declaring the result). Though not necessarily dispositive, that factor required judicial consideration.
New allegations on admission irregularities: The High Court introduced issues concerning the son’s admission to the B.A. class—matters outside the charge-sheet—without affording the appellant an opportunity to meet those allegations. Principles of natural justice demanded that the appellant be heard on these points.
Because these two aspects (effect of the son’s exoneration and the admission-related allegation) had not been properly addressed, the Supreme Court concluded that a fresh evaluation by the High Court was necessary.
Holding and Implications
DISPOSED OF – Appeals allowed to the extent of remitting the matter.
The Supreme Court restored Civil Misc. Writ Petition No. 8804 of 1979 to the High Court’s file and directed a fresh hearing limited to: (i) the legal impact of the son’s exoneration, and (ii) the allegations concerning the son’s admission. Both parties may file additional material. The High Court was requested to decide the matter by the end of June 2004. No costs were awarded. The decision sets no new precedent but underscores that:
- Failure to pay subsistence allowance invalidates disciplinary proceedings only when resulting prejudice is specifically pleaded and proved.
- Courts must avoid relying on uncharged misconduct without first granting the affected employee an opportunity to respond.
Arijit Pasayat, J.— Leave granted.
2. The High Court of Allahabad having dismissed the writ application filed by the appellant questioning the order of termination of his services by the Committee of Management of Mahamana Malviya Degree College, Meerut (hereinafter referred to as “the Managing Committee”) and the application for review, these two appeals have been filed. Factual background sans unnecessary details is as follows:
The appellant was appointed as the Principal of the College in question in July 1974. In the year 1977, university examinations for graduate classes were held in the College. The University received report regarding certain irregularities in the examination centre. The Vice-Chancellor appointed a Committee to enquire into the alleged irregularities. The Inquiry Committee enquired into the matter and found that the conduct of the examination at the centre where the appellant was acting as Senior Superintendent of the Examination Centre was not in order. The Inquiry Committee found several gross irregularities committed by the appellant in the conduct of the examination. It was noted that the appellant's son Rahul was also appearing in the examination. In the evening shift of the examination on 29-4-1977, his son appeared at the examination in Basic Statistics General Course. After considering the statements given by several persons, the Committee held that the appellant helped his son and had replaced the answer book of his son, signatures of the invigilator on the alleged answer book were not of the invigilator Shri S.K Sharma. The Inquiry Committee recommended action. In its meeting held on 19-9-1977, the Managing Committee considered the report of the Inquiry Committee and by a resolution of even date resolved to suspend the appellant and further resolved to hold an inquiry in the matter.
3. Pursuant to the aforesaid resolution, the appellant was issued a charge-sheet on 27-9-1977. It was specifically mentioned that the meeting of the Inquiry Committee was to be held on 16-10-1977 and the appellant should be present. Though the appellant received the charge-sheet, he did not submit his reply and on the contrary, asked for 15 days' time by his letter dated 13-10-1977. Considering his request, the meeting of the Inquiry Committee was adjourned to 25-10-1977. Though the appellant was informed by registered post, he did not appear before the Inquiry Committee. The Inquiry Committee considered the materials on record and found the appellant guilty of irregularities and illegalities in the conduct of examination. It was found that he had changed the answer book of his son with an ulterior motive. The Inquiry Committee recommended dismissal of the appellant from service subject to approval of the Vice-Chancellor. Notice was given by the Vice-Chancellor to the appellant and the Managing Committee to consider the matter on 21-12-1977. It was subsequently adjourned to 23-12-1977 when the Vice-Chancellor heard the appellant and the Managing Committee. After that the Vice-Chancellor by his letter dated 24-12-1977 directed the Managing Committee that another opportunity be given to the appellant to appear before the Inquiry Committee and all relevant papers were to be given to the appellant. The matter was fixed by the Inquiry Committee on 20-1-1978 and the appellant was informed by registered post. But he did not appear before the Inquiry Committee. The matter was again considered by the Inquiry Committee, which confirmed its report dated 25-10-1977 and the Managing Committee by its letter dated 23-1-1978 informed the University that the appellant did not appear before the Inquiry Committee. The Vice-Chancellor was requested to accord approval to the proposal for dismissal of the appellant. All the documents which were demanded by the appellant had been given on 14-2-1978. The Committee of Management again received a letter from the University, stating that since all the documents demanded by the appellant were handed over to him on 24-2-1978, the appellant had been directed to appear on 24-2-1978. The Managing Committee was requested to submit its case after 24-2-1978 for consideration of the Vice-Chancellor. In spite of the said letter of the University, the appellant again did not appear before the Inquiry Committee. Necessary information in this regard was given to the Vice-Chancellor. The University again asked the Managing Committee and the respondent to appear before the Vice-Chancellor on 24-4-1978 and again on 5-6-1978. The matter was heard by the Vice-Chancellor who was of the view that the punishment proposed by the Managing Committee was harsh and the Managing Committee was required to reconsider the same. The Managing Committee again considered the matter and resolved that the appellant's service should be terminated instead of dismissal. Thereafter, the Vice-Chancellor by an order dated 1-7-1978 granted approval to the proposal of the Managing Committee. The appellant challenged the said order by preferring a reference under Section 66 of the U.P State Universities Act, 1973 (in short “the University Act”) before the Chancellor. The reference was rejected by the order dated 3-8-1979. The Chancellor found that the appellant had been given adequate opportunities to place his case before the Inquiry Committee, but he failed to do so. The appellant challenged the order of the Vice-Chancellor and Chancellor before the High Court. According to him opportunity was not granted before the orders were passed. This stand was rebutted by the Managing Committee with reference to the record which indicated that more-than-adequate opportunity was granted. The High Court by the impugned judgment dated 16-5-1996 dismissed the writ petition.
