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Pratap Singh v. State Of Vindhya Pradesh (Now Madhya Pradesh) .

Supreme Court Of India
Nov 18, 1960
Smart Summary (Beta)

Factual and Procedural Background

The appellant was convicted by the Sessions Judge of Chatarpur for offences under Section 307 of the Indian Penal Code and Section 19(f) of the Indian Arms Act, receiving sentences of ten years’ and three years’ rigorous imprisonment respectively. While in jail he lodged an appeal under Section 420 of the Code of Criminal Procedure; the Judicial Commissioner of Vindhya Pradesh summarily dismissed this appeal on 28 October 1955.

On 31 October 1955 the appellant, now represented by counsel, filed a second memorandum of appeal, which was rejected on 1 November 1955 as not maintainable because the earlier jail appeal had already been decided. A further petition seeking review of the 28 October 1955 order was also dismissed. The Judicial Commissioner declined to certify the matter under Article 134(c) of the Constitution but granted a certificate under Article 132(1), leading to the present appeal.

Legal Issues Presented

  1. Whether Section 421 of the Code of Criminal Procedure, which permits summary dismissal of an appeal filed from jail without a hearing, violates Article 14 of the Constitution by discriminating between different classes of convicted appellants.
  2. Whether a second appeal filed through counsel is maintainable once a jail appeal has been summarily dismissed.

Arguments of the Parties

Appellant's Arguments

  • Section 421 CrPC offends Article 14 because it allows dismissal of jail appeals without giving the appellant—or his pleader—an opportunity to be heard, whereas appellants who file in person or through counsel are entitled to such a hearing.
  • Even if the first appeal was lawfully dismissed, the subsequently filed appeal through counsel should have been entertained; rejecting it without hearing counsel breached the proviso to Section 421.

Respondent's Arguments

The opinion does not detail the respondent's arguments.

Table of Precedents Cited

No precedents were cited in the provided opinion.

Court's Reasoning and Analysis

The Court reviewed Chapter XXXI of the Code of Criminal Procedure (pre-1956 amendment), particularly Sections 404, 410, 419, 420, 421 and 430. Section 421 authorises summary dismissal after perusing the appeal papers, while its proviso grants a right of audience only when the appeal is filed in person or through counsel.

Invoking settled Article 14 doctrine, the Court found that the statute’s three-fold classification—(i) appellants who file in person, (ii) those who file through counsel, and (iii) incarcerated appellants who file through jail authorities—rests on an intelligible differentia directly linked to the legislative objective of regulating appeals. Because jail appellants cannot appear personally or through counsel, requiring a hearing would defeat the practical scheme of the Code; instead, the statute mandates judicial scrutiny of their papers before dismissal, which suffices for equality before the law.

Thus, Section 421 does not violate Article 14. Having upheld the constitutionality of the provision, the Court concluded that the summary dismissal of the jail appeal on 28 October 1955 was lawful and, under Section 430 CrPC, final. Consequently, the second appeal through counsel was incompetent.

Holding and Implications

APPEAL DISMISSED

The Supreme Court affirmed the Judicial Commissioner’s rulings, upholding both the validity of Section 421 CrPC and the finality of the earlier summary dismissal. The appellant’s conviction and sentences stand. The judgment applies established equal-protection principles and clarifies that a lawful summary dismissal of a jail appeal precludes any subsequent appeal on the same conviction.

Show all summary ...

Imam, J.— The Judicial Commissioner of Vindhya Pradesh granted a certificate under Article 132(1) of the Constitution of India as in his opinion the case involved a substantial question of law as to the interpretation of the Constitution. Hence the present appeal.

2. The appellant was convicted under Section 307 of the Indian Penal Code and Section 19(f) of the Indian Arms Act by the Sessions Judge of Chatarpur. He was sentenced to 10 years' rigorous imprisonment under Section 307 of the Indian Penal Code and to 3 years' rigorous imprisonment under Section 19(f) of the Indian Arms Act. He filed an appeal while he was in jail which was summarily dismissed on merits on October 28, 1955. Thereafter, on October 31, 1955, he filed a memorandum of appeal through a pleader which was rejected on November 1, 1955, on the ground that it was not maintainable owing to his appeal from jail under Section 420 of the Code of Criminal Procedure having been dismissed on October 28, 1955.

