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Narayan Swami v. State Of Maharashtra .
Factual and Procedural Background
The appellant, a police Sub-Inspector, was tried along with one Dilawar (Accused 1) in Sessions Case No. 9 of 1967 for offences under Sections 195 and 196 read with Section 34 of the Indian Penal Code (IPC). The prosecution alleged that, during the trial of a separate dacoity case (Sessions Case No. 8 of 1966), Dilawar falsely posed as a panch witness named Abdul Gani and attested recovery memos, allegedly under the appellant’s coercion. Upon discovering the impersonation, the trial judge in the dacoity case, Shri Waikar, issued a show-cause notice to the appellant and subsequently lodged a complaint against both accused. After committal proceedings, the Sessions Judge, Nagpur, convicted each accused and sentenced them to three years’ rigorous imprisonment.
The appellant appealed to the Bombay High Court (Criminal Appeal No. 74 of 1967). A Division Bench summarily dismissed the appeal in a single word—“dismissed.” The appellant obtained special leave from the Supreme Court, limited to the question whether the High Court was justified in summarily dismissing his appeal.
Legal Issues Presented
- Whether the Bombay High Court was justified, under Section 421 of the Code of Criminal Procedure (CrPC), in summarily dismissing the appellant’s statutory appeal without recording reasons.
Arguments of the Parties
Appellant's Arguments
- The Sessions Judge’s conviction relied impermissibly on:
- Evidence given by Dilawar on 10 June 1966 in the dacoity case, which was inadmissible against the appellant because he had no opportunity to cross-examine Dilawar in that proceeding.
- Statements made by Dilawar as a co-accused when examined under Section 342 CrPC in the present trial; such statements cannot be used against a co-accused.
- The complaint lodged by the Sessions Judge contravened Section 479-A CrPC because, after delivery of the dacoity judgment on 22 June 1966 and before filing the complaint on 8 July 1966, the appellant was not given the mandatory opportunity to be heard.
- These substantial questions rendered the appeal “arguable,” making summary dismissal inappropriate under the standards set by the Supreme Court.
State's Arguments
- The Sessions Judge had considered and rightly rejected the Section 479-A objection; the notice of 14 June 1966 constituted sufficient compliance.
- In addition to Dilawar’s evidence, other materials on record supported the conviction; hence the High Court’s dismissal necessarily implied agreement with the trial court’s reasoning.
- Accordingly, the High Court was within its discretion to dismiss the appeal summarily.
Table of Precedents Cited
| Precedent | Rule or Principle Cited For | Application by the Court |
|---|---|---|
| Mushtak Hussein alias M. H. Gyani v. State of Bombay, [1953] SCR 89 | Summary dismissal under Section 421 CrPC is permissible only when no arguable issue is raised; otherwise reasons must be indicated. | Used to establish the standard that appeals raising substantial points cannot be dismissed summarily. |
| Shreekantiah Ramayya Munipalli v. State of Bombay, [1955] 1 SCR 1177 | Reaffirmed restrictions on summary rejection when issues of substance and importance are involved. | Cited to illustrate that one‐word dismissal is improper where substantial issues are present. |
| Chittaranjan Das v. State of West Bengal, [1964] 3 SCR 237 | High Courts should not summarily reject criminal appeals that raise arguable and substantial points. | Relied on as further authority supporting the need for a reasoned hearing. |
Court's Reasoning and Analysis
The Supreme Court first reaffirmed the appellant’s statutory right to appeal under Section 410 CrPC and to raise questions of fact and law under Section 418. While Section 421 empowers summary dismissal, prior Supreme Court jurisprudence requires that such dismissal be confined to cases devoid of arguable issues.
Applying these principles, the Court examined whether the appellant’s High Court appeal contained substantial questions:
- Use of inadmissible evidence: The trial court extensively relied on Dilawar’s testimony in the separate dacoity case and on Dilawar’s Section 342 statements. The Supreme Court held that both were legally inadmissible against the appellant, constituting “serious illegalities.”
- Compliance with Section 479-A CrPC: Whether the appellant had an opportunity to be heard before the complaint was filed was described as an “arguable, substantial and important” question.
Given these substantial issues, the Court concluded that the High Court ought not to have disposed of the appeal in one word. By doing so, it failed to consider the legality of the conviction and the procedural objections.
Holding and Implications
Holding: The Supreme Court set aside the Bombay High Court’s order dated 27 April 1967 summarily dismissing Criminal Appeal No. 74 of 1967 and remanded the matter to the High Court for fresh disposal in accordance with law.
