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State Of Orissa And Another v. Ram Narayan Das .

Supreme Court Of India
Sep 8, 1960
Smart Summary (Beta)

Factual and Procedural Background

The respondent, appointed in 1950 as a Sub-Inspector of Police in Orissa on probation, received adverse reports during his probationary period. On July 28, 1954, the Deputy Inspector-General of Police (DIG) issued him a notice under Rule 55-B of the Civil Services (Classification, Control and Appeal) Rules, specifying ten instances of neglect of duty and two allegations of misconduct (acceptance of illegal gratification and fabrication of records). After considering the respondent’s written explanation, the DIG ordered his discharge on December 11, 1954 for “unsatisfactory work and conduct.”

The respondent filed a writ petition in the Orissa High Court under Article 226 of the Constitution, contending that the discharge violated Article 311(2) because no proper enquiry or opportunity to cross-examine witnesses had been provided. On December 4, 1957, the High Court set aside the discharge, holding that it cast an indelible stigma and was passed without complying with Rule 55 and Article 311(2). The State obtained special leave to appeal to the Supreme Court, resulting in the present judgment.

Legal Issues Presented

  1. Whether the order discharging a probationary Sub-Inspector for “unsatisfactory work and conduct,” issued after a show-cause notice under Rule 55-B, constitutes a punitive dismissal attracting the protection of Article 311(2) of the Constitution.
  2. Consequently, whether the absence of a full departmental enquiry with opportunities to lead evidence and cross-examine witnesses renders the discharge order unconstitutional and void.

Arguments of the Parties

Respondent’s Arguments (before the High Court)

  • The discharge was invalid because he was denied a reasonable opportunity to defend himself as mandated by Article 311(2).
  • He had already been dealt with departmentally for the alleged instances of neglect; further action would amount to double punishment.
  • The misconduct allegations were based on uncorroborated, inimical witnesses; he requested but was denied the chance to cross-examine them.

Appellant State’s Submissions (before the Supreme Court)

  • The respondent, being a probationer, had no right to the post; under Rule 55-B and the Police Manual he could be discharged for unsatisfactory work without a full-fledged enquiry.
  • The notice and order related to suitability for confirmation, not to punitive dismissal; hence Article 311(2) did not apply.
  • Precedents such as Shyam Lal, Parshotam Lal Dhingra, and Gopi Kishore Prasad support the distinction between termination of probation and punitive removal.

Table of Precedents Cited

Precedent Rule or Principle Cited For Application by the Court
Shyam Lal v. State of U.P. & Union of India (1955) 1 SCR 26 Compulsory retirement is not dismissal or removal; Article 311(2) not attracted where no punitive element. Used to illustrate that termination based on service rules, without punitive intent, does not invoke Article 311(2).
Parshotam Lal Dhingra v. Union of India (1958) SCR 828 Laid down tests: (1) right to the post, (2) “evil consequences” or stigma; only then does Article 311 apply. Forms the primary analytical framework; Court applied the two tests and concluded the respondent was not punished.
Satish Chander Anand v. Union of India (1953) SCR 655 Termination under contractual/service rule right is prima facie not punishment. Quoted within Dhingra summary to reinforce that contractual termination is non-punitive.
State of Bihar v. Gopi Kishore Prasad AIR 1960 SC 689 Where an employer chooses to hold an enquiry into misconduct of a probationer and then terminates, the action is punitive. Distinguished: the present enquiry was only to assess suitability for confirmation, not to punish misconduct.

Court's Reasoning and Analysis

The Supreme Court noted that the respondent, as a probationer, had no substantive right to the post. Rule 55-B required that before terminating a probationer’s service for unsuitability, a show-cause notice be issued; this procedural safeguard was satisfied.

Applying the Parshotam Lal Dhingra tests, the Court found:

  • No right to the post: The Police Manual explicitly allowed discharge of probationers not found fit for confirmation.
  • No punitive “evil consequences”: Discharge for unsatisfactory work did not forfeit pay, seniority, or future prospects beyond ordinary loss of employment, nor did it impose a stigma comparable to dismissal for misconduct.

The High Court’s reliance on alleged stigma was misplaced. The notice and order focused on overall work performance for confirmation purposes, rather than adjudicating misconduct. The Court distinguished its earlier ruling in Gopi Kishore Prasad, emphasizing that an enquiry aimed at assessing suitability (as here) differs from one to establish misconduct for punishment.

Consequently, the discharge was an administrative termination of probation, not a punitive dismissal, and Article 311(2) was inapplicable. The absence of a full departmental enquiry therefore did not invalidate the order.

Holding and Implications

Appeal Allowed; writ petition dismissed.