3. Thereafter, he filed a petition before the Judicial Commissioner that the order dated October 28, 1955, dismissing his appeal from jail should be reviewed and his appeal should be reheard on merits. This petition was also dismissed by the Judicial Commissioner. The appellant had prayed for a certificate under Articles 132 and 134(c) of the Constitution. The Judicial Commissioner was of the opinion that no ground had been established for grant of a certificate under Article 134(c) but a certificate should issue under Article 132(1).

4. The only question for determination in this appeal is whether the case involves any substantial question of law as to the interpretation of the Constitution. It had been urged before the Judicial Commissioner that Section 421 of the Code of Criminal Procedure which enabled a court to dismiss an appeal filed by a convicted person, while he was in jail, without hearing him offended against Article 14 of the Constitution as it discriminated between him and a convicted person who presented his appeal either in person or through a pleader.

5. Before we consider whether Section 421 of the Code offends against the provisions of Article 14 of the Constitution it is desirable to set out shortly the scheme of appeals under Chapter XXXI of the Code of Criminal Procedure before its amendment which came into force in 1956. Section 404 expressly states that no appeal shall lie from any judgment or order of a criminal court except as provided for by the Code or by any other law for the time being in force. This provision is in accordance with the general principle that no appeal lies as a matter of right unless the right of appeal is conferred by law. There are various provisions in Chapter XXXI providing for an appeal from various orders and sentences passed by the criminal courts. Section 410 enables any person convicted at a trial held by a Sessions Judge or an Additional Sessions Judge to appeal to the High Court. The Court of Judicial Commissioner, Vindhya Pradesh, was a High Court for the purposes of the Code. The appeal of the appellant from jail against his conviction and sentence by the Sessions Judge therefore lay to the Court of the Judicial Commissioner. Under Section 418 an appeal may lie on a matter of fact as well as a matter of law, except where the trial was by jury, in which case, the appeal would lie only on a matter of law, except in a case where a person had been sentenced to death, his appeal would lie on a matter of fact as well as a matter of law although he was tried by a jury. The section also enables any other person convicted at the same trial with a person so sentenced to appeal on a matter of fact as well as a matter of law. Section 419 enjoins that every appeal shall be made in the form of a petition in writing presented by the appellant or his pleader and every such petition shall, unless the court to which it is presented otherwise directs, be accompanied by a copy of the judgment or order appealed against and in cases tried by jury a copy of the heads of the charge recorded under Section 367. Section 420 enables a person who is in jail to present his petition of appeal and the copies accompanying the same to the officer in charge of the jail who shall thereupon forward such petition or copy to the proper appellate court. Under Section 421 on receiving the petition and copy under Section 419 or Section 420 the appellate court shall peruse the same and if it considers that there are no sufficient grounds for interfering, it may dismiss the appeal summarily. There is a proviso to this section which states that no appeal presented under Section 419 shall be dismissed unless the appellant or his pleader has had a reasonable opportunity of being heard in support of the same. The only other section for the purpose of this appeal, to which reference need be made, is Section 430 which states that judgments and orders passed by an appellate court upon appeal shall be final, except in the cases provided for in Section 417 and Chapter XXXII.

6. It will be seen from these provisions of the Code that a convicted person, in cases where an appeal is provided for by the Code, may file a petition of appeal in writing presented by him or his pleader and that if he is in jail he may file his petition of appeal through the jail authorities who are obliged to forward the petition to the appellate court concerned. Whether an appeal is filed under Section 419 or under Section 420 of the Code, the appellate court has been expressly authorized, after perusing the petition of appeal and copies of the judgment or charge to the jury, if it considers that there is no sufficient ground for interference, to dismiss the appeal summarily. In the present case, the appellant was in jail and he presented his petition of appeal to the Court of the Judicial Commissioner under Section 420 through the jail authorities. It was summarily dismissed on merits on October 28, 1955. If that order was lawfully made the decision of the appellate court was final under Section 430 of the Code. Consequently, the appeal presented by the appellant through his pleader on October 31, 1955, was patently not maintainable.

