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M.S Ahlawat v. State Of Haryana And Another
Factual and Procedural Background
While adjudicating Writ Petitions (Criminal) Nos. 356-57 of 1993, the Supreme Court of India discovered that two affidavits (dated 2-11-1993 and 5-11-1993) purportedly bearing the petitioner M.S. Ahlawat’s signature were alleged to be forged. The Court ordered an inquiry by the District Judge, Faridabad, who on 29-1-1994 reported that the petitioner was not responsible. Dissatisfied, the Court directed the Central Bureau of Investigation to investigate. Based on subsequent reports, the Court issued notices to certain police officials and, on 10-7-1995, to the petitioner himself.
On 17-1-1996 the Supreme Court convicted the petitioner (a serving IPS officer) for (i) fabricating false evidence under Section 193 of the Indian Penal Code and (ii) contempt of court under Article 129 of the Constitution, sentencing him to concurrent terms of one year and six months respectively. A review petition was dismissed on 29-3-1996, and the petitioner served the sentences.
In the present writ petition the petitioner challenges only his conviction under Section 193 IPC, conceding the contempt conviction.
Legal Issues Presented
- Whether the Supreme Court could directly convict the petitioner under Section 193 IPC without complying with the mandatory procedure prescribed in Sections 195 and 340 of the Code of Criminal Procedure, 1973.
- Whether, in light of Article 142 of the Constitution, the Court’s plenary powers permit bypassing the statutory mechanism governing prosecutions for perjury.
Arguments of the Parties
Petitioner's Arguments
- The conviction under Section 193 IPC violated Article 21 because it ignored the procedure mandated by Sections 195 and 340 CrPC, which require a written complaint before a competent criminal court.
- The Supreme Court assumed the role of a criminal court and imposed punishment without a proper trial, thereby “stultifying” the CrPC framework.
- Although perjury and contempt may arise from identical facts, perjury demands a detailed criminal trial, not a summary inquiry through show-cause notices and affidavit scrutiny.
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| Chajoo Ram v. Radhey Shyam, (1971) 1 SCC 774 | Prosecution for perjury can be initiated only upon the court’s complaint under Section 195 CrPC; such power must be exercised sparingly. | Reinforced that no inherent power exists to prosecute for perjury outside Section 195, underscoring the procedural lapse in the petitioner’s case. |
| Supreme Court Bar Association v. Union of India, (1998) 4 SCC 409 | Article 142 powers cannot override substantive statutory provisions. | Court relied on this precedent to hold that its earlier exercise of Article 142 to convict under Section 193 IPC was impermissible. |
| Mohan Singh v. Amar Singh, (1998) 6 SCC 686 | Where false affidavits are suspected, the proper course is to direct the Registrar to file a complaint so that criminal law is set in motion. | Illustrated the consistent practice of referring perjury allegations to the appropriate criminal court—contrary to what occurred in the impugned order. |
Court's Reasoning and Analysis
The Court revisited its 17-1-1996 order in light of the mandatory framework of Sections 195 and 340 CrPC and the constitutional limitations articulated in Supreme Court Bar Association v. Union of India. It observed:
- The Supreme Court does not ordinarily exercise original criminal jurisdiction for offences under Section 193 IPC.
- Section 195 CrPC bars any court from taking cognizance of perjury offences without a written complaint by the concerned court, and Section 340 CrPC prescribes the procedure for making such a complaint.
- The prior Bench dispensed with this statutory procedure and resorted to a summary inquiry, thereby acting without jurisdiction.
- Article 142 cannot be invoked to contravene explicit statutory mandates; using it to convict the petitioner amounted to building “a new edifice” in disregard of the CrPC.
- Past practice (e.g., Mohan Singh case) shows that when perjury is suspected, the Court directs lodging of a complaint before a competent court rather than summarily punishing the offender.
Recognising the procedural error, the Court determined that the conviction under Section 193 IPC was void ab initio. Given that the petitioner had already served the sentence and tendered an undertaking not to claim compensation, the Court found it inexpedient to initiate fresh proceedings under Section 340 CrPC.
Holding and Implications
The conviction of the petitioner under Section 193 of the Indian Penal Code is recalled and set aside. The earlier conviction and sentence for contempt of court under Article 129 remain undisturbed.