Direct Effect: The respondent’s discharge order is restored; no costs were awarded. The judgment reinforces the doctrinal line that termination of a probationer for overall unsuitability, after compliance with Rule 55-B notice requirements, is non-punitive and does not trigger Article 311(2). No new legal precedent is set, but the decision consolidates existing principles governing probationary service in Indian public employment.

Show all summary ...

Shah, J.— The respondent was appointed in the year 1950 a Sub-Inspector on probation in the Orissa Police force. In view of the adverse reports received against him on July 28, 1954, notice was served on the respondent calling upon him to show cause why he should not be discharged from service “for gross neglect of duties and unsatisfactory work”. In the notice, ten specific instances of neglect of duty and two instances of misconduct — acceptance of illegal gratification and fabrication of official record were set out. By his explanation, the respondent submitted that action had already been taken against him by the Superintendent of Police in respect of instances of neglect of duty set out in the notice and no further action in respect thereof could on that account be taken against him, because to do so would amount to imposing double punishment. He denied the charge relating to misconduct and submitted that it was based on the uncorroborated statements of witnesses who were inimical to him. He also asked for an opportunity to cross-examine those witnesses. The Deputy Inspector General of Police considered the explanation and observed:

“I have carefully gone through the representation of the probationary S.I His argument that he has already been punished by the S.P for specific instances of bad work does not help him very much since all these instances of bad work during the period of probation have to be taken together in considering his merits for confirmation or otherwise. The S.I has already had long enough of chance to work under different S.Ps though in one District, but he has not been able to procure a good chit from anyone. He has also been adversely reported against after the representation dealt with therein was submitted. It is, therefore, no good retaining him further in service. He is discharged from the date on which this order is served on him.”

2. The Deputy Inspector General of Police on December 11, 1954, in discharging the respondent from service, passed a formal order as follows:

“Probationary S.I Ramnarayan Das of Cuttack District is discharged from service for unsatisfactory work and conduct with effect from the date the order is served on him.”

3. The respondent then presented a petition under Article 226 of the Constitution in the High Court of Judicature, Orissa, challenging the validity of the order passed and praying for the issue of a writ in the nature of certiorari or any other writ quashing the order of discharge. Inter alia, the respondent urged, (1) that the order of discharge was invalid since he was not given a reasonable opportunity to show cause against the action proposed to be taken in regard to him within the meaning of Article 311(2) of the Constitution, (2) that the order of discharge was invalid since he was not afforded an opportunity to be heard nor was any evidence taken on the charges framed.

4. The High Court by order dated December 4, 1957, set aside the order of discharge. In the view of the High Court, the Deputy Inspector General of Police had taken into consideration allegations of corruption in passing the impugned order and also that he had refused to give to the respondent an opportunity to cross-examine witnesses on whose statements the charge of misconduct was made. The High Court observed that by discharging the respondent from service without holding an enquiry as contemplated by Rule 55 of the Civil Services (Classification, Control and Appeal) Rules and without complying with the requirements of Article 311(2) of the Constitution, an “indelible stigma affecting his future career” had been cast. Against the order issuing the writ quashing the order discharging the respondent from service, this appeal has been preferred by special leave.

5. The respondent was undoubtedly at the time when proceedings were started against him and when he was discharged from service, a probationer, and had no right to the post held by him. Under the terms of his appointment the respondent was liable to be discharged at any time during the period of his probation. By Rule 668 of the Police Manual of the Orissa State, insofar as it is material, it is provided:

“All officers shall in the first instance be appointed or promoted on probation. Where the period of probation is not otherwise provided for in the Rules, it shall be for a period of two years in the case of executive officers.... The authority empowered to make such appointment or promotion may at any time during such probation period and without the formalities laid down in Rule 820 remove an executive officer directly appointed or revert such an officer promoted who has not fulfilled the conditions of his appointment or who has shown himself unfitted for such appointment or promotion.”

6. Rule 681 of the Police Manual by clause (b) insofar as it is material provides,

“Those promoted from the rank of Assistant Sub-Inspector shall be confirmed (Rule 659(e)) and those appointed direct shall be on probation for a period of two years. At the end of that period, those pronounced competent and fit will be confirmed by the Deputy Inspector-General. The others will be discharged by the same authority.”

7. Rule 55-B of the Civil Services (Classification, Control and Appeal) Rules, insofar as it is material provides:

“Where it is proposed to terminate the employment of a probationer, whether during or at the end of the period of probation, for any specific fault or on account of his unsuitability for the service, the probationer shall be apprised of the grounds of such proposal and given an opportunity to show cause against it, before orders are passed by the authority competent to terminate the employment.”

