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Kammari Brahmaiah And Others v. Public Prosecutor, High Court Of A.P .

Supreme Court Of India
Feb 3, 1999
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Factual and Procedural Background

Accused 1, 2, 4 and 5 are brothers. On 17-11-1989 Accused 1 quarrelled with the deceased about the use of a passage in the field. At about 3:30 p.m. the same day, Accused 1-6 went to the deceased’s field, renewed the quarrel over passage and water, and assaulted the deceased. Accused 2 struck the deceased on the head with a stick, while Accused 1 stabbed him twice with a barisa. Accused 3 and 6 held the deceased, and Accused 4 and 5 restrained PW-3 who attempted to intervene. The deceased sustained two deep stab wounds and other contusions and later died.

The Additional Sessions Judge, Mahboobnagar (Sessions Case No. 156 of 1992) acquitted all six accused of the charge under Section 302 IPC but convicted: Accused 1 under Section 304 Part II; Accused 2 under Section 325; and Accused 3-6 under Section 325 read with Section 149. On appeal (Criminal Appeal No. 1088 of 1992), the High Court of Andhra Pradesh reversed the acquittal under Section 302 and maintained the aforesaid convictions. In the Supreme Court, appeals by Accused 1 and 2 were dismissed at the admission stage; leave was granted only to Accused 3-6, who were released on bail.

Legal Issues Presented

  1. Whether Accused 3-6 could validly be convicted under Section 325 read with Section 149 IPC when no charge under Section 149 had been framed by the trial court.

Arguments of the Parties

Appellants’ Arguments (Accused 3-6)

  • The conviction under Section 325/149 is illegal because no charge under Section 149 was framed; the accused were charged only under Section 302 IPC.
  • The omission deprived the accused of an opportunity to lead rebuttal evidence, causing prejudice.

State’s Arguments

  • The failure to frame a charge under Section 149 was an error, but no prejudice was caused because all relevant facts were put to the accused and they were ultimately punished for a lesser offence.
  • Under Section 464 CrPC, an omission to frame a charge does not vitiate the conviction unless it has occasioned a failure of justice.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Panduram v. State of Hyderabad, AIR 1955 SC 216 Section 149 creates a specific offence; strong reasons are required to apply it when not charged. Cited by appellants; Court noted the case but found later authority more directly applicable.
Ramkishan v. State of Rajasthan, (1997) 7 SCC 518 Omission to mention Section 149 in the charge is only an irregularity; conviction can stand absent prejudice. Relied on as binding authority supporting the validity of the conviction under Section 325/149 despite no specific charge.
Willie (William) Slaney v. State of Madhya Pradesh, (1955) 2 SCR 1140; AIR 1956 SC 116 Procedural errors in framing charges are not fatal unless they cause a failure of justice; emphasis on prejudice test. Extensively quoted to affirm that non-framing of a charge under Section 149 does not vitiate the conviction when the accused understood the case and suffered no prejudice.
Begu v. King-Emperor, ILR (1925) 6 Lah 226 An accused may be convicted of an offence not formally charged if the evidence establishes a charge that could have been made. Quoted to illustrate that a conviction is sustainable where evidence supports an uncharged offence.
Lachman Singh v. State, 1952 SCR 839; AIR 1952 SC 167 Supports the principle that absence of a specific charge is not fatal when evidence and trial proceedings inform the accused of the case. Cited in support of sustaining conviction despite charge omissions.

Court's Reasoning and Analysis

The Court examined Section 464 CrPC, which states that a conviction is not invalid merely because no charge was framed unless a failure of justice has occurred. Three corollaries were drawn:

  • A conviction is set aside only where the proven facts could not legally support a charge, or
  • If a charge could have been framed but was not, the conviction stands unless prejudice is shown,
  • If prejudice exists, a retrial may be ordered.