4. The appellant questioned the correctness of the judgment by filing a special leave petition before this Court in SLP (C) No. 23634 of 1996. By order dated 12-12-1997 the same was disposed of with certain observations. The appellant's primary stand before this Court was that the judgment was rendered after a passage of two years and many of the contentions canvassed, were not considered in the judgment. This Court relegated the appellant to review the application. The review petition was rejected by an order dated 24-2-2002 which is also the subject-matter of challenge.
5. Mr R.K Jain, the learned Senior Counsel for the appellant submitted that the High Court's order suffers from vulnerability on more counts than one. It is submitted that the appellant was placed under suspension on 19-9-1977 and was removed on 19-6-1978. During the period of suspension no subsistence allowance was paid. That vitiated the proceedings. Secondly, the basic ground on which the proceedings were initiated related to the alleged adoption of corrupt practices by the appellant for the benefit of his son, both joining together. Questioning the action taken by the authorities against him, the appellant's son had filed a writ petition which was allowed and the Vice-Chancellor had accepted the order of the High Court, quashing the action taken against him and had directed declaration of his result. According to Mr Jain, there is complete absence of any substratum of the charge of alleged irregularities for taking any action against the appellant. Finally, it was submitted that several documents placed on record before the High Court established that there was bias on the part of the Managing Committee. Even two of the persons who were part of the Committee which took the decision stated about the bias.
6. In response, the learned counsel for the Managing Committee submitted that in order to get subsistence allowance a particular procedure was to be followed, which was not done by the appellant and subsistence allowance thereafter has been subsequently paid. So far as the son's case is concerned, the action against him was set aside because of non-compliance with the requirements of principles of natural justice and not on account of any specific finding objectively recorded that no irregularities as such took place or that the petitioner was innocent as well. In fact, the High Court had directed the authorities to proceed afresh after grant of opportunity. The University thought otherwise, and the Vice-Chancellor directed declaration of the result. That, per se, does not take away the right to proceed against the appellant. Finally, the order goes to show that eight of the eleven members agreed for action against the appellant in the manner done. There was no question of any bias, and there was a collective decision. The appellant was granted adequate opportunity as the factual scenario would go to show and he having failed to avail them, cannot make a grievance.
7. From the judgment of the High Court, in the writ petition it appears that there is no reference to the alleged infirmity on account of subsistence allowance having not been paid. There was also no specific finding recorded for the question of bias as alleged presently. We find that there was total lack of cooperation from the appellant as the factual background highlighted above would go to show. Ample opportunity was granted to the appellant to place his case. He did not choose to do so. It is only a person who is ready and willing to avail of the opportunity given, who can make a grievance about denial of any opportunity and not a person like the appellant who despite repeated opportunities given and indulgence shown exhibited defiance and total indifference to extending cooperation. Therefore, on that score the appellant cannot have any grievance. So far as the effect of not paying the subsistence allowance is concerned, before the authorities no stand was taken that because of non-payment of subsistence allowance, he was not in a position to participate in the proceedings, or that any other prejudice in effectively defending the proceedings was caused to him. The appellant could not plead or substantiate also that the non-payment was either deliberate or to spite him and not due to his own fault. It is ultimately a question of prejudice. Unless prejudice is shown and established, mere non-payment of subsistence allowance cannot ipso facto be a ground to vitiate the proceedings in every case. It has to be specifically pleaded and established as to in what way the affected employee is handicapped because of non-receipt of subsistence allowance. Unless that is done, it cannot be held as absolute proposal in law that non-payment of subsistence allowance amounts to denial of opportunity and vitiates departmental proceedings.
8. So far as the case of bias is concerned, we find that the Chancellor has elaborately dealt with this aspect and has found that eight of the eleven members had accorded approval to the proposed action. The discordant note by the others who did not, apparently, was obliging the appellant. That itself takes away the sting of the appellant's case relating to alleged bias.
9. The residuary question is whether the appellant's son having been exonerated, the substratum of the accusations vanished as claimed on behalf of the appellant. The High Court's judgment is dated 11-1-1979, whereby the appellant's son's writ petition was allowed on the ground that the order of the University was passed in violation of principles of natural justice. The University by a letter dated 14-6-1983 had directed declaration of the appellant's son's result. This aspect does not appear to have been considered by the High Court though in the review application specific stand has been taken. That may not be the final determinative factor, but needs consideration. The High Court shall consider all relevant materials and arrive at its conclusion in accordance with law.
10. Further, the High Court had taken note of certain other factors which were not part of charges against the appellant i.e the alleged irregularities in admitting the appellant's son in BA class when he had not passed the intermediate class. Though the High Court has referred to the same, no opportunity was granted in this matter. We feel it would be proper if the High Court hears the matter afresh to consider the effect only of the declaration of result of the appellant's son, and also the allegations regarding admission of his son improperly and illegally. Now, the appellant knows that this is one of the allegations against him which would justify his termination dehors the proceedings already initiated. The appellant shall be permitted to place material in that regard. Similar shall be the position so far as the respondents are concerned.
11. Since we are remitting the matter for fresh adjudication, it shall be open to place such material as would be necessary for the purpose of adjudication of the aforenoted two aspects. We have not expressed any opinion on the merits. We request the High Court to make an effort to dispose of the matter by the end of June 2004 after due notice to the parties. Civil Misc. Writ Petition No. 8804 of 1979 shall be restored to its original number and file.
12. The appeals are, accordingly, disposed of. No costs.
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