Implications: The decision reinforces the jurisprudence that High Courts must not summarily dismiss criminal appeals raising substantial or arguable questions. It mandates a reasoned consideration of such appeals, thereby safeguarding the appellant’s statutory rights. No new legal doctrine was created, but existing principles governing Section 421 CrPC were emphatically applied.
Vaidialingam, J.— The appellant, who was the second accused, in Sessions Case No. 9 of 1967, and Accused 1, were found guilty, under Section 195 and Section 196 read with Section 34 IPC and each of them has been convicted and sentenced to undergo three years rigorous imprisonment, for these offences, and the sentences have been directed to run concurrently. The case of the first accused, is not before us, in these proceedings.
2. The appellant challenged his conviction and sentence, passed against him, before the High Court of Bombay, in Criminal Appeal No. 74 of 1967. A Division Bench of the High Court has, by its order dated April 27, 1967, summarily dismissed the appeal, in one word “dismissed”. The appellant has come up, to this Court, by special leave. But this Court, by its order dated September 7, 1967, has granted special leave, limited to the question as to whether the High Court was justified in dismissing the appeal summarily. That is the only point, that arises for consideration, in this appeal.
3. It is necessary, to set out briefly, the circumstances under which the appellant, who was, a police Sub-Inspector, alongwith one Dilawar, who was Accused 1, came to be charged-sheeted and tried, in Sessions Case No. 9 of 1967. In connection with a dacoity, which is alleged to have taken place, on July 18, 1965, when the Bombay-Howrah Mail was stopped, at the outer signal of Nagpur Railway station, one Ambadas and Deorao, and certain others, were prosecuted before the Additional Sessions Judge, Nagpur, in Sessions Case No. 8 of 1966. In that trial, the prosecution had to prove certain recoveries made, on the basis of three memos, which have been marked, in the present Sessions trial, as Exhibits 7, 8 and 14. Those memos had been attested by two panch witnesses, Pochanna and Abdul Gani. Pochanna turned hostile and, therefore, the prosecution tried to establish the recoveries made, under these memos, by the other panch witness. Abdul Gani. The first accused, in the present sessions trial, gave evidence, on June 10, 1966, in Sessions Case No. 8 of 1966, that he is Abdul Gani and that he has attested the recovery memos. The appellant, before us, was examined in that trial, on June 11, 1966, and he has stated that the witness, who has spoken to the recovery memos, was Abdul Gani and that he has attested the recovery memos; but, later on, the accused in the dacoity case, appear to have entertained a suspicion that the first accused, in these proceedings, who claim to be Abdul Gani and spoke to having attested the recovery memos, is not the real Abdul Gani, but Dilawar. This suspicion was brought to the notice of the Sessions Judge, trying the dacoity case, on June 14, 1966. The Sessions Judge, Shri Waikar, caused the present first accused, to be brought before him and further examined him, in Sessions Case No. 8 of 1966. The witness appears to have stated that he was not Abdul Gani, but really Dilwar, and that he had come to the court, on June 10, 1966, and given evidence, as Abdul Gani, on the compulsion and threat of the present appellant.
4. On the same day i.e June 14, 1966, Mr Waikar issued a notice to the appellant, to show cause why a complaint should not be laid against him, for offences under Sections 195, 196, and 205 IPC. By the said notice, the appellant was directed to appear before the court, on June 16, 1966. The appellant appeared and pleaded, on June 16, 1966, that he had not committed any offence and that he bona fide believed that the present 1st accused was Abdul Gani, and that he had never compelled one Dilawar to appear before the court and give evidence, as Abdul Gani. The appellant was further examined, in the dacoity case, on June 17, 1966, and he was also cross-examined, by the accused, in the dacoity case.
5. On June 22, 1966, the learned Sessions Judge, Nagpur, acquitted all the accused, in the dacoity case. In the said judgment, the learned Sessions Judge has stated that the present Accused 1, intentionally gave false evidence, and the appellant intentionally fabricated false evidence with the intent to procure conviction of the accused, in the dacoity case, and that it was highly expedient, in the interest of justice and in the interest of eradication of the evil of perjury and the fabrication of false evidence, that both of them should be prosecuted. Thereupon, the learned Sessions Judge filed the complaint, against the appellant and Dilawar, on July 8, 1966, in the court of the Joint Magistrate, First Class, IV Court, Nagpur.