7. We come now to the question whether Section 421 offends against the provisions of Article 14 of the Constitution which states that the State shall not deny to any person equality before the law or the equal protection of the laws within the territory of India. This Court has decided in many cases what are the matters to be considered in order to determine whether a particular piece of legislation is discriminatory and consequently in contravention of the provisions of Article 14. It is unnecessary to refer to them. The object of Chapter XXXI of the Code of Criminal Procedure was to make provisions for appeals against conviction in certain cases. Where no appeal is provided by this Chapter no further question arises because no one can claim that he has a right to appeal from any decision of a criminal court. Every person convicted at a trial held by a Sessions Judge or an Additional Sessions Judge has been given the right to appeal to the High Court by virtue of the provisions of Section 410 of the Code. The right to appeal having been so given the Code provided the manner in which such appeal should be presented which is to be found in Sections 419 and 420 of the Code. These two sections contemplate various possibilities (1) that a convicted person who is not in jail presents his petition of appeal in person; (2) that a convicted person though unable to present his petition of appeal personally owing to various reasons, including his being in jail, can present it through his pleader, and (3) where the convicted person is in jail and thus unable to present his petition in person and is unable to engage a pleader to present his petition of appeal, can present it through the jail authorities. Where the convicted person presents his appeal in person or through a pleader under Section 421 his appeal shall not be dismissed summarily unless he or his pleader is given a reasonable opportunity of being heard in support of his petition. No such consideration arises in the case of a convicted person who is unable to present his petition in person or through a pleader. There is a rational basis for making the classification mentioned above which has a reasonable connection with the object of the legislation providing for appeals under Chapter XXXI. Under Section 410 there is no discrimination as any person convicted at a trial held by a Sessions Judge or an Additional Sessions Judge may appeal to the High Court. Where the convicted person is able to present his petition of appeal in person his position is entirely different from a person who is unable to do so because he is in jail. Similarly, a convicted person whether in jail or not who can present his petition through a pleader is in a different position from a convicted person who is in jail and is unable to present his petition through a pleader. The Code intended in the case of a convicted person who presents his petition of appeal while in jail that his petition and the judgment of the court which convicted him must be considered by the appellate court before it is summarily dismissed, otherwise the right of appeal conferred on such a person under Section 410 would be meaningless. In the case of such a person no question could arise of his being heard in person because he has not presented the appeal in person nor could there be any question of his pleader being heard because no pleader had been engaged by him to present the appeal. Different considerations arise in the case of a convicted person who presents his petition of appeal in person or through a pleader in which case he or his pleader must be heard before the appeal is summarily dismissed. There is, therefore, a rational basis for making the classification into three categories which has a reasonable connection with the object of the Code. It could not therefore be said that the proviso to Section 421 offends against the provisions of Article 14 of the Constitution.

8. It was, however, contended that although an appeal filed under Section 420 may have been dismissed summarily a subsequent appeal filed through a pleader ought to have been heard and the Judicial Commissioner erred in holding that the appeal did not lie. The appeal could not have been summarily rejected without the pleader having been heard. From that point of view the provisions of Section 421 had not been complied with. It is sufficient to say that if the order dated October 28, 1955, dismissing the appellant's appeal under Section 420 was lawful, a second appeal from the same judgment of conviction presented through a pleader was not maintainable because the previous order of the High Court dismissing the appeal was final under Section 430 of the Code of Criminal Procedure. Certain cases were relied upon to which reference has been made by the Judicial Commissioner. Those cases can be distinguished from the present case. In none of them was it decided that where an order dismissing the appeal is lawful a subsequent appeal filed through a pleader was maintainable. In our opinion, there is no substance in this point, once it is held that the order dated October 28, 1955, was a lawful order which, we think, it was, as in our opinion the proviso to Section 421 in no way offends against the provisions of Article 14 of the Constitution. The appeal is accordingly dismissed.