Applying these principles, the Court noted that the evidence clearly established that Accused 1-6 formed an unlawful assembly and participated in assaulting the deceased. Statements under Section 313 CrPC specifically put the joint conduct of Accused 3-6 to them, and they therefore understood the prosecution case. No concrete prejudice was demonstrated beyond a bare assertion of lost opportunity to adduce rebuttal evidence. Citing Ramkishan and Willie Slaney, the Court held that omission to frame a charge under Section 149 is a curable irregularity where no failure of justice is shown. Consequently, the High Court’s conviction of Accused 3-6 under Section 325 read with Section 149 was deemed lawful.

Holding and Implications

APPEAL DISMISSED. The conviction of Accused 3-6 under Section 325 read with Section 149 IPC is maintained.

The decision reinforces that non-framing of a charge under Section 149 does not vitiate a conviction if the accused had notice of the facts and suffered no prejudice, thereby emphasising the prejudice-based test under Section 464 CrPC rather than strict technical compliance with charge-framing formalities.

Show all summary ...

M.B Shah, J.— The short question in this appeal is whether some accused could be convicted for the offence punishable under Section 325 read with Section 149, when all of them were charged for an offence punishable under Section 302 IPC. The appeal is filed against the judgment and order passed by the High Court of Judicature of Andhra Pradesh at Hyderabad in Criminal Appeal No. 1088 of 1992 by which the High Court reversed the judgment and order passed by the Additional Sessions Judge, Mahboobnagar in Sessions Case No. 156 of 1992 acquitting Accused 1 to 6 for the offence punishable under Section 302 IPC and convicted Accused 1 for the offence punishable under Section 304 Part II IPC, Accused 2 for the offence punishable under Section 325 IPC, and Accused 3 to 6 for the offence punishable under Section 325 IPC read with Section 149. At the time of admission, the appeal filed by Original Accused 1 and 2 was dismissed, leave was granted to Accused 3 to 6 and they were ordered to be released on bail.

2. Before deciding the contention raised by the learned counsel for the parties, it would be necessary to narrate a few facts. It is the prosecution story that Accused 1, 2, 4 and 5 are brothers. On 17-11-1989, Accused 1 had picked up a quarrel in the morning regarding the usage of passage in the field and thereafter at about 3.30 p.m, Accused 1 to 6 came to the field belonging to the deceased and quarrelled regarding the use of passage and water by the deceased. The deceased was beaten and he fell down. At that time, PW 3, younger brother of the deceased, went to the rescue but he was prevented by Accused 4 and 5 who held him tight. Accused 3 and 6 caught hold of the deceased and at that time, Accused 2 gave a stick blow on the head and Accused 1 stabbed the deceased twice with a barisa on his right flank and all of them ran away. As per the doctor's evidence who performed post-mortem examination, the deceased was having the following injuries:

1. Contusion over the right cheek, i.e, 3-4″ length 1″ width.

2. Contusion over the right elbow joint over the lateral posterior part, i.e, 3″ below the right elbow joint, 1″ length × ½″ width.

3. A deep stab injury over the mid-scapular region, 1″ length ½″ width 4-5″ depth.

4. A deep stab injury over the right infra-mammary region, 1″ length × ½″ width × 4-5″ depth.

From the evidence of PWs 1 to 4, the Court arrived at the conclusion that the death of the deceased was the result of the injuries inflicted by Accused 1 and 2 and the evidence was corroborated by the injuries caused to the deceased as mentioned in the post-mortem examination. The Court also held that the prosecution evidence establishes beyond reasonable doubt that Accused 4 and 5 caught hold of the witness Venkataiah who went to rescue the deceased. Similarly, Accused 3 and 6 caught hold of the deceased and at that time, Accused 1 and 2 inflicted injuries. On the basis of the aforesaid evidence led by the prosecution, the High Court held that the prosecution has made out a case that the accused formed an unlawful assembly and during the course of the said unlawful assembly, they caused injuries and so they were liable to be convicted for the offence punishable under Section 148 of the IPC. The Court further held that it is true that there is no charge framed by the trial court for the offence punishable under Section 148 against the accused but since it was found that all participated and the main charge framed against the accused is under Section 302 and as no prejudice is caused to the accused, the accused could be convicted for a lesser offence under Section 325 read with Section 149 IPC.