6. The Joint Magistrate, by his order dated January 27, 1967, held that a prima facie case, against both the accused, under Sections 195 and 196 read with Section 34 IPC, has been made out; and, accordingly, after framing charges, he committed them to the Sessions Court, to face trial. The learned Sessions Judge, Nagpur, by his judgment, dated March 31, 1967, has found each of the accused, guilty under Section 195 and Section 196 read with Section 34 IPC, and sentenced them, as mentioned earlier.
7. In view of the, fact that special leave has been limited to the question, as to whether the High Court was justified, in dismissing the appeal, summarily, and, as we are satisfied, after hearing arguments, on behalf of the appellant, and the State, that the appeal will have to be remanded, for fresh consideration, by the High Court, we do not propose to deal with the matter very elaborately. We will only advert to some of the material circumstances, that have been placed, before us, by the learned counsel, for the appellant, to hold that this was certainly not a case in which the High Court was justified in dismissing the appeal, summarily.
8. On behalf of the appellant, learned counsel, Dr Barlingay raised two contentions: (i) that the learned Sessions Judge, in convicting the appellant, has relied, mainly, on the evidence, given by Dilawar, on June 14, 1966, in Sessions trial No. 8 of 1966, and on the statements, made by Dilawar, as first accused, when he was examined, under Section 342 CrPC, in the present Sessions Trial, and (ii) that the provisions of Section 479-A, CrPC, have not been complied with, when Mr Waikar filed the complaint, as against the appellant, on July 8, 1966.
9. Mr H.R Khanna, learned counsel, appearing for the State of Maharashtra, on the other hand, submitted that the learned Sessions Judge has considered the question of non-compliance with the provisions of Section 479-A CrPC, and he has rejected the appellant's contention, in that regard. Counsel also pointed out that, apart from the evidence of Dilawar, in Sessions Case No. 8 of 1966, and his answers, given as co-accused, in the present sessions case, there is, on record, other evidence, which have also been taken into account, by the learned Sessions Judge, for convicting the appellant. When the High Court dismissed the appeal, though summarily, it must be presumed that the High Court has agreed with the views, expressed by the learned Sessions Judge, in the present judgment. Therefore, we understood counsel to urge that the High Court was perfectly justified, in dismissing the appeal, summarily.
10. There is no controversy, that the appellant, who has been convicted, on trial, by the Sessions Judge, had a right of appeal, to the High Court, under Section 410 CrPC. The appellant was also entitled, under Section 418 CrPC, to agitate, in his appeal, before the High Court, findings of fact recorded against him, as also questions of law, available to him. No doubt, under Section 421 CrPC, the appellate court may dismiss an appeal, summarily, if, on a perusal of the petition of appeal, and a copy of the judgment appealed from, it considers that there is no sufficient ground for interference. This section, has come up for consideration, before this Court, in Mushtak Hussein v. State of Bombay [1953] SCR 89. This Court has held, therein, that in a case, which, prima facie, raises no arguable issue, a summary dismissal of the appeal, may be justified, but, in arguable cases, a summary rejection order must give some indication of the views of the High Court, on the point raised. Again, in a case, where the High Court summarily dismissed an appeal, in one word “dismissed”, this Court, in Shreekantiah Ramayya Munipalli v. State of Bombay [1955] 1 SCR 1177 again reiterated the views expressed in the earlier decision, referred to above, and stated that summary rejection of appeals, which raise issues of substance and importance, was not justified. After adverting to the two decisions, noted above, this Court, again in Chittaranjan Das v. State of West, Bengal [1964] 3 SCR 237 laid down that there can be no doubt, whatever, that in dealing with criminal appeals, brought before them, the High Courts should not summarily reject them, if they raise arguable and substantial points. Bearing these principles in view, the question naturally arises as to whether the appeal filed, by the appellant, before the High Court of Bombay, raised any arguable point, or whether the questioned raised were substantial and important.
11. In support of the first contention, Dr Barlingay drew our attention to the discussion, contained in the judgment of the learned Sessions Judge, wherein he has placed strong reliance, upon the evidence, given by Dilawar, in Sessions Case No. 8 of 1966. He has also drawn our attention, to the reliance, placed by the learned Sessions Judge, upon the answers given by Dilawar, as co-accused, when he was examined, under Section 342 CrPC. The evidence given by Dilawar, in the dacoity case, counsel points out, is inadmissible, in these proceedings. The answers given by him, as co-accused, when examined, under Section 342 CrPC, cannot be taken into account, as against the appellant, whatever the position may be, so far as Dilawar himself, is concerned. There is no other evidence, counsel points out, on record, which has been taken into account, by the learned Sessions Judge. In any event, counsel urged, after eliminating the evidence, given by Dilawar in the dacoity case, and the answers given by him, in this trial, the High Court had to consider whether there was any other evidence, on record, which would justify the Sessions Court finding the appellant guilty. By the dismissal of the appeal, summarily, counsel points out, the High Court has omitted to consider the serious illegality, contained in the judgment of the Sessions Judge, in relying upon the evidence and statement of Dilawar.