Implications: The decision restores procedural fidelity by reaffirming that prosecutions for perjury must follow Sections 195 and 340 CrPC, even for the Supreme Court itself. No broader precedent was set on compensation; the petitioner is barred from seeking damages but may rely on the order in any departmental proceedings concerning his service.
S. Rajendra Babu, J.— By an order made on 17-1-1996 Writ Petitions (Criminal) Nos. 356-57 of 1993 were disposed of by this Court. In the course of that order it was held that the petitioner, M.S Ahlawat, has deliberately fabricated false records before this Court. He is, therefore, held punishable under Section 193 of the Indian Penal Code (IPC) and also for contempt of this Court under Article 129 of the Constitution of India. Accordingly, he was convicted and sentenced under Section 193 IPC to undergo rigorous imprisonment for a term of one year and under Article 129 of the Constitution of India to undergo rigorous imprisonment for a term of 6 months but both the sentences were directed to run concurrently. Now it appears that the petitioner has undergone the sentence of imprisonment imposed by this Court under the said two provisions.
2. While hearing Writ Petitions (Criminal) Nos. 356-57 of 1993, it was reported on 5-11-1993 to this Court through the Standing Counsel that his signature on the affidavit filed in this Court has been forged. This Court, after considering the two affidavits filed on 2-11-1993 and 5-11-1993 purported to have been made by the petitioner, directed a detailed inquiry to be made by the District Judge, Faridabad about the alleged forgery of the petitioner's signature. The District Judge made a report on 29-1-1994 holding that the petitioner was not responsible for the same. After considering the report of the District Judge this Court ordered investigation as to the purported forgery and the Central Bureau of Investigation (CBI) was entrusted with the inquiry. On receipt of the report of CBI this Court on 17-4-1995 issued notice to Head Constable Krishan Kumar, SI Ishwar Singh and ASI Randhir Singh as to why they should not be convicted for forgery of the signatures of the petitioner on the affidavits dated 2-11-1993 and 5-11-1993 and also for contempt of this Court for filing false affidavits. On 10-7-1995 this Court issued a notice to the petitioner to show cause why he should not be considered for conviction for forgery and making false statements at different stages in this Court and for committing contempt of this Court. On 17-1-1996 after perusing the affidavits this Court convicted the petitioner as stated earlier. Review petition against the same was also dismissed summarily on 29-3-1996. In this writ petition the petitioner while challenging his conviction under Section 193 IPC is not questioning the conviction under Article 129 of the Constitution of India for committing contempt of this Court.
3. Shri Harish Salve, learned Senior Counsel for the petitioner contended that in convicting the petitioner under Section 193 IPC this Court has completely stultified the procedure prescribed under the Code of Criminal Procedure thereby acting contrary to the mandate of Article 21 of the Constitution of India. Elaborating this submission he stated that Section 195 CrPC deals with the manner of taking cognizance of offences arising under Section 193 IPC and Section 340 CrPC regulates the procedure of making complaints thereto. A complaint ought to have been filed in a competent criminal court for offences arising under Section 193 IPC as provided in Section 195 CrPC read with Section 340 CrPC and this Court itself could not have assumed jurisdiction of a criminal court and convicted the petitioner without trial.
4. On behalf of the petitioner Shri Harish Salve also contended that the gist of the offence of perjury punishable under Section 193 IPC and the charge for contempt of this Court being identical, while detailed and elaborate inquiry at a trial in a criminal case is contemplated for the former but a summary inquiry for the latter. This Court ought to have directed a complaint being lodged in a competent criminal court and postponed the consideration of the case arising for contempt of this Court. However, this line of argument is not pursued since the petitioner is confining his case only to challenging conviction under Section 193 IPC.
5. Chapter XI IPC deals with “false evidence and offences against public justice” and Section 193 occurring therein provides for punishment for giving or fabricating false evidence in a judicial proceeding. Section 195 of the Criminal Procedure Code (CrPC) provides that where an act amounts to an offence of contempt of the lawful authority of public servants or to an offence against public justice such as giving false evidence under Section 193 IPC etc. or to an offence relating to documents actually used in a court, private prosecutions are barred absolutely and only the court in relation to which the offence was committed may initiate proceedings. Provisions of Section 195 CrPC are mandatory and no court has jurisdiction to take cognizance of any of the offences mentioned therein unless there is a complaint in writing as required under that section. It is settled law that every incorrect or false statement does not make it incumbent upon the court to order prosecution, but (sic) to exercise judicial discretion to order prosecution only in the larger interest of the administration of justice.