3. At the time of hearing of this appeal, learned counsel appearing on behalf of the appellant submitted that the order passed by the High Court convicting the appellants for the offence punishable under Section 325 read with Section 149 is on the face of it illegal as no charge under Section 149 was framed against the accused. He contended that all the accused were charged only for the offence punishable under Section 302 of IPC for causing injuries to the deceased Itikala Mogulaiah. As against this, learned counsel for the State vehemently submitted that even though it is an error on the part of the Additional Sessions Judge in not framing the charge under Section 302 read with Section 149 of IPC, no prejudice is caused to the accused as relevant facts were placed before the Court and the attention of the accused also was drawn. Further, they are punished for lesser offence, therefore, the order passed by the High Court is justified and legal.

4. In this view of the matter, the only contention which requires decision is whether the conviction of Accused 3 to 6 for the offence punishable under Section 325 read with Section 149 of IPC can be maintained even if no charge under Section 149 was framed by the trial court. It is true that there is an error apparent on the part of the Additional Sessions Judge in not framing the charge for the offence punishable under Section 149 IPC despite the clear case of the prosecution that there was a quarrel in the morning between the deceased and Accused 1 on the question of watering the fields and thereafter, at 3.30 p.m, all the accused came to the field of the deceased, they picked up the quarrel and inflicted injuries on the deceased. Still, the question would be whether the conviction of A-3 to A-6 by the High Court for the offence under Section 325 read with Section 149 can be said to be illegal which requires to be quashed and set aside if no prejudice is caused by not framing the charge under Section 148 and the charge under Section 302 read with Section 149.

5. For deciding this contention, we would first refer to Section 464 of the Criminal Procedure Code which reads as under:

“464. Effect of omission to frame, or absence of, or error in, charge.—(1) No finding, sentence or order by a court of competent jurisdiction shall be deemed invalid merely on the ground that no charge was framed or on the ground of any error, omission or irregularity in the charge including any misjoinder of charges, unless in the opinion of the court of appeal, confirmation or revision, a failure of justice has in fact been occasioned thereby.

(2) If the court of appeal, confirmation or revision is of opinion that a failure of justice has in fact been occasioned, it may—

(a) In the case of an omission to frame a charge, order that a charge be framed and that the trial be recommended from the point immediately after the framing of the charge;

(b) In the case of an error, omission or irregularity in the charge, direct a new trial to be had upon a charge framed in whatever manner it thinks fit:

Provided that if the court is of opinion that the facts of the case are such that no valid charge could be preferred against the accused in respect of the facts proved, it shall quash the conviction.”

6. The aforesaid section is in mandatory terms and specifically provides what is to be done in cases where a charge is not framed or there is an error, omission or irregularity in framing of the charge. From the unequivocal terms of the section, it can be stated that a finding, sentence or order could be set aside only in those cases where the facts are such that no valid charge could be preferred against the accused in respect of the facts proved. Secondly, if the facts are such that a charge could be framed and yet it is not framed but no failure of justice has in fact been occasioned thereby, the finding, sentence or order of the court of competent jurisdiction is not to be set aside on that ground. Thirdly, if there is failure of justice occasioned by not framing of the charge or in case of an error, omission or irregularity in the charge, retrial of the case is to be directed under sub-section (2).

7. In the present case, the facts are clear. It establishes beyond reasonable doubt that because of the morning quarrel between Accused 1 and the deceased, Accused 1 to 6 went to the field of the deceased at about 3.30 p.m They picked up the quarrel and inflicted injuries on the deceased. In view of these facts, the learned counsel for the appellant was not in a position to point out any prejudice caused to the accused by not framing the charge under Section 148 or for the offence punishable under Section 302 read with Section 149 except by stating that by not framing the charge properly, the accused have lost an opportunity of leading rebuttal evidence. He relied upon the decision rendered in the case of Panduram v. State of Hyderabad AIR 1955 SC 216, (1955) 1 SCR 1083, 1955 Cri LJ 572 wherein the Court has observed that Section 149, unlike Section 34, creates a specific offence and deals with punishment of that offence alone; hence, strong reasons for using Section 149 when it is not charged, even if it be possible to convict under that section in the absence of any specific charge, is required and the Court has left the point undecided.