12. The contention of the learned counsel, that a gross illegality has been committed, by the learned Sessions Judge in relying upon the evidence, given by Dilawar, in the dacoity case, and using the answers given by him, as a accused, against the appellant, in our opinion, is well-founded. In para 5 of its judgment, the Session's Court has referred to the fact that Dilawar, Accused 1, admits all the facts alleged, by the prosecution, and that he has explained that he gave evidence as Abdul Gani at the instance of the appellant. In considering, again, the question as to whether the appellant knew Accused 1 as Dilawar or Abdul Gani, the learned Sessions Judge, in para 20, refers to the statement of Dilawar, wherein he refers to the circumstances, under which the appellant compelled him to come to, the court and pose himself as Abdul Gani. The learned Sessions Judge also refers, in para 21 of his judgment, that Dilawar has made a very clean breast of the whole matter, when he, was examined by Mr Waikar, on June 14, 1966, in the dacoity case. The learned Sessions Judge also refers to the fact that Dilawar has given a consistent version throughout, inculpating the appellant, both in his evidence in Sessions Case No. 8 of 1966, as well as in his statement given, in the present sessions trial. We are not referring to the various other points, adverted to, by the learned Sessions Judge. We have adverted to the above circumstances, only for the purpose of holding that the learned sessions judge, in coming to the conclusion that the appellant is guilty, has placed considerable reliance on the evidence of Dilawar, given in the dacoity case and to his statements, made under Section 342 CrPC, as coaccused, in the present trial. The legal position is quite clear viz. that the evidence given by Dilawar, in the dacoity case, cannot be used as evidence against the appellant, who, had no opportunity to cross-examining Dilawar, in the said case and the statements of Dilawar, as co-accused, made under Section 342 CrPC, in the present trial, cannot be used against the appellant. We are not certainly inclined to accept the contention of the learned counsel, for the State, that these very serious illegalities, committed by the learned Sessions Judge, must be considered to have been, approved, by the learned Judges of the High Court, when they dismissed the appeal, summarily. In fact, we are inclined to think, that, by dismissing the appeal summarily, the learned Judges of the High Court have omitted to note these serious illegalities, contained in the judgment of the learned Sessions Judge. As to whether there is other evidence, on record, which would justify the conclusion that the appellant has been rightly convicted, is not a matter on which it is necessary for us to embark upon, in this appeal. That is essentially for the High Court, as a court of appeal, to investigate, and come to a conclusion, one way or the other.
13. The second contention, urged by the learned counsel, for the appellant, is also, in our opinion, a very substantial one. According to the learned counsel, after the judgment was delivered, in the dacoity case, on June 22, 1966, and before the complaint was filed, by Mr Waikar, on July 8, 1966, against the appellant, the appellant was not given an opportunity of being heard, as required under Section 479-A, CrPC. This contention has been raised even before the committing Magistrate, as a perusal of the order of that Magistrate, will show. This objection, was again taken before the learned Sessions Judge. The learned Sessions Judge has taken the view that the show-cause notice, issued by Mr Waikar, to the appellant, on June 14, 1966, is a sufficient compliance with the provisions of that section. The learned Sessions Judge is also of the view that, under Section 479-A CrPC, it does not matter whether a notice is given before the finding is recorded in the judgment, or whether the notice is given, after the findings are recorded in the judgment. The question, as to whether the appellant has been given an opportunity, of being heard, under Section 479-A, is again, not only in our opinion, an arguable point, but also a substantial and important one.
14. The discussion, contained above, will clearly show that the appeal, filed by the appellant, before the High Court of Bombay was an arguable one, and it also raised substantial and important questions, for consideration at the hands of the High Court. We are therefore satisfied that the High Court was not justified, in dismissing the appeal, filed by the appellant, summarily.
15. In view of this conclusion, the order of the High Court, dated April 27, 1967, dismissing Criminal Appeal No. 74 of 1967, is set aside, and the said appeal is remanded to the High Court, for fresh disposal, in the light of the observations, contained in this judgment. This appeal is allowed, accordingly.
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