6. Section 340 CrPC prescribes the procedure as to how a complaint may be preferred under Section 195 CrPC. While under Section 195 CrPC it is open to the court before which the offence was committed to prefer a complaint for the prosecution of the offender, Section 340 CrPC prescribes the procedure as to how that complaint may be preferred. Provisions under Section 195 CrPC are mandatory and no court can take cognizance of offences referred to therein (sic). It is in respect of such offences the court has jurisdiction to proceed under Section 340 CrPC and a complaint outside the provisions of Section 340 CrPC cannot be filed by any civil, revenue or criminal court under its inherent jurisdiction.
7. This Court in Chajoo Ram v. Radhey Shyam (1971) 1 SCC 774, AIR 1971 SC 1367 stated that where the offence relates to a court under Section 195 CrPC sanction of the court should be obtained first and such sanction should be granted only in those cases where the perjury appears to be deliberate and conscious and the conviction is reasonably probable or likely and to start prosecution for perjury too readily and too frequently without due care and caution and on inconclusive and doubtful material defeats its very end. It is made clear that there is no inherent power to make a complaint apart from the provisions of Section 195 CrPC.
8. We have given our anxious consideration to the questions raised in this case vis-à-vis the background in which this Court was constrained to pass the order impugned herein. When a litigant complains of miscarriage of justice by exercise of powers of this Court which is without jurisdiction or not after following the due procedure resulting in his incarceration in a prison losing valuable liberty for a period with the attendant catastrophe descending on his career and life we have no option but to examine the correctness of his contentions.
9. This Court in Supreme Court Bar Assn. v. Union of India (1998) 4 SCC 409 has held as follows: (SCC Headnote)
“However, the powers conferred on the Court by Article 142 being curative in nature cannot be construed as powers which authorise the Court to ignore the substantive rights of a litigant while dealing with a cause pending before it. This power cannot be used to ‘supplant’ substantive law applicable to the case or cause under consideration of the Court. Article 142, even with the width of its amplitude, cannot be used to build a new edifice where none existed earlier, by ignoring express statutory provisions dealing with a subject and thereby to achieve something indirectly which cannot be achieved directly. The very nature of the power must lead the Court to set limits for itself within which to exercise those powers and ordinarily it cannot disregard a statutory provision governing a subject, except perhaps to balance the equities between the conflicting claims of the litigating parties by ‘ironing out the creases’ in a cause or matter before it. Indeed the Supreme Court is not a court of restricted jurisdiction of only dispute-settling. The Supreme Court has always been a law-maker and its role travels beyond merely dispute-settling. It is a ‘problem-solver in the nebulous areas’ but the substantive statutory provisions dealing with the subject-matter of a given case cannot be altogether ignored by the Supreme Court, while making an order under Article 142. Indeed, these constitutional powers cannot, in any way, be controlled by any statutory provisions but at the same time these powers are not meant to be exercised when their exercise may come directly in conflict with what has been expressly provided for in a statute dealing expressly with the subject.”
10. It was made clear in Supreme Court Bar Assn. case (1998) 4 SCC 409 that under Article 142 of the Constitution this Court cannot altogether ignore the substantive provisions of a statute and pass orders concerning an issue which can be settled only through a mechanism prescribed in another statute. This Court noticed that
“a complaint of professional misconduct is required to be tried by the Disciplinary Committee of the Bar Council, like the trial of a criminal case by a court of law and an advocate may be punished on the basis of evidence led before the Disciplinary Committee of the Bar Council after being afforded an opportunity of hearing. The inquiry is a detailed and elaborate one and is not of a summary nature and it is, therefore, not permissible for this Court to punish an advocate for ‘professional misconduct’ in exercise of the appellate jurisdiction by converting itself as the statutory body exercising ‘original jurisdiction’ under Article 142 of the Constitution of India”.