8. In our view, this question is concluded by the decision rendered in the case of Ramkishan v. State of Rajasthan (1997) 7 SCC 518 wherein the Court has relied upon the decision of this Court in the case of Willie (William) Slaney v. State of M.P (1955) 2 SCR 1140, AIR 1956 SC 116, 1956 Cri LJ 291 and held that omission to mention Section 149 IPC specifically in the charge is only an irregularity and since no prejudice is shown to have been caused to the accused by that omission, it could not affect their conviction. The Court in that case, from the established facts and circumstances, convicted the accused under Section 304 Part II IPC read with Section 149 IPC and not under Section 302 IPC, even though no specific charge indicating the applicability of Section 149 IPC was framed.

9. Further, at this stage, it would be worthwhile to refer to some decisions in the case of Willie (William) Slaney v. State of M.P (1955) 2 SCR 1140, AIR 1956 SC 116, 1956 Cri LJ 291 wherein the larger Bench has elaborately discussed the provisions of Sections 232, 233, 237, 238, 535 and 537 of the Criminal Procedure Code, 1898 (Sections 232, 535 and 537 are combined as Section 464 in the Criminal Procedure Code, 1973) and observed: (AIR Headnote)

“The Code is a code of procedure and, like all procedural laws, is designed to further the ends of justice and not to frustrate them by the introduction of endless technicalities. The object of the Code is to ensure that an accused person gets a full and fair trial along certain well-established and well-understood lines that accord with our notions of natural justice.

If he does, if he is tried by a competent court, if he is told and clearly understands the nature of the offence for which he is being tried, if the case against him is fully and fairly explained to him and he is afforded a full and fair opportunity of defending himself, then, provided there is substantial compliance with the outward forms of the law, mere mistakes in procedure, mere inconsequential errors and omissions in the trial are regarded as venal by the Code and the trial is not vitiated unless the accused can show substantial prejudice. That, broadly speaking, is the basic principle on which the Code is based.”

After considering the various decisions, the Court further observed:

“The swing of the pendulum has been away from technicality, and a greater endeavour has been made to regard the substance rather than the shadow and to administer justice fairly and impartially as it should be administered; fair to the accused, fair to the State and fair to the vast mass of the people for whose protection penal laws are made and administered.”

10. Thereafter, the Court examined the scheme of the relevant sections as well as Sections 535 and 537 and held:

“Section 535 uses the words ‘shall be deemed invalid’ which indicate that a total omission to frame a charge would render the conviction invalid but for Section 535 which serves to validate it when that sort of ‘irregularity’ has not occasioned a ‘failure of justice’.

Section 537 does not use any of these expressions but merely says that no conviction or sentence ‘shall be reversed or altered’ unless there has ‘in fact’ been a failure of justice.”

The Court thereafter considered the contentions that total omission to frame the charge would not be covered by Section 535 or 537 and held as under:

“Chapter XIX deals comprehensively with charges and Sections 535 and 537 cover every case in which there is a departure from the rules set out in that Chapter.

Such departures range from errors, omissions and irregularities in charges that are framed, down to charges that might have been framed and were not and include a total omission to frame a charge at all at any stage of the trial. In all these cases, the only question is about prejudice. We say this because the Code repeatedly says so in express and emphatic terms and because that is the foundation on which rules of procedure are based.

We say it because that accords with logic and principle and reason and because it touches the deep verities on which the structure of justice is erected and maintained.”

The Court pertinently further observed:

“We are unable to find any magic or charm in the ritual of a charge. It is the substance of these provisions that count and not their outward form. To hold otherwise is only to provide avenues of escape for the guilty and afford no protection to the innocent.

We agree that a man must know what offence he is being tried for and that he must be told in clear and unambiguous terms and that it must all be ‘explained to him’ so that he really understands [Section 271(1) in sessions trials, Section 255(1) in warrant cases] but to say that a technical jargon of words whose significance no man not trained to the law can grasp or follow affords him greater protection or assistance than the informing and the explaining that are the substance of the matter, is to base on fanciful theory wholly divorced from practical reality; and the same applies to the vast bulk of jurors who attend our courts.