8. Notice to show cause whether the employment of the respondent should be terminated was, by Rule 55-B made obligatory. The Deputy Inspector General of Police who had appointed the respondent apprised him by notice of the grounds on which the order of discharge was proposed to be made and required him to show cause why action as proposed should not be taken. The notice consisted of two parts, (1) relating to ten heads of “gross neglect of duty and unsatisfactory work” and (2) “suspicious and unpolice-man-like conduct” in which specific instances of fabrication of public records and acceptance of illegal gratification were set out. The Deputy Inspector General of Police by his order which has been set out hereinbefore, expressly observed that he had, in considering the case of the respondent for confirmation, to take into account the reports received by him. The formal order communicated to the respondent also stated that the respondent was discharged from service for unsatisfactory work and conduct. The reasons given in the order clearly indicate that the notice served upon the respondent was under Rule 55-B of the Civil Services (Classification, Control and Appeal) Rules for ascertaining whether he should be confirmed or his employment terminated. Prima facie, the order is one terminating employment of the respondent as a probationer, and it is not an order dismissing him from service. The High Court has however held that the order of discharge amounted to imposing punishment, because the respondent had been “visited with evil consequences leaving an ineligible stigma on him affecting his future career”.

9. The respondent has not appeared before us to support the judgment of the High Court, but the learned Solicitor General who appeared in support of the appeal has very fairly invited our attention to all the materials on the record and the relevant authorities which have a bearing on the case of the respondent.

10. In Shyam Lal v. State of Uttar Pradesh and Union of India (1955) 1 SCR 26 it was held that compulsory retirement under the Civil Services (Classification, Control and Appeal) Rules of an officer did not amount to dismissal or removal within the meaning of Article 311 of the Constitution. In that case, the public servant concerned was served with a notice to show cause in respect of three specific items of misdemeanour as a public servant to which he submitted his explanation. Thereafter, the President, after considering the case and the recommendation of the commission appointed to investigate the case, decided that the public “servant” should be retired forthwith from service”. This order was challenged by a petition under 226 of the Constitution filed in the High Court at Allahabad. In an appeal against the order dismissing the petition, this court held that the order compulsorily retiring the public servant involved “no element of charge or imputation” and did not amount to dismissal or removal within the meaning of Article 311(2) of the Constitution and the order of the President was not liable to be challenged on the ground that the public servant had not been afforded full opportunity to show cause against the action proposed to be taken in regard to him.

11. In Parshottam Lal Dhingra v. Union of India (1958) SCR 828 this Court by a majority held that if an officer holding an officiating post had no right under the rules governing his service to continue in it, and such appointment under the general law being terminable at any time on reasonable notice, the reversion of the public servant to his substantive post did not operate as a forfeiture of any right: that order “visited him with no evil consequences” and could not be regarded as a reduction in rank by way of punishment. Bose, J., who disagreed with the majority observed that the real test was whether evil consequences over and above those that ensued from a contractual termination, were likely to ensue as a consequence of the impugned order: if they were, Article 311 of the Constitution would be attracted even though such evil consequences were not prescribed as penalties under the Rules. In that case, Das, C.J, in delivering the judgment of the majority, entered upon an exhaustive review of the law applicable to the termination of employment of public servants and at pp. 861-863 summarised it as follows:

“Any and every termination of service is not a dismissal, removal or reduction in rank. A termination of service brought about by the exercise of a contractual right is not per se dismissal or removal, as has been held by this court in Satish Chander Anand v. Union of India (1953) SCR 655. Likewise the termination of service by compulsory retirement in terms of a specific rule regulating the conditions of service is not tantamount to the infliction of a punishment and does not attract Article 311(2) as has also been held by this Court in Shyam Lal v. State of Uttar Pradesh (1955) 1 SCR 26.... In short, if the termination of service is founded on the right flowing from contract or the service rules then, prima facie, the termination is not a punishment and carries with it no evil consequences and so Article 311 is not attracted. But even if the Government has, by contract or under the rules, the right to terminate the employment without going through the procedure prescribed for inflicting the punishment of dismissal, or removal or reduction in rank, the Government may, nevertheless, choose to punish the servant and if the termination of service is sought to be founded on misconduct, negligence, inefficiency or other disqualification, then it is a punishment and the requirements of Article 311 must be complied with. As already stated, if the servant has got a right to continue in the post, then, unless the contract of employment or the rules provide to the contrary, his services cannot be terminated otherwise than for misconduct, negligence, inefficiency or other good and sufficient cause. A termination of the service of such a servant on such grounds must be a punishment and, therefore, a dismissal or removal within Article 311, for it operates as a forfeiture of his right and he is visited with the evil consequences of loss of pay and allowances. It puts an indelible stigma on the officer affecting his future career.... But the mere fact that the servant has no title to the post or the rank and the Government has, by contract, express or implied, or under the rules, the right to reduce him to a lower post does not mean that an order of reduction of a servant to a lower post or rank cannot in any circumstances be a punishment. The real test for determining whether the reduction in such cases is or is not by way of punishment is to find out if the order for the reduction also visits the servant with any penal consequences.... The use of the expression, ‘terminate' or ‘discharge' is not conclusive. In spite of the use of such innocuous expressions, the court has to apply the two tests mentioned above, namely, (1) Whether the servant had a right to the post or the rank, or (2) Whether he has been visited with evil consequences of the kind hereinbefore referred to? If the case satisfies either of the two tests then it must be held that the servant has been punished and the termination of his service must be taken as a dismissal or removal from service....”