11. In Mohan Singh v. Amar Singh (1998) 6 SCC 686 a contention had been raised that the landlord had procured an order by playing fraud on the Court by producing a forged document. It is noticed herein that:
“Tampering with the record of judicial proceedings and filing of false affidavit in a court of law has the tendency of causing obstruction in the due course of justice. It undermines and obstructs free flow of the unsoiled stream of justice and aims at striking a blow at the rule of law. The stream of justice has to be kept clear and pure and no one can be permitted to take liberties with it by soiling its purity. Since we are prima facie satisfied that the tenant has filed false affidavits and tempered with the judicial record, with a view to eradicate the evil of perjury, we consider it appropriate to direct the Registrar of this Court to file a complaint before the appropriate court and set the criminal law in motion against the tenant, the appellant in this case namely Mohan Singh.”
12. This Court has always adopted this procedure whenever it is noticed that proceedings before it have been tampered with by production of forged or false documents or any statement has been found to be false. We have not been able to appreciate as to why this procedure was given a go-by in the present case. Maybe the provisions of Sections 195 and 340 CrPC were not brought to the notice of the learned Division Bench.
13. In the light of the enunciation of law made by this Court in the Supreme Court Bar Assn. case (1998) 4 SCC 409 this Court could not have assumed jurisdiction by issue of a notice proposing conviction for forgery and making false statements at different stages in the Court punishable under Section 193 IPC without following the procedure prescribed under Sections 195 and 340 CrPC. Primarily this Court does not exercise any original criminal jurisdiction in relation to offences arising under Section 193 IPC and secondly the seriousness of the charge arising under Section 193 IPC requires an elaborate inquiry and trial into the matter by the competent criminal court and a summary inquiry by mere issuing a show-cause notice and considering affidavits or inquiry reports would not tantamount to the procedure provided under the Criminal Procedure Code. The order made by this Court convicting the petitioner under Section 193 IPC is, therefore, one without jurisdiction and without following the due procedure prescribed under law. Though it is not clear from the impugned order whether the powers under Article 142 of the Constitution were exercised to convict the petitioner under Section 193 IPC, we have proceeded on the assumption that it is by exercise of that power that the impugned order had been made for there is no other provision enabling the passing of such an order. As discussed earlier, in view of the decision in Supreme Court Bar Assn. case (1998) 4 SCC 409 such an order could not have been made.
14. At this stage the petitioner has filed an “affidavit of undertaking” on 12-10-1999 in the following terms:
“(1) That I am the petitioner in the above-mentioned writ petition and as such am fully conversant with the facts and circumstances of the case and am fully competent to swear this affidavit.
(2) That I have filed the above-mentioned writ petition in which I have put in issue my conviction under Section 193 IPC by this Hon'ble Court vide judgment and order dated 17-1-1996 passed in Writ Petitions (Criminal) Nos. 356-57 of 1993.
(3) That I undertake to this Hon'ble Court that in case my conviction under Section 193 IPC is set aside I will not claim any compensation or initiate any proceedings before this Hon'ble Court or any other court for my conviction under Section 193 IPC and for the contempt of court under Article 129 of the Constitution or for the sentence I had undergone pursuant to the said conviction, save and except using any order passed by this Hon'ble Court, setting aside my conviction under Section 193 IPC in any proceedings initiated by the State in relation to my service in the Indian Police Service and/or any departmental proceedings.
(4) That the averments made in this affidavit are true to my knowledge and have been made of my own volition.”
15. To perpetuate an error is no virtue but to correct it is a compulsion of judicial conscience. We, therefore, unhesitatingly set aside the conviction of the petitioner for the offence under Section 193 IPC. We also do not, at this stage, consider it expedient to direct the filing of a complaint in the competent court as envisaged by Section 340 CrPC because the petitioner has already undergone the sentence imposed upon him for an offence under Section 193 IPC although set aside now by this order and we are upholding his conviction and sentence imposed under Article 129 of the Constitution of India for committing contempt of court.
16. For the aforesaid reasons, the order made in Writ Petitions (Criminal) Nos. 356-57 of 1996 convicting the petitioner under Section 193 IPC is recalled and set aside. It is made clear that this order will not enable the petitioner to claim any compensation or initiate any proceedings in any court arising out of his conviction under Section 193 IPC except to use the same in any proceeding initiated against the petitioner departmentally regarding his services.
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