They are none the wiser because of a formal charge except in a vague and general way that is of no practical account. The essence of the matter is not a technical formula of words but the reality. Was he told? Was it explained to him? Did he understand? Was it done in a fair way?”

11. Thereafter, the Court dealt with not framing the charge under Section 34 or 149 and held:

“Endeavour was made in the argument to draw a distinction between cases falling under Section 34 of the Indian Penal Code and those under Section 149 of the Indian Penal Code. It was contended that even if no separate charge is necessary when Section 34 is called in aid because Section 34 does not create a separate offence, one is essential for a conviction under Section 149 and that there, at any rate, the absence of a separate charge is fatal.

This is not a case under Section 149 of the Indian Penal Code so the question does not really arise but it is necessary to advert to the argument because, on the view we take of Sections 225, 535 and 537, it is immaterial what the offence is and whether there is a charge at all. The only question is whether the irregularity occasioned prejudice.”

(emphasis supplied)

The Court further held:

“It is to be observed that Section 535 of the Code is mandatory in its terms, just as mandatory as Section 233. If it be accepted that an absence of a charge would, but for its provisions, render a conviction invalid, this section cures such an invalidity when there is, in fact, not in theory but in ‘fact’, no failure of justice.”

Dealing with the facts in the case, the Court further held as under:

“Put at its highest, all that the appellant can urge is that a charge in the alternative ought to have been framed, which in itself imports that it could have been so framed. As was said by the Privy Council in Begu v. King-Emperor ILR (1925) 6 Lah 226 and also by this Court in Lachman Singh v. State 1952 SCR 839, AIR 1952 SC 167, 1952 Cri LJ 863—

‘A man may be convicted of an offence, although there has been no charge in respect of it, if the evidence is such as to establish a charge that might have been made. That is what happened here…. They were not charged with that formally, but they were tried on evidence which brings the case under Section 237.’

The variation between murder and concealing evidence after the crime is no more than the variation between killing a man jointly with another, sharing his intention, or allowing the other to do the actual killing with the same common intention.”

12. In a differing judgment, Chandrasekhara Aiyar, J. observed:

“Sections 34, 114 and 149 of the Indian Penal Code provide for criminal liability viewed from different angles as regards actual participants, accessories and men actuated by a common object or a common intention; and the charge is a rolled-up one involving the direct liability and the constructive liability without specifying who are directly liable and who are sought to be made constructively liable. In such a situation, the absence of a charge under one or the other of the various heads of criminal liability for the offence cannot be said to be fatal by itself, and before a conviction for the substantive offence, without a charge, can be set aside, prejudice will have to be made out. In most of the cases of this kind, evidence is normally given from the outset as to who was primarily responsible for the act which brought about the offence and such evidence is of course relevant.”

13. The aforesaid discussion leaves no doubt that non-framing of a charge would not vitiate the conviction if no prejudice is caused thereby to the accused. As observed in the aforesaid case, the trial should be fair to the accused, fair to the State and fair to the vast mass of the people for whose protection penal laws are made and administered. The Criminal Procedure Code is a procedural law and is designed to further the ends of justice and not to frustrate them by the introduction of endless technicalities. In the present case, the accused were tried on the prosecution version that all of them went at 3.30 p.m to the field of the deceased; they picked up a quarrel with him, inflicted injuries on the deceased as narrated by the prosecution witnesses, Accused 3 to 6 participated as stated above; the statements were recorded under Section 313 of the CPC and the questions were asked to the effect that they jointly came at 3.30 p.m and caused injuries to the deceased as stated by the prosecution witnesses and the role assigned to Accused 3 to 6 was also specifically mentioned. Hence, it is apparent that no prejudice is caused to the accused who were charged for the offence under Section 302, by not framing the charge for the offence punishable under Section 302 read with Section 149. In this view of the matter, the conviction of Accused 3 to 6 for the offence punishable under Section 325 read with Section 149 cannot be said to be in any way illegal which requires to be set aside.

14. In the result, the appeal is dismissed.