12. The respondent had no right to the post held by him. Under the terms of his employment, the respondent could be discharged in the manner provided by Rule 55-B. Again mere termination of employment does not carry with it “any evil consequences” such as forfeiture of his pay or allowances, loss of his seniority, stoppage or postponement of his future chances of promotion etc. It is then difficult to appreciate what “indelible stigma affecting the future career” of the respondent was cast on him by the order discharging him from employment for unsatisfactory work and conduct. The use of the expression “discharge” in the order terminating employment of a public servant is not decisive: it may, in certain cases amount to dismissal. If a confirmed public servant holding a substantive post is discharged, the order would amount to dismissal or removal from service; but an order discharging a temporary public servant may or may not amount to dismissal. Whether it amounts to an order of dismissal depends upon the nature of the enquiry, if any, the proceedings taken therein and the substance of the final order passed on such enquiry.

13. Where under the rules governing a public servant holding a post on probation, an order terminating the probation is to be preceded by a notice to show cause why his service should not be terminated, and a notice is issued asking the public servant to show cause whether probation should be continued or the officer should be discharged from service the order discharging him cannot be said to amount to dismissal involving punishment. Undoubtedly, the Government may hold a formal enquiry against a probationer on charges of misconduct with a view to dismiss him from service, and if an order terminating his employment is made in such an enquiry, without giving him reasonable opportunity to show cause against the action proposed to be taken against him within the meaning of Article 311(2) of the Constitution, the order would undoubtedly be invalid.

14. The Solicitor General invited our attention to a recent judgment of this Court, State of Bihar v. Gopi Kishore Prasad AIR (1960) SC 689 in which, delivering the judgment of the court, the learned Chief Justice extracted five propositions from the authorities and particularly from Parshottam Lal Dhingra case (1958) SCR 828, dealing with the termination of employment of temporary servants and probationers. The third proposition set out in the judgment is as follows:

“But instead of terminating such a person's service without any enquiry, the employer chooses to hold an enquiry into his alleged misconduct, or inefficiency, or for some similar reason, the termination of service is by way of punishment, because it puts a stigma on his competence and thus affects his future career. In such a case, he is entitled to the protection of Article 311(2) of the Constitution.”

15. This proposition, in our judgment, does not derogate from the principle of the other cases relating to termination of employment of probationers decided by this court nor is it inconsistent with what we have observed earlier. The enquiry against the respondent was for ascertaining whether he was fit to be confirmed. An order discharging a public servant, even if a probationer, in an enquiry on charges of misconduct, negligence, inefficiency or other disqualification, may appropriately be regarded as one by way of punishment, but an order discharging a probationer following upon an enquiry to ascertain whether he should be confirmed, is not of that nature. In Gopi Kishore Prasad case AIR (1960) SC 689, the public servant was discharged from service consequent upon an enquiry into alleged misconduct, the Enquiry Officer having found that the public servant was “unsuitable” for the post. The order was not one merely discharging a probationer following upon an enquiry to ascertain whether he should be continued in service, but it was an order as observed by the court “clearly by way of punishment”. There is in our judgment no real inconsistency between the observations made in Parshottam Lal Dhingra case (1958) SCR 828 and Gopi Kishore Prasad case AIR (1960) SC 689. The third proposition in the latter case refers to an enquiry into allegations of misconduct or inefficiency with a view, if they were found established, to imposing punishment and not to an enquiry whether a probationer should be confirmed. Therefore the fact of the holding of an enquiry is not decisive of the question. What is decisive is whether the order is by way of punishment, in the light of the tests laid down in Parshottam Lal Dhingra case (1958) SCR 828.

16. We have carefully considered the evidence and the authorities to which our attention has been invited and we are definitely of opinion that the High Court was in error in holding that the order discharging the respondent from service amounted to dismissal which attracted the protection of Article 311(2) of the Constitution.

17. In that view of the case, this appeal will be allowed and the petition for a writ dismissed. There will be no order as to costs throughout.